Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Nov 13, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 12
- −8 vs. Q2 2025
- Portfolio value
- $15.3M
- −$18.0M (−54.0%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LQDALiquidia Corp | COM NEW | 154,811 | $3.52M | 23.0% | −105,000−40.4% | Reduced | History |
| FRNMFreenome, Inc. | CL A ORD SHS | 300,000 | $3.18M | 20.7% | 00.0% | Unchanged | History |
| INVEINVE Technologies, Inc. | COM NEW | 785,557 | $2.71M | 17.7% | 00.0% | Unchanged | History |
| TACTTransact Technologies Inc | COM | 416,119 | $2.26M | 14.7% | −224,049−35.0% | Reduced | History |
| FENCFennec Pharmaceuticals Inc. | COM | 177,815 | $1.66M | 10.9% | −109,799−38.2% | Reduced | History |
| OCULOcular Therapeutix, Inc | COM | 50,000 | $584.5K | 3.8% | +50,000 | New | History |
| NTSKNetskope Inc | CL A | 15,000 | $340.9K | 2.2% | +15,000 | New | History |
| AMZNAmazon Com Inc | Stock | 1,507 | $330.9K | 2.2% | 00.0% | Unchanged | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 1,181 | $329.8K | 2.2% | +1,181 | New | History |
| MSFTMicrosoft Corp | Stock | 535 | $277.1K | 1.8% | 00.0% | Unchanged | History |
| ONCHU1RT Acquisition Corp. | UNIT 06/26/2030 | 10,000 | $105.5K | 0.7% | +10,000 | New | History |
| ILLRTriller Group Inc. | COMMON STOCK | 33,182 | $27.5K | 0.2% | 00.0% | Unchanged | History |
Sold out since Q2 2025 (12)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| CHYMChime Financial, Inc. | COM SHS CL A | 165,000 | $5.69M | 17.1% | History |
| INFUInfuSystem Holdings, Inc | COM | 409,302 | $2.55M | 7.7% | History |
| LOARLoar Holdings Inc. | COM SHS | 25,000 | $2.15M | 6.5% | History |
| CAICaris Life Sciences, Inc. | COM | 80,000 | $2.14M | 6.4% | History |
| ARAYAccuray Inc | COM | 1,448,820 | $1.98M | 6.0% | History |
| STRMStreamline Health Solutions Inc. | COM | 321,614 | $1.67M | 5.0% | History |
| HNGEHinge Health, Inc. | CL A | 20,000 | $1.03M | 3.1% | History |
| CEPOCantor Equity Partners I, Inc. | COM | 50,000 | $595.0K | 1.8% | History |
| MNTNMNTN, Inc. | CL A | 25,000 | $546.8K | 1.6% | History |
| OMDAOmada Health, Inc. | COM | 15,000 | $274.5K | 0.8% | History |
| MELIMercadolibre Inc | COM | 94 | $245.7K | 0.7% | History |
| SMWBSimilarweb Ltd. | SHS | 12,323 | $96.6K | 0.3% | History |