UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 8,263
- +520 vs. Q2 2023
- Portfolio value
- $218.2B
- −$11.9B (−5.2%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GHLDGuild Holdings Co | CL A | 50 | $549 | <0.1% | −478−90.5% | Reduced | History |
| FSRXFinserv Acquisition Corp. II | COM CL A | 53 | $550 | <0.1% | +53 | New | History |
| NIKINiki BioSolutions, Inc. | CL A ORD SHS NEW | 244 | $553 | <0.1% | +244 | New | History |
| Inception Growth Acqustn Ltd45333D120 | RIGHT 12/08/2026 | 3,310 | $556 | <0.1% | +3,295+21,966.7% | Added | – |
| Fidelity Covington Trust316092543 | EMERG MKTS MLTFT | 25 | $557 | <0.1% | −1,923−98.7% | Reduced | – |
| RGLSRegulus Therapeutics Inc. | COM | 408 | $558 | <0.1% | −3,204−88.7% | Reduced | History |
| Interprivate III Financial P46064R106 | COM CL A | 50 | $561 | <0.1% | +50 | New | – |
| WRACWilliams Rowland Acquisition Corp. | COM | 54 | $562 | <0.1% | +54 | New | History |
| ZSTKZeroStack Corp. | COM | 486 | $564 | <0.1% | −3,490−87.8% | Reduced | History |
| Pyrophyte Acquisition Corp.G7308P119 | UNIT 99/99/9999 | 52 | $568 | <0.1% | −1,748−97.1% | Reduced | – |
| XAGEWLongevity Health Holdings, Inc. | Warrant | 2,710 | $569 | <0.1% | +2,710 | New | History |
| Exchange Traded Concepts Tr301505525 | OPTICA RARE EART | 31 | $570 | <0.1% | −37−54.4% | Reduced | – |
| BLINBridgeline Digital, Inc. | COM | 689 | $573 | <0.1% | +689 | New | History |
| ETF Ser Solutions26922B709 | APTUS INT ENH YL | 30 | $574 | <0.1% | +30 | New | – |
| RGSRegis Corp | COM | 820 | $577 | <0.1% | −1,488−64.5% | Reduced | History |
| HINDVyome Holdings, Inc | COM | 1,721 | $582 | <0.1% | −1,170−40.5% | Reduced | History |
| CWBRCohBar, Inc. | COM NEW | 188 | $583 | <0.1% | +122+184.8% | Added | History |
| QOMOQomolangma Acquisition Corp. | COM | 55 | $583 | <0.1% | −722−92.9% | Reduced | History |
| OGCPEmpire State Realty OP, L.P. | UNIT LTD PRT 60 | 73 | $584 | <0.1% | +73 | New | History |
| First Tr Exchange-Traded FD33738R746 | SMAL CP US EQT | 23 | $587 | <0.1% | −1,195−98.1% | Reduced | – |
| Innov Prem Inc 40 Barr-July45783Y558 | ETP | 24 | $593 | <0.1% | +24 | New | – |
| PIMCO Equity Ser72202L371 | RAFI DYN MULTI | 22 | $595 | <0.1% | +4+22.2% | Added | – |
| TOROToro Corp. | COM | 102 | $596 | <0.1% | −938−90.2% | Reduced | History |
| Exchange Listed FDS Tr30151E764 | ARMOR US EQT IDX | 28 | $598 | <0.1% | −644−95.8% | Reduced | – |
| KYNBKyntra Bio, Inc. | COM | 694 | $599 | <0.1% | −101,742−99.3% | Reduced | History |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $601 | <0.1% | – | – | – |
| WHLMWilhelmina International, Inc. | COM NEW | 170 | $602 | <0.1% | +145+580.0% | Added | History |
| Fidelity Covington Trust316092279 | SUSTAINABILIT US | 30 | $603 | <0.1% | +21+233.3% | Added | – |
| Aim ETF Products Trust00888H836 | US LRG CP BUF10 | 23 | $603 | <0.1% | +23 | New | – |
| INTZIntrusion Inc | COM NEW | 1,736 | $606 | <0.1% | +1,736 | New | History |
| AMCIAMC Robotics Corp | ORDINARY SHARES | 58 | $613 | <0.1% | −1,535−96.4% | Reduced | History |
| TACTTransact Technologies Inc | COM | 96 | $616 | <0.1% | −677−87.6% | Reduced | History |
| UNCYUnicycive Therapeutics, Inc. | COM | 718 | $617 | <0.1% | −451−38.6% | Reduced | History |
| Silverbox Corp III82836N206 | UNIT 02/28/2028 | 60 | $617 | <0.1% | +60 | New | – |
| DITAmcon Distributing Co | COM NEW | 3 | $618 | <0.1% | +3 | New | History |
| ProShares Tr74347G556 | ULTSHT REAL EST | 30 | $618 | <0.1% | −5,271−99.4% | Reduced | – |
| SBCSBC Medical Group Holdings Inc | COM | 58 | $619 | <0.1% | +48+480.0% | Added | History |
| Harbor Custom Development IN41150T207 | 8% CONV PFD SR A | 139 | $620 | <0.1% | −4,731−97.1% | Reduced | – |
| PFINP&F Industries Inc | CL A NEW | 97 | $621 | <0.1% | +97 | New | History |
| IMPLIPI Legacy Liquidation Co | COM | 1,445 | $621 | <0.1% | +137+10.5% | Added | History |
| PRLHPearl Holdings Acquisition Corp | CLASS A ORD SHS | 58 | $622 | <0.1% | +58 | New | History |
| Guinness Atkinson FDS402031843 | SMARTETFS ASIA | 47 | $623 | <0.1% | +31+193.8% | Added | – |
| Blueriver Acquisition CorpG1261Q107 | SHS CL A | 59 | $623 | <0.1% | +59 | New | – |
| NRX Pharmaceuticals, Inc.629444118 | *W EXP 05/24/202 | 7,812 | $625 | <0.1% | +7,812 | New | – |
| PYRGFPyroGenesis Canada Inc. | COM | 1,494 | $627 | <0.1% | +1,494 | New | History |
| ESH Acquisition Corp.296424104 | COM | 62 | $627 | <0.1% | +62 | New | – |
| FAST Acquisition Corp. II311874200 | UNIT 03/16/2026 | 50 | $634 | <0.1% | +50 | New | – |
| DJTWWTrump Media & Technology Group Corp. | *W EXP 03/25/202 | 130 | $637 | <0.1% | +130 | New | History |
| LiveWire Group, Inc.53838J113 | *W EXP 09/26/202 | 1,826 | $639 | <0.1% | +1,826 | New | – |
| GFAIGuardforce AI Co., Ltd. | SHS NEW | 139 | $641 | <0.1% | +139 | New | History |
| Kismet Acquisition Two CorpG52807115 | *W EXP 06/30/202 | 12,846 | $642 | <0.1% | +12,846 | New | – |
| IRRXIntegrated Rail & Resources Acquisition Corp | CL A COM | 59 | $642 | <0.1% | +59 | New | History |
| FAZEFaZe Holdings Inc. | COMMON STOCK | 3,872 | $643 | <0.1% | +3,871+387,100.0% | Added | History |
| MBAIMBody AI Ltd. | SHS | 151 | $643 | <0.1% | −149−49.7% | Reduced | History |
| PRTCYPureTech Health plc | ADS | 28 | $644 | <0.1% | +8+40.0% | Added | History |
| Aura Fat Projs Acquisition CG06362100 | CLASS A ORD | 60 | $646 | <0.1% | +60 | New | – |
| JOFJapan Smaller Capitalization Fund Inc | COM | 91 | $647 | <0.1% | −28−23.5% | Reduced | History |
| Abri Spac I Inc00085X105 | COMMON STOCK | 60 | $648 | <0.1% | +60 | New | – |
| SNMPEvolve Transition Infrastructure LP | COM UNIT REPSTG | 439 | $648 | <0.1% | +439 | New | History |
| ASBPAspire-Lakewood Holdings, Inc. | CLASS A ORDI SHS | 60 | $650 | <0.1% | +60 | New | History |
| VBNKVersaBank | COM | 83 | $652 | <0.1% | +83 | New | History |
| AINCAshford Inc. | COM | 106 | $653 | <0.1% | +95+863.6% | Added | History |
| BlackRock ETF Trust09290C707 | FUTURE CLIMATE | 34 | $656 | <0.1% | −371−91.6% | Reduced | – |
| MIXTMiX Telematics Ltd | SPONSORED ADR | 119 | $657 | <0.1% | +119 | New | History |
| BINIBollinger Innovations, Inc. | COM | 1,452 | $659 | <0.1% | +1,452 | New | History |
| LVLULulu's Fashion Lounge Holdings, Inc. | COM | 331 | $665 | <0.1% | −2−0.6% | Reduced | History |
| WisdomTree Tr97717Y618 | BIOREVOLUTION FD | 44 | $666 | <0.1% | +44 | New | – |
| Atlantic Coastal Acquistn Co048453112 | *W EXP 03/02/202 | 23,928 | $670 | <0.1% | +23,241+3,383.0% | Added | – |
| TCBSTexas Community Bancshares, Inc. | COM | 52 | $670 | <0.1% | +52 | New | History |
| FGBIFirst Guaranty Bancshares, Inc. | COM | 61 | $671 | <0.1% | −1,622−96.4% | Reduced | History |
| Fat Brands, Inc30258N600 | CLASS B COM | 112 | $674 | <0.1% | +99+761.5% | Added | – |
| Fidelity Covington Trust316092527 | SML MID MLTFCT | 21 | $678 | <0.1% | −1,244−98.3% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E289 | S&P EMRNG MMTM | 49 | $685 | <0.1% | +49 | New | – |
| Listed FD Tr88636J857 | GRIZZLE GROWTH E | 28 | $685 | <0.1% | +28 | New | – |
| TRTTrio-Tech International | COM NEW | 98 | $686 | <0.1% | +98 | New | History |
| Integrated Wellness Acq CorpG4828B118 | *W EXP 10/31/202 | 1,830 | $686 | <0.1% | +1,830 | New | – |
| BLZEBackblaze, Inc. | COM CL A | 125 | $688 | <0.1% | 00.0% | Unchanged | History |
| EMCGFEmbrace Change Acquisition Corp. | ORDINARY SHARES | 64 | $689 | <0.1% | +64 | New | History |
| TEOTelecom Argentina SA | SPON ADR REP B | 144 | $690 | <0.1% | 00.0% | Unchanged | History |
| EUOProShares Trust II | ULTRASHRT EURO | 22 | $691 | <0.1% | +22 | New | History |
| KRROKorro Bio, Inc. | COM | 1,874 | $693 | <0.1% | −2,418−56.3% | Reduced | History |
| Innovator ETFs Tr45783Y806 | US EQT ALRTD PLS | 26 | $695 | <0.1% | −29−52.7% | Reduced | – |
| NOAHNoah Holdings Ltd | SPON ADS | 56 | $698 | <0.1% | −44−44.0% | Reduced | History |
| WGSGeneDx Holdings Corp. | COM CL A | 192 | $699 | <0.1% | +192 | New | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 88 | $699 | <0.1% | −469−84.2% | Reduced | – |
| Corner Growth Acquisitn CorpG2426E120 | *W EXP 04/09/202 | 6,985 | $699 | <0.1% | +6,985 | New | – |
| Innovative Intl Acqusitin CoG4809M109 | CLASS A ORD | 63 | $701 | <0.1% | +63 | New | – |
| BDTXBlack Diamond Therapeutics, Inc. | COM | 246 | $706 | <0.1% | −8,273−97.1% | Reduced | History |
| JYDJayud Global Logistics Ltd | ORD SHS CL A | 284 | $707 | <0.1% | −316−52.7% | Reduced | History |
| Anzu Special Acquisitin Corp03737A200 | UNIT 01/27/2026 | 100 | $709 | <0.1% | +100 | New | – |
| GDHGGolden Heaven Group Holdings Ltd. | ORD SHS | 90 | $709 | <0.1% | +90 | New | History |
| Prospector Capital CorpG7273A105 | CL A | 66 | $710 | <0.1% | +66 | New | – |
| ALVOAlvotech | ORDINARY SHARES | 78 | $711 | <0.1% | +78 | New | History |
| ESH Acquisition Corp.296424112 | RIGHT 99/99/9999 | 3,387 | $711 | <0.1% | +3,387 | New | – |
| ACRACRES Commercial Realty Corp. | COM NEW | 86 | $714 | <0.1% | +86 | New | History |
| ELUTElutia Inc. | CL A COM | 500 | $715 | <0.1% | 00.0% | Unchanged | History |
| SCNIScinai Immunotherapeutics Ltd. | SPON ADS NEW | 824 | $717 | <0.1% | +518+169.3% | Added | History |
| GLSTGlobal Star Acquisition Inc. | CLASS A COM | 68 | $721 | <0.1% | −3,924−98.3% | Reduced | History |
| ProShares Tr74347G366 | SHRT RL EST FD | 33 | $722 | <0.1% | −6,923−99.5% | Reduced | – |
| APGBApollo Strategic Growth Capital II | SHS CL A | 69 | $725 | <0.1% | +69 | New | History |
Options (689)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 689 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $6.96B | $1.50B |
| Invesco QQQ Trust Series I46090E103 | ETF | $4.07B | $2.99B |
| iShares Russell 2000 ETF464287655 | ETF | $3.06B | $1.82B |
| iShares Tr464287432 | 20 YR TR BD ETF | $212.8M | $1.45B |
| AAPLApple Inc. | Stock | $1.05B | $585.6M |
| UNPUnion Pacific Corp | Stock | $158.4M | $1.38B |
| MSFTMicrosoft Corp | Stock | $716.3M | $729.1M |
| NVDANVIDIA Corp | Stock | $714.0M | $677.9M |
| TSLATesla, Inc. | Stock | $846.7M | $350.6M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $656.5M | $496.6M |
| AMDAdvanced Micro Devices Inc | Stock | $604.2M | $350.8M |
| METAMeta Platforms, Inc. | Stock | $359.1M | $488.7M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $785.1M |
| GLDSPDR Gold Trust | ETF | $102.9M | $612.5M |
| AMZNAmazon Com Inc | Stock | $344.3M | $346.3M |
| iShares Tr464288513 | IBOXX HI YD ETF | $579.2M | $94.8M |
| MSMorgan Stanley | Stock | $184.0M | $466.5M |
| JPMJPMorgan Chase & Co | Stock | $463.2M | $170.2M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $398.9M | $231.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $382.4M | $242.7M |
| AVGOBroadcom Inc. | Stock | $344.8M | $194.6M |
| BACBank of America Corp | Stock | $257.6M | $279.7M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $325.5M | $185.6M |
| STLAStellantis N.V. | SHS | $298.5M | $209.3M |
| GOOGLAlphabet Inc. | Stock | $298.3M | $190.2M |
| ATVIActivision Blizzard, Inc. | COM | $272.8M | $202.5M |
| UNHUnitedHealth Group Inc | Stock | $260.4M | $187.3M |
| INTCIntel Corp | Stock | $302.4M | $116.7M |
| CSCOCisco Systems, Inc. | Stock | $201.4M | $215.6M |
| CRMSalesforce, Inc. | Stock | $352.6M | $56.1M |
| BABAAlibaba Group Holding Ltd | ADR | $127.0M | $272.5M |
| MAMastercard Inc | Stock | $164.1M | $230.7M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $79.6M | $308.5M |
| TMUST-Mobile US, Inc. | Stock | $181.8M | $205.0M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $256.0M | $124.6M |
| CCitigroup Inc | Stock | $212.4M | $165.8M |
| GOOGAlphabet Inc. | Stock | $204.1M | $160.5M |
| MUMicron Technology Inc | Stock | $253.3M | $102.0M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $122.9M | $221.5M |
| UBSUBS Group AG | Stock | $12.4M | $325.7M |
| WMTWalmart Inc. | Stock | $228.3M | $107.5M |
| iShares Tr464288752 | US HOME CONS ETF | $313.4M | $18.7M |
| ABBVAbbVie Inc. | Stock | $205.6M | $124.4M |
| BRK.BBerkshire Hathaway Inc | Stock | $184.0M | $130.0M |
| NFLXNetflix Inc | Stock | $213.5M | $99.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $111.8M | $193.3M |
| UBERUber Technologies, Inc | Stock | $199.4M | $93.7M |
| CMGChipotle Mexican Grill Inc | COM | $168.2M | $117.2M |
| FDXFedEx Corp | Stock | $118.4M | $166.8M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | – | $267.6M |
| SGENSeagen Inc. | COM | $192.4M | $71.8M |
| FISFidelity National Information Services, Inc. | Stock | $210.1M | $44.1M |
| iShares Tips Bond ETF464287176 | ETF | – | $253.6M |
| WDAYWorkday, Inc. | CL A | $167.1M | $83.5M |
| VVisa Inc. | Stock | $144.4M | $95.5M |
| ADIAnalog Devices Inc | Stock | $107.9M | $123.2M |
| Kraneshares Trust500767306 | CSI CHI INTERNET | $13.7M | $210.4M |
| AIGAmerican International Group, Inc. | Stock | $182.7M | $39.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $129.1M | $86.5M |
| HUMHumana Inc | Stock | $128.1M | $80.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $103.3M | $104.7M |
| BMYBristol Myers Squibb Co | Stock | $110.3M | $92.7M |
| XOMExxonMobil Holdings Corp | COM | $85.6M | $112.5M |
| ALCAlcon Inc | Stock | $47.8M | $150.0M |
| GSGoldman Sachs Group Inc | Stock | $118.5M | $76.0M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $103.5M | $87.4M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $15.3M | $173.4M |
| CPRICapri Holdings Ltd | SHS | $106.6M | $78.9M |
| ABNBAirbnb, Inc. | Stock | $132.8M | $52.7M |
| KMIKinder Morgan, Inc. | Stock | $88.6M | $91.2M |
| CARRCarrier Global Corp | Stock | $122.7M | $54.8M |
| ADBEAdobe Inc. | Stock | $70.7M | $105.9M |
| LULUlululemon athletica inc. | Stock | $102.0M | $68.9M |
| COPConocoPhillips | Stock | $53.7M | $114.5M |
| MTBM&T Bank Corp | COM | $160.9M | $5.06M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $34.6M | $129.1M |
| WMBWilliams Companies, Inc. | COM | $90.1M | $70.4M |
| XUnited States Steel Corp | COM | $132.7M | $27.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $30.2M | $128.6M |
| METMetlife Inc | Stock | $85.3M | $67.5M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $117.0M | $35.2M |
| PANWPalo Alto Networks Inc | Stock | $86.7M | $65.3M |
| iShares Tr46429B671 | MSCI CHINA ETF | – | $151.5M |
| AMGNAmgen Inc | Stock | $110.8M | $39.6M |
| LOGILogitech International S.A. | SHS | $71.7M | $78.0M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $51.7M | $98.0M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $43.1M | $105.5M |
| DDOGDatadog, Inc. | CL A COM | $53.4M | $93.0M |
| SLViShares Silver Trust | ETF | $34.9M | $108.3M |
| HDHome Depot, Inc. | Stock | $86.3M | $55.8M |
| ADSKAutodesk, Inc. | COM | $80.1M | $61.3M |
| GILDGilead Sciences, Inc. | Stock | $95.0M | $46.4M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $60.2M | $77.6M |
| PEPPepsiCo Inc | Stock | $72.7M | $63.7M |
| KHCKraft Heinz Co | Stock | $77.9M | $57.9M |
| CLColgate Palmolive Co | Stock | $52.6M | $81.3M |
| STMSTMicroelectronics N.V. | NY REGISTRY | $67.2M | $66.6M |
| DISWalt Disney Co | Stock | $16.9M | $116.4M |
| CATCaterpillar Inc | Stock | $120.5M | $12.4M |
| KOCoca Cola Co | Stock | $64.0M | $68.5M |
Sold out since Q2 2023 (923)
Positions held at the end of Q2 2023 that are gone from this filing.
The largest 100 of 923 by value last quarter.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 3,927,982 | $244.8M | 0.1% | History |
| UNVRUnivar Solutions Inc. | COM | 2,658,679 | $95.3M | <0.1% | History |
| LSILife Storage, Inc. | COM | 177,647 | $23.6M | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 805,439 | $23.1M | <0.1% | History |
| DICEDICE Therapeutics, Inc. | COM | 399,284 | $18.6M | <0.1% | History |
| ARNCArconic Corp | COM | 586,327 | $17.3M | <0.1% | History |
| FOCSFocus Financial Partners Inc. | COM CL A | 314,420 | $16.5M | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 289,085 | $15.9M | <0.1% | History |
| TRTNTriton International Ltd | CL A | 179,811 | $15.0M | <0.1% | History |
| GasLog Partners LPY2687W108 | UNIT LTD PTNRP | 1,607,949 | $13.9M | <0.1% | – |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 350,292 | $11.5M | <0.1% | – |
| SYNHSyneos Health, Inc. | CL A | 269,403 | $11.4M | <0.1% | History |
| PDCEPDC Energy, Inc. | COM | 145,806 | $10.4M | <0.1% | History |
| Vectivbio Hldg AGH9060V101 | ORD SHS | 525,591 | $8.87M | <0.1% | – |
| RADIRadius Global Infrastructure, Inc. | COM CL A | 504,922 | $7.52M | <0.1% | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 223,394 | $7.33M | <0.1% | – |
| FORGForgeRock, Inc. | CL A | 291,966 | $6.00M | <0.1% | History |
| BKIBlack Knight, Inc. | COM | 89,040 | $5.32M | <0.1% | History |
| WWEWorld Wrestling Entertainment, LLC | CL A | 39,007 | $4.23M | <0.1% | History |
| RETAReata Pharmaceuticals Inc | CL A | 39,027 | $3.98M | <0.1% | History |
| ABSTAbsolute Software Corp | COM | 335,284 | $3.84M | <0.1% | History |
| ProShares Tr74347B573 | SP500 EX FINLS | 40,000 | $3.84M | <0.1% | – |
| KDNYChinook Therapeutics, Inc. | COM | 82,016 | $3.15M | <0.1% | History |
| DSEYDiversey Holdings, Ltd. | ORD SHS | 372,514 | $3.13M | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 612,633 | $2.81M | <0.1% | History |
| XPELXPEL, Inc. | COM | 33,274 | $2.80M | <0.1% | History |
| HHCHoward Hughes Corp | COM | 35,495 | $2.80M | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 275,169 | $2.61M | <0.1% | – |
| ProShares Tr74347B565 | SP500 EX HLTH | 20,000 | $1.87M | <0.1% | – |
| NEXNextier Oilfield Solutions Inc. | COM | 186,217 | $1.66M | <0.1% | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 179,296 | $1.40M | <0.1% | History |
| KRYSKrystal Biotech, Inc. | COM | 11,217 | $1.32M | <0.1% | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 260,007 | $1.14M | <0.1% | History |
| GERGoldman Sachs MLP & Energy Renaissance Fund | COM | 71,490 | $1.12M | <0.1% | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 163,386 | $1.10M | <0.1% | History |
| Invesco Exchange Traded FD T46137V589 | GBL LISTED PVT | 54,306 | $571.3K | <0.1% | – |
| FAFirst Advantage Corp | COM | 36,941 | $569.3K | <0.1% | History |
| ADTNADTRAN Holdings, Inc. | COM | 45,801 | $482.3K | <0.1% | History |
| UBAUrstadt Biddle Properties Inc | CL A | 22,136 | $470.6K | <0.1% | History |
| ALKTAlkami Technology, Inc. | Stock | 27,844 | $456.4K | <0.1% | History |
| ISEEIVERIC bio, Inc. | COM | 10,431 | $410.4K | <0.1% | History |
| Invesco Exchange Traded FD T46137V670 | DYNMC OIL GAS | 81,175 | $403.4K | <0.1% | – |
| Goldman Sachs ETF Tr381430123 | MARKETBETA US EQ | 5,268 | $319.7K | <0.1% | – |
| CFMSConformis Inc | COM NEW | 120,914 | $264.8K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 31,674 | $247.1K | <0.1% | – |
| Goldman Sachs ETF Tr381430362 | ACCESS INFLATI | 4,971 | $244.1K | <0.1% | – |
| SEBSeaboard Corp | COM | 64 | $227.9K | <0.1% | History |
| Goldman Sachs ETF Tr38149W101 | ACCESS US AGRAT | 5,232 | $217.5K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q753 | US VALUE FACTR | 6,091 | $217.3K | <0.1% | – |
| WisdomTree Tr97717W448 | GERMANY HEDEQ FD | 5,921 | $215.2K | <0.1% | – |
| QUOTQuotient Technology Inc. | COM | 55,032 | $211.3K | <0.1% | History |
| MNOVMedicinova Inc | COM NEW | 91,828 | $211.2K | <0.1% | History |
| ProShares Tr74347G382 | ULTSHT FINLS NEW | 11,185 | $205.7K | <0.1% | – |
| Flexshares Tr33939L852 | QLT DIVDYN IDX | 3,303 | $201.8K | <0.1% | – |
| Direxion Shs ETF Tr25460G781 | DLY GOLD INDX 2X | 5,733 | $199.8K | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 192,791 | $198.6K | <0.1% | History |
| NUVANuvasive Inc | COM | 4,740 | $197.1K | <0.1% | History |
| ProShares Tr74347G663 | ULTPRO SHT | 11,556 | $194.8K | <0.1% | – |
| SKWDSkyward Specialty Insurance Group, Inc. | COM | 7,639 | $194.0K | <0.1% | History |
| FOCLEdap TMS SA | SPONSORED ADR | 19,625 | $180.9K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F672 | FT VEST UQ EQT | 5,164 | $180.2K | <0.1% | – |
| PTRAQProterra Inc | COM | 145,053 | $174.1K | <0.1% | History |
| ONEWOneWater Marine Inc. | CL A COM | 4,790 | $173.6K | <0.1% | History |
| Direxion Shs ETF Tr25461A866 | DAILY MSFT BL1.5 | 4,837 | $173.2K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q886 | DIVERSFED RTRN | 1,900 | $167.8K | <0.1% | – |
| CDRECadre Holdings, Inc. | COM | 7,600 | $165.7K | <0.1% | History |
| SPDR Series Trust78468R812 | ST STR MSCI USAQ | 1,324 | $162.8K | <0.1% | – |
| Invesco Exchange Traded FD T46137V522 | RYMND JMS SB 1 | 2,712 | $157.8K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J742 | RAFI STRATGIC US | 3,879 | $157.2K | <0.1% | – |
| Flexshares Tr33939L696 | STOX US ESG SLCT | 1,429 | $154.4K | <0.1% | – |
| Global X FDS37954Y376 | RATE PREFERRED | 6,885 | $153.7K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 4,059 | $153.2K | <0.1% | – |
| First Tr Exchng Traded FD VI33740U505 | FT VEST UQ EQT | 4,247 | $153.0K | <0.1% | – |
| SEATVivid Seats Inc. | COM CL A | 19,318 | $153.0K | <0.1% | History |
| MERCMercer International Inc. | COM | 18,445 | $148.9K | <0.1% | History |
| Dimensional ETF Trust25434V849 | NATL MUN BD ETF | 3,052 | $145.4K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F698 | FT VEST US EQT | 4,139 | $143.6K | <0.1% | – |
| Innovator ETFs Trust45782C888 | US EQT BUFR APR | 3,944 | $141.2K | <0.1% | – |
| Listed FDS Tr53656F805 | SHARES LAG CAP | 3,903 | $140.1K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 4,023 | $137.6K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F623 | FT VEST US EQT | 3,672 | $136.6K | <0.1% | – |
| Global X FDS37954Y574 | ADAPTIVE US | 4,097 | $130.4K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 3,741 | $122.4K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 3,498 | $117.1K | <0.1% | – |
| Invesco Exchange Traded FD T46137V456 | S&P MDCP VLU MNT | 2,522 | $116.3K | <0.1% | – |
| ProShares Tr74347G283 | ULT MSCI BR CAPP | 8,753 | $115.5K | <0.1% | – |
| Franklin Templeton ETF Tr35473P405 | US EQUITY INDEX | 2,955 | $114.7K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 3,293 | $113.3K | <0.1% | – |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 4,261 | $111.6K | <0.1% | – |
| ProShares Tr74347B250 | PSHS SH MDCAP400 | 4,845 | $111.1K | <0.1% | – |
| EEAEuropean Equity Fund, Inc | COM | 12,885 | $110.9K | <0.1% | History |
| iShares Tr46436E577 | ISHARES 25+ YR T | 8,350 | $110.7K | <0.1% | – |
| MGOLMGO Global Inc. | COM | 49,602 | $110.6K | <0.1% | History |
| Fidelity Covington Trust316092618 | ENHA HIGH YI ETF | 2,335 | $108.6K | <0.1% | – |
| COYACoya Therapeutics, Inc. | COMMON STOCK | 26,602 | $108.3K | <0.1% | History |
| Principal Exchange Traded FD74255Y300 | PRNCPL VLU ETF | 2,605 | $108.1K | <0.1% | – |
| Reservoir Media, Inc.76119X113 | *W EXP 08/26/202 | 72,469 | $108.0K | <0.1% | – |
| Innovator U.S. Equity Buffer ETF - October45782C771 | ETF | 2,947 | $107.2K | <0.1% | – |
| SCOProShares Trust II | ULSHT BLOOMB OIL | 3,968 | $102.0K | <0.1% | History |
| JSDNuveen Short Duration Credit Opportunities Fund | COM | 8,760 | $101.2K | <0.1% | History |