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Livermore
Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,026
0 vs. Q2 2021
Portfolio value
$400.8M
−$25.6M (−6.0%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of Exane Derivatives in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
UBSUBS Group AGStock1,646,987$26.4M6.6%+460,858+38.9%AddedHistory
STLAStellantis N.V.SHS726,754$13.9M3.5%−724,649−49.9%ReducedHistory
MSFTMicrosoft CorpStock36,883$10.4M2.6%−2,335−6.0%ReducedHistory
LINLinde PLCSHS30,120$9.02M2.3%+20,165+202.6%AddedHistory
GOOGLAlphabet Inc.Stock3,013$8.05M2.0%+131+4.5%AddedHistory
AMZNAmazon Com IncStock2,285$7.51M1.9%+287+14.4%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF107,768$5.61M1.4%−26,592−19.8%Reduced–
VVisa Inc.Stock24,321$5.42M1.4%+1,128+4.9%AddedHistory
PYPLPayPal Holdings, Inc.Stock18,902$4.92M1.2%+297+1.6%AddedHistory
CSCOCisco Systems, Inc.Stock86,889$4.73M1.2%+7,804+9.9%AddedHistory
MRKMerck & Co., Inc.Stock62,425$4.69M1.2%+8,947+16.7%AddedHistory
SPYSPDR S&P 500 ETF TrustETF9,841$4.22M1.1%−336−3.3%ReducedHistory
BSXBoston Scientific CorpStock96,422$4.18M1.0%−3,695−3.7%ReducedHistory
ATVIActivision Blizzard, Inc.COM53,608$4.15M1.0%+10,826+25.3%AddedHistory
KOCoca Cola CoStock73,521$3.86M1.0%+26,703+57.0%AddedHistory
SGOLabrdn Gold ETF TrustETF218,603$3.68M0.9%−93,074−29.9%ReducedHistory
AAPLApple Inc.Stock25,683$3.63M0.9%+1,090+4.4%AddedHistory
LOGILogitech International S.A.SHS36,085$3.21M0.8%+34,713+2,530.1%AddedHistory
DISWalt Disney CoStock18,955$3.21M0.8%−4,670−19.8%ReducedHistory
ALCAlcon IncStock38,759$3.15M0.8%−70,282−64.5%ReducedHistory
JPMJPMorgan Chase & CoStock18,601$3.04M0.8%+1,516+8.9%AddedHistory
TMUST-Mobile US, Inc.Stock23,815$3.04M0.8%+1,498+6.7%AddedHistory
VALEVale S.A.SPONSORED ADS214,172$2.99M0.7%+2,716+1.3%AddedHistory
MCDMcDonalds CorpStock12,083$2.91M0.7%+2,714+29.0%AddedHistory
BACBank of America CorpStock60,489$2.57M0.6%−2,337−3.7%ReducedHistory
CRMSalesforce, Inc.Stock9,461$2.57M0.6%+83+0.9%AddedHistory
CCitigroup IncStock35,327$2.48M0.6%+2,151+6.5%AddedHistory
BABAAlibaba Group Holding LtdADR16,321$2.42M0.6%+4,396+36.9%AddedHistory
TMOThermo Fisher Scientific Inc.Stock4,194$2.40M0.6%+93+2.3%AddedHistory
COSTCostco Wholesale CorpStock5,125$2.30M0.6%+245+5.0%AddedHistory
DHRDanaher CorpStock7,331$2.23M0.6%−808−9.9%ReducedHistory
ZTSZoetis Inc.Stock11,202$2.17M0.5%+52+0.5%AddedHistory
WFCWells Fargo & CompanyStock45,804$2.13M0.5%+4,423+10.7%AddedHistory
RIORio Tinto PLCADR30,272$2.02M0.5%+6,477+27.2%AddedHistory
FCXFreeport-McMoran IncStock61,432$2.00M0.5%+17,693+40.5%AddedHistory
BHPBHP Group LtdADR36,144$1.93M0.5%+8,171+29.2%AddedHistory
JNJJohnson & JohnsonStock11,843$1.91M0.5%+2,450+26.1%AddedHistory
NVDANVIDIA CorpStock9,116$1.89M0.5%+1,224+15.5%AddedConverted for a 4-for-1 splitHistory
WMWaste Management IncStock12,532$1.87M0.5%−135−1.1%ReducedHistory
GLDSPDR Gold TrustETF10,726$1.76M0.4%+230+2.2%AddedHistory
OTISOtis Worldwide CorpStock21,384$1.76M0.4%−5,670−21.0%ReducedHistory
WCCWesco International IncCOM14,805$1.71M0.4%−103−0.7%ReducedHistory
SPGIS&P Global Inc.Stock4,003$1.70M0.4%−266−6.2%ReducedHistory
WCNWaste Connections, Inc.COM13,435$1.69M0.4%−542−3.9%ReducedHistory
CCJCameco CorpStock76,338$1.66M0.4%+2,164+2.9%AddedHistory
SLBSLB LimitedStock55,862$1.66M0.4%+85+0.2%AddedHistory
iShares Inc464286400MSCI BRAZIL ETF51,296$1.65M0.4%+10,130+24.6%Added–
AZOAutoZone IncCOM959$1.63M0.4%−5−0.5%ReducedHistory
iShares Tr46428743220 YR TR BD ETF10,998$1.59M0.4%−102−0.9%Reduced–
NOWServiceNow, Inc.Stock2,549$1.59M0.4%−10−0.4%ReducedHistory
WTFCWintrust Financial CorpCOM19,607$1.58M0.4%+609+3.2%AddedHistory
METAMeta Platforms, Inc.Stock4,517$1.53M0.4%+442+10.8%AddedHistory
ALGNAlign Technology IncCOM2,290$1.52M0.4%+292+14.6%AddedHistory
MMM3M CoStock8,685$1.52M0.4%+1,232+16.5%AddedHistory
AMDAdvanced Micro Devices IncStock14,769$1.52M0.4%+1,113+8.2%AddedHistory
iShares Tr46434V464LOW CA OP MS ETF9,172$1.51M0.4%+4,649+102.8%Added–
ADIAnalog Devices IncStock8,737$1.46M0.4%+1,436+19.7%AddedHistory
iShares Inc46434G848MSCI GBL ETF NEW35,470$1.45M0.4%00.0%Unchanged–
WBSWebster Financial CorpCOM26,548$1.45M0.4%−1,129−4.1%ReducedHistory
AVGOBroadcom Inc.Stock2,974$1.44M0.4%+313+11.8%AddedHistory
BRK.BBerkshire Hathaway IncStock5,107$1.39M0.3%−67−1.3%ReducedHistory
FISFidelity National Information Services, Inc.Stock11,272$1.37M0.3%+267+2.4%AddedHistory
GOOGAlphabet Inc.Stock503$1.34M0.3%−16−3.1%ReducedHistory
DALDelta Air Lines, Inc.COM NEW30,549$1.30M0.3%+16,145+112.1%AddedHistory
MMSMaximus, Inc.COM15,618$1.30M0.3%−4,881−23.8%ReducedHistory
BCEBce IncCOM NEW25,858$1.29M0.3%00.0%UnchangedHistory
CBChubb LtdStock7,384$1.28M0.3%−447−5.7%ReducedHistory
iShares S&P 500 Value ETF464287408ETF8,402$1.22M0.3%−50,572−85.8%Reduced–
ADBEAdobe Inc.Stock2,116$1.22M0.3%−2,279−51.9%ReducedHistory
IBMInternational Business Machines CorpStock8,377$1.16M0.3%−1,827−17.9%ReducedHistory
TFXTeleflex IncCOM3,051$1.15M0.3%−26−0.8%ReducedHistory
DGDollar General CorpCOM5,385$1.14M0.3%−2,292−29.9%ReducedHistory
CICigna GroupStock5,651$1.13M0.3%−6−0.1%ReducedHistory
PINGPing Identity Holding Corp.COM46,006$1.13M0.3%−54−0.1%ReducedHistory
WMTWalmart Inc.Stock8,055$1.12M0.3%+4,192+108.5%AddedHistory
VZVerizon Communications IncStock20,732$1.12M0.3%+12,192+142.8%AddedHistory
CATCaterpillar IncStock5,712$1.10M0.3%+10.0%AddedHistory
BMYBristol Myers Squibb CoStock18,009$1.07M0.3%+470+2.7%AddedHistory
MAMastercard IncStock3,048$1.06M0.3%−188−5.8%ReducedHistory
PEPPepsiCo IncStock6,990$1.05M0.3%+18+0.3%AddedHistory
DEDeere & CoStock3,102$1.04M0.3%+1,170+60.6%AddedHistory
SESea LtdSPONSORD ADS3,258$1.04M0.3%−245−7.0%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF7,528$1.02M0.3%00.0%Unchanged–
TSMTaiwan Semiconductor Manufacturing Co LtdADR9,073$1.01M0.3%+4,049+80.6%AddedHistory
CTRECareTrust REIT, Inc.COM49,805$1.01M0.3%−6,686−11.8%ReducedHistory
Pine Is Acquisition Corp722615200UNIT 99/99/9999100,395$1.01M0.3%00.0%Unchanged–
NKENIKE, Inc.Stock6,837$993.0K0.2%−4,560−40.0%ReducedHistory
XYZBlock, Inc.CL A4,137$992.2K0.2%−249−5.7%ReducedHistory
GILDGilead Sciences, Inc.Stock14,162$989.3K0.2%+9,521+205.1%AddedHistory
Natural Order Acquisition Corp.63889L206UNIT 99/99/999995,000$979.9K0.2%00.0%Unchanged–
JNPRJuniper Networks IncCOM35,042$964.4K0.2%+5,128+17.1%AddedHistory
BIDUBaidu, Inc.ADR6,257$962.0K0.2%+3,127+99.9%AddedHistory
CNHCNH Industrial N.V.SHS58,297$953.0K0.2%−173,707−74.9%ReducedHistory
iShares Tr464287184CHINA LG-CAP ETF24,260$944.4K0.2%+10,308+73.9%Added–
MRNAModerna, Inc.Stock2,354$905.9K0.2%−139−5.6%ReducedHistory
iShares Tr464287770U.S. FIN SVC ETF4,796$902.5K0.2%00.0%Unchanged–
ASMLASML Holding NVADR1,177$877.0K0.2%+594+101.9%AddedHistory
DGXQuest Diagnostics IncCOM5,994$871.0K0.2%+440+7.9%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock5,700$863.1K0.2%+5,700NewHistory
ABNBAirbnb, Inc.Stock5,142$862.5K0.2%−299−5.5%ReducedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q3 2021
SecurityClassPutsCalls
UBSUBS Group AGStock$664.1K$5.15M
STLAStellantis N.V.SHS$609.6K$4.66M
DBDeutsche Bank AktiengesellschaftNAMEN AKT$461.8K$2.11M
LINLinde PLCSHS$550.6K$471.0K
Invesco QQQ Trust Series I46090E103ETF$348.0K–
LOGILogitech International S.A.SHS$214.8K$34.9K
PMPhilip Morris International Inc.Stock$4.29K$177.1K
ALCAlcon IncStock$21.1K$98.5K
CRSRCorsair Gaming, Inc.COM–$107.1K
MSFTMicrosoft CorpStock$17.8K–
RACEFerrari N.V.COM$6.74K$785
AAPLApple Inc.Stock$3.32K–

Sold out since Q2 2021 (50)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Exane Derivatives sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KHCKraft Heinz CoStock41,427$1.62M0.4%History
DPCM Cap Inc23344P101COM CL A80,000$789.6K0.2%–
TWC Tech Hldgs II Corp90117G105COM70,000$696.8K0.2%–
SCVX CorpG79448208COM50,000$495.0K0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A45,000$470.2K0.1%–
Burgundy Technology Acqu CorG1702T116CL A47,000$463.9K0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202641,000$409.2K0.1%–
CM Life Sciences Inc18978W109COM CL A21,224$261.0K0.1%–
VISNVistance Networks, Inc.COM11,970$256.4K0.1%History
URIUnited Rentals, Inc.COM728$228.9K0.1%History
TPCTutor Perini CorpCOM15,089$199.8K<0.1%History
FRTAForterra, Inc.COM8,421$197.9K<0.1%History
BANDBandwidth Inc.COM CL A1,516$197.5K<0.1%History
MTUSMetallus Inc.COM14,643$197.1K<0.1%History
US Ecology, Inc.91734M103COM5,513$196.8K<0.1%–
USCRU.S. Concrete, Inc.COM2,587$191.1K<0.1%History
STKLSunOpta Inc.COM15,102$170.2K<0.1%History
KLDOKaleido Biosciences, Inc.COM21,333$156.6K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,237$147.7K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM45,227$108.5K<0.1%History
Paramount Global92556H107CL A2,200$100.2K<0.1%–
RYTMRhythm Pharmaceuticals, Inc.COM5,167$100.1K<0.1%History
LOWLowes Companies IncStock488$94.8K<0.1%History
WDCWestern Digital CorpCOM1,269$88.9K<0.1%History
ACTGAcacia Research CorpACACIA TCH COM13,440$81.6K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A2,500$72.8K<0.1%History
AELAmerican National Group Inc.COM2,080$64.4K<0.1%History
Churchill Capital Corp IV171439102CL A2,433$63.0K<0.1%–
HQYHealthequity, Inc.COM782$61.2K<0.1%History
ARRYArray Technologies, Inc.COM SHS3,928$61.1K<0.1%History
ORIOld Republic International CorpCOM2,454$60.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW1,699$59.4K<0.1%History
ICEIntercontinental Exchange, Inc.Stock320$38.0K<0.1%History
DTMDT Midstream, Inc.COMMON STOCK894$36.5K<0.1%History
ALLOAllogene Therapeutics, Inc.COM1,439$33.1K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM645$32.3K<0.1%–
ZYMEZymeworks Inc.COM632$21.9K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A281$21.8K<0.1%History
CYPHCypherpunk Technologies Inc.COM14,461$21.0K<0.1%History
OCULOcular Therapeutix, IncCOM1,496$19.3K<0.1%History
FTITechnipFMC plcCOM2,183$18.1K<0.1%History
VICIVici Properties Inc.COM567$17.7K<0.1%History
MHKMohawk Industries IncCOM83$16.1K<0.1%History
ACADAcadia Pharmaceuticals IncCOM604$14.5K<0.1%History
AXTAAxalta Coating Systems Ltd.COM355$10.6K<0.1%History
FTFTFuture FinTech Group Inc.COM3,842$10.2K<0.1%History
NVRNVR IncCOM2$9.64K<0.1%History
TLNDTalend S.A.ADS57$3.73K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A49$2.45K<0.1%History
PFPTProofpoint IncCOM9$1.56K<0.1%History