UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 8,263
- +520 vs. Q2 2023
- Portfolio value
- $218.2B
- −$11.9B (−5.2%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SFTGQShift Technologies, Inc. | CL A NEW | 84 | $134 | <0.1% | 00.0% | Unchanged | History |
| ELTXElicio Therapeutics, Inc. | COM | 16 | $135 | <0.1% | −629−97.5% | Reduced | History |
| WBXWFWallbox N.V. | *W EXP 99/99/999 | 332 | $136 | <0.1% | +332 | New | History |
| SGEStrong Global Entertainment, Inc. | CL A COM VOTING | 62 | $136 | <0.1% | +62 | New | History |
| BioPlus Acquisition Corp.G11217125 | *W EXP 12/02/202 | 2,459 | $138 | <0.1% | +2,459 | New | – |
| Pacer FDS Tr69374H493 | ETF | 6 | $139 | <0.1% | −362−98.4% | Reduced | – |
| USEAUnited Maritime Corp | COM | 58 | $139 | <0.1% | −642−91.7% | Reduced | History |
| DRMADermata Therapeutics, Inc. | COM NEW | 131 | $139 | <0.1% | −6,879−98.1% | Reduced | History |
| Global Blue Group Holding AGH33700107 | ORD SHS | 23 | $140 | <0.1% | +23 | New | – |
| Entrepreneurshares Series Tr293828885 | ERSHARES NEXTGEN | 12 | $141 | <0.1% | +5+71.4% | Added | – |
| Nocturne Acquisition CorpG6580S106 | RIGHT 12/26/2025 | 1,228 | $141 | <0.1% | +1,228 | New | – |
| TOONKartoon Studios, Inc. | COM NEW | 102 | $142 | <0.1% | −942−90.2% | Reduced | History |
| POLAPolar Power, Inc. | COM | 128 | $142 | <0.1% | +128 | New | History |
| CINTCI&T Inc | COM CL A | 22 | $143 | <0.1% | −2,976−99.3% | Reduced | History |
| VIOTViomi Technology Co., Ltd | SPONSORED ADS | 143 | $144 | <0.1% | −125−46.6% | Reduced | History |
| BLNEBeeline Holdings, Inc. | COM NEW | 108 | $144 | <0.1% | +108 | New | History |
| LABPLandos Biopharma, Inc. | COM NEW | 37 | $144 | <0.1% | 00.0% | Unchanged | History |
| Anpac Bio Med Science Co Ltd03635R206 | SPONSORED ADS | 128 | $145 | <0.1% | +128 | New | – |
| First Tr Exchange-Traded FD33734X762 | INDXX METAVERSE | 5 | $146 | <0.1% | +5 | New | – |
| AmpliTech Group, Inc.03211Q119 | *W EXP 01/01/202 | 597 | $146 | <0.1% | +597 | New | – |
| Bondbloxx ETF Trust09789C853 | BLOOMBERG TWO YR | 3 | $147 | <0.1% | +3 | New | – |
| Advisorshares Tr00768Y396 | HOTEL ETF | 6 | $147 | <0.1% | +6 | New | – |
| MAPSWM Technology, Inc. | COM | 111 | $147 | <0.1% | +111 | New | History |
| CUENCuentas Inc. | COM | 106 | $148 | <0.1% | +106 | New | History |
| SYPRSypris Solutions Inc | COM | 78 | $149 | <0.1% | +78 | New | History |
| SBFMWSunshine Biopharma Inc. | *W EXP 02/15/202 | 661 | $149 | <0.1% | −82,471−99.2% | Reduced | History |
| Valkyrie ETF Trust II91917A207 | BITCOIN MINERS | 16 | $149 | <0.1% | 00.0% | Unchanged | – |
| BlackRock ETF Trust II092528702 | ISHARES LARG CAP | 6 | $150 | <0.1% | +6 | New | – |
| SPWRSunPower Inc. | COM | 73 | $150 | <0.1% | +73 | New | History |
| PETWag! Group Co. | COM | 77 | $150 | <0.1% | +77 | New | History |
| Simplify Exchange Traded Fun82889N640 | TREASURY OPT INC | 6 | $151 | <0.1% | −73−92.4% | Reduced | – |
| LPTHLightpath Technologies Inc | COM CL A | 104 | $151 | <0.1% | +98+1,633.3% | Added | History |
| AACGATA Creativity Global | SPONSORED ADS | 136 | $152 | <0.1% | −574−80.8% | Reduced | History |
| Vision Sensing Acquisition C92838J111 | *W EXP 10/21/202 | 4,103 | $152 | <0.1% | +4,103 | New | – |
| USAUU.S. Gold Corp. | COM NEW | 50 | $155 | <0.1% | +48+2,400.0% | Added | History |
| BIOCBiocept Inc | COM NEW | 124 | $155 | <0.1% | +124 | New | History |
| ASNSActelis Networks Inc | COM NEW | 143 | $157 | <0.1% | +133+1,330.0% | Added | History |
| LGMKLogicMark, Inc. | COM NEW | 88 | $157 | <0.1% | +86+4,300.0% | Added | History |
| GTIMGood Times Restaurants Inc. | COM NEW | 53 | $158 | <0.1% | +53 | New | History |
| SUACShoulderUP Technology Acquisition Corp. | CL A COM | 15 | $158 | <0.1% | +2+15.4% | Added | History |
| AZIOAzio AI Holdings, Inc. | COM | 100 | $158 | <0.1% | +77+334.8% | Added | History |
| iShares Tr46436E304 | FACTORS US VAL | 6 | $159 | <0.1% | −9−60.0% | Reduced | – |
| SERSerina Therapeutics, Inc. | COM | 235 | $160 | <0.1% | −5,436−95.9% | Reduced | History |
| RCONRecon Technology, Ltd | SHS NEW | 517 | $160 | <0.1% | −939−64.5% | Reduced | History |
| New Providence Acqsitn Corp64823D110 | *W EXP 11/09/202 | 2,801 | $160 | <0.1% | +2,100+299.6% | Added | – |
| Leju Hldgs Ltd50187J207 | SPONSORED ADS | 102 | $160 | <0.1% | −804−88.7% | Reduced | – |
| QMCOQuantum Corp | COM NEW | 264 | $161 | <0.1% | +139+111.2% | Added | History |
| Trimtabs ETF Tr89628W609 | DONOGHUE FORLINS | 8 | $161 | <0.1% | −1,681−99.5% | Reduced | – |
| Harbor Custom Development IN41150T124 | *W EXP 10/04/202 | 16,200 | $162 | <0.1% | +16,200 | New | – |
| Westrock Coffee Co96145W111 | *W EXP 08/29/202 | 87 | $162 | <0.1% | +87 | New | – |
| TCBCTC Bancshares, Inc. | COM | 12 | $163 | <0.1% | +12 | New | History |
| VEROVenus Concept Inc. | COM NEW | 83 | $163 | <0.1% | −587−87.6% | Reduced | History |
| ECORelectroCore, Inc. | COM NEW | 27 | $164 | <0.1% | +27 | New | History |
| ARTLArtelo Biosciences, Inc. | COM | 112 | $164 | <0.1% | +112 | New | History |
| AZA2Z CUST2MATE Solutions Corp. | COM | 100 | $165 | <0.1% | −100−50.0% | Reduced | History |
| BHILBenson Hill, Inc. | COMMON STOCK | 500 | $166 | <0.1% | −142,606−99.7% | Reduced | History |
| Strategy Inc86280R837 | SHS HALT CLIMATE CHN | 8 | $167 | <0.1% | −1−11.1% | Reduced | – |
| NUWENuwellis, Inc. | COM | 117 | $167 | <0.1% | −831−87.7% | Reduced | History |
| HLPHongli Group Inc. | ORDINARY SHARES | 118 | $168 | <0.1% | +118 | New | History |
| MHHMastech Digital, Inc. | COM | 19 | $171 | <0.1% | +19 | New | History |
| Black Mountain Acq Corp09216A207 | UNIT 99/99/9999 | 16 | $172 | <0.1% | −642−97.6% | Reduced | – |
| Chicken Soup for the Soul En16842Q134 | *W EXP 10/22/202 | 15,613 | $172 | <0.1% | −85,088−84.5% | Reduced | – |
| Profrac Hldg Corp74319N118 | *W EXP 11/09/202 | 34,317 | $172 | <0.1% | +34,317 | New | – |
| NXXTNextnrg, Inc. | COM | 64 | $172 | <0.1% | +63+6,300.0% | Added | History |
| STTKShattuck Labs, Inc. | COM | 114 | $173 | <0.1% | −200−63.7% | Reduced | History |
| Forest Road Acquisition Cor34619V111 | *W EXP 01/15/202 | 8,247 | $173 | <0.1% | +8,247 | New | – |
| Power & Digital Infrastructu73919C118 | *W EXP 12/09/202 | 1,750 | $175 | <0.1% | +1,750 | New | – |
| Timothy Plan887432268 | ETF | 7 | $176 | <0.1% | −111−94.1% | Reduced | – |
| OKYOOKYO Pharma Ltd | SHS NEW | 95 | $176 | <0.1% | +95 | New | History |
| PCSAProcessa Pharmaceuticals, Inc. | COM NEW | 707 | $177 | <0.1% | +707 | New | History |
| GNSSGenasys Inc. | COM | 89 | $179 | <0.1% | +89 | New | History |
| ALVOWAlvotech | *W EXP 06/15/202 | 128 | $179 | <0.1% | +128 | New | History |
| Aeterna Zentaris Inc007975501 | COM NEW | 72 | $180 | <0.1% | +72 | New | – |
| EDBLWEdible Garden AG Inc | *W EXP 04/18/202 | 7,239 | $181 | <0.1% | +7,239 | New | History |
| TILInstil Bio, Inc. | COM | 426 | $182 | <0.1% | +20+4.9% | Added | History |
| CFSBCFSB Bancorp, Inc. | COM | 26 | $182 | <0.1% | +26 | New | History |
| Cambria ETF Tr132061813 | GBL REAL EST ETF | 8 | $183 | <0.1% | −331−97.6% | Reduced | – |
| EPOWE-Power Inc. | SHS | 96 | $183 | <0.1% | +96 | New | History |
| HERZHerzfeld Credit Income Fund, Inc | COM | 55 | $184 | <0.1% | −134−70.9% | Reduced | History |
| LEDSSemiLEDs Corp | COM NEW | 105 | $184 | <0.1% | +105 | New | History |
| CATXPerspective Therapeutics, Inc. | COM | 680 | $186 | <0.1% | −161−19.1% | Reduced | History |
| GLBSGlobus Maritime Ltd | COM NEW | 101 | $186 | <0.1% | +101 | New | History |
| UCARU Power Ltd | SHS | 50 | $186 | <0.1% | +50 | New | History |
| DOMHDominari Holdings Inc. | COM NEW | 81 | $188 | <0.1% | +81 | New | History |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 142 | $189 | <0.1% | −7,160−98.1% | Reduced | History |
| OLBOlb Group, Inc. | COM | 261 | $190 | <0.1% | +261 | New | History |
| HUIZHuize Holding Ltd | SPONSORED ADS | 176 | $192 | <0.1% | +176 | New | History |
| Redwoods Acquisition Corp758083109 | COM | 18 | $192 | <0.1% | +18 | New | – |
| Generation Income Pptys Inc37149D113 | *W EXP 09/03/202 | 411 | $193 | <0.1% | −560−57.7% | Reduced | – |
| RBTCRubicon Technologies, Inc. | CL A | 93 | $193 | <0.1% | +93 | New | History |
| CGAEnlightify Inc. | COM NEW | 92 | $194 | <0.1% | −425−82.2% | Reduced | History |
| Litman Gregory FDS Tr53700T793 | IMGP RBA RESPONS | 22 | $194 | <0.1% | −8−26.7% | Reduced | – |
| AIIOWRobo.ai Inc. | *W EXP 12/31/202 | 881 | $194 | <0.1% | +881 | New | History |
| ETF Ser Solutions26922B501 | DISTILLATE INTNL | 9 | $195 | <0.1% | +7+350.0% | Added | – |
| GDNRGardiner Healthcare Acquisitions Corp. | COMMON STOCK | 18 | $195 | <0.1% | +18 | New | History |
| BOSCBos Better Online Solutions Ltd | SHS NEW NIS 80 | 55 | $197 | <0.1% | 00.0% | Unchanged | History |
| NANano Labs Ltd | SPONSORED ADS | 156 | $197 | <0.1% | −124−44.3% | Reduced | History |
| FCUVFocus Universal Inc. | COM | 102 | $198 | <0.1% | +2+2.0% | Added | History |
| UCLuCloudlink Group Inc. | SPONSORED ADS | 94 | $199 | <0.1% | +94 | New | History |
| THMOThermoGenesis Holdings, Inc. | COM NEW | 144 | $199 | <0.1% | +138+2,300.0% | Added | History |
Options (689)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 689 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $6.96B | $1.50B |
| Invesco QQQ Trust Series I46090E103 | ETF | $4.07B | $2.99B |
| iShares Russell 2000 ETF464287655 | ETF | $3.06B | $1.82B |
| iShares Tr464287432 | 20 YR TR BD ETF | $212.8M | $1.45B |
| AAPLApple Inc. | Stock | $1.05B | $585.6M |
| UNPUnion Pacific Corp | Stock | $158.4M | $1.38B |
| MSFTMicrosoft Corp | Stock | $716.3M | $729.1M |
| NVDANVIDIA Corp | Stock | $714.0M | $677.9M |
| TSLATesla, Inc. | Stock | $846.7M | $350.6M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $656.5M | $496.6M |
| AMDAdvanced Micro Devices Inc | Stock | $604.2M | $350.8M |
| METAMeta Platforms, Inc. | Stock | $359.1M | $488.7M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $785.1M |
| GLDSPDR Gold Trust | ETF | $102.9M | $612.5M |
| AMZNAmazon Com Inc | Stock | $344.3M | $346.3M |
| iShares Tr464288513 | IBOXX HI YD ETF | $579.2M | $94.8M |
| MSMorgan Stanley | Stock | $184.0M | $466.5M |
| JPMJPMorgan Chase & Co | Stock | $463.2M | $170.2M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $398.9M | $231.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $382.4M | $242.7M |
| AVGOBroadcom Inc. | Stock | $344.8M | $194.6M |
| BACBank of America Corp | Stock | $257.6M | $279.7M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $325.5M | $185.6M |
| STLAStellantis N.V. | SHS | $298.5M | $209.3M |
| GOOGLAlphabet Inc. | Stock | $298.3M | $190.2M |
| ATVIActivision Blizzard, Inc. | COM | $272.8M | $202.5M |
| UNHUnitedHealth Group Inc | Stock | $260.4M | $187.3M |
| INTCIntel Corp | Stock | $302.4M | $116.7M |
| CSCOCisco Systems, Inc. | Stock | $201.4M | $215.6M |
| CRMSalesforce, Inc. | Stock | $352.6M | $56.1M |
| BABAAlibaba Group Holding Ltd | ADR | $127.0M | $272.5M |
| MAMastercard Inc | Stock | $164.1M | $230.7M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $79.6M | $308.5M |
| TMUST-Mobile US, Inc. | Stock | $181.8M | $205.0M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $256.0M | $124.6M |
| CCitigroup Inc | Stock | $212.4M | $165.8M |
| GOOGAlphabet Inc. | Stock | $204.1M | $160.5M |
| MUMicron Technology Inc | Stock | $253.3M | $102.0M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $122.9M | $221.5M |
| UBSUBS Group AG | Stock | $12.4M | $325.7M |
| WMTWalmart Inc. | Stock | $228.3M | $107.5M |
| iShares Tr464288752 | US HOME CONS ETF | $313.4M | $18.7M |
| ABBVAbbVie Inc. | Stock | $205.6M | $124.4M |
| BRK.BBerkshire Hathaway Inc | Stock | $184.0M | $130.0M |
| NFLXNetflix Inc | Stock | $213.5M | $99.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $111.8M | $193.3M |
| UBERUber Technologies, Inc | Stock | $199.4M | $93.7M |
| CMGChipotle Mexican Grill Inc | COM | $168.2M | $117.2M |
| FDXFedEx Corp | Stock | $118.4M | $166.8M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | – | $267.6M |
| SGENSeagen Inc. | COM | $192.4M | $71.8M |
| FISFidelity National Information Services, Inc. | Stock | $210.1M | $44.1M |
| iShares Tips Bond ETF464287176 | ETF | – | $253.6M |
| WDAYWorkday, Inc. | CL A | $167.1M | $83.5M |
| VVisa Inc. | Stock | $144.4M | $95.5M |
| ADIAnalog Devices Inc | Stock | $107.9M | $123.2M |
| Kraneshares Trust500767306 | CSI CHI INTERNET | $13.7M | $210.4M |
| AIGAmerican International Group, Inc. | Stock | $182.7M | $39.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $129.1M | $86.5M |
| HUMHumana Inc | Stock | $128.1M | $80.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $103.3M | $104.7M |
| BMYBristol Myers Squibb Co | Stock | $110.3M | $92.7M |
| XOMExxonMobil Holdings Corp | COM | $85.6M | $112.5M |
| ALCAlcon Inc | Stock | $47.8M | $150.0M |
| GSGoldman Sachs Group Inc | Stock | $118.5M | $76.0M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $103.5M | $87.4M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $15.3M | $173.4M |
| CPRICapri Holdings Ltd | SHS | $106.6M | $78.9M |
| ABNBAirbnb, Inc. | Stock | $132.8M | $52.7M |
| KMIKinder Morgan, Inc. | Stock | $88.6M | $91.2M |
| CARRCarrier Global Corp | Stock | $122.7M | $54.8M |
| ADBEAdobe Inc. | Stock | $70.7M | $105.9M |
| LULUlululemon athletica inc. | Stock | $102.0M | $68.9M |
| COPConocoPhillips | Stock | $53.7M | $114.5M |
| MTBM&T Bank Corp | COM | $160.9M | $5.06M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $34.6M | $129.1M |
| WMBWilliams Companies, Inc. | COM | $90.1M | $70.4M |
| XUnited States Steel Corp | COM | $132.7M | $27.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $30.2M | $128.6M |
| METMetlife Inc | Stock | $85.3M | $67.5M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $117.0M | $35.2M |
| PANWPalo Alto Networks Inc | Stock | $86.7M | $65.3M |
| iShares Tr46429B671 | MSCI CHINA ETF | – | $151.5M |
| AMGNAmgen Inc | Stock | $110.8M | $39.6M |
| LOGILogitech International S.A. | SHS | $71.7M | $78.0M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $51.7M | $98.0M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $43.1M | $105.5M |
| DDOGDatadog, Inc. | CL A COM | $53.4M | $93.0M |
| SLViShares Silver Trust | ETF | $34.9M | $108.3M |
| HDHome Depot, Inc. | Stock | $86.3M | $55.8M |
| ADSKAutodesk, Inc. | COM | $80.1M | $61.3M |
| GILDGilead Sciences, Inc. | Stock | $95.0M | $46.4M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $60.2M | $77.6M |
| PEPPepsiCo Inc | Stock | $72.7M | $63.7M |
| KHCKraft Heinz Co | Stock | $77.9M | $57.9M |
| CLColgate Palmolive Co | Stock | $52.6M | $81.3M |
| STMSTMicroelectronics N.V. | NY REGISTRY | $67.2M | $66.6M |
| DISWalt Disney Co | Stock | $16.9M | $116.4M |
| CATCaterpillar Inc | Stock | $120.5M | $12.4M |
| KOCoca Cola Co | Stock | $64.0M | $68.5M |
Sold out since Q2 2023 (923)
Positions held at the end of Q2 2023 that are gone from this filing.
The largest 100 of 923 by value last quarter.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 3,927,982 | $244.8M | 0.1% | History |
| UNVRUnivar Solutions Inc. | COM | 2,658,679 | $95.3M | <0.1% | History |
| LSILife Storage, Inc. | COM | 177,647 | $23.6M | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 805,439 | $23.1M | <0.1% | History |
| DICEDICE Therapeutics, Inc. | COM | 399,284 | $18.6M | <0.1% | History |
| ARNCArconic Corp | COM | 586,327 | $17.3M | <0.1% | History |
| FOCSFocus Financial Partners Inc. | COM CL A | 314,420 | $16.5M | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 289,085 | $15.9M | <0.1% | History |
| TRTNTriton International Ltd | CL A | 179,811 | $15.0M | <0.1% | History |
| GasLog Partners LPY2687W108 | UNIT LTD PTNRP | 1,607,949 | $13.9M | <0.1% | – |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 350,292 | $11.5M | <0.1% | – |
| SYNHSyneos Health, Inc. | CL A | 269,403 | $11.4M | <0.1% | History |
| PDCEPDC Energy, Inc. | COM | 145,806 | $10.4M | <0.1% | History |
| Vectivbio Hldg AGH9060V101 | ORD SHS | 525,591 | $8.87M | <0.1% | – |
| RADIRadius Global Infrastructure, Inc. | COM CL A | 504,922 | $7.52M | <0.1% | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 223,394 | $7.33M | <0.1% | – |
| FORGForgeRock, Inc. | CL A | 291,966 | $6.00M | <0.1% | History |
| BKIBlack Knight, Inc. | COM | 89,040 | $5.32M | <0.1% | History |
| WWEWorld Wrestling Entertainment, LLC | CL A | 39,007 | $4.23M | <0.1% | History |
| RETAReata Pharmaceuticals Inc | CL A | 39,027 | $3.98M | <0.1% | History |
| ABSTAbsolute Software Corp | COM | 335,284 | $3.84M | <0.1% | History |
| ProShares Tr74347B573 | SP500 EX FINLS | 40,000 | $3.84M | <0.1% | – |
| KDNYChinook Therapeutics, Inc. | COM | 82,016 | $3.15M | <0.1% | History |
| DSEYDiversey Holdings, Ltd. | ORD SHS | 372,514 | $3.13M | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 612,633 | $2.81M | <0.1% | History |
| XPELXPEL, Inc. | COM | 33,274 | $2.80M | <0.1% | History |
| HHCHoward Hughes Corp | COM | 35,495 | $2.80M | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 275,169 | $2.61M | <0.1% | – |
| ProShares Tr74347B565 | SP500 EX HLTH | 20,000 | $1.87M | <0.1% | – |
| NEXNextier Oilfield Solutions Inc. | COM | 186,217 | $1.66M | <0.1% | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 179,296 | $1.40M | <0.1% | History |
| KRYSKrystal Biotech, Inc. | COM | 11,217 | $1.32M | <0.1% | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 260,007 | $1.14M | <0.1% | History |
| GERGoldman Sachs MLP & Energy Renaissance Fund | COM | 71,490 | $1.12M | <0.1% | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 163,386 | $1.10M | <0.1% | History |
| Invesco Exchange Traded FD T46137V589 | GBL LISTED PVT | 54,306 | $571.3K | <0.1% | – |
| FAFirst Advantage Corp | COM | 36,941 | $569.3K | <0.1% | History |
| ADTNADTRAN Holdings, Inc. | COM | 45,801 | $482.3K | <0.1% | History |
| UBAUrstadt Biddle Properties Inc | CL A | 22,136 | $470.6K | <0.1% | History |
| ALKTAlkami Technology, Inc. | Stock | 27,844 | $456.4K | <0.1% | History |
| ISEEIVERIC bio, Inc. | COM | 10,431 | $410.4K | <0.1% | History |
| Invesco Exchange Traded FD T46137V670 | DYNMC OIL GAS | 81,175 | $403.4K | <0.1% | – |
| Goldman Sachs ETF Tr381430123 | MARKETBETA US EQ | 5,268 | $319.7K | <0.1% | – |
| CFMSConformis Inc | COM NEW | 120,914 | $264.8K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 31,674 | $247.1K | <0.1% | – |
| Goldman Sachs ETF Tr381430362 | ACCESS INFLATI | 4,971 | $244.1K | <0.1% | – |
| SEBSeaboard Corp | COM | 64 | $227.9K | <0.1% | History |
| Goldman Sachs ETF Tr38149W101 | ACCESS US AGRAT | 5,232 | $217.5K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q753 | US VALUE FACTR | 6,091 | $217.3K | <0.1% | – |
| WisdomTree Tr97717W448 | GERMANY HEDEQ FD | 5,921 | $215.2K | <0.1% | – |
| QUOTQuotient Technology Inc. | COM | 55,032 | $211.3K | <0.1% | History |
| MNOVMedicinova Inc | COM NEW | 91,828 | $211.2K | <0.1% | History |
| ProShares Tr74347G382 | ULTSHT FINLS NEW | 11,185 | $205.7K | <0.1% | – |
| Flexshares Tr33939L852 | QLT DIVDYN IDX | 3,303 | $201.8K | <0.1% | – |
| Direxion Shs ETF Tr25460G781 | DLY GOLD INDX 2X | 5,733 | $199.8K | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 192,791 | $198.6K | <0.1% | History |
| NUVANuvasive Inc | COM | 4,740 | $197.1K | <0.1% | History |
| ProShares Tr74347G663 | ULTPRO SHT | 11,556 | $194.8K | <0.1% | – |
| SKWDSkyward Specialty Insurance Group, Inc. | COM | 7,639 | $194.0K | <0.1% | History |
| FOCLEdap TMS SA | SPONSORED ADR | 19,625 | $180.9K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F672 | FT VEST UQ EQT | 5,164 | $180.2K | <0.1% | – |
| PTRAQProterra Inc | COM | 145,053 | $174.1K | <0.1% | History |
| ONEWOneWater Marine Inc. | CL A COM | 4,790 | $173.6K | <0.1% | History |
| Direxion Shs ETF Tr25461A866 | DAILY MSFT BL1.5 | 4,837 | $173.2K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q886 | DIVERSFED RTRN | 1,900 | $167.8K | <0.1% | – |
| CDRECadre Holdings, Inc. | COM | 7,600 | $165.7K | <0.1% | History |
| SPDR Series Trust78468R812 | ST STR MSCI USAQ | 1,324 | $162.8K | <0.1% | – |
| Invesco Exchange Traded FD T46137V522 | RYMND JMS SB 1 | 2,712 | $157.8K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J742 | RAFI STRATGIC US | 3,879 | $157.2K | <0.1% | – |
| Flexshares Tr33939L696 | STOX US ESG SLCT | 1,429 | $154.4K | <0.1% | – |
| Global X FDS37954Y376 | RATE PREFERRED | 6,885 | $153.7K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 4,059 | $153.2K | <0.1% | – |
| First Tr Exchng Traded FD VI33740U505 | FT VEST UQ EQT | 4,247 | $153.0K | <0.1% | – |
| SEATVivid Seats Inc. | COM CL A | 19,318 | $153.0K | <0.1% | History |
| MERCMercer International Inc. | COM | 18,445 | $148.9K | <0.1% | History |
| Dimensional ETF Trust25434V849 | NATL MUN BD ETF | 3,052 | $145.4K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F698 | FT VEST US EQT | 4,139 | $143.6K | <0.1% | – |
| Innovator ETFs Trust45782C888 | US EQT BUFR APR | 3,944 | $141.2K | <0.1% | – |
| Listed FDS Tr53656F805 | SHARES LAG CAP | 3,903 | $140.1K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 4,023 | $137.6K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F623 | FT VEST US EQT | 3,672 | $136.6K | <0.1% | – |
| Global X FDS37954Y574 | ADAPTIVE US | 4,097 | $130.4K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 3,741 | $122.4K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 3,498 | $117.1K | <0.1% | – |
| Invesco Exchange Traded FD T46137V456 | S&P MDCP VLU MNT | 2,522 | $116.3K | <0.1% | – |
| ProShares Tr74347G283 | ULT MSCI BR CAPP | 8,753 | $115.5K | <0.1% | – |
| Franklin Templeton ETF Tr35473P405 | US EQUITY INDEX | 2,955 | $114.7K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 3,293 | $113.3K | <0.1% | – |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 4,261 | $111.6K | <0.1% | – |
| ProShares Tr74347B250 | PSHS SH MDCAP400 | 4,845 | $111.1K | <0.1% | – |
| EEAEuropean Equity Fund, Inc | COM | 12,885 | $110.9K | <0.1% | History |
| iShares Tr46436E577 | ISHARES 25+ YR T | 8,350 | $110.7K | <0.1% | – |
| MGOLMGO Global Inc. | COM | 49,602 | $110.6K | <0.1% | History |
| Fidelity Covington Trust316092618 | ENHA HIGH YI ETF | 2,335 | $108.6K | <0.1% | – |
| COYACoya Therapeutics, Inc. | COMMON STOCK | 26,602 | $108.3K | <0.1% | History |
| Principal Exchange Traded FD74255Y300 | PRNCPL VLU ETF | 2,605 | $108.1K | <0.1% | – |
| Reservoir Media, Inc.76119X113 | *W EXP 08/26/202 | 72,469 | $108.0K | <0.1% | – |
| Innovator U.S. Equity Buffer ETF - October45782C771 | ETF | 2,947 | $107.2K | <0.1% | – |
| SCOProShares Trust II | ULSHT BLOOMB OIL | 3,968 | $102.0K | <0.1% | History |
| JSDNuveen Short Duration Credit Opportunities Fund | COM | 8,760 | $101.2K | <0.1% | History |