UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 8,263
- +520 vs. Q2 2023
- Portfolio value
- $218.2B
- −$11.9B (−5.2%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Twin Ridge Capital Acquis CoG9151L120 | *W EXP 03/07/202 | 143 | $11 | <0.1% | +143 | New | – |
| Direct Selling Acquisitin Co25460L103 | CL A COM | 1 | $11 | <0.1% | +1 | New | – |
| BCSABlockchain Coinvestors Acquisition Corp. I | CLASS A ORD | 1 | $11 | <0.1% | +1 | New | History |
| Blockchain Coinvstrs Acq CRPG11765123 | UNIT 09/01/2026 | 1 | $11 | <0.1% | +1 | New | – |
| Aurora Technology AcquisitioG06984119 | CLASS A ORD SHS | 1 | $11 | <0.1% | +1 | New | – |
| HAIAHealthcare AI Acquisition Corp. | CLASS A ORD SHS | 1 | $11 | <0.1% | +1 | New | History |
| Liv Capital Acquisitn Corp IG5510R121 | UNIT 02/07/2027 | 1 | $11 | <0.1% | +1 | New | – |
| GDSTChi Special Acquisition Corp. | COM | 1 | $11 | <0.1% | +1 | New | History |
| Monterey Cap Acquisition Cor61244M208 | UNIT 05/10/2027 | 1 | $11 | <0.1% | 00.0% | Unchanged | – |
| GWAVGreenwave Technology Solutions, Inc. | COM NEW | 16 | $11 | <0.1% | 00.0% | Unchanged | History |
| Semantix IncG6332A114 | *W EXP 08/03/202 | 250 | $11 | <0.1% | −2,493−90.9% | Reduced | – |
| Tian Ruixiang Hldgs LtdG8884K110 | CL A SHS NEW | 10 | $11 | <0.1% | −237−96.0% | Reduced | – |
| CHGAChange Agents Corporation. | COM NEW | 14 | $11 | <0.1% | +14 | New | History |
| Alphatime Acquisition CorpG0223V139 | RIGHT 03/01/2028 | 102 | $11 | <0.1% | +102 | New | – |
| RYMRYTHM, Inc. | COM NEW | 5 | $11 | <0.1% | −90−94.7% | ReducedConverted for a 1-for-20 split | History |
| MINFT Ltd | CLASS A | 69 | $11 | <0.1% | +69 | New | History |
| Tortoiseecofin Acquisition CG8956E117 | *W EXP 07/22/202 | 94 | $12 | <0.1% | +94 | New | – |
| MOBQWMobiquity Technologies, Inc. | *W EXP 12/03/202 | 3,084 | $12 | <0.1% | +3,084 | New | History |
| Rigel Resource Acq CorpG7573M114 | *W EXP 99/99/999 | 93 | $12 | <0.1% | +93 | New | – |
| ASCRFASPAC II Acquisition Corp. | RIGHT 10/15/2026 | 130 | $12 | <0.1% | +130 | New | History |
| Shuaa Partners Acquistn CorpG81173117 | *W EXP 02/24/202 | 231 | $12 | <0.1% | +231 | New | – |
| AMTDAmtd Idea Group | SPONSORED ADS | 10 | $12 | <0.1% | −172−94.5% | Reduced | History |
| LFWDLifeward Ltd. | SHS | 17 | $13 | <0.1% | −1,648−99.0% | Reduced | History |
| NTBLNotable Labs, Ltd. | COM | 53 | $13 | <0.1% | +53 | New | History |
| Zivo Bioscience, Inc.98978N119 | *W EXP 05/14/202 | 30 | $13 | <0.1% | +30 | New | – |
| MIMOAirspan Networks Holdings Inc. | COM | 88 | $13 | <0.1% | +88 | New | History |
| Globalink Invt Inc37892F117 | RIGHT 12/06/2026 | 140 | $13 | <0.1% | +140 | New | – |
| SHAZWSharonAI Holdings Inc. | *W EXP 10/20/202 | 242 | $13 | <0.1% | +242 | New | History |
| Sagaliam Acquisition Corp78661R114 | RIGHT 05/31/2028 | 100 | $13 | <0.1% | +100 | New | – |
| Spring Valley Acquistn CorpG83752116 | *W EXP 02/25/202 | 128 | $13 | <0.1% | +128 | New | – |
| APREAprea Therapeutics, Inc. | COM NEW | 3 | $13 | <0.1% | 00.0% | Unchanged | History |
| JGAurora Mobile Ltd | ADS | 100 | $14 | <0.1% | +100 | New | History |
| VWEVintage Wine Estates, Inc. | COM | 24 | $14 | <0.1% | +24 | New | History |
| EVTWFVertical Aerospace Ltd. | *W EXP 09/15/202 | 137 | $14 | <0.1% | +137 | New | History |
| Signa Sports United NVN80029114 | *W EXP 99/99/999 | 1,400 | $14 | <0.1% | +1,400 | New | – |
| AVTXAvalo Therapeutics, Inc. | COM NEW | 112 | $14 | <0.1% | −1,807−94.2% | Reduced | History |
| ICUCWSeaStar Medical Holding Corp | EQUITY WRT | 977 | $14 | <0.1% | +977 | New | History |
| ZVSAZyVersa Therapeutics, Inc. | COM | 107 | $14 | <0.1% | +107 | New | History |
| U.S. GoldMining Inc.90291W116 | *W EXP 99/99/999 | 7 | $14 | <0.1% | +7 | New | – |
| UBS AG London Branch90278V602 | CAL LKD 51 | 1 | $15 | <0.1% | 00.0% | Unchanged | – |
| Whole Earth Brands, Inc.96684W126 | *W EXP 06/25/202 | 125 | $15 | <0.1% | −10,934−98.9% | Reduced | – |
| Churchill Capital Corp VI17143W119 | *W EXP 02/17/202 | 103 | $15 | <0.1% | +103 | New | – |
| TMC the metals Co Inc.87261Y114 | *W EXP 09/09/202 | 133 | $15 | <0.1% | +133 | New | – |
| Mountain & Co I Acquisitn CoG6301J112 | *W EXP 09/30/202 | 106 | $15 | <0.1% | +106 | New | – |
| BRLSWBorealis Foods Inc. | *W EXP 99/99/999 | 119 | $15 | <0.1% | +119 | New | History |
| FEDUFour Seasons Education (Cayman) Inc. | SPON ADS | 2 | $15 | <0.1% | +2 | New | History |
| Spring Valley Acquistn CorpG83752132 | RIGHT 02/25/2026 | 108 | $15 | <0.1% | +108 | New | – |
| ARISAris Mining Corp | COM | 7 | $16 | <0.1% | +7 | New | History |
| NEPHNephros Inc | COM | 11 | $16 | <0.1% | 00.0% | Unchanged | History |
| Blade Air Mobili092667112 | COM | 69 | $16 | <0.1% | +69 | New | – |
| NCSMNCS Multistage Holdings, Inc. | COM NEW | 1 | $16 | <0.1% | −344−99.7% | Reduced | History |
| PLGPlatinum Group Metals Ltd | COM | 14 | $16 | <0.1% | +6+75.0% | Added | History |
| Verb Technology Co Inc92337U112 | *W EXP 03/14/202 | 1,452 | $16 | <0.1% | −6,839−82.5% | Reduced | – |
| Golden Arrow Merger Corp380799114 | *W EXP 07/31/202 | 454 | $16 | <0.1% | +454 | New | – |
| CDROWCodere Online Luxembourg, S.A. | *W EXP 11/23/202 | 159 | $16 | <0.1% | −153−49.0% | Reduced | History |
| Acri Capital Acquisition Cor00501A119 | *W EXP 02/01/202 | 110 | $16 | <0.1% | −511−82.3% | Reduced | – |
| CRGOWFreightos Ltd | *W EXP 99/99/999 | 115 | $16 | <0.1% | −189−62.2% | Reduced | History |
| CTMCastellum, Inc. | COM NEW | 75 | $17 | <0.1% | +75 | New | History |
| Shineco, Inc.824567309 | COM | 127 | $17 | <0.1% | −93−42.3% | Reduced | – |
| Ross Acquisition Corp IIG7641C114 | *W EXP 02/01/202 | 156 | $17 | <0.1% | +156 | New | – |
| PHP Ventures Acquisition Cor69291C122 | RIGHT 01/01/2023 | 106 | $17 | <0.1% | +106 | New | – |
| Project Energy Reimagined AcG72556114 | *W EXP 10/28/202 | 140 | $17 | <0.1% | +140 | New | – |
| Embrace Change Acquisitn CorG3034H141 | RIGHT 10/25/2026 | 105 | $17 | <0.1% | −104−49.8% | Reduced | – |
| BAERWBridger Aerospace Group Holdings, Inc. | *W EXP 01/24/202 | 57 | $17 | <0.1% | +57 | New | History |
| Alphatime Acquisition CorpG0223V121 | *W EXP 03/01/202 | 327 | $17 | <0.1% | +327 | New | – |
| EOCNGalmed Pharmaceuticals Ltd. | SHS NEW | 28 | $17 | <0.1% | +27+2,700.0% | Added | History |
| Inflection PT Acquisitn CRPG4790U110 | *W EXP 08/31/202 | 100 | $17 | <0.1% | +100 | New | – |
| ETF Ser Solutions26922A586 | AAM S&P EMRG | 1 | $18 | <0.1% | +1 | New | – |
| EIGREiger BioPharmaceuticals, Inc. | COM | 57 | $18 | <0.1% | +52+1,040.0% | Added | History |
| RCGRENN Fund, Inc. | COM | 10 | $18 | <0.1% | +10 | New | History |
| MTBLYMoatable, Inc. | SPONSORED ADS | 18 | $18 | <0.1% | −237−92.9% | Reduced | History |
| CHRCheer Holding, Inc. | SHS | 47 | $18 | <0.1% | +47 | New | History |
| Bannix Acquisition Corp066644121 | RIGHT 07/31/2026 | 72 | $18 | <0.1% | +72 | New | – |
| CLDWWCalidi Biotherapeutics, Inc. | *W EXP 03/14/202 | 80 | $18 | <0.1% | −2,709−97.1% | Reduced | History |
| Terran Orbital Corp88105P111 | *W EXP 03/25/202 | 123 | $18 | <0.1% | −7,965−98.5% | Reduced | – |
| HNVRHanover Bancorp, Inc. | COM NEW | 1 | $18 | <0.1% | +1 | New | History |
| GGROWGogoro Inc. | *W EXP 04/04/202 | 108 | $18 | <0.1% | +108 | New | History |
| ONFOWOnfolio Holdings, Inc | *W EXP 01/02/202 | 139 | $18 | <0.1% | +139 | New | History |
| LANWFLanvin Group Holdings Ltd | *W EXP 99/99/999 | 103 | $18 | <0.1% | +103 | New | History |
| Oak Woods Acquisition Corp67190B120 | RIGHT 03/23/2028 | 71 | $18 | <0.1% | +71 | New | – |
| Invesco Exch Traded FD Tr II46138E669 | GLOBAL EX US HGH | 1 | $19 | <0.1% | −315−99.7% | Reduced | – |
| HGBLHeritage Global Inc. | COM | 6 | $19 | <0.1% | −5,286−99.9% | Reduced | History |
| TUYATuya Inc. | SPONSERED ADS | 12 | $19 | <0.1% | +11+1,100.0% | Added | History |
| CONX Corp.212873111 | *W EXP 10/30/202 | 129 | $19 | <0.1% | +129 | New | – |
| STRRStar Equity Holdings, Inc. | COM NEW | 1 | $19 | <0.1% | 00.0% | Unchanged | History |
| PMCBPharmaCyte Biotech, Inc. | COM NEW | 9 | $19 | <0.1% | 00.0% | Unchanged | History |
| GCTKGlucotrack, Inc. | COM NEW | 72 | $19 | <0.1% | −728−91.0% | Reduced | History |
| Kensington Capital AcquisitiG5251K129 | *W EXP 99/99/999 | 160 | $19 | <0.1% | +160 | New | – |
| Wag! Group Co.93042P117 | *W EXP 07/30/202 | 131 | $19 | <0.1% | −954−87.9% | Reduced | – |
| Coliseum Acquisition Corp.G2263T107 | *W EXP 08/22/202 | 186 | $20 | <0.1% | +186 | New | – |
| Goldenstone Acquisition Ltd38136Y128 | RIGHT 07/15/2026 | 142 | $20 | <0.1% | +142 | New | – |
| VSTDVestand Inc. | COM CL A | 50 | $20 | <0.1% | +50 | New | History |
| Gravitas Education Hldgs Inc74979W200 | SPON ADS | 1 | $20 | <0.1% | −128−99.2% | Reduced | – |
| Phunware, Inc.71948P118 | *W EXP 12/26/202 | 116 | $21 | <0.1% | +116 | New | – |
| TBCPThunder Bridge Capital Partners III Inc. | COM CL A | 2 | $21 | <0.1% | 00.0% | Unchanged | History |
| Principal Exchange-Traded FD74255Y755 | PRIN INTL ADAPTV | 1 | $21 | <0.1% | +1 | New | – |
| WM Technology, Inc.92971A117 | *W EXP 06/16/202 | 140 | $21 | <0.1% | −751−84.3% | Reduced | – |
| IMNNImunon, Inc. | COM | 21 | $21 | <0.1% | −240−92.0% | Reduced | History |
| CDIOCardio Diagnostics Holdings, Inc. | COMMON STOCK | 61 | $21 | <0.1% | +61 | New | History |
| Absolute Shs Tr00400R700 | WBI BBR YLD 3000 | 1 | $22 | <0.1% | +1 | New | – |
Options (689)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 689 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $6.96B | $1.50B |
| Invesco QQQ Trust Series I46090E103 | ETF | $4.07B | $2.99B |
| iShares Russell 2000 ETF464287655 | ETF | $3.06B | $1.82B |
| iShares Tr464287432 | 20 YR TR BD ETF | $212.8M | $1.45B |
| AAPLApple Inc. | Stock | $1.05B | $585.6M |
| UNPUnion Pacific Corp | Stock | $158.4M | $1.38B |
| MSFTMicrosoft Corp | Stock | $716.3M | $729.1M |
| NVDANVIDIA Corp | Stock | $714.0M | $677.9M |
| TSLATesla, Inc. | Stock | $846.7M | $350.6M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $656.5M | $496.6M |
| AMDAdvanced Micro Devices Inc | Stock | $604.2M | $350.8M |
| METAMeta Platforms, Inc. | Stock | $359.1M | $488.7M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $785.1M |
| GLDSPDR Gold Trust | ETF | $102.9M | $612.5M |
| AMZNAmazon Com Inc | Stock | $344.3M | $346.3M |
| iShares Tr464288513 | IBOXX HI YD ETF | $579.2M | $94.8M |
| MSMorgan Stanley | Stock | $184.0M | $466.5M |
| JPMJPMorgan Chase & Co | Stock | $463.2M | $170.2M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $398.9M | $231.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $382.4M | $242.7M |
| AVGOBroadcom Inc. | Stock | $344.8M | $194.6M |
| BACBank of America Corp | Stock | $257.6M | $279.7M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $325.5M | $185.6M |
| STLAStellantis N.V. | SHS | $298.5M | $209.3M |
| GOOGLAlphabet Inc. | Stock | $298.3M | $190.2M |
| ATVIActivision Blizzard, Inc. | COM | $272.8M | $202.5M |
| UNHUnitedHealth Group Inc | Stock | $260.4M | $187.3M |
| INTCIntel Corp | Stock | $302.4M | $116.7M |
| CSCOCisco Systems, Inc. | Stock | $201.4M | $215.6M |
| CRMSalesforce, Inc. | Stock | $352.6M | $56.1M |
| BABAAlibaba Group Holding Ltd | ADR | $127.0M | $272.5M |
| MAMastercard Inc | Stock | $164.1M | $230.7M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $79.6M | $308.5M |
| TMUST-Mobile US, Inc. | Stock | $181.8M | $205.0M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $256.0M | $124.6M |
| CCitigroup Inc | Stock | $212.4M | $165.8M |
| GOOGAlphabet Inc. | Stock | $204.1M | $160.5M |
| MUMicron Technology Inc | Stock | $253.3M | $102.0M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $122.9M | $221.5M |
| UBSUBS Group AG | Stock | $12.4M | $325.7M |
| WMTWalmart Inc. | Stock | $228.3M | $107.5M |
| iShares Tr464288752 | US HOME CONS ETF | $313.4M | $18.7M |
| ABBVAbbVie Inc. | Stock | $205.6M | $124.4M |
| BRK.BBerkshire Hathaway Inc | Stock | $184.0M | $130.0M |
| NFLXNetflix Inc | Stock | $213.5M | $99.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $111.8M | $193.3M |
| UBERUber Technologies, Inc | Stock | $199.4M | $93.7M |
| CMGChipotle Mexican Grill Inc | COM | $168.2M | $117.2M |
| FDXFedEx Corp | Stock | $118.4M | $166.8M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | – | $267.6M |
| SGENSeagen Inc. | COM | $192.4M | $71.8M |
| FISFidelity National Information Services, Inc. | Stock | $210.1M | $44.1M |
| iShares Tips Bond ETF464287176 | ETF | – | $253.6M |
| WDAYWorkday, Inc. | CL A | $167.1M | $83.5M |
| VVisa Inc. | Stock | $144.4M | $95.5M |
| ADIAnalog Devices Inc | Stock | $107.9M | $123.2M |
| Kraneshares Trust500767306 | CSI CHI INTERNET | $13.7M | $210.4M |
| AIGAmerican International Group, Inc. | Stock | $182.7M | $39.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $129.1M | $86.5M |
| HUMHumana Inc | Stock | $128.1M | $80.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $103.3M | $104.7M |
| BMYBristol Myers Squibb Co | Stock | $110.3M | $92.7M |
| XOMExxonMobil Holdings Corp | COM | $85.6M | $112.5M |
| ALCAlcon Inc | Stock | $47.8M | $150.0M |
| GSGoldman Sachs Group Inc | Stock | $118.5M | $76.0M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $103.5M | $87.4M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $15.3M | $173.4M |
| CPRICapri Holdings Ltd | SHS | $106.6M | $78.9M |
| ABNBAirbnb, Inc. | Stock | $132.8M | $52.7M |
| KMIKinder Morgan, Inc. | Stock | $88.6M | $91.2M |
| CARRCarrier Global Corp | Stock | $122.7M | $54.8M |
| ADBEAdobe Inc. | Stock | $70.7M | $105.9M |
| LULUlululemon athletica inc. | Stock | $102.0M | $68.9M |
| COPConocoPhillips | Stock | $53.7M | $114.5M |
| MTBM&T Bank Corp | COM | $160.9M | $5.06M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $34.6M | $129.1M |
| WMBWilliams Companies, Inc. | COM | $90.1M | $70.4M |
| XUnited States Steel Corp | COM | $132.7M | $27.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $30.2M | $128.6M |
| METMetlife Inc | Stock | $85.3M | $67.5M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $117.0M | $35.2M |
| PANWPalo Alto Networks Inc | Stock | $86.7M | $65.3M |
| iShares Tr46429B671 | MSCI CHINA ETF | – | $151.5M |
| AMGNAmgen Inc | Stock | $110.8M | $39.6M |
| LOGILogitech International S.A. | SHS | $71.7M | $78.0M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $51.7M | $98.0M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $43.1M | $105.5M |
| DDOGDatadog, Inc. | CL A COM | $53.4M | $93.0M |
| SLViShares Silver Trust | ETF | $34.9M | $108.3M |
| HDHome Depot, Inc. | Stock | $86.3M | $55.8M |
| ADSKAutodesk, Inc. | COM | $80.1M | $61.3M |
| GILDGilead Sciences, Inc. | Stock | $95.0M | $46.4M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $60.2M | $77.6M |
| PEPPepsiCo Inc | Stock | $72.7M | $63.7M |
| KHCKraft Heinz Co | Stock | $77.9M | $57.9M |
| CLColgate Palmolive Co | Stock | $52.6M | $81.3M |
| STMSTMicroelectronics N.V. | NY REGISTRY | $67.2M | $66.6M |
| DISWalt Disney Co | Stock | $16.9M | $116.4M |
| CATCaterpillar Inc | Stock | $120.5M | $12.4M |
| KOCoca Cola Co | Stock | $64.0M | $68.5M |
Sold out since Q2 2023 (923)
Positions held at the end of Q2 2023 that are gone from this filing.
The largest 100 of 923 by value last quarter.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 3,927,982 | $244.8M | 0.1% | History |
| UNVRUnivar Solutions Inc. | COM | 2,658,679 | $95.3M | <0.1% | History |
| LSILife Storage, Inc. | COM | 177,647 | $23.6M | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 805,439 | $23.1M | <0.1% | History |
| DICEDICE Therapeutics, Inc. | COM | 399,284 | $18.6M | <0.1% | History |
| ARNCArconic Corp | COM | 586,327 | $17.3M | <0.1% | History |
| FOCSFocus Financial Partners Inc. | COM CL A | 314,420 | $16.5M | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 289,085 | $15.9M | <0.1% | History |
| TRTNTriton International Ltd | CL A | 179,811 | $15.0M | <0.1% | History |
| GasLog Partners LPY2687W108 | UNIT LTD PTNRP | 1,607,949 | $13.9M | <0.1% | – |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 350,292 | $11.5M | <0.1% | – |
| SYNHSyneos Health, Inc. | CL A | 269,403 | $11.4M | <0.1% | History |
| PDCEPDC Energy, Inc. | COM | 145,806 | $10.4M | <0.1% | History |
| Vectivbio Hldg AGH9060V101 | ORD SHS | 525,591 | $8.87M | <0.1% | – |
| RADIRadius Global Infrastructure, Inc. | COM CL A | 504,922 | $7.52M | <0.1% | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 223,394 | $7.33M | <0.1% | – |
| FORGForgeRock, Inc. | CL A | 291,966 | $6.00M | <0.1% | History |
| BKIBlack Knight, Inc. | COM | 89,040 | $5.32M | <0.1% | History |
| WWEWorld Wrestling Entertainment, LLC | CL A | 39,007 | $4.23M | <0.1% | History |
| RETAReata Pharmaceuticals Inc | CL A | 39,027 | $3.98M | <0.1% | History |
| ABSTAbsolute Software Corp | COM | 335,284 | $3.84M | <0.1% | History |
| ProShares Tr74347B573 | SP500 EX FINLS | 40,000 | $3.84M | <0.1% | – |
| KDNYChinook Therapeutics, Inc. | COM | 82,016 | $3.15M | <0.1% | History |
| DSEYDiversey Holdings, Ltd. | ORD SHS | 372,514 | $3.13M | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 612,633 | $2.81M | <0.1% | History |
| XPELXPEL, Inc. | COM | 33,274 | $2.80M | <0.1% | History |
| HHCHoward Hughes Corp | COM | 35,495 | $2.80M | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 275,169 | $2.61M | <0.1% | – |
| ProShares Tr74347B565 | SP500 EX HLTH | 20,000 | $1.87M | <0.1% | – |
| NEXNextier Oilfield Solutions Inc. | COM | 186,217 | $1.66M | <0.1% | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 179,296 | $1.40M | <0.1% | History |
| KRYSKrystal Biotech, Inc. | COM | 11,217 | $1.32M | <0.1% | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 260,007 | $1.14M | <0.1% | History |
| GERGoldman Sachs MLP & Energy Renaissance Fund | COM | 71,490 | $1.12M | <0.1% | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 163,386 | $1.10M | <0.1% | History |
| Invesco Exchange Traded FD T46137V589 | GBL LISTED PVT | 54,306 | $571.3K | <0.1% | – |
| FAFirst Advantage Corp | COM | 36,941 | $569.3K | <0.1% | History |
| ADTNADTRAN Holdings, Inc. | COM | 45,801 | $482.3K | <0.1% | History |
| UBAUrstadt Biddle Properties Inc | CL A | 22,136 | $470.6K | <0.1% | History |
| ALKTAlkami Technology, Inc. | Stock | 27,844 | $456.4K | <0.1% | History |
| ISEEIVERIC bio, Inc. | COM | 10,431 | $410.4K | <0.1% | History |
| Invesco Exchange Traded FD T46137V670 | DYNMC OIL GAS | 81,175 | $403.4K | <0.1% | – |
| Goldman Sachs ETF Tr381430123 | MARKETBETA US EQ | 5,268 | $319.7K | <0.1% | – |
| CFMSConformis Inc | COM NEW | 120,914 | $264.8K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 31,674 | $247.1K | <0.1% | – |
| Goldman Sachs ETF Tr381430362 | ACCESS INFLATI | 4,971 | $244.1K | <0.1% | – |
| SEBSeaboard Corp | COM | 64 | $227.9K | <0.1% | History |
| Goldman Sachs ETF Tr38149W101 | ACCESS US AGRAT | 5,232 | $217.5K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q753 | US VALUE FACTR | 6,091 | $217.3K | <0.1% | – |
| WisdomTree Tr97717W448 | GERMANY HEDEQ FD | 5,921 | $215.2K | <0.1% | – |
| QUOTQuotient Technology Inc. | COM | 55,032 | $211.3K | <0.1% | History |
| MNOVMedicinova Inc | COM NEW | 91,828 | $211.2K | <0.1% | History |
| ProShares Tr74347G382 | ULTSHT FINLS NEW | 11,185 | $205.7K | <0.1% | – |
| Flexshares Tr33939L852 | QLT DIVDYN IDX | 3,303 | $201.8K | <0.1% | – |
| Direxion Shs ETF Tr25460G781 | DLY GOLD INDX 2X | 5,733 | $199.8K | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 192,791 | $198.6K | <0.1% | History |
| NUVANuvasive Inc | COM | 4,740 | $197.1K | <0.1% | History |
| ProShares Tr74347G663 | ULTPRO SHT | 11,556 | $194.8K | <0.1% | – |
| SKWDSkyward Specialty Insurance Group, Inc. | COM | 7,639 | $194.0K | <0.1% | History |
| FOCLEdap TMS SA | SPONSORED ADR | 19,625 | $180.9K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F672 | FT VEST UQ EQT | 5,164 | $180.2K | <0.1% | – |
| PTRAQProterra Inc | COM | 145,053 | $174.1K | <0.1% | History |
| ONEWOneWater Marine Inc. | CL A COM | 4,790 | $173.6K | <0.1% | History |
| Direxion Shs ETF Tr25461A866 | DAILY MSFT BL1.5 | 4,837 | $173.2K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q886 | DIVERSFED RTRN | 1,900 | $167.8K | <0.1% | – |
| CDRECadre Holdings, Inc. | COM | 7,600 | $165.7K | <0.1% | History |
| SPDR Series Trust78468R812 | ST STR MSCI USAQ | 1,324 | $162.8K | <0.1% | – |
| Invesco Exchange Traded FD T46137V522 | RYMND JMS SB 1 | 2,712 | $157.8K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J742 | RAFI STRATGIC US | 3,879 | $157.2K | <0.1% | – |
| Flexshares Tr33939L696 | STOX US ESG SLCT | 1,429 | $154.4K | <0.1% | – |
| Global X FDS37954Y376 | RATE PREFERRED | 6,885 | $153.7K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 4,059 | $153.2K | <0.1% | – |
| First Tr Exchng Traded FD VI33740U505 | FT VEST UQ EQT | 4,247 | $153.0K | <0.1% | – |
| SEATVivid Seats Inc. | COM CL A | 19,318 | $153.0K | <0.1% | History |
| MERCMercer International Inc. | COM | 18,445 | $148.9K | <0.1% | History |
| Dimensional ETF Trust25434V849 | NATL MUN BD ETF | 3,052 | $145.4K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F698 | FT VEST US EQT | 4,139 | $143.6K | <0.1% | – |
| Innovator ETFs Trust45782C888 | US EQT BUFR APR | 3,944 | $141.2K | <0.1% | – |
| Listed FDS Tr53656F805 | SHARES LAG CAP | 3,903 | $140.1K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 4,023 | $137.6K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F623 | FT VEST US EQT | 3,672 | $136.6K | <0.1% | – |
| Global X FDS37954Y574 | ADAPTIVE US | 4,097 | $130.4K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 3,741 | $122.4K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 3,498 | $117.1K | <0.1% | – |
| Invesco Exchange Traded FD T46137V456 | S&P MDCP VLU MNT | 2,522 | $116.3K | <0.1% | – |
| ProShares Tr74347G283 | ULT MSCI BR CAPP | 8,753 | $115.5K | <0.1% | – |
| Franklin Templeton ETF Tr35473P405 | US EQUITY INDEX | 2,955 | $114.7K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 3,293 | $113.3K | <0.1% | – |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 4,261 | $111.6K | <0.1% | – |
| ProShares Tr74347B250 | PSHS SH MDCAP400 | 4,845 | $111.1K | <0.1% | – |
| EEAEuropean Equity Fund, Inc | COM | 12,885 | $110.9K | <0.1% | History |
| iShares Tr46436E577 | ISHARES 25+ YR T | 8,350 | $110.7K | <0.1% | – |
| MGOLMGO Global Inc. | COM | 49,602 | $110.6K | <0.1% | History |
| Fidelity Covington Trust316092618 | ENHA HIGH YI ETF | 2,335 | $108.6K | <0.1% | – |
| COYACoya Therapeutics, Inc. | COMMON STOCK | 26,602 | $108.3K | <0.1% | History |
| Principal Exchange Traded FD74255Y300 | PRNCPL VLU ETF | 2,605 | $108.1K | <0.1% | – |
| Reservoir Media, Inc.76119X113 | *W EXP 08/26/202 | 72,469 | $108.0K | <0.1% | – |
| Innovator U.S. Equity Buffer ETF - October45782C771 | ETF | 2,947 | $107.2K | <0.1% | – |
| SCOProShares Trust II | ULSHT BLOOMB OIL | 3,968 | $102.0K | <0.1% | History |
| JSDNuveen Short Duration Credit Opportunities Fund | COM | 8,760 | $101.2K | <0.1% | History |