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Livermore
Livermore
ZHEN

HighPoint Advisor Group LLC

SEC CIK
0001616034
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
570
+10 vs. Q2 2021
Portfolio value
$1.02B
+$27.5M (+2.8%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of HighPoint Advisor Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock636,946$90.1M8.8%+3,084+0.5%AddedHistory
MSFTMicrosoft CorpStock160,100$45.1M4.4%−6,275−3.8%ReducedHistory
AMZNAmazon Com IncStock12,205$40.1M3.9%+662+5.7%AddedHistory
TSLATesla, Inc.Stock35,039$27.2M2.7%+4,762+15.7%AddedHistory
JPMJPMorgan Chase & CoStock159,545$26.1M2.6%+2,347+1.5%AddedHistory
GOOGLAlphabet Inc.Stock8,135$21.7M2.1%+479+6.3%AddedHistory
CMECME Group Inc.COM103,186$20.0M2.0%+41,261+66.6%AddedHistory
ABBVAbbVie Inc.Stock174,109$18.8M1.8%+2,840+1.7%AddedHistory
ABTAbbott LaboratoriesStock138,355$16.3M1.6%−728−0.5%ReducedHistory
NVDANVIDIA CorpStock74,311$15.4M1.5%+15,635+26.6%AddedConverted for a 4-for-1 splitHistory
PGProcter & Gamble CoStock100,329$14.0M1.4%+647+0.6%AddedHistory
JNJJohnson & JohnsonStock85,873$13.9M1.4%+30.0%AddedHistory
GOOGAlphabet Inc.Stock5,107$13.6M1.3%−284−5.3%ReducedHistory
MCDMcDonalds CorpStock55,714$13.4M1.3%+4,118+8.0%AddedHistory
DISWalt Disney CoStock76,539$12.9M1.3%+4,383+6.1%AddedHistory
COSTCostco Wholesale CorpStock26,053$11.7M1.1%+3,814+17.2%AddedHistory
XOMExxonMobil Holdings CorpCOM198,363$11.7M1.1%−1,848−0.9%ReducedHistory
METAMeta Platforms, Inc.Stock33,297$11.3M1.1%+1,952+6.2%AddedHistory
TAT&T Inc.Stock399,250$10.8M1.1%−25,678−6.0%ReducedHistory
BRK.BBerkshire Hathaway IncStock38,349$10.5M1.0%+2,554+7.1%AddedHistory
HDHome Depot, Inc.Stock30,821$10.1M1.0%+981+3.3%AddedHistory
BMOBank of MontrealCOM83,290$8.31M0.8%+95+0.1%AddedHistory
VZVerizon Communications IncStock150,239$8.11M0.8%−3,633−2.4%ReducedHistory
COKECoca-Cola Consolidated, Inc.COM19,221$7.58M0.7%−40.0%ReducedHistory
CMCSAComcast CorpStock116,127$6.50M0.6%+4,353+3.9%AddedHistory
CATCaterpillar IncStock33,526$6.44M0.6%+13,896+70.8%AddedHistory
VVisa Inc.Stock28,788$6.41M0.6%+3,017+11.7%AddedHistory
PYPLPayPal Holdings, Inc.Stock24,570$6.39M0.6%−291−1.2%ReducedHistory
IBMInternational Business Machines CorpStock44,415$6.17M0.6%+507+1.2%AddedHistory
FSKFS KKR Capital CorpCOM276,775$6.10M0.6%+1,300+0.5%AddedHistory
UNHUnitedHealth Group IncStock15,540$6.07M0.6%+222+1.4%AddedHistory
ADBEAdobe Inc.Stock10,427$6.00M0.6%−801−7.1%ReducedHistory
NFLXNetflix IncStock9,763$5.96M0.6%+52+0.5%AddedHistory
PFEPfizer IncStock138,144$5.94M0.6%+17,269+14.3%AddedHistory
WMTWalmart Inc.Stock42,581$5.93M0.6%+904+2.2%AddedHistory
PEPPepsiCo IncStock39,437$5.93M0.6%−1,130−2.8%ReducedHistory
SBUXStarbucks CorpStock52,863$5.83M0.6%+11,136+26.7%AddedHistory
CRMSalesforce, Inc.Stock21,235$5.76M0.6%−460−2.1%ReducedHistory
MAMastercard IncStock14,313$4.98M0.5%−1,135−7.3%ReducedHistory
TXNTexas Instruments IncStock24,521$4.71M0.5%+122+0.5%AddedHistory
FITBFifth Third BancorpCOM107,846$4.58M0.4%−1,128−1.0%ReducedHistory
UPSUnited Parcel Service IncStock24,665$4.49M0.4%−9,522−27.9%ReducedHistory
LMTLockheed Martin CorpStock12,989$4.48M0.4%−947−6.8%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock7,738$4.42M0.4%−17−0.2%ReducedHistory
PMPhilip Morris International Inc.Stock46,233$4.38M0.4%−1,285−2.7%ReducedHistory
INTCIntel CorpStock80,258$4.28M0.4%−4,139−4.9%ReducedHistory
MMM3M CoStock24,300$4.26M0.4%−200−0.8%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM88,656$4.17M0.4%+1,721+2.0%AddedHistory
NEENextera Energy IncStock52,673$4.14M0.4%−7,928−13.1%ReducedHistory
RTXRTX CorpStock47,880$4.12M0.4%+7,007+17.1%AddedHistory
CSCOCisco Systems, Inc.Stock75,024$4.08M0.4%−2,102−2.7%ReducedHistory
EXCExelon CorpStock83,653$4.04M0.4%+10,254+14.0%AddedHistory
DOCUDocuSign, Inc.Stock15,674$4.04M0.4%−364−2.3%ReducedHistory
KOCoca Cola CoStock73,184$3.84M0.4%−3,529−4.6%ReducedHistory
CVSCVS Health CorpStock43,355$3.68M0.4%+106+0.2%AddedHistory
AXPAmerican Express CoStock21,739$3.64M0.4%+739+3.5%AddedHistory
MRKMerck & Co., Inc.Stock48,044$3.61M0.4%−6,250−11.5%ReducedHistory
BACBank of America CorpStock84,040$3.57M0.3%−7,866−8.6%ReducedHistory
BMYBristol Myers Squibb CoStock60,192$3.56M0.3%+1,361+2.3%AddedHistory
XYZBlock, Inc.CL A14,845$3.56M0.3%+1,790+13.7%AddedHistory
BABoeing CoStock16,183$3.56M0.3%−8,879−35.4%ReducedHistory
QCOMQualcomm IncStock27,482$3.54M0.3%+3,907+16.6%AddedHistory
MROMarathon Oil CorpCOM236,758$3.24M0.3%+218,546+1,200.0%AddedHistory
AIGAmerican International Group, Inc.Stock57,882$3.18M0.3%+52,340+944.4%AddedHistory
CVXChevron CorpStock30,800$3.13M0.3%−25,562−45.4%ReducedHistory
SHOPShopify Inc.Stock2,304$3.12M0.3%+358+18.4%AddedHistory
TGTTarget CorpStock13,389$3.06M0.3%+437+3.4%AddedHistory
UNPUnion Pacific CorpStock15,486$3.04M0.3%+1,846+13.5%AddedHistory
AMGNAmgen IncStock14,164$3.01M0.3%+654+4.8%AddedHistory
AVGOBroadcom Inc.Stock6,144$2.98M0.3%−33−0.5%ReducedHistory
NOCNorthrop Grumman CorpStock8,187$2.95M0.3%−480−5.5%ReducedHistory
WPCW. P. Carey Inc.COM39,838$2.91M0.3%−3,430−7.9%ReducedHistory
BRK.ABerkshire Hathaway IncCL A7$2.88M0.3%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR18,892$2.80M0.3%+10,895+136.2%AddedHistory
SHWSherwin Williams CoCOM9,958$2.79M0.3%+80+0.8%AddedHistory
MOAltria Group, Inc.Stock60,492$2.75M0.3%−882−1.4%ReducedHistory
WMWaste Management IncStock18,040$2.69M0.3%+1,798+11.1%AddedHistory
ACNAccenture plcStock8,391$2.68M0.3%−756−8.3%ReducedHistory
ADPAutomatic Data Processing IncStock13,045$2.61M0.3%+7,725+145.2%AddedHistory
NKENIKE, Inc.Stock17,839$2.59M0.3%−2,800−13.6%ReducedHistory
DHRDanaher CorpStock8,493$2.59M0.3%−1,382−14.0%ReducedHistory
LLYEli Lilly & CoStock10,990$2.54M0.2%−907−7.6%ReducedHistory
ECLEcolab Inc.Stock12,148$2.53M0.2%+177+1.5%AddedHistory
ITWIllinois Tool Works IncStock11,956$2.47M0.2%−489−3.9%ReducedHistory
OMFOneMain Holdings, Inc.COM43,315$2.40M0.2%−7,425−14.6%ReducedHistory
ORCLOracle CorpStock26,742$2.33M0.2%−1,056−3.8%ReducedHistory
LOWLowes Companies IncStock11,421$2.32M0.2%−486−4.1%ReducedHistory
WECWec Energy Group, Inc.Stock25,746$2.27M0.2%−1,192−4.4%ReducedHistory
MDLZMondelez International, Inc.Stock38,756$2.25M0.2%−1,668−4.1%ReducedHistory
MSIMotorola Solutions, Inc.Stock9,688$2.25M0.2%+877+10.0%AddedHistory
WFCWells Fargo & CompanyStock47,972$2.23M0.2%−15,293−24.2%ReducedHistory
FTNTFortinet, Inc.Stock7,437$2.17M0.2%+2,941+65.4%AddedHistory
MSCIMSCI Inc.Stock3,567$2.17M0.2%−311−8.0%ReducedHistory
SOSouthern CoStock34,216$2.12M0.2%−945−2.7%ReducedHistory
MSMorgan StanleyStock21,561$2.10M0.2%−757−3.4%ReducedHistory
CSXCSX CorpStock69,001$2.05M0.2%+10,063+17.1%AddedHistory
KSSKOHLS CorpStock42,755$2.01M0.2%+579+1.4%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock8,042$1.98M0.2%+1,211+17.7%AddedHistory
DEDeere & CoStock5,882$1.97M0.2%−1,433−19.6%ReducedHistory
AMTAmerican Tower CorpREIT7,398$1.96M0.2%−157−2.1%ReducedHistory

Sold out since Q2 2021 (44)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of HighPoint Advisor Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PTONPeloton Interactive, Inc.CL A COM9,596$1.19M0.1%History
COUPCoupa Software IncCOM3,650$957.0K0.1%History
MGAMagna International IncCOM9,496$880.0K0.1%History
EWBCEast West Bancorp IncCOM11,743$842.0K0.1%History
News Corp Ltd Cl A65248E104CL A31,345$808.0K0.1%–
CWCurtiss Wright CorpStock6,320$751.0K0.1%History
FSLYFastly, Inc.CL A11,172$666.0K0.1%History
CSIQCanadian Solar Inc.COM10,025$450.0K<0.1%History
ZENZendesk, Inc.COM3,040$439.0K<0.1%History
BTAIQBioXcel Therapeutics, Inc.COM12,185$354.0K<0.1%History
FVRRFiverr International Ltd.ORD SHS1,409$342.0K<0.1%History
JDJD.com, Inc.SPON ADS CL A4,153$331.0K<0.1%History
RNGRingCentral, Inc.CL A898$261.0K<0.1%History
TPRTapestry, Inc.COM5,901$257.0K<0.1%History
STXSeagate Technology Holdings plcSHS2,859$251.0K<0.1%History
IPInternational Paper CoCOM3,961$243.0K<0.1%History
CERNCERNER CorpCOM3,113$243.0K<0.1%History
BBYBest Buy Co IncStock2,096$241.0K<0.1%History
ARMKAramarkCOM6,439$240.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,343$238.0K<0.1%History
VFCV F CorpStock2,856$234.0K<0.1%History
NWLNewell Brands Inc.Stock8,536$234.0K<0.1%History
EQIXEquinix IncCOM287$230.0K<0.1%History
Maxeon Solar Technologies LTY58473102SHS10,535$226.0K<0.1%–
MXIMMaxim Integrated Products IncCOM2,130$224.0K<0.1%History
SAGESage Therapeutics, Inc.COM3,924$223.0K<0.1%History
VRTXVertex Pharmaceuticals IncStock1,100$222.0K<0.1%History
PGRProgressive CorpStock2,233$219.0K<0.1%History
First Rep BK San Francisco C33616C100COM1,169$219.0K<0.1%–
ETREntergy CorpCOM2,146$214.0K<0.1%History
HUMHumana IncStock480$213.0K<0.1%History
PPLPPL CorpCOM7,513$210.0K<0.1%History
AKAMAkamai Technologies IncCOM1,786$208.0K<0.1%History
LOGILogitech International S.A.SHS1,707$206.0K<0.1%History
Anheuser-Busch InBev SA/NV757473103Common2,847$205.0K<0.1%–
FNVFranco Nevada CorpStock1,384$201.0K<0.1%History
SRCSpirit Realty Capital, Inc.COM NEW4,210$201.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1010,285$129.0K<0.1%History
CCLDCareCloud, Inc.COM13,975$118.0K<0.1%History
SLIStandard Lithium Ltd.COM15,640$65.0K<0.1%History
CARMCarisma Therapeutics Inc.COM12,200$56.0K<0.1%History
BBDBank BradescoSP ADR PFD NEW10,388$53.0K<0.1%History
APTXAptinyx Inc.COM11,791$33.0K<0.1%History
Chemesis Intl Inc New163599202Common Stock12,750$5.00K<0.1%–