Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q4 2025
Holdings as of Dec 31, 2025, filed Feb 13, 2026. Long positions only; changes compare share counts with Q3 2025.
- Positions
- 2
- −10 vs. Q3 2025
- Portfolio value
- $3.49M
- −$11.8M (−77.2%) vs. Q3 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| INVEINVE Technologies, Inc. | COM NEW | 785,557 | $3.02M | 86.4% | 00.0% | Unchanged | History |
| TACTTransact Technologies Inc | COM | 118,512 | $474.0K | 13.6% | −297,607−71.5% | Reduced | History |
Sold out since Q3 2025 (10)
Positions held at the end of Q3 2025 that are gone from this filing.
| Security | Class | Shares in Q3 2025 | Value in Q3 2025 | % of portfolio in Q3 2025 | History |
|---|---|---|---|---|---|
| LQDALiquidia Corp | COM NEW | 154,811 | $3.52M | 23.0% | History |
| FRNMFreenome, Inc. | CL A ORD SHS | 300,000 | $3.18M | 20.7% | History |
| FENCFennec Pharmaceuticals Inc. | COM | 177,815 | $1.66M | 10.9% | History |
| OCULOcular Therapeutix, Inc | COM | 50,000 | $584.5K | 3.8% | History |
| NTSKNetskope Inc | CL A | 15,000 | $340.9K | 2.2% | History |
| AMZNAmazon Com Inc | Stock | 1,507 | $330.9K | 2.2% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 1,181 | $329.8K | 2.2% | History |
| MSFTMicrosoft Corp | Stock | 535 | $277.1K | 1.8% | History |
| ONCHU1RT Acquisition Corp. | UNIT 06/26/2030 | 10,000 | $105.5K | 0.7% | History |
| ILLRTriller Group Inc. | COMMON STOCK | 33,182 | $27.5K | 0.2% | History |