HighPoint Advisor Group LLC
- SEC CIK
- 0001616034
- Latest filing
- Aug 5, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 570
- +10 vs. Q2 2021
- Portfolio value
- $1.02B
- +$27.5M (+2.8%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Creative Edge Nutrition Inc Com New22528W205 | Common Stock | 384,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| El Capitan Precious Metals I Com282812106 | Common Stock | 187,437 | $0 | 0.0% | 00.0% | Unchanged | – |
| Endocan Corp29271J109 | Common Stock | 12,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| School Specialty Inc New807864103 | Common Stock | 16,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| Xalles Holdings Inc98388D107 | Common Stock | 10,000 | $0 | 0.0% | 00.0% | Unchanged | – |
| KBLBKraig Biocraft Laboratories, Inc. | COMMON | 10,000 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SNWVSANUWAVE Health, Inc. | Common Stock | 20,000 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| RSCFReflect Scientific, Inc. | Common Stock | 14,500 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| Viper Networks Inc92762R105 | Common Stock | 366,666 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| MMNFFMedMen Enterprises, Inc. | Common Stock | 17,500 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| Spo Networks Inc78471B101 | Common Stock | 1,026,285 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| Revive Therapeutics Ltd Com761516103 | COM | 18,496 | $7.00K | <0.1% | +2,500+15.6% | Added | – |
| Enzolytics Inc Com294112107 | Common Stock | 42,470 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| HYSRSunhydrogen, Inc. | Common Stock | 147,250 | $8.00K | <0.1% | −127,250−46.4% | Reduced | History |
| Starhill Global Real Estate Investment Trust UnitsY7545N109 | Common Stock | 22,000 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| Brondbyernes Iffodbold as BK11667142 | Common Stock | 150,000 | $13.0K | <0.1% | 00.0% | Unchanged | – |
| FNMAFederal National Mortgage Association Fannie Mae | COM | 17,627 | $15.0K | <0.1% | −500−2.8% | Reduced | History |
| CETXCemtrex Inc | COM NEW | 14,000 | $16.0K | <0.1% | 00.0% | Unchanged | History |
| PTEPolarityte, Inc. | COM | 27,705 | $18.0K | <0.1% | +9,100+48.9% | Added | History |
| Relief Therapeutics Hldg AG Namen AktH6759S100 | COM | 142,000 | $21.0K | <0.1% | +17,000+13.6% | Added | – |
| Aurora Solar Technologies in Com05207J108 | Common Stock | 110,000 | $25.0K | <0.1% | 00.0% | Unchanged | – |
| SNDLSNDL Inc. | COM | 38,036 | $26.0K | <0.1% | 00.0% | Unchanged | History |
| IBIOiBio, Inc. | COM NEW | 25,985 | $28.0K | <0.1% | 00.0% | Unchanged | History |
| Rolls-Royce Holdings PLC775781206 | ADR | 15,459 | $28.0K | <0.1% | +35+0.2% | Added | – |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 22,500 | $37.0K | <0.1% | 00.0% | Unchanged | History |
| PRTKParatek Pharmaceuticals, Inc. | COM | 10,277 | $50.0K | <0.1% | −4,402−30.0% | Reduced | History |
| AMLIFAmerican Lithium Corp. | COM | 26,750 | $52.0K | <0.1% | 00.0% | Unchanged | History |
| BCLIBrainstorm Cell Therapeutics Inc. | COM NEW | 17,033 | $56.0K | <0.1% | 00.0% | Unchanged | History |
| Check Cap LtdM2361E203 | SHS | 64,000 | $56.0K | <0.1% | 00.0% | Unchanged | – |
| WKHSWorkhorse Group Inc. | COM NEW | 10,800 | $83.0K | <0.1% | +10,800 | New | History |
| LXLexinFintech Holdings Ltd. | ADR | 14,400 | $85.0K | <0.1% | −3,350−18.9% | Reduced | History |
| First Tr MLP & Energy Incom33739B104 | COM | 12,163 | $88.0K | <0.1% | 00.0% | Unchanged | – |
| SANBanco Santander, S.A. | ADR | 25,134 | $91.0K | <0.1% | −1,239−4.7% | Reduced | History |
| SLCAU.S. Silica Holdings, Inc. | COM | 11,616 | $93.0K | <0.1% | −5,237−31.1% | Reduced | History |
| ZNGAZynga Inc | CL A | 12,474 | $94.0K | <0.1% | +165+1.3% | Added | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 10,056 | $98.0K | <0.1% | +10,056 | New | History |
| PRQRProQR Therapeutics N.V. | SHS EURO | 11,850 | $99.0K | <0.1% | +1,850+18.5% | Added | History |
| O2MICRO International Limite67107W100 | SPONS ADR | 16,820 | $102.0K | <0.1% | −11,850−41.3% | Reduced | – |
| Reshape Lifesciences Inc New29365M505 | Common Stock | 37,067 | $107.0K | <0.1% | 00.0% | Unchanged | – |
| CRONCronos Group Inc. | COM | 19,369 | $110.0K | <0.1% | −362−1.8% | Reduced | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 47,454 | $116.0K | <0.1% | +38+0.1% | Added | History |
| Enel Societa Per Azioni ADR29265W207 | ADR | 15,216 | $116.0K | <0.1% | −7,461−32.9% | Reduced | – |
| CGENCompugen Ltd | ORD | 21,616 | $129.0K | <0.1% | −183−0.8% | Reduced | History |
| Midland Cap Hldgs Corp59748B108 | Common Stock | 11,520 | $144.0K | <0.1% | 00.0% | Unchanged | – |
| SIRISirius XM Holdings Inc. | COM | 25,080 | $153.0K | <0.1% | +1,023+4.3% | Added | History |
| SRNESorrento Therapeutics, Inc. | COM NEW | 20,435 | $156.0K | <0.1% | −500−2.4% | Reduced | History |
| ADNHAdvent Technologies Holdings, Inc. | COM CL A | 19,715 | $172.0K | <0.1% | −420−2.1% | Reduced | History |
| HSTHost Hotels & Resorts, Inc. | COM | 11,116 | $182.0K | <0.1% | −349−3.0% | Reduced | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 11,515 | $189.0K | <0.1% | +671+6.2% | Added | History |
| CIMChimera Investment Corp | COM NEW | 13,154 | $195.0K | <0.1% | +1,213+10.2% | Added | History |
| Grubhub Inc400110102 | COM | 13,521 | $196.0K | <0.1% | +259+2.0% | Added | – |
| HBANHuntington Bancshares Inc | COM | 12,976 | $201.0K | <0.1% | +125+1.0% | Added | History |
| ELSEquity Lifestyle Properties Inc | COM | 2,600 | $203.0K | <0.1% | +2,600 | New | History |
| RBARB Global Inc. | COM | 3,297 | $203.0K | <0.1% | +3,297 | New | History |
| CORCencora, Inc. | Stock | 1,705 | $204.0K | <0.1% | −423−19.9% | Reduced | History |
| WSMWilliams Sonoma Inc | COM | 1,150 | $204.0K | <0.1% | +1,150 | New | History |
| MRVLMarvell Technology, Inc. | COM | 3,381 | $204.0K | <0.1% | +3,381 | New | History |
| CNCCentene Corp | Stock | 3,289 | $205.0K | <0.1% | −354−9.7% | Reduced | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,320 | $206.0K | <0.1% | −193−7.7% | Reduced | History |
| NVRNVR Inc | COM | 43 | $206.0K | <0.1% | 00.0% | Unchanged | History |
| TD Ameritrade Hldg Corp Com87236Y108 | COM | 3,122 | $207.0K | <0.1% | −109−3.4% | Reduced | – |
| GMEDGlobus Medical Inc | Stock | 2,719 | $208.0K | <0.1% | +2,719 | New | History |
| XLNXXilinx Inc | COM | 1,375 | $208.0K | <0.1% | −67−4.6% | Reduced | History |
| SICPSilvergate Capital Corp | CL A | 1,808 | $209.0K | <0.1% | +1,808 | New | History |
| PXDPioneer Natural Resources Co | COM | 1,264 | $210.0K | <0.1% | −241−16.0% | Reduced | History |
| Signature BK New York N Y82669G104 | COM | 772 | $210.0K | <0.1% | +772 | New | – |
| DVNDevon Energy Corp | Stock | 5,935 | $211.0K | <0.1% | +5,935 | New | History |
| KMPRKEMPER Corp | COM | 3,162 | $211.0K | <0.1% | +150+5.0% | Added | History |
| SFLSFL Corp Ltd. | COM | 25,223 | $211.0K | <0.1% | +25,223 | New | History |
| WYWeyerhaeuser Co | COM NEW | 5,967 | $212.0K | <0.1% | −90−1.5% | Reduced | History |
| FAFFirst American Financial Corp | Stock | 3,183 | $213.0K | <0.1% | +3,183 | New | History |
| BSYBentley Systems Inc | COM CL B | 3,511 | $213.0K | <0.1% | +3,511 | New | History |
| MARMarriott International Inc | Stock | 1,442 | $214.0K | <0.1% | −248−14.7% | Reduced | History |
| GWWW.W. Grainger, Inc. | Stock | 548 | $215.0K | <0.1% | −9−1.6% | Reduced | History |
| EVRGEvergy, Inc. | Stock | 3,465 | $216.0K | <0.1% | −144−4.0% | Reduced | History |
| EAElectronic Arts Inc. | COM | 1,529 | $217.0K | <0.1% | +13+0.9% | Added | History |
| DMDesktop Metal, Inc. | COM CL A | 30,240 | $217.0K | <0.1% | −630−2.0% | Reduced | History |
| JKHYJack Henry & Associates Inc | Stock | 1,329 | $218.0K | <0.1% | +1,329 | New | History |
| FIVEFive Below, Inc | COM | 1,232 | $218.0K | <0.1% | +1,232 | New | History |
| STLDSteel Dynamics Inc | COM | 3,748 | $219.0K | <0.1% | +76+2.1% | Added | History |
| PKGPackaging Corp of America | Stock | 1,604 | $220.0K | <0.1% | −78−4.6% | Reduced | History |
| DELLDell Technologies Inc. | Stock | 2,124 | $221.0K | <0.1% | −7−0.3% | Reduced | History |
| BSXBoston Scientific Corp | Stock | 5,094 | $221.0K | <0.1% | −712−12.3% | Reduced | History |
| SNYSanofi | SPONSORED ADR | 4,595 | $222.0K | <0.1% | −355−7.2% | Reduced | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,360 | $222.0K | <0.1% | +20+0.9% | Added | History |
| AALAmerican Airlines Group Inc. | Stock | 10,885 | $223.0K | <0.1% | +10,885 | New | History |
| APAMArtisan Partners Asset Management Inc. | CL A | 4,555 | $223.0K | <0.1% | +4,555 | New | History |
| ATRAptargroup, Inc. | Stock | 1,879 | $224.0K | <0.1% | −561−23.0% | Reduced | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 788 | $225.0K | <0.1% | +788 | New | History |
| CHEChemed Corp | COM | 484 | $225.0K | <0.1% | +484 | New | History |
| ROCCBaytex Energy USA, Inc. | COM | 8,421 | $225.0K | <0.1% | +8,421 | New | History |
| AZTAAzenta, Inc. | COM | 2,209 | $226.0K | <0.1% | +2,209 | New | History |
| SRCLStericycle Inc | COM | 3,320 | $226.0K | <0.1% | +5+0.2% | Added | History |
| GPNGlobal Payments Inc | Stock | 1,443 | $227.0K | <0.1% | −83−5.4% | Reduced | History |
| TPLTexas Pacific Land Corp | Stock | 188 | $227.0K | <0.1% | +3+1.6% | Added | History |
| Novo NordiskK7314N152 | Common | 2,360 | $227.0K | <0.1% | −687−22.5% | Reduced | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 9,031 | $228.0K | <0.1% | +9,031 | New | History |
| VTRSViatris Inc | Stock | 16,916 | $229.0K | <0.1% | +555+3.4% | Added | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 1,568 | $229.0K | <0.1% | −466−22.9% | Reduced | History |
| WTFCWintrust Financial Corp | COM | 2,877 | $231.0K | <0.1% | +4+0.1% | Added | History |
Sold out since Q2 2021 (44)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| PTONPeloton Interactive, Inc. | CL A COM | 9,596 | $1.19M | 0.1% | History |
| COUPCoupa Software Inc | COM | 3,650 | $957.0K | 0.1% | History |
| MGAMagna International Inc | COM | 9,496 | $880.0K | 0.1% | History |
| EWBCEast West Bancorp Inc | COM | 11,743 | $842.0K | 0.1% | History |
| News Corp Ltd Cl A65248E104 | CL A | 31,345 | $808.0K | 0.1% | – |
| CWCurtiss Wright Corp | Stock | 6,320 | $751.0K | 0.1% | History |
| FSLYFastly, Inc. | CL A | 11,172 | $666.0K | 0.1% | History |
| CSIQCanadian Solar Inc. | COM | 10,025 | $450.0K | <0.1% | History |
| ZENZendesk, Inc. | COM | 3,040 | $439.0K | <0.1% | History |
| BTAIQBioXcel Therapeutics, Inc. | COM | 12,185 | $354.0K | <0.1% | History |
| FVRRFiverr International Ltd. | ORD SHS | 1,409 | $342.0K | <0.1% | History |
| JDJD.com, Inc. | SPON ADS CL A | 4,153 | $331.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 898 | $261.0K | <0.1% | History |
| TPRTapestry, Inc. | COM | 5,901 | $257.0K | <0.1% | History |
| STXSeagate Technology Holdings plc | SHS | 2,859 | $251.0K | <0.1% | History |
| IPInternational Paper Co | COM | 3,961 | $243.0K | <0.1% | History |
| CERNCERNER Corp | COM | 3,113 | $243.0K | <0.1% | History |
| BBYBest Buy Co Inc | Stock | 2,096 | $241.0K | <0.1% | History |
| ARMKAramark | COM | 6,439 | $240.0K | <0.1% | History |
| TTWOTake Two Interactive Software Inc | COM | 1,343 | $238.0K | <0.1% | History |
| VFCV F Corp | Stock | 2,856 | $234.0K | <0.1% | History |
| NWLNewell Brands Inc. | Stock | 8,536 | $234.0K | <0.1% | History |
| EQIXEquinix Inc | COM | 287 | $230.0K | <0.1% | History |
| Maxeon Solar Technologies LTY58473102 | SHS | 10,535 | $226.0K | <0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 2,130 | $224.0K | <0.1% | History |
| SAGESage Therapeutics, Inc. | COM | 3,924 | $223.0K | <0.1% | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 1,100 | $222.0K | <0.1% | History |
| PGRProgressive Corp | Stock | 2,233 | $219.0K | <0.1% | History |
| First Rep BK San Francisco C33616C100 | COM | 1,169 | $219.0K | <0.1% | – |
| ETREntergy Corp | COM | 2,146 | $214.0K | <0.1% | History |
| HUMHumana Inc | Stock | 480 | $213.0K | <0.1% | History |
| PPLPPL Corp | COM | 7,513 | $210.0K | <0.1% | History |
| AKAMAkamai Technologies Inc | COM | 1,786 | $208.0K | <0.1% | History |
| LOGILogitech International S.A. | SHS | 1,707 | $206.0K | <0.1% | History |
| Anheuser-Busch InBev SA/NV757473103 | Common | 2,847 | $205.0K | <0.1% | – |
| FNVFranco Nevada Corp | Stock | 1,384 | $201.0K | <0.1% | History |
| SRCSpirit Realty Capital, Inc. | COM NEW | 4,210 | $201.0K | <0.1% | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 10,285 | $129.0K | <0.1% | History |
| CCLDCareCloud, Inc. | COM | 13,975 | $118.0K | <0.1% | History |
| SLIStandard Lithium Ltd. | COM | 15,640 | $65.0K | <0.1% | History |
| CARMCarisma Therapeutics Inc. | COM | 12,200 | $56.0K | <0.1% | History |
| BBDBank Bradesco | SP ADR PFD NEW | 10,388 | $53.0K | <0.1% | History |
| APTXAptinyx Inc. | COM | 11,791 | $33.0K | <0.1% | History |
| Chemesis Intl Inc New163599202 | Common Stock | 12,750 | $5.00K | <0.1% | – |