UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 9,337
- +753 vs. Q3 2021
- Portfolio value
- $254.1B
- +$14.8B (+6.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Pacer FDS Tr69374H535 | SWAN SOS CONS JU | 151 | $3.00K | <0.1% | +1+0.7% | Added | – |
| Petvivo Hldgs Inc716817119 | *W EXP 08/13/202 | 5,115 | $3.00K | <0.1% | +5,115 | New | – |
| SLGCWSomaLogic, Inc. | *W EXP 03/01/202 | 766 | $3.00K | <0.1% | +393+105.4% | Added | History |
| PONDAngel Pond Holdings Corp | SHS CL A | 307 | $3.00K | <0.1% | +307 | New | History |
| Blue Whale Acquisition Cor AG1330M103 | CLASS A ORD SHS | 301 | $3.00K | <0.1% | +301 | New | – |
| Decarbonization Plus Acquisition Corp IVG2773W129 | UNIT 07/15/2026 | 307 | $3.00K | <0.1% | −8−2.5% | Reduced | – |
| Rice Acquisition Corp IIG75529126 | *W EXP 99/99/999 | 2,152 | $3.00K | <0.1% | +2,152 | New | – |
| AdTheorent Holding Company, Inc.00739D117 | *W EXP 99/99/999 | 4,999 | $3.00K | <0.1% | +4,999 | New | – |
| BBLGWBone Biologics Corp | *W EXP 10/13/202 | 4,601 | $3.00K | <0.1% | +4,601 | New | History |
| Collaborative Investmnt Ser19423L615 | MINDFUL CNSRVTV | 128 | $3.00K | <0.1% | +128 | New | – |
| Harbor Custom Development IN41150T124 | *W EXP 10/04/202 | 3,509 | $3.00K | <0.1% | +3,509 | New | – |
| AIFFFirefly Neuroscience, Inc. | COM | 653 | $3.00K | <0.1% | +653 | New | History |
| GCTKGlucotrack, Inc. | COM NEW | 684 | $3.00K | <0.1% | +684 | New | History |
| MRAIMarpai, Inc. | COM | 636 | $3.00K | <0.1% | +636 | New | History |
| NXGLWNexgel, Inc. | *W EXP 12/01/202 | 4,300 | $3.00K | <0.1% | +4,300 | New | History |
| Seaport Calibre Materials Acquisition Corp.812204204 | UNIT 10/28/2026 | 250 | $3.00K | <0.1% | +250 | New | – |
| MultiSensor AI Holdings, Inc.84921J108 | COM | 331 | $3.00K | <0.1% | +331 | New | – |
| SEATWVivid Seats Inc. | *W EXP 10/18/202 | 1,025 | $3.00K | <0.1% | +1,025 | New | History |
| IXAQFIX Acquisition Corp. | CLASS A ORD SHS | 300 | $3.00K | <0.1% | +300 | New | History |
| TLSATiziana Life Sciences Ltd | COM | 2,662 | $3.00K | <0.1% | −705−20.9% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 56 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| American Centy ETF Tr025072364 | INTERNATIONAL LR | 84 | $4.00K | <0.1% | +84 | New | – |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 60 | $4.00K | <0.1% | −573−90.5% | Reduced | – |
| FSTRFoster L B Co | COM | 296 | $4.00K | <0.1% | −855−74.3% | Reduced | History |
| Franklin Templeton ETF Tr35473P835 | FTSE BRAZIL | 206 | $4.00K | <0.1% | −710−77.5% | Reduced | – |
| PAHCPhibro Animal Health Corp | CL A COM | 187 | $4.00K | <0.1% | −476−71.8% | Reduced | History |
| J P Morgan Exchange Traded F46641Q670 | CORE PLUS BD ETF | 78 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| TTMITTM Technologies Inc | COM | 270 | $4.00K | <0.1% | −1,934−87.7% | Reduced | History |
| J P Morgan Exchange Traded F46641Q753 | US VALUE FACTR | 97 | $4.00K | <0.1% | +97 | New | – |
| Innovator ETFs Trust45782C755 | US EQTY BUFR JUN | 128 | $4.00K | <0.1% | +125+4,166.7% | Added | – |
| BNY Mellon ETF Trust09661T404 | INTERNATIONL EQT | 58 | $4.00K | <0.1% | +56+2,800.0% | Added | – |
| AEYEAudioeye Inc | COM NEW | 593 | $4.00K | <0.1% | −800−57.4% | Reduced | History |
| BBAIBigBear.ai Holdings, Inc. | COM | 687 | $4.00K | <0.1% | +687 | New | History |
| LOOPLoop Industries, Inc. | COM | 300 | $4.00K | <0.1% | −423−58.5% | Reduced | History |
| NUVBNuvation Bio Inc. | COM CL A | 509 | $4.00K | <0.1% | +422+485.1% | Added | History |
| TCRXTScan Therapeutics, Inc. | COM | 811 | $4.00K | <0.1% | −135−14.3% | Reduced | History |
| USAUU.S. Gold Corp. | COM NEW | 455 | $4.00K | <0.1% | −213−31.9% | Reduced | History |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $4.00K | <0.1% | – | – | – |
| Asymmetric ETFs Trust04651A101 | 500 ETF | 143 | $4.00K | <0.1% | +143 | New | – |
| Atlantic Ave Acquisition Cor04906P119 | *W EXP 10/06/202 | 8,394 | $4.00K | <0.1% | −3,591−30.0% | Reduced | – |
| AVGRAvinger Inc | COM | 8,265 | $4.00K | <0.1% | +8,265 | New | History |
| AXLAAxcella Health Inc. | COM | 1,846 | $4.00K | <0.1% | −3,793−67.3% | Reduced | History |
| BM Technologies, Inc.05591L115 | *W EXP 01/04/202 | 2,255 | $4.00K | <0.1% | +2,255 | New | – |
| Barclays BK PLC06747D700 | FUND | 127 | $4.00K | <0.1% | +77+154.0% | Added | – |
| BDRLBlonder Tongue Laboratories Inc | COM | 6,364 | $4.00K | <0.1% | +5,312+504.9% | Added | History |
| BSBKBogota Financial Corp. | COM | 374 | $4.00K | <0.1% | +274+274.0% | Added | History |
| Bright Scholar Ed Hldgs Ltd109199109 | SPONSORED ADS | 3,878 | $4.00K | <0.1% | +3,878 | New | – |
| Canoo Inc.13803R110 | *W EXP 12/21/202 | 1,885 | $4.00K | <0.1% | −426−18.4% | Reduced | – |
| CMPICheckmate Pharmaceuticals, Inc. | COM | 1,105 | $4.00K | <0.1% | +922+503.8% | Added | History |
| Concord Acquisition Corp206071110 | *W EXP 12/28/202 | 1,313 | $4.00K | <0.1% | −2,633−66.7% | Reduced | – |
| CNTBConnect Biopharma Holdings Ltd | ADS | 781 | $4.00K | <0.1% | +346+79.5% | Added | History |
| CREXCreative Realities, Inc. | COM NEW | 2,804 | $4.00K | <0.1% | +2,800+70,000.0% | Added | History |
| DZZDeutsche Bank Aktiengesellschaft | GOLD DOUBLE SHOR | 1,498 | $4.00K | <0.1% | −744−33.2% | Reduced | History |
| EOSEWEos Energy Enterprises, Inc. | *W EXP 05/06/202 | 1,563 | $4.00K | <0.1% | −1,962−55.7% | Reduced | History |
| EPZMEpizyme, Inc. | COM | 1,500 | $4.00K | <0.1% | −38,902−96.3% | Reduced | History |
| Fang Hldgs Ltd30711Y300 | ADR NEW | 975 | $4.00K | <0.1% | −322−24.8% | Reduced | – |
| FARMFarmer Brothers Co | COM | 576 | $4.00K | <0.1% | +576 | New | History |
| Fidelity Covington Trust316092311 | FIDELITY REL EST | 138 | $4.00K | <0.1% | +138 | New | – |
| First Tr Exchange-Traded FD33738R852 | NASDQ FOD BVRG | 155 | $4.00K | <0.1% | −1,199−88.6% | Reduced | – |
| Flame Acquisition Corp33850F207 | UNIT 99/99/9999 | 368 | $4.00K | <0.1% | −1,102−75.0% | Reduced | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 416 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| Foxwayne Enterpris Aqstn Cor35166L109 | COM CL A | 396 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y723 | EDUCATION ETF | 453 | $4.00K | <0.1% | −70−13.4% | Reduced | – |
| GTN.AGray Media, Inc | CL A | 229 | $4.00K | <0.1% | +45+24.5% | Added | History |
| HILHill International, Inc. | COM | 1,996 | $4.00K | <0.1% | +1,996 | New | History |
| Insu Acquisition Corp III457817104 | COM CL A | 376 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46434V779 | MSCI QATAR ETF | 188 | $4.00K | <0.1% | −1,281−87.2% | Reduced | – |
| John Hancock Exchange Traded47804J404 | MULTIFACTOR FI | 67 | $4.00K | <0.1% | +67 | New | – |
| KRBPKiromic Biopharma, Inc. | COM | 2,908 | $4.00K | <0.1% | +2,908 | New | History |
| Liberty Media Corp530715AL5 | DEB 3.750% 2/1 | – | $4.00K | <0.1% | – | – | – |
| LPCNLipocine Inc. | COM | 4,000 | $4.00K | <0.1% | +1,926+92.9% | Added | History |
| LMPXLMP Automotive Holdings, Inc. | COM | 600 | $4.00K | <0.1% | −1,035−63.3% | Reduced | History |
| Mallard Acquisition Corp561204116 | *W EXP 06/30/202 | 12,575 | $4.00K | <0.1% | +10,100+408.1% | Added | – |
| Mudrick Capital Acqu Corp II62477L115 | *W EXP 09/10/202 | 4,979 | $4.00K | <0.1% | −1,642−24.8% | Reduced | – |
| National Sec Group Inc637546102 | COM | 437 | $4.00K | <0.1% | −114−20.7% | Reduced | – |
| NMRDNemaura Medical Inc. | COM NEW | 1,009 | $4.00K | <0.1% | +924+1,087.1% | Added | History |
| New Age Alpha Tr64157X104 | AVDR US LRGCP LE | 139 | $4.00K | <0.1% | +139 | New | – |
| JFU9F Inc. | SPONSORED ADS | 3,984 | $4.00K | <0.1% | +3,409+592.9% | Added | History |
| CIMGCIMG Inc. | COM NEW | 1,080 | $4.00K | <0.1% | −1,522−58.5% | Reduced | History |
| Nuvation Bio Inc.67080N119 | *W EXP 07/07/202 | 1,991 | $4.00K | <0.1% | −9−0.4% | Reduced | – |
| Omnichannel Acquisition Corp.68218L116 | *W EXP 12/30/202 | 6,049 | $4.00K | <0.1% | +5,844+2,850.7% | Added | – |
| ONCYOncolytics Biotech Inc | COM NEW | 3,305 | $4.00K | <0.1% | −23,485−87.7% | Reduced | History |
| Oyster Enterprises Acq Corp69242M112 | *W EXP 01/20/202 | 9,065 | $4.00K | <0.1% | +7,337+424.6% | Added | – |
| Pacer FDS Tr69374H758 | BIOTHREAT STRGY | 128 | $4.00K | <0.1% | −221−63.3% | Reduced | – |
| ProShares Tr74347B565 | SP500 EX HLTH | 39 | $4.00K | <0.1% | +21+116.7% | Added | – |
| ProShares Tr74347R313 | PSHS ULSHT 7-10Y | 269 | $4.00K | <0.1% | −3,843−93.5% | Reduced | – |
| Roth CH Acquisition III Co77867Q110 | *W EXP 02/26/202 | 3,287 | $4.00K | <0.1% | +3,287 | New | – |
| SPDR Index Shs FDS78463X426 | MSCI EMRG MKTS | 64 | $4.00K | <0.1% | −667−91.2% | Reduced | – |
| SOHOSotherly Hotels Inc. | COM | 1,906 | $4.00K | <0.1% | −1,303−40.6% | Reduced | History |
| Tidal ETF Tr886364108 | AWARE ULTRASHR | 79 | $4.00K | <0.1% | −440−84.8% | Reduced | – |
| TTNPTitan Pharmaceuticals Inc | COM NEW | 3,798 | $4.00K | <0.1% | −3,296−46.5% | Reduced | History |
| Trimtabs ETF Tr89628W609 | DONOGHUE FORLINS | 181 | $4.00K | <0.1% | −1,812−90.9% | Reduced | – |
| Tuscan Hldgs Corp II90070A111 | *W EXP 99/99/999 | 9,039 | $4.00K | <0.1% | +3,815+73.0% | Added | – |
| USAKUSA Truck Inc | COM | 180 | $4.00K | <0.1% | −547−75.2% | Reduced | History |
| Viveon Health Acquisition Co92853V122 | RIGHT 12/31/2025 | 23,968 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| Yellowstone Acquisition Co98566K105 | COM CL A | 420 | $4.00K | <0.1% | −1,982−82.5% | Reduced | – |
| NYXHNyxoah SA | COMMONSTOCK | 161 | $4.00K | <0.1% | +161 | New | History |
| APWCAsia Pacific Wire & Cable Corp Ltd | ORD | 1,921 | $4.00K | <0.1% | +1,921 | New | History |
| Bull Horn Hldgs CorpG1686P114 | UNIT 10/13/2025 | 412 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| Duddell Street Acquisitn CorG28553116 | *W EXP 99/99/999 | 3,006 | $4.00K | <0.1% | +2,985+14,214.3% | Added | – |
Options (711)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 711 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $5.28B | $1.73B |
| SPYSPDR S&P 500 ETF Trust | ETF | $4.54B | $1.20B |
| iShares Russell 2000 ETF464287655 | ETF | $1.96B | $1.86B |
| AAPLApple Inc. | Stock | $2.36B | $712.7M |
| Invesco QQQ Trust Series I46090E103 | ETF | $1.98B | $1.06B |
| NVDANVIDIA Corp | Stock | $2.15B | $703.5M |
| AMZNAmazon Com Inc | Stock | $1.94B | $788.3M |
| MSFTMicrosoft Corp | Stock | $1.50B | $487.4M |
| AMDAdvanced Micro Devices Inc | Stock | $1.40B | $458.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.00B | $828.5M |
| NFLXNetflix Inc | Stock | $1.35B | $322.8M |
| BACBank of America Corp | Stock | $1.22B | $301.8M |
| GLDSPDR Gold Trust | ETF | $831.4M | $614.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.14B | $67.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $647.1M | $507.9M |
| MUMicron Technology Inc | Stock | $871.9M | $182.1M |
| BABAAlibaba Group Holding Ltd | ADR | $457.0M | $587.2M |
| METAMeta Platforms, Inc. | Stock | $805.6M | $227.3M |
| CCitigroup Inc | Stock | $823.4M | $199.5M |
| AVGOBroadcom Inc. | Stock | $744.8M | $262.4M |
| JPMJPMorgan Chase & Co | Stock | $795.6M | $163.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $786.3M | $162.3M |
| iShares Tips Bond ETF464287176 | ETF | $846.3M | $64.6M |
| MSMorgan Stanley | Stock | $748.5M | $64.2M |
| XYZBlock, Inc. | CL A | $657.1M | $140.1M |
| QCOMQualcomm Inc | Stock | $613.1M | $177.5M |
| CRMSalesforce, Inc. | Stock | $535.3M | $238.4M |
| GOOGLAlphabet Inc. | Stock | $457.7M | $170.6M |
| iShares Tr464287432 | 20 YR TR BD ETF | $299.8M | $313.5M |
| PYPLPayPal Holdings, Inc. | Stock | $445.1M | $161.4M |
| CSCOCisco Systems, Inc. | Stock | $458.0M | $136.5M |
| UBERUber Technologies, Inc | Stock | $382.7M | $209.2M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $343.0M | $231.0M |
| SHOPShopify Inc. | Stock | $480.8M | $86.5M |
| LOGILogitech International S.A. | SHS | $48.6M | $501.4M |
| INTCIntel Corp | Stock | $395.2M | $149.5M |
| GOOGAlphabet Inc. | Stock | $349.0M | $195.6M |
| ABBVAbbVie Inc. | Stock | $349.4M | $186.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $269.0M | $263.7M |
| DISWalt Disney Co | Stock | $292.5M | $199.0M |
| ADBEAdobe Inc. | Stock | $358.8M | $128.3M |
| PFEPfizer Inc | Stock | $339.9M | $133.4M |
| GEGeneral Electric Co | Stock | $442.3M | $25.1M |
| TGTTarget Corp | Stock | $322.2M | $143.9M |
| iShares MSCI Eafe ETF464287465 | ETF | $321.2M | $136.6M |
| HDHome Depot, Inc. | Stock | $361.4M | $81.3M |
| NEENextera Energy Inc | Stock | $291.5M | $146.8M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $300.3M | $129.4M |
| IBMInternational Business Machines Corp | Stock | $260.4M | $166.7M |
| CVSCVS Health Corp | Stock | $300.8M | $94.5M |
| iShares Tr464287515 | EXPANDED TECH | $15.5M | $377.8M |
| GSGoldman Sachs Group Inc | Stock | $360.6M | $31.8M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $120.0M | $264.7M |
| BABoeing Co | Stock | $270.8M | $105.6M |
| HALHalliburton Co | Stock | $302.3M | $73.3M |
| GMGeneral Motors Co | COM | $289.8M | $82.5M |
| COPConocoPhillips | Stock | $213.4M | $149.5M |
| LOWLowes Companies Inc | Stock | $244.1M | $118.5M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $225.8M | $133.9M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $143.9M | $215.4M |
| EXPEExpedia Group, Inc. | Stock | $96.5M | $255.1M |
| FCXFreeport-McMoran Inc | Stock | $272.8M | $72.3M |
| TWTRTwitter, Inc. | COM | $325.8M | $16.2M |
| SBUXStarbucks Corp | Stock | $249.1M | $92.1M |
| CVXChevron Corp | Stock | $252.9M | $83.6M |
| UNHUnitedHealth Group Inc | Stock | $273.1M | $60.7M |
| NKENIKE, Inc. | Stock | $264.6M | $67.4M |
| VVisa Inc. | Stock | $259.7M | $69.5M |
| WFCWells Fargo & Company | Stock | $305.4M | $22.5M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $260.4M | $58.7M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $281.8M | $35.9M |
| ZMZoom Communications, Inc. | Stock | $266.1M | $49.1M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $218.9M | $93.4M |
| MAMastercard Inc | Stock | $162.0M | $143.8M |
| AXPAmerican Express Co | Stock | $232.5M | $68.8M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $217.9M | $71.3M |
| SLViShares Silver Trust | ETF | $153.3M | $132.3M |
| BLKBlackRock, Inc. | COM | $218.5M | $61.9M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $106.5M | $166.7M |
| DOCUDocuSign, Inc. | Stock | $193.4M | $57.6M |
| ORCLOracle Corp | Stock | $173.9M | $76.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $154.0M | $90.2M |
| NOWServiceNow, Inc. | Stock | $144.3M | $99.0M |
| WBAWalgreens Boots Alliance, Inc. | COM | $148.3M | $80.5M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $94.4M | $130.9M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $78.6M | $144.0M |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $218.4M | – |
| ALCAlcon Inc | Stock | $28.2M | $189.1M |
| PINSPinterest, Inc. | CL A | $44.5M | $171.9M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $213.7M |
| METMetlife Inc | Stock | $171.8M | $40.7M |
| DOWDow Inc. | Stock | $154.0M | $55.9M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | $170.6M | $39.1M |
| TDOCTeladoc Health, Inc. | COM | $178.1M | $31.1M |
| CMGChipotle Mexican Grill Inc | COM | $136.9M | $67.1M |
| CMCSAComcast Corp | Stock | $130.4M | $71.5M |
| ALGNAlign Technology Inc | COM | $20.8M | $180.4M |
| GILDGilead Sciences, Inc. | Stock | $139.2M | $61.6M |
| AAAlcoa Corp | Stock | $146.2M | $54.2M |
| FFord Motor Co | Stock | $145.6M | $47.5M |
Sold out since Q3 2021 (801)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 801 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 302,677 | $81.9M | <0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 1,925,475 | $40.7M | <0.1% | History |
| INOVInovalon Holdings, Inc. | COM CL A | 978,386 | $39.4M | <0.1% | History |
| VERVEREIT, Inc. | COM | 693,584 | $31.4M | <0.1% | History |
| CSODCornerstone OnDemand Inc | COM | 540,406 | $30.9M | <0.1% | History |
| PPDPPD, Inc. | COM | 660,171 | $30.9M | <0.1% | History |
| XECCimarex Energy Co | COM | 283,702 | $24.7M | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 1,101,275 | $22.2M | <0.1% | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,035,786 | $19.7M | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 796,489 | $19.7M | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 107,102 | $18.4M | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 870,573 | $14.2M | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 80,877 | $11.2M | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 71,953 | $10.8M | <0.1% | History |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 862,008 | $9.58M | <0.1% | History |
| Nuveen Select Tax Free Incom67063C106 | SH BEN INT | 499,087 | $7.79M | <0.1% | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 377,488 | $5.98M | <0.1% | – |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 688,298 | $5.59M | <0.1% | – |
| Nuveen Select Tax Free Incom67063X100 | SH BEN INT | 317,626 | $5.47M | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 236,996 | $5.00M | <0.1% | History |
| CVACovanta Holding Corp | COM | 231,154 | $4.65M | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 484,121 | $4.54M | <0.1% | – |
| KDMNKadmon Holdings, Inc. | COM | 483,932 | $4.21M | <0.1% | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 451,055 | $4.19M | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 318,357 | $4.10M | <0.1% | History |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 169,605 | $4.08M | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 72,602 | $3.46M | <0.1% | – |
| Guggenheim CR Allocation FD40168G108 | COM | 160,509 | $3.33M | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM CL A | 308,117 | $3.08M | <0.1% | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 96,612 | $2.88M | <0.1% | – |
| RAVNRaven Industries Inc | COM | 46,881 | $2.70M | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 212,261 | $2.48M | <0.1% | History |
| UFSDomtar CORP | COM NEW | 44,294 | $2.42M | <0.1% | History |
| CLDRCloudera, Inc. | COM | 149,782 | $2.39M | <0.1% | History |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 67,964 | $2.33M | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 217,790 | $2.10M | <0.1% | – |
| CADECadence Bancorporation | CL A | 93,600 | $2.06M | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 79,961 | $2.05M | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 81,621 | $1.88M | <0.1% | – |
| PKOPIMCO Income Opportunity Fund | COM | 72,865 | $1.78M | <0.1% | History |
| Bakkt, Inc.G9441E100 | SHS CL A | 161,970 | $1.64M | <0.1% | – |
| MORFMorphic Holding, Inc. | COM | 27,819 | $1.58M | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 3,904 | $1.29M | <0.1% | History |
| MDPHawkeye Acquisition, Inc. | COM | 19,580 | $1.09M | <0.1% | History |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 177,682 | $928.0K | <0.1% | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 127,513 | $852.0K | <0.1% | History |
| Oi SA670851500 | SPONSORED ADR NE | 844,004 | $759.0K | <0.1% | – |
| KRPKimbell Royalty Partners, LP | UNIT | 43,695 | $617.0K | <0.1% | History |
| Credit Suisse Nassau Branch22539T282 | XLNKS REIT ETN36 | 86,874 | $601.0K | <0.1% | – |
| Global X FDS37950E747 | GLBX MSCI NORW | 37,600 | $544.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L104 | COM CL A | 65,374 | $541.0K | <0.1% | – |
| Zix Corp98974P100 | COM | 75,207 | $532.0K | <0.1% | – |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 5,098 | $504.0K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 4,011 | $481.0K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 15,219 | $458.0K | <0.1% | History |
| MCFContango Oil & Gas Co | COM NEW | 88,262 | $402.0K | <0.1% | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 38,797 | $402.0K | <0.1% | – |
| LORLLoral Space & Communications Inc. | COM | 8,566 | $368.0K | <0.1% | History |
| JMPJMP Group LLC | COM | 47,125 | $352.0K | <0.1% | History |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,000 | $346.0K | <0.1% | History |
| Direxion Shs ETF Tr25460G872 | DAILY TECHNOLOGY | 72,595 | $346.0K | <0.1% | – |
| DFPHStarling Oncology, Inc. | COM CL A | 30,443 | $303.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 11,298 | $285.0K | <0.1% | – |
| ALTAAltabancorp | COM | 6,025 | $266.0K | <0.1% | History |
| VEIVine Energy Inc. | CL A | 15,061 | $248.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 1,073,903 | $236.0K | <0.1% | – |
| Big Cypress Acquisition Corp089115208 | UNIT 07/25/2027 | 19,753 | $220.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 4,145 | $210.0K | <0.1% | – |
| Seven Oaks Acquisition Corp81787X205 | UNIT 12/18/2025 | 19,839 | $204.0K | <0.1% | – |
| Acon S2 Acquisition CorpG00748122 | UNIT 09/15/2027 | 18,946 | $195.0K | <0.1% | – |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 19,125 | $193.0K | <0.1% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 5,939 | $180.0K | <0.1% | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 2,348 | $176.0K | <0.1% | – |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 16,912 | $173.0K | <0.1% | – |
| Soliton, Inc.834251100 | COM | 8,420 | $171.0K | <0.1% | – |
| Vy Global GrowthG9444H100 | COM CL A | 16,934 | $166.0K | <0.1% | – |
| UGLProShares Trust II | ULTRA GOLD | 2,762 | $154.0K | <0.1% | History |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 21,199 | $146.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 13,623 | $139.0K | <0.1% | – |
| MSONMisonix Inc | COM | 5,098 | $129.0K | <0.1% | History |
| ProShares Tr74347R669 | PSHS ULT SEMICDT | 3,744 | $128.0K | <0.1% | – |
| Spartacus Acquisition Corp84677L109 | CL A | 11,990 | $121.0K | <0.1% | – |
| HCWBHCW Biologics Inc. | COM | 37,384 | $119.0K | <0.1% | History |
| Cbre Acquisition Hldgs Inc12510J205 | UNIT 99/99/9999 | 11,420 | $118.0K | <0.1% | – |
| ETF Ser Solutions26922B600 | DEFIANCE NEXT | 5,998 | $118.0K | <0.1% | – |
| CGAUCenterra Gold Inc. | COM | 16,263 | $111.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V498 | S&P SMLCP MOMENT | 2,071 | $110.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E495 | PURBTA 0 5 YR | 3,471 | $92.0K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 1,870 | $82.0K | <0.1% | – |
| Bank of Montreal063679831 | INVERSE ETN | 5,867 | $82.0K | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 7,801 | $80.0K | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 2,108 | $78.0K | <0.1% | – |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 10,000 | $78.0K | <0.1% | History |
| Barclays BK PLC06746P464 | FUND | 1,255 | $77.0K | <0.1% | – |
| Credit Suisse Nassau Branch22539U107 | FI ENHNCD EUR 50 | 1,420 | $76.0K | <0.1% | – |
| Victory Portfolios II92647X889 | VICTRYSHS VETERN | 2,418 | $76.0K | <0.1% | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 2,584 | $75.0K | <0.1% | – |
| Innovator ETFs Trust45783Y855 | DEFINED WLT SHLD | 2,880 | $74.0K | <0.1% | – |
| First Tr Ftse Epra / Nareit33736N101 | COM | 1,419 | $71.0K | <0.1% | – |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 96 | $67.0K | <0.1% | – |