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Livermore
Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,026
0 vs. Q2 2021
Portfolio value
$400.8M
−$25.6M (−6.0%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of Exane Derivatives in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
RIGTransocean Ltd.REGISTERED SHS1,087$00.0%00.0%UnchangedHistory
TLPHTalphera, Inc.COM1$1<0.1%00.0%UnchangedHistory
QGENQiagen N.V.SHS NEW54,157$1<0.1%+18,829+53.3%AddedHistory
Occidental Pete Corp WT Exp 080327674599162Stock1$12<0.1%00.0%Unchanged–
VREVeris Residential, Inc.COM1$17<0.1%00.0%UnchangedHistory
NIUNiu TechnologiesADS1$23<0.1%−2,364−100.0%ReducedHistory
CNPCenterpoint Energy IncCOM1$25<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr25460E547DAILY MSCI EMERG3$28<0.1%00.0%Unchanged–
TRIPTripAdvisor, Inc.COM1$34<0.1%00.0%UnchangedHistory
SUSuncor Energy IncStock2$41<0.1%00.0%UnchangedHistory
RADNew Rite Aid, LLCCOM3$43<0.1%00.0%UnchangedHistory
Sierra Wireless Inc826516106COM3$46<0.1%00.0%Unchanged–
CPRICapri Holdings LtdSHS1$48<0.1%00.0%UnchangedHistory
iShares Tr46429B655FLTG RATE NT ETF1$51<0.1%00.0%Unchanged–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH1$54<0.1%00.0%UnchangedHistory
NGVCNatural Grocers by Vitamin Cottage, Inc.COM5$56<0.1%−10,488−100.0%ReducedHistory
JBGSJBG Smith PropertiesCOM2$59<0.1%00.0%UnchangedHistory
BZUNBaozun Inc.SPONSORED ADR4$70<0.1%−9,280−100.0%ReducedHistory
NEWRNew Relic, Inc.COM1$72<0.1%00.0%UnchangedHistory
ICPTIntercept Pharmaceuticals, Inc.COM6$89<0.1%00.0%UnchangedHistory
PDDPDD Holdings Inc.SPONSORED ADS1$91<0.1%−1,425−99.9%ReducedHistory
HWMHowmet Aerospace Inc.Stock3$94<0.1%00.0%UnchangedHistory
BLUEbluebird bio, Inc.COM5$96<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE3$115<0.1%00.0%Unchanged–
FRTFederal Realty Investment TrustSH BEN INT NEW1$118<0.1%00.0%UnchangedHistory
ALLEAllegion plcORD SHS1$132<0.1%00.0%UnchangedHistory
CADECadence BancorporationCL A6$132<0.1%00.0%UnchangedHistory
EBAYeBay IncCOM2$139<0.1%00.0%UnchangedHistory
PKPark Hotels & Resorts Inc.COM8$153<0.1%00.0%UnchangedHistory
DAOYoudao, Inc.SPONSORED ADS13$157<0.1%00.0%UnchangedHistory
RHPRyman Hospitality Properties, Inc.COM2$167<0.1%00.0%UnchangedHistory
VNOVornado Realty TrustSH BEN INT4$168<0.1%00.0%UnchangedHistory
CCICrown Castle Inc.REIT1$173<0.1%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock9$195<0.1%00.0%UnchangedHistory
RYRoyal Bank of CanadaStock2$198<0.1%00.0%UnchangedHistory
FFIVF5, Inc.Stock1$199<0.1%00.0%UnchangedHistory
GEOGeo Group IncCOM27$202<0.1%00.0%UnchangedHistory
NUSNu Skin Enterprises, Inc.CL A5$202<0.1%00.0%UnchangedHistory
TNLTravel & Leisure Co.COM4$218<0.1%00.0%UnchangedHistory
WRBBerkley W R CorpCOM3$220<0.1%00.0%UnchangedHistory
AVBAvalonbay Communities IncCOM1$222<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W422INDIA ERNGS FD6$224<0.1%00.0%Unchanged–
FLFoot Locker, Inc.COM5$228<0.1%00.0%UnchangedHistory
DVADavita Inc.COM2$233<0.1%00.0%UnchangedHistory
HPPHudson Pacific Properties, Inc.COM9$236<0.1%00.0%UnchangedHistory
CGNXCognex CorpCOM3$241<0.1%00.0%UnchangedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF3$246<0.1%00.0%Unchanged–
AZPNASPENTECH CorpCOM2$246<0.1%00.0%UnchangedHistory
AMEAmetek IncCOM2$248<0.1%00.0%UnchangedHistory
PUMPProPetro Holding Corp.COM29$251<0.1%00.0%UnchangedHistory
ZZillow Group, Inc.CL C CAP STK3$264<0.1%−496−99.4%ReducedHistory
VERVEREIT, Inc.COM6$271<0.1%00.0%UnchangedHistory
BKRBaker Hughes CoCL A11$272<0.1%00.0%UnchangedHistory
NBIXNeurocrine Biosciences IncStock3$288<0.1%00.0%UnchangedHistory
ZBHZimmer Biomet Holdings, Inc.Stock2$293<0.1%00.0%UnchangedHistory
iShares Russell 2000 Growth ETF464287648ETF1$294<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL7$296<0.1%00.0%Unchanged–
TPRTapestry, Inc.COM8$296<0.1%00.0%UnchangedHistory
iShares Tr46429B408MSCI PHILIPS ETF10$298<0.1%00.0%Unchanged–
CCKCrown Holdings, Inc.COM3$302<0.1%00.0%UnchangedHistory
XHRXenia Hotels & Resorts, Inc.COM17$302<0.1%00.0%UnchangedHistory
iShares Tr464288877EAFE VALUE ETF6$305<0.1%00.0%Unchanged–
RPMRPM International IncCOM4$311<0.1%00.0%UnchangedHistory
ROKURoku, IncCOM CL A1$313<0.1%−402−99.8%ReducedHistory
iShares Tr464289842MSCI PERU GL ETF12$316<0.1%00.0%Unchanged–
UDRUDR, Inc.COM6$318<0.1%00.0%UnchangedHistory
LYFTLyft, Inc.CL A COM6$322<0.1%00.0%UnchangedHistory
CHDChurch & Dwight Co IncCOM4$330<0.1%00.0%UnchangedHistory
BUDAnheuser-Busch InBev SA/NVADR6$338<0.1%00.0%UnchangedHistory
NETCloudflare, Inc.CL A COM3$338<0.1%−543−99.5%ReducedHistory
WYNNWynn Resorts LtdCOM4$339<0.1%00.0%UnchangedHistory
FHNFirst Horizon CorpCOM21$342<0.1%−3,366−99.4%ReducedHistory
SWKStanley Black & Decker, Inc.COM2$351<0.1%00.0%UnchangedHistory
MAAMid America Apartment Communities Inc.COM2$373<0.1%00.0%UnchangedHistory
NHINational Health Investors IncCOM7$374<0.1%00.0%UnchangedHistory
SPBSpectrum Brands Holdings, Inc.COM4$383<0.1%00.0%UnchangedHistory
Global X FDS37954Y814FINTECH ETF8$384<0.1%00.0%Unchanged–
WHWyndham Hotels & Resorts, Inc.COM5$386<0.1%00.0%UnchangedHistory
NVEENV5 Global, Inc.COM4$394<0.1%−1,983−99.8%ReducedHistory
EPREpr PropertiesCOM SH BEN INT8$395<0.1%00.0%UnchangedHistory
HIWHighwoods Properties, Inc.COM9$395<0.1%00.0%UnchangedHistory
HLTHilton Worldwide Holdings Inc.COM3$396<0.1%00.0%UnchangedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD4$397<0.1%00.0%Unchanged–
Vedanta Limited92242Y100SPONSORED ADR26$397<0.1%00.0%Unchanged–
TALTAL Education GroupSPONSORED ADS83$402<0.1%−1,540−94.9%ReducedHistory
Global X Uranium ETF37954Y871ETF17$404<0.1%00.0%Unchanged–
UAAUnder Armour, Inc.Stock20$404<0.1%00.0%UnchangedHistory
LCIILci IndustriesCOM3$404<0.1%00.0%UnchangedHistory
CPRTCopart IncCOM3$416<0.1%00.0%UnchangedHistory
TAPMolson Coors Beverage CoCL B9$417<0.1%00.0%UnchangedHistory
CPBCAMPBELL'S CoCOM10$418<0.1%−9,996−99.9%ReducedHistory
iShares Inc464286780MSCI STH AFR ETF9$423<0.1%00.0%Unchanged–
Invesco India Exchange-Trade46137R109INDIA ETF15$427<0.1%00.0%Unchanged–
iShares Tr464287341GLOBAL ENERG ETF16$430<0.1%00.0%Unchanged–
MMSIMerit Medical Systems IncCOM6$431<0.1%00.0%UnchangedHistory
NNNNNN REIT, Inc.REIT10$432<0.1%00.0%UnchangedHistory
BXPBXP, Inc.COM4$433<0.1%00.0%UnchangedHistory
Global X FDS37954Y715RBTCS ARTFL INTE12$439<0.1%00.0%Unchanged–
FOXAFox CorpCL A COM11$441<0.1%00.0%UnchangedHistory
iShares Inc464286145MSCI FRONTIER13$441<0.1%00.0%Unchanged–

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q3 2021
SecurityClassPutsCalls
UBSUBS Group AGStock$664.1K$5.15M
STLAStellantis N.V.SHS$609.6K$4.66M
DBDeutsche Bank AktiengesellschaftNAMEN AKT$461.8K$2.11M
LINLinde PLCSHS$550.6K$471.0K
Invesco QQQ Trust Series I46090E103ETF$348.0K–
LOGILogitech International S.A.SHS$214.8K$34.9K
PMPhilip Morris International Inc.Stock$4.29K$177.1K
ALCAlcon IncStock$21.1K$98.5K
CRSRCorsair Gaming, Inc.COM–$107.1K
MSFTMicrosoft CorpStock$17.8K–
RACEFerrari N.V.COM$6.74K$785
AAPLApple Inc.Stock$3.32K–

Sold out since Q2 2021 (50)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Exane Derivatives sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KHCKraft Heinz CoStock41,427$1.62M0.4%History
DPCM Cap Inc23344P101COM CL A80,000$789.6K0.2%–
TWC Tech Hldgs II Corp90117G105COM70,000$696.8K0.2%–
SCVX CorpG79448208COM50,000$495.0K0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A45,000$470.2K0.1%–
Burgundy Technology Acqu CorG1702T116CL A47,000$463.9K0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202641,000$409.2K0.1%–
CM Life Sciences Inc18978W109COM CL A21,224$261.0K0.1%–
VISNVistance Networks, Inc.COM11,970$256.4K0.1%History
URIUnited Rentals, Inc.COM728$228.9K0.1%History
TPCTutor Perini CorpCOM15,089$199.8K<0.1%History
FRTAForterra, Inc.COM8,421$197.9K<0.1%History
BANDBandwidth Inc.COM CL A1,516$197.5K<0.1%History
MTUSMetallus Inc.COM14,643$197.1K<0.1%History
US Ecology, Inc.91734M103COM5,513$196.8K<0.1%–
USCRU.S. Concrete, Inc.COM2,587$191.1K<0.1%History
STKLSunOpta Inc.COM15,102$170.2K<0.1%History
KLDOKaleido Biosciences, Inc.COM21,333$156.6K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,237$147.7K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM45,227$108.5K<0.1%History
Paramount Global92556H107CL A2,200$100.2K<0.1%–
RYTMRhythm Pharmaceuticals, Inc.COM5,167$100.1K<0.1%History
LOWLowes Companies IncStock488$94.8K<0.1%History
WDCWestern Digital CorpCOM1,269$88.9K<0.1%History
ACTGAcacia Research CorpACACIA TCH COM13,440$81.6K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A2,500$72.8K<0.1%History
AELAmerican National Group Inc.COM2,080$64.4K<0.1%History
Churchill Capital Corp IV171439102CL A2,433$63.0K<0.1%–
HQYHealthequity, Inc.COM782$61.2K<0.1%History
ARRYArray Technologies, Inc.COM SHS3,928$61.1K<0.1%History
ORIOld Republic International CorpCOM2,454$60.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW1,699$59.4K<0.1%History
ICEIntercontinental Exchange, Inc.Stock320$38.0K<0.1%History
DTMDT Midstream, Inc.COMMON STOCK894$36.5K<0.1%History
ALLOAllogene Therapeutics, Inc.COM1,439$33.1K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM645$32.3K<0.1%–
ZYMEZymeworks Inc.COM632$21.9K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A281$21.8K<0.1%History
CYPHCypherpunk Technologies Inc.COM14,461$21.0K<0.1%History
OCULOcular Therapeutix, IncCOM1,496$19.3K<0.1%History
FTITechnipFMC plcCOM2,183$18.1K<0.1%History
VICIVici Properties Inc.COM567$17.7K<0.1%History
MHKMohawk Industries IncCOM83$16.1K<0.1%History
ACADAcadia Pharmaceuticals IncCOM604$14.5K<0.1%History
AXTAAxalta Coating Systems Ltd.COM355$10.6K<0.1%History
FTFTFuture FinTech Group Inc.COM3,842$10.2K<0.1%History
NVRNVR IncCOM2$9.64K<0.1%History
TLNDTalend S.A.ADS57$3.73K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A49$2.45K<0.1%History
PFPTProofpoint IncCOM9$1.56K<0.1%History