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Livermore
Livermore
ZHEN

SG3 Management, LLC

SEC CIK
0001630888
Latest filing
Nov 15, 2023

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 15, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
82
−151 vs. Q1 2022
Portfolio value
$53.3M
−$306.5M (−85.2%) vs. Q1 2022
Filed
Aug 15, 2022
SEC
Holdings of SG3 Management, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Kraneshares Trust500767306CSI CHI INTERNET200,000$6.55M12.3%+200,000New–
BHCBausch Health Companies Inc.Stock770,500$6.44M12.1%−889,500−53.6%ReducedHistory
EOGEOG Resources IncStock42,100$4.65M8.7%+42,100NewHistory
PARPar Technology CorpCOM105,000$3.94M7.4%+5,000+5.0%AddedHistory
SLBSLB LimitedStock110,000$3.93M7.4%+110,000NewHistory
LIVNLivaNova PLCSHS41,810$2.61M4.9%+9,070+27.7%AddedHistory
NVDANVIDIA CorpStock15,000$2.27M4.3%−33,000−68.8%ReducedHistory
DLRDigital Realty Trust, Inc.COM15,000$1.95M3.7%−70,000−82.4%ReducedHistory
COPConocoPhillipsStock18,000$1.62M3.0%+18,000NewHistory
PFSIPennyMac Financial Services, Inc.COM32,000$1.40M2.6%+32,000NewHistory
AEMAgnico Eagle Mines LtdStock25,000$1.14M2.1%+2,500+11.1%AddedHistory
INMDInMode Ltd.SHS45,000$1.01M1.9%+45,000NewHistory
NBISNebius Group N.V.Stock51,300$972.0K1.8%00.0%UnchangedHistory
ACADAcadia Pharmaceuticals IncCOM64,500$909.0K1.7%+6,463+11.1%AddedHistory
BMRNBiomarin Pharmaceutical IncCOM10,300$854.0K1.6%−1,700−14.2%ReducedHistory
SRIStoneridge IncCOM49,000$840.0K1.6%−1,000−2.0%ReducedHistory
TBCHTurtle Beach CorpCOM NEW63,000$770.0K1.4%−212,000−77.1%ReducedHistory
AESAES CorpStock35,000$735.0K1.4%−90,000−72.0%ReducedHistory
RVLVRevolve Group, Inc.CL A25,000$648.0K1.2%+18,000+257.1%AddedHistory
FANGDiamondback Energy, Inc.Stock5,000$606.0K1.1%−47,700−90.5%ReducedHistory
GOOGLAlphabet Inc.Stock5,000$545.0K1.0%−4,000−44.4%ReducedHistory
MMSIMerit Medical Systems IncCOM10,000$543.0K1.0%+10,000NewHistory
SAGESage Therapeutics, Inc.COM16,000$517.0K1.0%+11,000+220.0%AddedHistory
PXDPioneer Natural Resources CoCOM2,200$491.0K0.9%−2,300−51.1%ReducedHistory
ARQTArcutis Biotherapeutics, Inc.COM22,500$479.0K0.9%+5,500+32.4%AddedHistory
BNTXBioNTech SESPONSORED ADS3,000$447.0K0.8%−16,000−84.2%ReducedHistory
EXEExpand Energy CorpCOM4,000$324.0K0.6%+4,000NewHistory
CYTKCytokinetics IncCOM NEW8,000$314.0K0.6%−9,500−54.3%ReducedHistory
CERECerevel Therapeutics Holdings, Inc.COM10,000$264.0K0.5%+10,000NewHistory
UNHUnitedHealth Group IncStock500$257.0K0.5%+500NewHistory
FSLRFirst Solar, Inc.Stock3,500$238.0K0.4%+3,500NewHistory
TELLTellurian Inc.COM75,000$224.0K0.4%−5,000−6.3%ReducedHistory
FNDFloor & Decor Holdings, Inc.CL A3,500$220.0K0.4%+1,000+40.0%AddedHistory
TAT&T Inc.Stock10,000$210.0K0.4%+10,000NewHistory
VTRSViatris IncStock20,000$209.0K0.4%00.0%UnchangedHistory
EVBGEverbridge, Inc.COM7,500$209.0K0.4%+7,500NewHistory
Healthcare Realty Trust Inc42225P501CL A NEW7,500$209.0K0.4%−35,100−82.4%Reduced–
NUNu Holdings Ltd.ORD SHS CL A50,000$187.0K0.4%+50,000NewHistory
Liberty Media Corp531229409COM A SIRIUSXM5,000$180.0K0.3%−40,571−89.0%Reduced–
PAAPlains All American Pipeline LPUNIT LTD PARTN17,500$172.0K0.3%−6,100−25.8%ReducedHistory
LBAILakeland Bancorp IncCOM11,000$161.0K0.3%+11,000NewHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW50,000$157.0K0.3%00.0%UnchangedHistory
ADTADT Inc.COM25,000$154.0K0.3%+25,000NewHistory
AXSMAxsome Therapeutics, Inc.COM4,000$153.0K0.3%+4,000NewHistory
RCELAVITA Medical, Inc.COM32,000$152.0K0.3%+17,000+113.3%AddedHistory
PPCPilgrims Pride CorpStock4,500$141.0K0.3%+4,500NewHistory
BOXBox IncCL A5,000$126.0K0.2%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS16,350$123.0K0.2%−68,650−80.8%ReducedHistory
MNTVMomentive Global Inc.COM13,900$122.0K0.2%−41,100−74.7%ReducedHistory
EQTEQT CorpStock3,500$120.0K0.2%+3,500NewHistory
OSHOak Street Health, Inc.COM6,800$112.0K0.2%−13,200−66.0%ReducedHistory
ALBAlbemarle CorpStock500$104.0K0.2%+500NewHistory
TMCTMC the metals Co Inc.COM100,000$103.0K0.2%00.0%UnchangedHistory
KMDAKamada LtdSHS22,000$99.0K0.2%−7,544−25.5%ReducedHistory
ChemoCentryx, Inc.16383L106COM4,000$99.0K0.2%+4,000New–
DFSDiscover Financial ServicesCOM1,000$95.0K0.2%+1,000NewHistory
CVSACovista Inc.COM2,500$90.0K0.2%−11,290−81.9%ReducedHistory
BEKEKE Holdings Inc.SPONSORED ADS5,000$90.0K0.2%−30,000−85.7%ReducedHistory
SGENSeagen Inc.COM500$88.0K0.2%−1,424−74.0%ReducedHistory
TTDTrade Desk, Inc.Stock2,000$84.0K0.2%−1,800−47.4%ReducedHistory
LACLithium Americas Corp.COM NEW4,000$81.0K0.2%+4,000NewHistory
QGENQiagen N.V.SHS NEW1,500$71.0K0.1%+1,500NewHistory
GOSSGossamer Bio, Inc.COM7,500$63.0K0.1%−16,395−68.6%ReducedHistory
WEBRWeber Inc.CL A8,000$58.0K0.1%+2,000+33.3%AddedHistory
ORKAOruka Therapeutics, Inc.COM22,706$57.0K0.1%+22,706NewHistory
APLSApellis Pharmaceuticals, Inc.COM1,155$52.0K0.1%+1,155NewHistory
FLYYSpirit Aviation Holdings, Inc.COM2,000$48.0K0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW27,500$41.0K0.1%00.0%UnchangedHistory
VRAYViewRay, Inc.COM15,000$40.0K0.1%−561,226−97.4%ReducedHistory
AALAmerican Airlines Group Inc.Stock2,900$37.0K0.1%+2,900NewHistory
Advisorshares Tr00768Y453PURE US CANN ETF3,500$36.0K0.1%−171,500−98.0%Reduced–
RADNew Rite Aid, LLCCOM5,000$34.0K0.1%−19,800−79.8%ReducedHistory
MELIMercadolibre IncCOM50$32.0K0.1%−950−95.0%ReducedHistory
ACIWAci Worldwide, Inc.Stock1,100$28.0K0.1%−15,101−93.2%ReducedHistory
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN400$28.0K0.1%+400NewHistory
ESTAEstablishment Labs Holdings Inc.COM500$27.0K0.1%−10,500−95.5%ReducedHistory
CMPSCOMPASS Pathways plcSPONSORED ADS2,000$22.0K<0.1%−2,800−58.3%ReducedHistory
MXMagnachip Semiconductor CorpCOM1,400$20.0K<0.1%+200+16.7%AddedHistory
IEAInfrastructure & Energy Alternatives, Inc.COM2,000$16.0K<0.1%−6,000−75.0%ReducedHistory
BNEDBarnes & Noble Education, Inc.COM5,000$15.0K<0.1%+5,000NewHistory
Far Peak Acquisition CorpG3312L111*W EXP 12/07/20239,220––+39,220New–
WeWork Inc.96209A112EQUITY WRT1,000––+1,000New–

Options (237)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 237 by value.

Option positions of SG3 Management, LLC in Q2 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF–$108.3M
TSLATesla, Inc.Stock$50.4M$31.5M
PGProcter & Gamble CoStock$1.03M$41.4M
VSTVistra Corp.Stock$9.14M$26.8M
SPGIS&P Global Inc.Stock$169.0K$30.5M
BIIBBiogen Inc.COM$9.89M$10.2M
XOMExxonMobil Holdings CorpCOM–$19.3M
CLColgate Palmolive CoStock–$18.0M
ATVIActivision Blizzard, Inc.COM$4.12M$11.1M
IBMInternational Business Machines CorpStock$1.41M$12.5M
EOGEOG Resources IncStock$6.78M$6.79M
IPInternational Paper CoCOM–$13.3M
DBAInvesco DB Agriculture FundAGRICULTURE FD–$11.7M
XPOXPO, Inc.COM$1.71M$9.75M
DLRDigital Realty Trust, Inc.COM$11.1M–
TTWOTake Two Interactive Software IncCOM$7.47M$3.27M
PMPhilip Morris International Inc.Stock–$9.82M
BLMNBloomin' Brands, Inc.COM$3.99M$4.99M
KMXCarMax IncCOM$8.91M–
DJTTrump Media & Technology Group Corp.Stock$8.83M–
BHCBausch Health Companies Inc.Stock$6.44M$1.97M
WMTWalmart Inc.Stock–$8.27M
UNHUnitedHealth Group IncStock$3.85M$3.85M
FANGDiamondback Energy, Inc.Stock$4.60M$3.00M
UNPUnion Pacific CorpStock–$7.46M
AAAlcoa CorpStock$2.10M$4.58M
Kraneshares Trust500767306CSI CHI INTERNET$6.55M–
UTHRUnited Therapeutics CorpCOM$2.40M$3.96M
MELIMercadolibre IncCOM$6.24M–
AZNAstraZeneca PLCSPONSORED ADR–$6.20M
EVAEnviva, LLCCOM–$5.84M
KRTXKaruna Therapeutics, Inc.COM$1.01M$4.76M
SWAVShockwave Medical, Inc.COM–$5.54M
PFSIPennyMac Financial Services, Inc.COM$4.85M$634.0K
BNTXBioNTech SESPONSORED ADS$5.22M–
SGENSeagen Inc.COM–$4.78M
LIVNLivaNova PLCSHS$2.72M$1.97M
APLSApellis Pharmaceuticals, Inc.COM$2.42M$2.26M
GNRCGenerac Holdings Inc.Stock$1.69M$2.91M
FNDFloor & Decor Holdings, Inc.CL A$252.0K$4.08M
MRNAModerna, Inc.Stock–$3.97M
LYELLyell Immunopharma, Inc.COM–$3.91M
SOSSOS LtdSPNSORD ADS NEW–$3.45M
MSFTMicrosoft CorpStock$1.90M$1.54M
GSKGSK plcSPONSORED ADR$665.0K$2.71M
OSHOak Street Health, Inc.COM–$3.30M
GLPIGaming & Leisure Properties, Inc.COM–$3.29M
STXSeagate Technology Holdings plcORD SHS$2.51M$729.0K
ABBVAbbVie Inc.Stock–$3.06M
AESAES CorpStock$420.0K$2.63M
AEMAgnico Eagle Mines LtdStock$1.71M$1.16M
SLBSLB LimitedStock$1.51M$1.33M
VYXNCR Voyix CorpCOM–$2.67M
PLAYDave & Buster's Entertainment, Inc.COM$656.0K$1.91M
MNTVMomentive Global Inc.COM$716.0K$1.74M
TTDTrade Desk, Inc.Stock–$2.41M
CUTRCutera IncCOM–$2.36M
CVXChevron CorpStock$724.0K$1.59M
NVDANVIDIA CorpStock$2.27M–
NBISNebius Group N.V.Stock$303.0K$1.97M
BILIBilibili Inc.SPONS ADS REP Z$2.27M–
JCIJohnson Controls International plcStock$335.0K$1.92M
OPLNOPENLANE, Inc.COM–$2.22M
HDBHDFC Bank LtdSPONSORED ADS–$2.20M
ACCAmerican Campus Communities IncCOM$1.93M$193.0K
ADPAutomatic Data Processing IncStock$2.10M–
PINSPinterest, Inc.CL A$1.91M$182.0K
BMRNBiomarin Pharmaceutical IncCOM$2.07M–
ZZillow Group, Inc.CL C CAP STK$876.0K$1.16M
INMDInMode Ltd.SHS$2.02M–
LVSLas Vegas Sands CorpCOM–$2.02M
TAT&T Inc.Stock$1.99M–
LBAILakeland Bancorp IncCOM$449.0K$1.46M
SPLKSplunk IncCOM–$1.77M
AMPHAmphastar Pharmaceuticals, Inc.COM$1.74M–
SGFYSignify Health, Inc.CL A COM–$1.70M
SAGESage Therapeutics, Inc.COM$1.70M–
DVADavita Inc.COM$800.0K$880.0K
HSTHost Hotels & Resorts, Inc.COM–$1.65M
COPConocoPhillipsStock$1.62M–
METAMeta Platforms, Inc.Stock$1.61M–
FLNAFilana Therapeutics, Inc.COM$872.0K$703.0K
CVSACovista Inc.COM$1.56M–
TDAYUSA TODAY Co., Inc.COM–$1.55M
XPEVXpeng Inc.ADS$102.0K$1.30M
ACNAccenture plcStock–$1.39M
AMDAdvanced Micro Devices IncStock$489.0K$872.0K
CTXSCitrix Systems IncCOM$1.28M–
ALNYAlnylam Pharmaceuticals, Inc.COM$510.0K$729.0K
ChemoCentryx, Inc.16383L106COM$743.0K$496.0K
BKRBaker Hughes CoCL A$866.0K$346.0K
HLFHerbalife Ltd.COM SHS–$1.21M
CLDXCelldex Therapeutics, Inc.COM NEW$485.0K$701.0K
TMHCTaylor Morrison Home CorpCOM–$1.17M
LAURLaureate Education, Inc.COMMON STOCK–$1.16M
KWRQuaker Chemical CorpCOM–$1.12M
ETSYEtsy IncCOM–$1.10M
AUAngloGold Ashanti PLCSPONSORED ADR–$1.07M
NTLAIntellia Therapeutics, Inc.COM–$1.07M
DDDuPont de Nemours, Inc.COM–$1.06M

Sold out since Q1 2022 (182)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 182 by value last quarter.

Positions of SG3 Management, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
AMZNAmazon Com IncStock7,600$24.8M6.9%History
SPYSPDR S&P 500 ETF TrustETF30,000$13.5M3.8%History
NFLXNetflix IncStock27,500$10.3M2.9%History
TNETTrinet Group, Inc.COM98,629$9.70M2.7%History
SPDR Series Trust78464A714ST STR SP RETAIL125,000$9.44M2.6%–
Invesco QQQ Trust Series I46090E103ETF17,500$6.34M1.8%–
TGTTarget CorpStock28,000$5.94M1.7%History
SPGIS&P Global Inc.Stock14,000$5.74M1.6%History
NEMNEWMONT CorpStock70,000$5.56M1.5%History
FDXFedEx CorpStock24,000$5.55M1.5%History
iShares Tr4642874407-10 YR TRSY BD48,200$5.18M1.4%–
LUNGPulmonx CorpCOM166,500$4.13M1.1%History
QTRXQuanterix CorpCOM137,800$4.02M1.1%History
Invesco Exch Traded FD Tr II46138G706SOLAR ETF50,000$3.77M1.0%–
WPMWheaton Precious Metals Corp.COM72,500$3.45M1.0%History
BIIBBiogen Inc.COM15,000$3.16M0.9%History
CCitigroup IncStock59,000$3.15M0.9%History
PLUGPlug Power IncStock100,000$2.86M0.8%History
MDTMedtronic plcStock25,000$2.77M0.8%History
ATVIActivision Blizzard, Inc.COM30,000$2.40M0.7%History
IPInternational Paper CoCOM49,500$2.28M0.6%History
MGIMoneygram International IncCOM NEW215,000$2.27M0.6%History
UTHRUnited Therapeutics CorpCOM12,500$2.24M0.6%History
CUTRCutera IncCOM32,500$2.24M0.6%History
EBIXEbix IncCOM NEW65,500$2.17M0.6%History
EQIXEquinix IncCOM2,750$2.04M0.6%History
XPEVXpeng Inc.ADS71,136$1.96M0.5%History
LOWLowes Companies IncStock9,600$1.94M0.5%History
AGLagilon health, inc.COM75,000$1.90M0.5%History
ADPAutomatic Data Processing IncStock7,500$1.71M0.5%History
UBERUber Technologies, IncStock45,000$1.61M0.4%History
PDDPDD Holdings Inc.SPONSORED ADS37,500$1.50M0.4%History
NVSTEnvista Holdings CorpCOM30,000$1.46M0.4%History
WIXWix.com Ltd.SHS12,000$1.25M0.3%History
State Street Financial Select Sector SPDR ETF81369Y605ETF32,500$1.25M0.3%–
SDGRSchrodinger, Inc.COM36,451$1.24M0.3%History
CYHCommunity Health Systems IncCOM103,700$1.23M0.3%History
BCSBarclays PLCADR150,000$1.19M0.3%History
BPMCBlueprint Medicines CorpCOM18,500$1.18M0.3%History
FATEFate Therapeutics IncCOM30,000$1.16M0.3%History
HWMHowmet Aerospace Inc.Stock32,000$1.15M0.3%History
RYNRayonier IncCOM27,500$1.13M0.3%History
JNJJohnson & JohnsonStock6,000$1.06M0.3%History
CLFCleveland-Cliffs Inc.COM32,500$1.05M0.3%History
LAZRQLuminar Technologies, Inc.COM CL A65,700$1.03M0.3%History
PWRQuanta Services, Inc.COM7,500$987.0K0.3%History
CPBCAMPBELL'S CoCOM21,750$969.0K0.3%History
ROCKGibraltar Industries, Inc.COM20,000$859.0K0.2%History
APTSPreferred Apartment Communities IncCOM34,100$850.0K0.2%History
ARK Innovation ETF00214Q104ETF12,500$829.0K0.2%–
SNASnap-on IncCOM4,025$827.0K0.2%History
MRTXMirati Therapeutics, Inc.COM10,000$822.0K0.2%History
WGOWinnebago Industries IncCOM15,000$810.0K0.2%History
RAREUltragenyx Pharmaceutical Inc.COM10,952$795.0K0.2%History
SRPTSarepta Therapeutics, Inc.COM10,000$781.0K0.2%History
UNFIUnited Natural Foods IncCOM18,665$772.0K0.2%History
iShares Inc46434G772MSCI TAIWAN ETF12,500$768.0K0.2%–
Atotech LtdG0625A105COM35,000$768.0K0.2%–
BILIBilibili Inc.SPONS ADS REP Z30,000$767.0K0.2%History
SCCOSouthern Copper CorpStock10,000$759.0K0.2%History
DMTKDermTech, Inc.COM50,000$734.0K0.2%History
Global X FDS37954Y848GLOBAL X SILVER20,000$727.0K0.2%–
ZENZendesk, Inc.COM6,000$722.0K0.2%History
WDAYWorkday, Inc.CL A3,000$718.0K0.2%History
BABAAlibaba Group Holding LtdADR6,500$707.0K0.2%History
FHNFirst Horizon CorpCOM30,000$705.0K0.2%History
LHLabcorp Holdings Inc.COM NEW2,520$664.0K0.2%History
WENWendy's CoStock30,000$659.0K0.2%History
CCCCC4 Therapeutics, Inc.COM STK25,000$607.0K0.2%History
AAMIAcadian Asset Management Inc.COM25,000$606.0K0.2%History
GLDDGreat Lakes Dredge & Dock CORPCOM42,303$594.0K0.2%History
BPBP PLCADR20,000$588.0K0.2%History
QUREuniQure N.V.SHS32,000$578.0K0.2%History
TPRTapestry, Inc.COM15,000$557.0K0.2%History
VRSNVerisign IncCOM2,500$556.0K0.2%History
IONSIonis Pharmaceuticals IncCOM14,780$547.0K0.2%History
SOFISoFi Technologies, Inc.Stock57,500$543.0K0.2%History
KRTXKaruna Therapeutics, Inc.COM4,250$539.0K0.1%History
RBLXRoblox CorpStock11,000$509.0K0.1%History
ACNAccenture plcStock1,500$506.0K0.1%History
CTXSCitrix Systems IncCOM5,000$505.0K0.1%History
TWLOTwilio IncCL A3,000$494.0K0.1%History
PINSPinterest, Inc.CL A20,000$492.0K0.1%History
DKNGDraftKings Inc.COM CL A25,000$487.0K0.1%History
RAMPLiveRamp Holdings, Inc.COM13,000$486.0K0.1%History
CF Acquisition Corp VI12521J103COM CL A39,708$471.0K0.1%–
TTWOTake Two Interactive Software IncCOM3,000$461.0K0.1%History
NKTRNektar TherapeuticsCOM85,000$458.0K0.1%History
INVZInnoviz Technologies Ltd.SHS123,366$447.0K0.1%History
iShares Core S&P Small Cap ETF464287804ETF4,000$432.0K0.1%–
AMCAMC Entertainment Holdings, Inc.CL A COM17,500$431.0K0.1%History
iShares Global Clean Energy ETF464288224ETF20,000$430.0K0.1%–
ACCAmerican Campus Communities IncCOM7,500$420.0K0.1%History
COLDAmericold Realty TrustCOM15,000$418.0K0.1%History
CLXClorox CoStock3,000$417.0K0.1%History
YUMCYum China Holdings, Inc.COM10,000$415.0K0.1%History
CCICrown Castle Inc.REIT2,228$411.0K0.1%History
DBDeutsche Bank AktiengesellschaftNAMEN AKT30,000$380.0K0.1%History
KWRQuaker Chemical CorpCOM2,155$372.0K0.1%History
WSMWilliams Sonoma IncCOM2,500$363.0K0.1%History