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Livermore
Livermore
ZHEN

SG3 Management, LLC

SEC CIK
0001630888
Latest filing
Nov 15, 2023

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed May 15, 2023. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
70
−12 vs. Q2 2022
Portfolio value
$157.6M
+$104.3M (+195.9%) vs. Q2 2022
Filed
May 15, 2023
AmendedSEC
Holdings of SG3 Management, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
TSLATesla, Inc.Stock177,200$47.0M29.8%+177,200NewHistory
GOOGAlphabet Inc.Stock195,000$18.7M11.9%+195,000NewHistory
DISWalt Disney CoStock150,000$14.1M9.0%+150,000NewHistory
MSFTMicrosoft CorpStock41,600$9.69M6.1%+41,600NewHistory
AMZNAmazon Com IncStock64,600$7.30M4.6%+64,600NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR100,000$6.86M4.4%+100,000NewHistory
EOGEOG Resources IncStock45,800$5.12M3.2%+3,700+8.8%AddedHistory
CRMSalesforce, Inc.Stock35,000$5.03M3.2%+35,000NewHistory
CCitigroup IncStock100,000$4.17M2.6%+100,000NewHistory
SLBSLB LimitedStock92,500$3.32M2.1%−17,500−15.9%ReducedHistory
PARPar Technology CorpCOM108,000$3.19M2.0%+3,000+2.9%AddedHistory
METAMeta Platforms, Inc.Stock22,600$3.07M1.9%+22,600NewHistory
BPBP PLCADR100,000$2.85M1.8%+100,000NewHistory
SWAVShockwave Medical, Inc.COM10,000$2.78M1.8%+10,000NewHistory
APLSApellis Pharmaceuticals, Inc.COM40,000$2.73M1.7%+38,845+3,363.2%AddedHistory
AESAES CorpStock85,000$1.92M1.2%+50,000+142.9%AddedHistory
TSNTyson Foods, Inc.Stock25,000$1.65M1.0%+25,000NewHistory
RAREUltragenyx Pharmaceutical Inc.COM32,173$1.33M0.8%+32,173NewHistory
DTDynatrace, Inc.Stock36,000$1.25M0.8%+36,000NewHistory
LIVNLivaNova PLCSHS20,000$1.02M0.6%−21,810−52.2%ReducedHistory
INCYIncyte CorpCOM15,000$999.6K0.6%+15,000NewHistory
NBISNebius Group N.V.Stock51,300$971.6K0.6%00.0%UnchangedHistory
NVDANVIDIA CorpStock7,900$959.0K0.6%−7,100−47.3%ReducedHistory
Kraneshares Trust500767678GLOBAL CARB STRA23,970$891.7K0.6%+23,970New–
Graniteshares ETF Tr38747R108BBG COMMD K 130,500$880.8K0.6%+30,500New–
AEMAgnico Eagle Mines LtdStock20,000$844.6K0.5%−5,000−20.0%ReducedHistory
CLRContinental Resources, IncCOM10,000$668.1K0.4%+10,000NewHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF16,500$589.4K0.4%+16,500New–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST27,100$577.7K0.4%+27,100New–
OSHOak Street Health, Inc.COM17,500$429.1K0.3%+10,700+157.4%AddedHistory
ARK Innovation ETF00214Q104ETF10,400$392.4K0.2%+10,400New–
EXELExelixis, Inc.COM25,000$392.0K0.2%+25,000NewHistory
LACLithium Americas Corp.COM NEW14,500$380.3K0.2%+10,500+262.5%AddedHistory
GHGuardant Health, Inc.COM7,000$376.8K0.2%+7,000NewHistory
LTHMLivent Corp.COM12,000$367.8K0.2%+12,000NewHistory
ALBAlbemarle CorpStock1,250$330.6K0.2%+750+150.0%AddedHistory
Sunpower Corp867652406COM13,100$301.8K0.2%+13,100New–
UVEUniversal Insurance Holdings, Inc.COM27,804$273.9K0.2%+27,804NewHistory
ADTADT Inc.COM35,000$262.1K0.2%+10,000+40.0%AddedHistory
AMPHAmphastar Pharmaceuticals, Inc.COM8,878$249.5K0.2%+8,878NewHistory
LNGCheniere Energy, Inc.COM NEW1,500$248.9K0.2%+1,500NewHistory
NOAHNoah Holdings LtdSPON ADS18,335$242.2K0.2%+18,335NewHistory
ADPAutomatic Data Processing IncStock1,000$226.2K0.1%+1,000NewHistory
LBAILakeland Bancorp IncCOM13,087$209.5K0.1%+2,087+19.0%AddedHistory
SIGASiga Technologies IncCOM18,700$192.6K0.1%+18,700NewHistory
SQMChemical & Mining Co of Chile IncSPON ADR SER B2,000$181.5K0.1%+2,000NewHistory
SGMOQSangamo Therapeutics, IncCOM32,800$160.7K0.1%+32,800NewHistory
RCELAVITA Medical, Inc.COM29,650$156.3K0.1%−2,350−7.3%ReducedHistory
TELLTellurian Inc.COM60,000$143.4K0.1%−15,000−20.0%ReducedHistory
MELIMercadolibre IncCOM172$142.4K0.1%+122+244.0%AddedHistory
VERVVerve Therapeutics, Inc.COM4,000$137.4K0.1%+4,000NewHistory
VTRSViatris IncStock15,000$127.8K0.1%−5,000−25.0%ReducedHistory
PGProcter & Gamble CoStock1,000$126.3K0.1%+1,000NewHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW50,000$119.5K0.1%00.0%UnchangedHistory
SITMSITIME CorpCOM1,500$118.1K0.1%+1,500NewHistory
TBCHTurtle Beach CorpCOM NEW13,443$91.7K0.1%−49,557−78.7%ReducedHistory
DFSDiscover Financial ServicesCOM1,000$90.9K0.1%00.0%UnchangedHistory
GOSSGossamer Bio, Inc.COM7,500$89.8K0.1%00.0%UnchangedHistory
KMDAKamada LtdSHS18,100$81.6K0.1%−3,900−17.7%ReducedHistory
ORKAOruka Therapeutics, Inc.COM37,706$77.7K<0.1%+15,000+66.1%AddedHistory
RUNSunrun Inc.COM2,500$69.0K<0.1%+2,500NewHistory
FNDFloor & Decor Holdings, Inc.CL A900$63.2K<0.1%−2,600−74.3%ReducedHistory
VanEck ETF Trust92189H805RARE EARTH AND S500$41.7K<0.1%+500New–
EVBGEverbridge, Inc.COM1,000$30.9K<0.1%−6,500−86.7%ReducedHistory
Graphex Group Ltd Sponsored ADS38867H104ADR19,394$26.0K<0.1%+19,394New–
TMCTMC the metals Co Inc.COM21,790$22.9K<0.1%−78,210−78.2%ReducedHistory
WWayfair Inc.CL A600$19.5K<0.1%+600NewHistory
Advisorshares Tr00768Y453PURE US CANN ETF1,750$15.6K<0.1%−1,750−50.0%Reduced–
RADNew Rite Aid, LLCCOM3,000$14.8K<0.1%−2,000−40.0%ReducedHistory
BNEDBarnes & Noble Education, Inc.COM5,000$12.0K<0.1%00.0%UnchangedHistory

Options (165)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 165 by value.

Option positions of SG3 Management, LLC in Q3 2022
SecurityClassPutsCalls
TSLATesla, Inc.Stock$75.8M$50.1M
SPYSPDR S&P 500 ETF TrustETF$35.7M–
TTWOTake Two Interactive Software IncCOM$926.5K$25.0M
NFLXNetflix IncStock$24.5M–
AMZNAmazon Com IncStock$22.5M–
VSTVistra Corp.Stock–$16.2M
JNJJohnson & JohnsonStock–$14.7M
GOOGAlphabet Inc.Stock$14.4M–
DISWalt Disney CoStock$14.1M–
EOGEOG Resources IncStock$6.86M$6.70M
NTRNutrien Ltd.COM–$12.5M
Kraneshares Trust500767678GLOBAL CARB STRA$9.26M$3.18M
ATVIActivision Blizzard, Inc.COM$1.80M$10.6M
METAMeta Platforms, Inc.Stock$11.4M–
BIIBBiogen Inc.COM$5.07M$6.01M
MSFTMicrosoft CorpStock$10.2M–
IPInternational Paper CoCOM–$8.71M
NVDANVIDIA CorpStock$8.50M–
MELIMercadolibre IncCOM$8.11M–
IBMInternational Business Machines CorpStock$3.56M$4.16M
FANGDiamondback Energy, Inc.Stock$4.58M$2.99M
NEENextera Energy IncStock$7.06M–
TSMTaiwan Semiconductor Manufacturing Co LtdADR$6.86M–
GNRCGenerac Holdings Inc.Stock$1.43M$5.34M
DJTTrump Media & Technology Group Corp.Stock$6.62M–
CRMSalesforce, Inc.Stock$5.75M–
iShares Tr464288281JPMORGAN USD EMG$5.16M–
OSHOak Street Health, Inc.COM–$4.94M
PINSPinterest, Inc.CL A$2.45M$2.10M
MPTMedical Properties Trust IncCOM$4.54M–
State Street Energy Select Sector SPDR ETF81369Y506ETF–$4.32M
CCitigroup IncStock$4.17M–
ADPAutomatic Data Processing IncStock$4.07M–
INCYIncyte CorpCOM$2.00M$2.00M
MOSMosaic CoCOM$1.45M$2.42M
APLSApellis Pharmaceuticals, Inc.COM$3.65M–
REGNRegeneron Pharmaceuticals, Inc.COM–$3.38M
SGFYSignify Health, Inc.CL A COM–$2.97M
BPBP PLCADR$2.85M–
LIVNLivaNova PLCSHS$1.02M$1.47M
TWTRTwitter, Inc.COM–$2.30M
NBISNebius Group N.V.Stock$303.0K$1.97M
LBAILakeland Bancorp IncCOM$491.5K$1.60M
VERVVerve Therapeutics, Inc.COM$1.01M$1.03M
AESAES CorpStock$452.0K$1.58M
FNDFloor & Decor Holdings, Inc.CL A–$2.00M
AEMAgnico Eagle Mines LtdStock$1.16M$827.7K
RAREUltragenyx Pharmaceutical Inc.COM$1.66M$260.9K
JCIJohnson Controls International plcStock–$1.85M
Graniteshares ETF Tr38747R108BBG COMMD K 1$1.83M–
CLRContinental Resources, IncCOM$1.29M$514.4K
TSNTyson Foods, Inc.Stock$1.65M–
VVVValvoline IncCOM–$1.65M
DTDynatrace, Inc.Stock$1.57M–
AMLXAmylyx Pharmaceuticals, Inc.COM–$1.53M
PFSIPennyMac Financial Services, Inc.COM$896.6K$622.0K
SGENSeagen Inc.COM$1.03M$478.9K
ETSYEtsy IncCOM–$1.50M
SOSSOS LtdSPON ADS–$1.50M
RLMDRelmada Therapeutics, Inc.COM$999.5K$481.3K
UVEUniversal Insurance Holdings, Inc.COM$1.38M–
CTXSCitrix Systems IncCOM$1.35M–
LNGCheniere Energy, Inc.COM NEW–$1.33M
Turquoise Hill Res Ltd900435207COM$1.29M–
UNHUnitedHealth Group IncStock$1.26M–
ENPHEnphase Energy, Inc.Stock–$1.22M
MRTXMirati Therapeutics, Inc.COM$440.0K$705.4K
ARK Innovation ETF00214Q104ETF$1.05M–
ZZillow Group, Inc.CL C CAP STK–$1.04M
BNTXBioNTech SESPONSORED ADS–$1.01M
AUAngloGold Ashanti PLCSPONSORED ADR–$1.00M
EXELExelixis, Inc.COM$548.8K$446.9K
DFSDiscover Financial ServicesCOM$963.8K–
GHGuardant Health, Inc.COM$651.3K$301.4K
WisdomTree Tr97717Y683ENHNCD CMMDTY ST$829.2K$106.6K
SLBSLB LimitedStock$897.5K–
LAURLaureate Education, Inc.COMMON STOCK–$896.8K
NOKNokia CorpSPONSORED ADR–$896.7K
FLNAFilana Therapeutics, Inc.COM–$853.1K
HLFHerbalife Ltd.COM SHS–$845.3K
LEGNLegend Biotech CorpSPONSORED ADS–$836.4K
FHNFirst Horizon CorpCOM$4.58K$831.3K
GEGeneral Electric CoStock–$787.5K
ZENZendesk, Inc.COM–$761.0K
WGOWinnebago Industries IncCOM–$744.9K
Liberty Media Corp531229409COM A SIRIUSXM$742.4K–
IVRInvesco Mortgage Capital Inc.COM–$677.1K
USOUnited States Oil Fund, LPUNITS–$652.8K
WWayfair Inc.CL A–$651.0K
GLPIGaming & Leisure Properties, Inc.COM–$628.2K
GMGeneral Motors CoCOM–$609.7K
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF$589.4K–
MRKMerck & Co., Inc.Stock–$542.6K
NOAHNoah Holdings LtdSPON ADS$541.6K–
EVHEvolent Health, Inc.CL A–$539.0K
SIGASiga Technologies IncCOM$222.5K$309.0K
AKROAkero Therapeutics, Inc.COM$262.2K$262.2K
DBAInvesco DB Agriculture FundAGRICULTURE FD–$500.5K
BEAMBeam Therapeutics Inc.COM–$476.4K
ETF Managers Tr26924G508ETFMG ALTR HRVST–$459.0K

Sold out since Q2 2022 (52)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of SG3 Management, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Kraneshares Trust500767306CSI CHI INTERNET200,000$6.55M12.3%–
BHCBausch Health Companies Inc.Stock770,500$6.44M12.1%History
DLRDigital Realty Trust, Inc.COM15,000$1.95M3.7%History
COPConocoPhillipsStock18,000$1.62M3.0%History
PFSIPennyMac Financial Services, Inc.COM32,000$1.40M2.6%History
INMDInMode Ltd.SHS45,000$1.01M1.9%History
ACADAcadia Pharmaceuticals IncCOM64,500$909.0K1.7%History
BMRNBiomarin Pharmaceutical IncCOM10,300$854.0K1.6%History
SRIStoneridge IncCOM49,000$840.0K1.6%History
RVLVRevolve Group, Inc.CL A25,000$648.0K1.2%History
FANGDiamondback Energy, Inc.Stock5,000$606.0K1.1%History
GOOGLAlphabet Inc.Stock5,000$545.0K1.0%History
MMSIMerit Medical Systems IncCOM10,000$543.0K1.0%History
SAGESage Therapeutics, Inc.COM16,000$517.0K1.0%History
PXDPioneer Natural Resources CoCOM2,200$491.0K0.9%History
ARQTArcutis Biotherapeutics, Inc.COM22,500$479.0K0.9%History
BNTXBioNTech SESPONSORED ADS3,000$447.0K0.8%History
EXEExpand Energy CorpCOM4,000$324.0K0.6%History
CYTKCytokinetics IncCOM NEW8,000$314.0K0.6%History
CERECerevel Therapeutics Holdings, Inc.COM10,000$264.0K0.5%History
UNHUnitedHealth Group IncStock500$257.0K0.5%History
FSLRFirst Solar, Inc.Stock3,500$238.0K0.4%History
TAT&T Inc.Stock10,000$210.0K0.4%History
Healthcare Realty Trust Inc42225P501CL A NEW7,500$209.0K0.4%–
NUNu Holdings Ltd.ORD SHS CL A50,000$187.0K0.4%History
Liberty Media Corp531229409COM A SIRIUSXM5,000$180.0K0.3%–
PAAPlains All American Pipeline LPUNIT LTD PARTN17,500$172.0K0.3%History
AXSMAxsome Therapeutics, Inc.COM4,000$153.0K0.3%History
PPCPilgrims Pride CorpStock4,500$141.0K0.3%History
BOXBox IncCL A5,000$126.0K0.2%History
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS16,350$123.0K0.2%History
MNTVMomentive Global Inc.COM13,900$122.0K0.2%History
EQTEQT CorpStock3,500$120.0K0.2%History
ChemoCentryx, Inc.16383L106COM4,000$99.0K0.2%–
CVSACovista Inc.COM2,500$90.0K0.2%History
BEKEKE Holdings Inc.SPONSORED ADS5,000$90.0K0.2%History
SGENSeagen Inc.COM500$88.0K0.2%History
TTDTrade Desk, Inc.Stock2,000$84.0K0.2%History
QGENQiagen N.V.SHS NEW1,500$71.0K0.1%History
WEBRWeber Inc.CL A8,000$58.0K0.1%History
FLYYSpirit Aviation Holdings, Inc.COM2,000$48.0K0.1%History
AMRNAmarin Corp PLCSPONS ADR NEW27,500$41.0K0.1%History
VRAYViewRay, Inc.COM15,000$40.0K0.1%History
AALAmerican Airlines Group Inc.Stock2,900$37.0K0.1%History
ACIWAci Worldwide, Inc.Stock1,100$28.0K0.1%History
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN400$28.0K0.1%History
ESTAEstablishment Labs Holdings Inc.COM500$27.0K0.1%History
CMPSCOMPASS Pathways plcSPONSORED ADS2,000$22.0K<0.1%History
MXMagnachip Semiconductor CorpCOM1,400$20.0K<0.1%History
IEAInfrastructure & Energy Alternatives, Inc.COM2,000$16.0K<0.1%History
Far Peak Acquisition CorpG3312L111*W EXP 12/07/20239,220–––
WeWork Inc.96209A112EQUITY WRT1,000–––