UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 9,337
- +753 vs. Q3 2021
- Portfolio value
- $254.1B
- +$14.8B (+6.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ULBIUltralife Corp | COM | 97 | $1.00K | <0.1% | −1,603−94.3% | Reduced | History |
| Advisors Inner Circle FD III00774Q197 | RAYLIANT QUANTAM | 24 | $1.00K | <0.1% | +24 | New | – |
| ARKRARK Restaurants Corp | COM | 83 | $1.00K | <0.1% | −1,734−95.4% | Reduced | History |
| Atlantic Ave Acquisition Cor04906P200 | UNIT 99/99/9999 | 100 | $1.00K | <0.1% | +100 | New | – |
| AUUDAuddia Inc. | COM | 658 | $1.00K | <0.1% | −1,584−70.7% | Reduced | History |
| Barclays Bank PLC06746P530 | ETN LKD 48 | 30 | $1.00K | <0.1% | +23+328.6% | Added | – |
| BioCardia, Inc.09060U119 | *W EXP 08/06/202 | 1,067 | $1.00K | <0.1% | −50−4.5% | Reduced | – |
| Biomx Inc09090D202 | UNIT 10/16/2024 | 245 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| LNDBrasilAgro - Brazilian Agricultural Real Estate Co | SPONSORED ADR | 261 | $1.00K | <0.1% | −1,663−86.4% | Reduced | History |
| CCLPCSI Compressco LP | COM UNIT | 1,232 | $1.00K | <0.1% | −617−33.4% | Reduced | History |
| CarLotz, Inc.142552116 | *W EXP 02/26/202 | 3,675 | $1.00K | <0.1% | +1,319+56.0% | Added | – |
| Carney Technology Acqu Corp143636116 | *W EXP 11/30/202 | 1,750 | $1.00K | <0.1% | +1,548+766.3% | Added | – |
| CEECentral & Eastern Europe Fund, Inc. | COM | 52 | $1.00K | <0.1% | −672−92.8% | Reduced | History |
| China Index Hldgs Ltd16954W101 | SPNSRD ADS A | 1,165 | $1.00K | <0.1% | −4,104−77.9% | Reduced | – |
| SIRESisecam Resources LP | COM UNIT LTD | 37 | $1.00K | <0.1% | −413−91.8% | Reduced | History |
| Copel-ADR20441B605 | ADR | 208 | $1.00K | <0.1% | −252−54.8% | Reduced | – |
| CONX Corp.212873111 | *W EXP 10/30/202 | 776 | $1.00K | <0.1% | −6,025−88.6% | Reduced | – |
| Creative Realities, Inc.22530J119 | *W EXP 11/09/202 | 6,976 | $1.00K | <0.1% | +4,304+161.1% | Added | – |
| CUENWCuentas Inc. | *W EXP 99/99/999 | 3,355 | $1.00K | <0.1% | +2,728+435.1% | Added | History |
| D and Z Media Acquisition Co23305Q114 | *W EXP 01/27/202 | 2,396 | $1.00K | <0.1% | −770−24.3% | Reduced | – |
| DSWLDeswell Industries Inc | COM | 389 | $1.00K | <0.1% | −841−68.4% | Reduced | History |
| Diamondhead Holdings Corp25278L113 | *W EXP 01/28/202 | 1,300 | $1.00K | <0.1% | −804−38.2% | Reduced | – |
| KUSTKustom Entertainment, Inc. | COM NEW | 1,000 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Digital Media Solutions, Inc.25401G114 | *W EXP 07/15/202 | 3,000 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Direxion Shs ETF Tr25459Y280 | DLY FTS BUL 3X | 37 | $1.00K | <0.1% | +37 | New | – |
| Direxion Shs ETF Tr25460G757 | FALLEN KNIVES | 25 | $1.00K | <0.1% | −456−94.8% | Reduced | – |
| Dune Acquisition Corp265334110 | *W EXP 10/29/202 | 1,303 | $1.00K | <0.1% | +1,303 | New | – |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 94 | $1.00K | <0.1% | −4,270−97.8% | Reduced | – |
| ETF Managers Tr26924G771 | ETFMG TRAVEL TEC | 37 | $1.00K | <0.1% | +37 | New | – |
| Edify Acquisition Corp.28059Q111 | *W EXP 11/25/202 | 1,256 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Emles Tr291361608 | REAL ESTATE CRD | 51 | $1.00K | <0.1% | +1+2.0% | Added | – |
| Empowerment & Inclusion Capi29248N100 | COM CL A | 83 | $1.00K | <0.1% | −847−91.1% | Reduced | – |
| ENDRA Life Sciences Inc.29273B112 | *W EXP 05/08/202 | 6,601 | $1.00K | <0.1% | +3,068+86.8% | Added | – |
| LNAILunai Bioworks Inc. | COM | 176 | $1.00K | <0.1% | +161+1,073.3% | Added | History |
| EXPREXP OldCo Winddown, Inc. | COM | 204 | $1.00K | <0.1% | −54,000−99.6% | Reduced | History |
| FSTXF-star Therapeutics, Inc. | COM | 239 | $1.00K | <0.1% | −271−53.1% | Reduced | History |
| First High SCH Ed Group Co L320505100 | SPON ADS RP CL A | 647 | $1.00K | <0.1% | −4,502−87.4% | Reduced | – |
| 4D Pharma PLC35085K117 | *W EXP 03/22/202 | 1,320 | $1.00K | <0.1% | +1,320 | New | – |
| Franklin Templeton ETF Tr35473P736 | FTSE MEXICO | 37 | $1.00K | <0.1% | +37 | New | – |
| Gaming & Hospitality Acqu Co364681114 | *W EXP 02/04/202 | 997 | $1.00K | <0.1% | −15−1.5% | Reduced | – |
| GCM Grosvenor Inc.36831E116 | *W EXP 11/17/202 | 418 | $1.00K | <0.1% | −500−54.5% | Reduced | – |
| GNCAGenocea Biosciences, Inc. | COM NEW | 1,129 | $1.00K | <0.1% | +1,129 | New | History |
| GeoVax Labs, Inc.373678119 | *W EXP 09/29/202 | 592 | $1.00K | <0.1% | +592 | New | – |
| Goal Acquisitions Corp38021H115 | *W EXP 02/11/202 | 2,313 | $1.00K | <0.1% | −44,869−95.1% | Reduced | – |
| Greenbrook TMS Inc.393704309 | COM NEW | 282 | $1.00K | <0.1% | −1,880−87.0% | Reduced | – |
| Growth Cap Acquisition Corp39986V115 | *W EXP 06/01/202 | 1,042 | $1.00K | <0.1% | −1,006−49.1% | Reduced | – |
| GUREGulf Resources, Inc. | COM | 260 | $1.00K | <0.1% | −2,107−89.0% | Reduced | History |
| Healthcare Capital Corp42228C119 | *W EXP 12/31/202 | 1,059 | $1.00K | <0.1% | +1,059 | New | – |
| HYMCWHycroft Mining Holding Corp | *W EXP 02/12/202 | 16,909 | $1.00K | <0.1% | +12,790+310.5% | Added | History |
| IVFINVO Fertility, Inc. | COM | 281 | $1.00K | <0.1% | +188+202.2% | Added | History |
| Invesco Actively Managed ETF46090A309 | CNSRTV MLT AST | 75 | $1.00K | <0.1% | +75 | New | – |
| Invesco Actively Managed ETF46090A812 | US LARGE CAP CRE | 34 | $1.00K | <0.1% | −88−72.1% | Reduced | – |
| INUVInuvo, Inc. | COM NEW | 2,057 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch TRD SLF Idx FD46138J692 | RAFI STRG EMMRKT | 35 | $1.00K | <0.1% | −1,999−98.3% | Reduced | – |
| iShares Tr46435G276 | MSCI ARGENTINA | 48 | $1.00K | <0.1% | −59−55.1% | Reduced | – |
| Isleworth Healthcare Acqu Co46468P110 | *W EXP 08/02/202 | 2,397 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Joff Fintech Acquisition Cor46592C118 | *W EXP 02/04/202 | 2,080 | $1.00K | <0.1% | +980+89.1% | Added | – |
| NIRNear Intelligence, Inc. | CL A | 103 | $1.00K | <0.1% | +103 | New | History |
| Kraneshares Tr500767660 | MSCI CN ESG LEAD | 53 | $1.00K | <0.1% | +53 | New | – |
| Kubient, Inc.50116V115 | *W EXP 07/09/202 | 1,260 | $1.00K | <0.1% | −2,349−65.1% | Reduced | – |
| Lattice Strategies Tr518416607 | HARTFORD MLT DIV | 39 | $1.00K | <0.1% | −1−2.5% | Reduced | – |
| Lefteris Acquisition Corp52470X117 | *W EXP 10/23/202 | 1,133 | $1.00K | <0.1% | +1,133 | New | – |
| LendingTree, Inc.52603BAA5 | NOTE 0.625% 6/0 | – | $1.00K | <0.1% | – | – | – |
| Lexaria Bioscience Corp.52886N117 | *W EXP 01/11/202 | 784 | $1.00K | <0.1% | +784 | New | – |
| Lightjump Acquisition Corp53228M114 | *W EXP 01/12/202 | 1,816 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Lionheart Acquisition Corp I53625R112 | *W EXP 02/14/202 | 2,609 | $1.00K | <0.1% | +2,153+472.1% | Added | – |
| Listed FD Tr53656F755 | TRUESHARES STRUC | 44 | $1.00K | <0.1% | +44 | New | – |
| Listed FD Tr53656F789 | ROUNDHILL SPORTS | 57 | $1.00K | <0.1% | −2,208−97.5% | Reduced | – |
| MACKMerrimack Pharmaceuticals Inc | COM NEW | 197 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| MTCRMetacrine, Inc. | COM | 1,594 | $1.00K | <0.1% | +599+60.2% | Added | History |
| NENNew England Realty Associates Limited Partnership | DEPOSITRY RCPT | 22 | $1.00K | <0.1% | −548−96.1% | Reduced | History |
| OMCCOld Market Capital Corp | COM NEW | 122 | $1.00K | <0.1% | +116+1,933.3% | Added | History |
| North Mountain Merger Corp661204115 | *W EXP 09/16/202 | 1,595 | $1.00K | <0.1% | +300+23.2% | Added | – |
| Northern LTS FD Tr IV66538H369 | INSPIRE FAITH MD | 32 | $1.00K | <0.1% | −378−92.2% | Reduced | – |
| Northern Lights FD Tr66538J738 | AGILITY SHS DYNA | 40 | $1.00K | <0.1% | −190−82.6% | Reduced | – |
| OCA Acquisition Corp.670865112 | *W EXP 01/14/202 | 2,890 | $1.00K | <0.1% | −30−1.0% | Reduced | – |
| PAE Inc69290Y117 | *W EXP 09/11/202 | 365 | $1.00K | <0.1% | +365 | New | – |
| PCSAProcessa Pharmaceuticals, Inc. | COM NEW | 218 | $1.00K | <0.1% | −328−60.1% | Reduced | History |
| Professional Hldg Corp743139107 | CL A COM | 29 | $1.00K | <0.1% | −1−3.3% | Reduced | – |
| ProShares Tr74347B284 | SHT MSCI NEW | 68 | $1.00K | <0.1% | −3,109−97.9% | Reduced | – |
| ProShares Tr74347R263 | PSHS UL TELE ETF | 15 | $1.00K | <0.1% | −225−93.8% | Reduced | – |
| PRTCYPureTech Health plc | ADS | 20 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| PCTTUPureCycle Technologies, Inc. | UNIT 03/17/2026 | 72 | $1.00K | <0.1% | +58+414.3% | Added | History |
| Quantum Fintech Acquistin Co74767A113 | *W EXP 01/30/202 | 2,845 | $1.00K | <0.1% | −5,010−63.8% | Reduced | – |
| RBCNRubicon Technology, Inc. | COM NEW | 107 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SANWS&W Seed Co | COM | 221 | $1.00K | <0.1% | +221 | New | History |
| DCOYDecoy Therapeutics Inc. | COM NEW | 2,500 | $1.00K | <0.1% | −3,900−60.9% | Reduced | History |
| Science Strategic Acq Alpha808641104 | COM CL A | 113 | $1.00K | <0.1% | +99+707.1% | Added | – |
| Sigma Labs Inc826598112 | *W EXP 02/15/202 | 31,294 | $1.00K | <0.1% | +22,955+275.3% | Added | – |
| MSCStudio City International Holdings Ltd | SPON ADS | 245 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Tailwind Acquisition Corp87403Q201 | UNIT 09/07/2027 | 140 | $1.00K | <0.1% | +140 | New | – |
| TRXTRX GOLD Corp | COM | 3,155 | $1.00K | <0.1% | −133−4.0% | Reduced | History |
| Target Hospitality Corp.87615L115 | *W EXP 03/15/202 | 2,465 | $1.00K | <0.1% | +2,465 | New | – |
| Thunder Bridge Cap Prtnrs II88605T118 | *W EXP 02/15/202 | 1,648 | $1.00K | <0.1% | +1,648 | New | – |
| TCDATricida, Inc. | COM | 100 | $1.00K | <0.1% | −182−64.5% | Reduced | History |
| UNAMUnico American Corp | COM | 158 | $1.00K | <0.1% | −2,626−94.3% | Reduced | History |
| UUUUniversal Safety Products, Inc. | COM NEW | 340 | $1.00K | <0.1% | +165+94.3% | Added | History |
| Vectoiq Acquisition Corp II92244F117 | *W EXP 01/07/202 | 1,220 | $1.00K | <0.1% | −255−17.3% | Reduced | – |
| VerifyMe, Inc.92346X115 | *W EXP 06/22/202 | 1,075 | $1.00K | <0.1% | −600−35.8% | Reduced | – |
| WLMSNOS4-1, Inc. | COM | 169 | $1.00K | <0.1% | −3,241−95.0% | Reduced | History |
Options (711)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 711 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $5.28B | $1.73B |
| SPYSPDR S&P 500 ETF Trust | ETF | $4.54B | $1.20B |
| iShares Russell 2000 ETF464287655 | ETF | $1.96B | $1.86B |
| AAPLApple Inc. | Stock | $2.36B | $712.7M |
| Invesco QQQ Trust Series I46090E103 | ETF | $1.98B | $1.06B |
| NVDANVIDIA Corp | Stock | $2.15B | $703.5M |
| AMZNAmazon Com Inc | Stock | $1.94B | $788.3M |
| MSFTMicrosoft Corp | Stock | $1.50B | $487.4M |
| AMDAdvanced Micro Devices Inc | Stock | $1.40B | $458.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.00B | $828.5M |
| NFLXNetflix Inc | Stock | $1.35B | $322.8M |
| BACBank of America Corp | Stock | $1.22B | $301.8M |
| GLDSPDR Gold Trust | ETF | $831.4M | $614.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.14B | $67.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $647.1M | $507.9M |
| MUMicron Technology Inc | Stock | $871.9M | $182.1M |
| BABAAlibaba Group Holding Ltd | ADR | $457.0M | $587.2M |
| METAMeta Platforms, Inc. | Stock | $805.6M | $227.3M |
| CCitigroup Inc | Stock | $823.4M | $199.5M |
| AVGOBroadcom Inc. | Stock | $744.8M | $262.4M |
| JPMJPMorgan Chase & Co | Stock | $795.6M | $163.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $786.3M | $162.3M |
| iShares Tips Bond ETF464287176 | ETF | $846.3M | $64.6M |
| MSMorgan Stanley | Stock | $748.5M | $64.2M |
| XYZBlock, Inc. | CL A | $657.1M | $140.1M |
| QCOMQualcomm Inc | Stock | $613.1M | $177.5M |
| CRMSalesforce, Inc. | Stock | $535.3M | $238.4M |
| GOOGLAlphabet Inc. | Stock | $457.7M | $170.6M |
| iShares Tr464287432 | 20 YR TR BD ETF | $299.8M | $313.5M |
| PYPLPayPal Holdings, Inc. | Stock | $445.1M | $161.4M |
| CSCOCisco Systems, Inc. | Stock | $458.0M | $136.5M |
| UBERUber Technologies, Inc | Stock | $382.7M | $209.2M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $343.0M | $231.0M |
| SHOPShopify Inc. | Stock | $480.8M | $86.5M |
| LOGILogitech International S.A. | SHS | $48.6M | $501.4M |
| INTCIntel Corp | Stock | $395.2M | $149.5M |
| GOOGAlphabet Inc. | Stock | $349.0M | $195.6M |
| ABBVAbbVie Inc. | Stock | $349.4M | $186.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $269.0M | $263.7M |
| DISWalt Disney Co | Stock | $292.5M | $199.0M |
| ADBEAdobe Inc. | Stock | $358.8M | $128.3M |
| PFEPfizer Inc | Stock | $339.9M | $133.4M |
| GEGeneral Electric Co | Stock | $442.3M | $25.1M |
| TGTTarget Corp | Stock | $322.2M | $143.9M |
| iShares MSCI Eafe ETF464287465 | ETF | $321.2M | $136.6M |
| HDHome Depot, Inc. | Stock | $361.4M | $81.3M |
| NEENextera Energy Inc | Stock | $291.5M | $146.8M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $300.3M | $129.4M |
| IBMInternational Business Machines Corp | Stock | $260.4M | $166.7M |
| CVSCVS Health Corp | Stock | $300.8M | $94.5M |
| iShares Tr464287515 | EXPANDED TECH | $15.5M | $377.8M |
| GSGoldman Sachs Group Inc | Stock | $360.6M | $31.8M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $120.0M | $264.7M |
| BABoeing Co | Stock | $270.8M | $105.6M |
| HALHalliburton Co | Stock | $302.3M | $73.3M |
| GMGeneral Motors Co | COM | $289.8M | $82.5M |
| COPConocoPhillips | Stock | $213.4M | $149.5M |
| LOWLowes Companies Inc | Stock | $244.1M | $118.5M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $225.8M | $133.9M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $143.9M | $215.4M |
| EXPEExpedia Group, Inc. | Stock | $96.5M | $255.1M |
| FCXFreeport-McMoran Inc | Stock | $272.8M | $72.3M |
| TWTRTwitter, Inc. | COM | $325.8M | $16.2M |
| SBUXStarbucks Corp | Stock | $249.1M | $92.1M |
| CVXChevron Corp | Stock | $252.9M | $83.6M |
| UNHUnitedHealth Group Inc | Stock | $273.1M | $60.7M |
| NKENIKE, Inc. | Stock | $264.6M | $67.4M |
| VVisa Inc. | Stock | $259.7M | $69.5M |
| WFCWells Fargo & Company | Stock | $305.4M | $22.5M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $260.4M | $58.7M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $281.8M | $35.9M |
| ZMZoom Communications, Inc. | Stock | $266.1M | $49.1M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $218.9M | $93.4M |
| MAMastercard Inc | Stock | $162.0M | $143.8M |
| AXPAmerican Express Co | Stock | $232.5M | $68.8M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $217.9M | $71.3M |
| SLViShares Silver Trust | ETF | $153.3M | $132.3M |
| BLKBlackRock, Inc. | COM | $218.5M | $61.9M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $106.5M | $166.7M |
| DOCUDocuSign, Inc. | Stock | $193.4M | $57.6M |
| ORCLOracle Corp | Stock | $173.9M | $76.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $154.0M | $90.2M |
| NOWServiceNow, Inc. | Stock | $144.3M | $99.0M |
| WBAWalgreens Boots Alliance, Inc. | COM | $148.3M | $80.5M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $94.4M | $130.9M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $78.6M | $144.0M |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $218.4M | – |
| ALCAlcon Inc | Stock | $28.2M | $189.1M |
| PINSPinterest, Inc. | CL A | $44.5M | $171.9M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $213.7M |
| METMetlife Inc | Stock | $171.8M | $40.7M |
| DOWDow Inc. | Stock | $154.0M | $55.9M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | $170.6M | $39.1M |
| TDOCTeladoc Health, Inc. | COM | $178.1M | $31.1M |
| CMGChipotle Mexican Grill Inc | COM | $136.9M | $67.1M |
| CMCSAComcast Corp | Stock | $130.4M | $71.5M |
| ALGNAlign Technology Inc | COM | $20.8M | $180.4M |
| GILDGilead Sciences, Inc. | Stock | $139.2M | $61.6M |
| AAAlcoa Corp | Stock | $146.2M | $54.2M |
| FFord Motor Co | Stock | $145.6M | $47.5M |
Sold out since Q3 2021 (801)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 801 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 302,677 | $81.9M | <0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 1,925,475 | $40.7M | <0.1% | History |
| INOVInovalon Holdings, Inc. | COM CL A | 978,386 | $39.4M | <0.1% | History |
| VERVEREIT, Inc. | COM | 693,584 | $31.4M | <0.1% | History |
| CSODCornerstone OnDemand Inc | COM | 540,406 | $30.9M | <0.1% | History |
| PPDPPD, Inc. | COM | 660,171 | $30.9M | <0.1% | History |
| XECCimarex Energy Co | COM | 283,702 | $24.7M | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 1,101,275 | $22.2M | <0.1% | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,035,786 | $19.7M | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 796,489 | $19.7M | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 107,102 | $18.4M | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 870,573 | $14.2M | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 80,877 | $11.2M | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 71,953 | $10.8M | <0.1% | History |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 862,008 | $9.58M | <0.1% | History |
| Nuveen Select Tax Free Incom67063C106 | SH BEN INT | 499,087 | $7.79M | <0.1% | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 377,488 | $5.98M | <0.1% | – |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 688,298 | $5.59M | <0.1% | – |
| Nuveen Select Tax Free Incom67063X100 | SH BEN INT | 317,626 | $5.47M | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 236,996 | $5.00M | <0.1% | History |
| CVACovanta Holding Corp | COM | 231,154 | $4.65M | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 484,121 | $4.54M | <0.1% | – |
| KDMNKadmon Holdings, Inc. | COM | 483,932 | $4.21M | <0.1% | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 451,055 | $4.19M | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 318,357 | $4.10M | <0.1% | History |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 169,605 | $4.08M | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 72,602 | $3.46M | <0.1% | – |
| Guggenheim CR Allocation FD40168G108 | COM | 160,509 | $3.33M | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM CL A | 308,117 | $3.08M | <0.1% | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 96,612 | $2.88M | <0.1% | – |
| RAVNRaven Industries Inc | COM | 46,881 | $2.70M | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 212,261 | $2.48M | <0.1% | History |
| UFSDomtar CORP | COM NEW | 44,294 | $2.42M | <0.1% | History |
| CLDRCloudera, Inc. | COM | 149,782 | $2.39M | <0.1% | History |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 67,964 | $2.33M | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 217,790 | $2.10M | <0.1% | – |
| CADECadence Bancorporation | CL A | 93,600 | $2.06M | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 79,961 | $2.05M | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 81,621 | $1.88M | <0.1% | – |
| PKOPIMCO Income Opportunity Fund | COM | 72,865 | $1.78M | <0.1% | History |
| Bakkt, Inc.G9441E100 | SHS CL A | 161,970 | $1.64M | <0.1% | – |
| MORFMorphic Holding, Inc. | COM | 27,819 | $1.58M | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 3,904 | $1.29M | <0.1% | History |
| MDPHawkeye Acquisition, Inc. | COM | 19,580 | $1.09M | <0.1% | History |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 177,682 | $928.0K | <0.1% | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 127,513 | $852.0K | <0.1% | History |
| Oi SA670851500 | SPONSORED ADR NE | 844,004 | $759.0K | <0.1% | – |
| KRPKimbell Royalty Partners, LP | UNIT | 43,695 | $617.0K | <0.1% | History |
| Credit Suisse Nassau Branch22539T282 | XLNKS REIT ETN36 | 86,874 | $601.0K | <0.1% | – |
| Global X FDS37950E747 | GLBX MSCI NORW | 37,600 | $544.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L104 | COM CL A | 65,374 | $541.0K | <0.1% | – |
| Zix Corp98974P100 | COM | 75,207 | $532.0K | <0.1% | – |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 5,098 | $504.0K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 4,011 | $481.0K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 15,219 | $458.0K | <0.1% | History |
| MCFContango Oil & Gas Co | COM NEW | 88,262 | $402.0K | <0.1% | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 38,797 | $402.0K | <0.1% | – |
| LORLLoral Space & Communications Inc. | COM | 8,566 | $368.0K | <0.1% | History |
| JMPJMP Group LLC | COM | 47,125 | $352.0K | <0.1% | History |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,000 | $346.0K | <0.1% | History |
| Direxion Shs ETF Tr25460G872 | DAILY TECHNOLOGY | 72,595 | $346.0K | <0.1% | – |
| DFPHStarling Oncology, Inc. | COM CL A | 30,443 | $303.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 11,298 | $285.0K | <0.1% | – |
| ALTAAltabancorp | COM | 6,025 | $266.0K | <0.1% | History |
| VEIVine Energy Inc. | CL A | 15,061 | $248.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 1,073,903 | $236.0K | <0.1% | – |
| Big Cypress Acquisition Corp089115208 | UNIT 07/25/2027 | 19,753 | $220.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 4,145 | $210.0K | <0.1% | – |
| Seven Oaks Acquisition Corp81787X205 | UNIT 12/18/2025 | 19,839 | $204.0K | <0.1% | – |
| Acon S2 Acquisition CorpG00748122 | UNIT 09/15/2027 | 18,946 | $195.0K | <0.1% | – |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 19,125 | $193.0K | <0.1% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 5,939 | $180.0K | <0.1% | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 2,348 | $176.0K | <0.1% | – |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 16,912 | $173.0K | <0.1% | – |
| Soliton, Inc.834251100 | COM | 8,420 | $171.0K | <0.1% | – |
| Vy Global GrowthG9444H100 | COM CL A | 16,934 | $166.0K | <0.1% | – |
| UGLProShares Trust II | ULTRA GOLD | 2,762 | $154.0K | <0.1% | History |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 21,199 | $146.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 13,623 | $139.0K | <0.1% | – |
| MSONMisonix Inc | COM | 5,098 | $129.0K | <0.1% | History |
| ProShares Tr74347R669 | PSHS ULT SEMICDT | 3,744 | $128.0K | <0.1% | – |
| Spartacus Acquisition Corp84677L109 | CL A | 11,990 | $121.0K | <0.1% | – |
| HCWBHCW Biologics Inc. | COM | 37,384 | $119.0K | <0.1% | History |
| Cbre Acquisition Hldgs Inc12510J205 | UNIT 99/99/9999 | 11,420 | $118.0K | <0.1% | – |
| ETF Ser Solutions26922B600 | DEFIANCE NEXT | 5,998 | $118.0K | <0.1% | – |
| CGAUCenterra Gold Inc. | COM | 16,263 | $111.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V498 | S&P SMLCP MOMENT | 2,071 | $110.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E495 | PURBTA 0 5 YR | 3,471 | $92.0K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 1,870 | $82.0K | <0.1% | – |
| Bank of Montreal063679831 | INVERSE ETN | 5,867 | $82.0K | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 7,801 | $80.0K | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 2,108 | $78.0K | <0.1% | – |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 10,000 | $78.0K | <0.1% | History |
| Barclays BK PLC06746P464 | FUND | 1,255 | $77.0K | <0.1% | – |
| Credit Suisse Nassau Branch22539U107 | FI ENHNCD EUR 50 | 1,420 | $76.0K | <0.1% | – |
| Victory Portfolios II92647X889 | VICTRYSHS VETERN | 2,418 | $76.0K | <0.1% | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 2,584 | $75.0K | <0.1% | – |
| Innovator ETFs Trust45783Y855 | DEFINED WLT SHLD | 2,880 | $74.0K | <0.1% | – |
| First Tr Ftse Epra / Nareit33736N101 | COM | 1,419 | $71.0K | <0.1% | – |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 96 | $67.0K | <0.1% | – |