UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 9,337
- +753 vs. Q3 2021
- Portfolio value
- $254.1B
- +$14.8B (+6.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Flexshares Tr33939L589 | ESG & CM HI YLD | 1 | $0 | 0.0% | +1 | New | – |
| GIGINTERNATIONAL1 Inc37518W114 | *W EXP 04/19/202 | 90 | $0 | 0.0% | +90 | New | – |
| Global X FDS37960A701 | SOLAR ETF | 17 | $0 | 0.0% | +9+112.5% | Added | – |
| Vulcan Infrastructure & Power Inc.39531G100 | CLASS A COM | 26 | $0 | 0.0% | −3,210−99.2% | Reduced | – |
| Innovator ETFs Tr45783Y871 | GRWT ACLRTD PLUS | 6 | $0 | 0.0% | +6 | New | – |
| Janus Detroit STR Tr47103U761 | SUSTAINABLE IMP | 1 | $0 | 0.0% | +1 | New | – |
| iM DBi Hedge Strategy ETF53700T835 | Exchange Traded Fund | 15 | $0 | 0.0% | +15 | New | – |
| BGDEBig Digital Energy, Inc. | COM NEW | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| Osiris Acquisition Corp.68829A111 | *W EXP 05/01/202 | 800 | $0 | 0.0% | 00.0% | Unchanged | – |
| RBB FD Inc74933W734 | DRIVEWEALTH STE | 12 | $0 | 0.0% | +12 | New | – |
| RVACRiverview Acquisition Corp. | CLASS A COM | 9 | $0 | 0.0% | +9 | New | History |
| TMC the metals Co Inc.87261Y114 | *W EXP 09/09/202 | 1,304 | $0 | 0.0% | +1,247+2,187.7% | Added | – |
| THCPThunder Bridge Capital Partners IV, Inc. | CLASS A COM | 49 | $0 | 0.0% | +20+69.0% | Added | History |
| Thunder BRDG Cap Prtnrs IV I88605L115 | *W EXP 04/30/202 | 101 | $0 | 0.0% | +100+10,000.0% | Added | – |
| Timothy Plan887432276 | HIGH DIVIDEND | 11 | $0 | 0.0% | +11 | New | – |
| Tradeup Acquisition Corp89268A115 | *W EXP 10/15/202 | 200 | $0 | 0.0% | +200 | New | – |
| Zimmer Energy Transition Acq989570114 | *W EXP 06/16/202 | 100 | $0 | 0.0% | +100 | New | – |
| Artisan Acquisition CorpG0509L128 | *W EXP 03/26/202 | 235 | $0 | 0.0% | +235 | New | – |
| Avista Pub Acquisition CorpG07247128 | *W EXP 04/06/202 | 198 | $0 | 0.0% | +198 | New | – |
| Cazoo Group LtdG2007L113 | *W EXP 08/26/202 | 530 | $0 | 0.0% | +530 | New | – |
| Golden Path Acquisition CorpG4028H113 | RIGHT 01/31/2028 | 4 | $0 | 0.0% | 00.0% | Unchanged | – |
| G Squared Ascend II IncG42041122 | *W EXP 12/31/202 | 100 | $0 | 0.0% | +100 | New | – |
| Lakeshore Acquisition I Corp.G53521111 | *W EXP 07/15/202 | 145 | $0 | 0.0% | +45+45.0% | Added | – |
| Lumiradx LimitedG5709L109 | SHS | 23 | $0 | 0.0% | −3,472−99.3% | Reduced | – |
| Alpha Partners Tech Mergr CoG63290111 | CLASS A ORD SHS | 29 | $0 | 0.0% | +29 | New | – |
| Orion Biotech Opportuntes CoG6780C109 | CLASS A ORD SHS | 13 | $0 | 0.0% | 00.0% | Unchanged | – |
| Portage Fintech Acquisitn CoG7185D114 | *W EXP 07/08/202 | 650 | $0 | 0.0% | +650 | New | – |
| Summit Healthcre Acquistn CoG8566R110 | *W EXP 06/03/202 | 600 | $0 | 0.0% | +600 | New | – |
| ARK ETF Tr00214Q880 | TRANSPARENCY ETF | 10 | $0 | 0.0% | +10 | New | – |
| Achari Ventures Hldgs Corp I00444X119 | *W EXP 01/01/202 | 1,111 | $0 | 0.0% | +1,111 | New | – |
| Alpha Architect ETF Tr02072L763 | GENERATION Z ETF | 4 | $0 | 0.0% | +4 | New | – |
| Alpha Architect ETF Tr02072L789 | GURU FAV STOCKS | 1 | $0 | 0.0% | +1 | New | – |
| Armada Acquisition Corp. I04208V111 | *W EXP 08/13/202 | 101 | $0 | 0.0% | +101 | New | – |
| Artemis Strategic Invt Corp04303A111 | *W EXP 09/30/202 | 999 | $0 | 0.0% | +999 | New | – |
| Axonprime Infrstctr Aqstn Co05467C116 | *W EXP 05/31/202 | 415 | $0 | 0.0% | +415 | New | – |
| BTBDWBT Brands, Inc. | *W EXP 11/12/202 | 328 | $0 | 0.0% | +328 | New | History |
| Berenson Acquisition Corp. I083690115 | *W EXP 08/01/202 | 100 | $0 | 0.0% | +100 | New | – |
| Blockchain Moon Acquisitn Co09370F125 | *W EXP 10/14/202 | 717 | $0 | 0.0% | +717 | New | – |
| Collaborative Investmnt Ser19423L581 | ADAPTIVE CORE | 4 | $0 | 0.0% | +4 | New | – |
| EQRx, Inc.26886C115 | *W EXP 12/17/202 | 224 | $0 | 0.0% | +224 | New | – |
| ETF Ser Solutions26922B758 | NATIONWIDE DOW J | 1 | $0 | 0.0% | +1 | New | – |
| Fidelity Covington Trust316092238 | DIGITAL HLTH ETF | 8 | $0 | 0.0% | +8 | New | – |
| Indexiq ETF Tr45409B297 | IQ CLEANER TRANS | 12 | $0 | 0.0% | +12 | New | – |
| Juniper II Corp48203N111 | *W EXP 99/99/999 | 400 | $0 | 0.0% | +400 | New | – |
| Listed FD Tr53656F326 | ALPHA LARGE CAP | 1 | $0 | 0.0% | +1 | New | – |
| Listed FD Tr53656F342 | ETP | 24 | $0 | 0.0% | +24 | New | – |
| JMACMaxpro Capital Acquisition Corp. | CLASS A COM | 5 | $0 | 0.0% | +5 | New | History |
| QNRXQuoin Pharmaceuticals Ltd. | SPON ADS NEW 21 | 22 | $0 | 0.0% | +22 | New | History |
| ShoulderUP Technology Acquisition Corp.82537G203 | UNIT 99/99/9999 | 30 | $0 | 0.0% | +30 | New | – |
| Special Opportunities FD Inc84741T138 | RIGHT 01/21/2022 | 3,458 | $0 | 0.0% | +3,458 | New | – |
| WinVest Acquisition Corp.97655B117 | *W EXP 08/09/202 | 900 | $0 | 0.0% | +900 | New | – |
| ADSEWAds-Tec Energy Public Ltd Co | *W EXP 12/22/202 | 49 | $0 | 0.0% | +49 | New | History |
| Waverley Capital Acquis CorpG06536117 | *W EXP 09/15/202 | 500 | $0 | 0.0% | +500 | New | – |
| CTSUFCactus Acquisition Corp. 1 Ltd | UNIT 08/17/2028 | 49 | $0 | 0.0% | +49 | New | History |
| 8I Acquisition 2 CorpG2956R129 | RIGHT 09/24/2026 | 1,700 | $0 | 0.0% | +1,700 | New | – |
| Fat Projects Acquisition CorG3400W110 | *W EXP 08/31/202 | 200 | $0 | 0.0% | +200 | New | – |
| Gesher I Acquisition CorpG38537109 | CLASS A ORD | 20 | $0 | 0.0% | +20 | New | – |
| Finnovate Acquisition Corp.G3R34K111 | *W EXP 99/99/999 | 100 | $0 | 0.0% | +100 | New | – |
| Innovative Intl Acqusitin CoG4809M117 | UNIT 10/26/2026 | 18 | $0 | 0.0% | +18 | New | – |
| IXQWFIX Acquisition Corp. | *W EXP 07/31/202 | 200 | $0 | 0.0% | +200 | New | History |
| LAMF Global Ventures Corp. IG5338L116 | UNIT 11/05/2026 | 9 | $0 | 0.0% | +9 | New | – |
| Learn CW Investment CorG54157121 | UNIT 99/99/9999 | 5 | $0 | 0.0% | +5 | New | – |
| Perception Capital Corp IIG7007D110 | *W EXP 10/25/202 | 152 | $0 | 0.0% | +152 | New | – |
| Thrive Acquisition CorporatiG7158C119 | *W EXP 10/31/202 | 300 | $0 | 0.0% | +300 | New | – |
| SILVERspac Inc.G8136V112 | *W EXP 09/09/202 | 19 | $0 | 0.0% | +19 | New | – |
| Pacer Developed Markets International Cash Cows 100 ETF69374H873 | ETF | 40 | $1.00K | <0.1% | +40 | New | – |
| First Tr Exchange-Traded FD33733E849 | VEST GOLD STRTGY | 55 | $1.00K | <0.1% | +55 | New | – |
| iShares Tr46435U473 | BB RAT CORP BD | 14 | $1.00K | <0.1% | +14 | New | – |
| Franklin Templeton ETF Tr35473P827 | FTSE CANADA | 41 | $1.00K | <0.1% | −1,248−96.8% | Reduced | – |
| DBX ETF Tr233051267 | XTRACKERS LOW | 15 | $1.00K | <0.1% | +15 | New | – |
| First Tr Exchng Traded FD VI33740U844 | FT VEST U.S | 25 | $1.00K | <0.1% | +25 | New | – |
| Pacer FDS Tr69374H436 | METAURUS CAP 400 | 33 | $1.00K | <0.1% | +33 | New | – |
| Global X FDS37954Y806 | ALTERNATIVE INCM | 73 | $1.00K | <0.1% | +73 | New | – |
| Goldman Sachs ETF Tr381430362 | ACCESS INFLATI | 13 | $1.00K | <0.1% | +13 | New | – |
| WisdomTree Tr97717X131 | INTL QULTY DIV | 20 | $1.00K | <0.1% | +20 | New | – |
| UTIUniversal Technical Institute Inc | COM | 100 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ETF Ser Solutions26922A198 | AAM LW DUR PFD | 29 | $1.00K | <0.1% | +29 | New | – |
| Aim ETF Products Trust00888H505 | ALLIA US OCT ETF | 50 | $1.00K | <0.1% | +50 | New | – |
| First Tr Exch Traded FD III33741Y100 | HORIZON VOL SMCP | 43 | $1.00K | <0.1% | +43 | New | – |
| Aim ETF Products Trust00888H307 | ALLIANZIM US EQ | 24 | $1.00K | <0.1% | +24 | New | – |
| CLOVClover Health Investments, Corp. | COM CL A | 300 | $1.00K | <0.1% | −8,321−96.5% | Reduced | History |
| OKLOOklo Inc. | COM CL A | 59 | $1.00K | <0.1% | −849−93.5% | Reduced | History |
| SPDR Series Trust78468R754 | ST STR R1K LOWV | 7 | $1.00K | <0.1% | +7 | New | – |
| VanEck ETF Trust92189F130 | REAL ASSETS ETF | 24 | $1.00K | <0.1% | +24 | New | – |
| Pgim ETF Tr69344A206 | ACTV HY BD ETF | 17 | $1.00K | <0.1% | −31−64.6% | Reduced | – |
| ACHVAchieve Life Sciences, Inc. | COM | 80 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ACNTAscent Industries Co. | COM | 81 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| BRTXBioRestorative Therapies, Inc. | COM NEW | 304 | $1.00K | <0.1% | +304 | New | History |
| DSGNDesign Therapeutics, Inc. | COM | 35 | $1.00K | <0.1% | −1,099−96.9% | Reduced | History |
| AKO.BAndina Bottling Co Inc | SPON ADR B | 52 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| GOROGoldgroup Mining Inc. | COM | 500 | $1.00K | <0.1% | −2,427−82.9% | Reduced | History |
| HWBKHawthorn Bancshares, Inc. | COM | 42 | $1.00K | <0.1% | −690−94.3% | Reduced | History |
| HTTHigh Templar Tech Ltd | SPON ADS | 1,234 | $1.00K | <0.1% | −23,451−95.0% | Reduced | History |
| MVSTMicrovast Holdings, Inc. | COM | 250 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| GBRNew Concept Energy, Inc. | COM | 313 | $1.00K | <0.1% | −2,870−90.2% | Reduced | History |
| OLMAOlema Pharmaceuticals, Inc. | COM | 130 | $1.00K | <0.1% | +130 | New | History |
| PDEXPro Dex Inc | COM NEW | 28 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| PROVProvident Financial Holdings Inc | COM | 39 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| QUADQuad/Graphics, Inc. | COM CL A | 140 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TALKTalkspace, Inc. | COM | 716 | $1.00K | <0.1% | −3,525−83.1% | Reduced | History |
Options (711)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 711 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $5.28B | $1.73B |
| SPYSPDR S&P 500 ETF Trust | ETF | $4.54B | $1.20B |
| iShares Russell 2000 ETF464287655 | ETF | $1.96B | $1.86B |
| AAPLApple Inc. | Stock | $2.36B | $712.7M |
| Invesco QQQ Trust Series I46090E103 | ETF | $1.98B | $1.06B |
| NVDANVIDIA Corp | Stock | $2.15B | $703.5M |
| AMZNAmazon Com Inc | Stock | $1.94B | $788.3M |
| MSFTMicrosoft Corp | Stock | $1.50B | $487.4M |
| AMDAdvanced Micro Devices Inc | Stock | $1.40B | $458.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.00B | $828.5M |
| NFLXNetflix Inc | Stock | $1.35B | $322.8M |
| BACBank of America Corp | Stock | $1.22B | $301.8M |
| GLDSPDR Gold Trust | ETF | $831.4M | $614.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.14B | $67.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $647.1M | $507.9M |
| MUMicron Technology Inc | Stock | $871.9M | $182.1M |
| BABAAlibaba Group Holding Ltd | ADR | $457.0M | $587.2M |
| METAMeta Platforms, Inc. | Stock | $805.6M | $227.3M |
| CCitigroup Inc | Stock | $823.4M | $199.5M |
| AVGOBroadcom Inc. | Stock | $744.8M | $262.4M |
| JPMJPMorgan Chase & Co | Stock | $795.6M | $163.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $786.3M | $162.3M |
| iShares Tips Bond ETF464287176 | ETF | $846.3M | $64.6M |
| MSMorgan Stanley | Stock | $748.5M | $64.2M |
| XYZBlock, Inc. | CL A | $657.1M | $140.1M |
| QCOMQualcomm Inc | Stock | $613.1M | $177.5M |
| CRMSalesforce, Inc. | Stock | $535.3M | $238.4M |
| GOOGLAlphabet Inc. | Stock | $457.7M | $170.6M |
| iShares Tr464287432 | 20 YR TR BD ETF | $299.8M | $313.5M |
| PYPLPayPal Holdings, Inc. | Stock | $445.1M | $161.4M |
| CSCOCisco Systems, Inc. | Stock | $458.0M | $136.5M |
| UBERUber Technologies, Inc | Stock | $382.7M | $209.2M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $343.0M | $231.0M |
| SHOPShopify Inc. | Stock | $480.8M | $86.5M |
| LOGILogitech International S.A. | SHS | $48.6M | $501.4M |
| INTCIntel Corp | Stock | $395.2M | $149.5M |
| GOOGAlphabet Inc. | Stock | $349.0M | $195.6M |
| ABBVAbbVie Inc. | Stock | $349.4M | $186.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $269.0M | $263.7M |
| DISWalt Disney Co | Stock | $292.5M | $199.0M |
| ADBEAdobe Inc. | Stock | $358.8M | $128.3M |
| PFEPfizer Inc | Stock | $339.9M | $133.4M |
| GEGeneral Electric Co | Stock | $442.3M | $25.1M |
| TGTTarget Corp | Stock | $322.2M | $143.9M |
| iShares MSCI Eafe ETF464287465 | ETF | $321.2M | $136.6M |
| HDHome Depot, Inc. | Stock | $361.4M | $81.3M |
| NEENextera Energy Inc | Stock | $291.5M | $146.8M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $300.3M | $129.4M |
| IBMInternational Business Machines Corp | Stock | $260.4M | $166.7M |
| CVSCVS Health Corp | Stock | $300.8M | $94.5M |
| iShares Tr464287515 | EXPANDED TECH | $15.5M | $377.8M |
| GSGoldman Sachs Group Inc | Stock | $360.6M | $31.8M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $120.0M | $264.7M |
| BABoeing Co | Stock | $270.8M | $105.6M |
| HALHalliburton Co | Stock | $302.3M | $73.3M |
| GMGeneral Motors Co | COM | $289.8M | $82.5M |
| COPConocoPhillips | Stock | $213.4M | $149.5M |
| LOWLowes Companies Inc | Stock | $244.1M | $118.5M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $225.8M | $133.9M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $143.9M | $215.4M |
| EXPEExpedia Group, Inc. | Stock | $96.5M | $255.1M |
| FCXFreeport-McMoran Inc | Stock | $272.8M | $72.3M |
| TWTRTwitter, Inc. | COM | $325.8M | $16.2M |
| SBUXStarbucks Corp | Stock | $249.1M | $92.1M |
| CVXChevron Corp | Stock | $252.9M | $83.6M |
| UNHUnitedHealth Group Inc | Stock | $273.1M | $60.7M |
| NKENIKE, Inc. | Stock | $264.6M | $67.4M |
| VVisa Inc. | Stock | $259.7M | $69.5M |
| WFCWells Fargo & Company | Stock | $305.4M | $22.5M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $260.4M | $58.7M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $281.8M | $35.9M |
| ZMZoom Communications, Inc. | Stock | $266.1M | $49.1M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $218.9M | $93.4M |
| MAMastercard Inc | Stock | $162.0M | $143.8M |
| AXPAmerican Express Co | Stock | $232.5M | $68.8M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $217.9M | $71.3M |
| SLViShares Silver Trust | ETF | $153.3M | $132.3M |
| BLKBlackRock, Inc. | COM | $218.5M | $61.9M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $106.5M | $166.7M |
| DOCUDocuSign, Inc. | Stock | $193.4M | $57.6M |
| ORCLOracle Corp | Stock | $173.9M | $76.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $154.0M | $90.2M |
| NOWServiceNow, Inc. | Stock | $144.3M | $99.0M |
| WBAWalgreens Boots Alliance, Inc. | COM | $148.3M | $80.5M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $94.4M | $130.9M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $78.6M | $144.0M |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $218.4M | – |
| ALCAlcon Inc | Stock | $28.2M | $189.1M |
| PINSPinterest, Inc. | CL A | $44.5M | $171.9M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $213.7M |
| METMetlife Inc | Stock | $171.8M | $40.7M |
| DOWDow Inc. | Stock | $154.0M | $55.9M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | $170.6M | $39.1M |
| TDOCTeladoc Health, Inc. | COM | $178.1M | $31.1M |
| CMGChipotle Mexican Grill Inc | COM | $136.9M | $67.1M |
| CMCSAComcast Corp | Stock | $130.4M | $71.5M |
| ALGNAlign Technology Inc | COM | $20.8M | $180.4M |
| GILDGilead Sciences, Inc. | Stock | $139.2M | $61.6M |
| AAAlcoa Corp | Stock | $146.2M | $54.2M |
| FFord Motor Co | Stock | $145.6M | $47.5M |
Sold out since Q3 2021 (801)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 801 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 302,677 | $81.9M | <0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 1,925,475 | $40.7M | <0.1% | History |
| INOVInovalon Holdings, Inc. | COM CL A | 978,386 | $39.4M | <0.1% | History |
| VERVEREIT, Inc. | COM | 693,584 | $31.4M | <0.1% | History |
| CSODCornerstone OnDemand Inc | COM | 540,406 | $30.9M | <0.1% | History |
| PPDPPD, Inc. | COM | 660,171 | $30.9M | <0.1% | History |
| XECCimarex Energy Co | COM | 283,702 | $24.7M | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 1,101,275 | $22.2M | <0.1% | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,035,786 | $19.7M | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 796,489 | $19.7M | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 107,102 | $18.4M | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 870,573 | $14.2M | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 80,877 | $11.2M | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 71,953 | $10.8M | <0.1% | History |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 862,008 | $9.58M | <0.1% | History |
| Nuveen Select Tax Free Incom67063C106 | SH BEN INT | 499,087 | $7.79M | <0.1% | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 377,488 | $5.98M | <0.1% | – |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 688,298 | $5.59M | <0.1% | – |
| Nuveen Select Tax Free Incom67063X100 | SH BEN INT | 317,626 | $5.47M | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 236,996 | $5.00M | <0.1% | History |
| CVACovanta Holding Corp | COM | 231,154 | $4.65M | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 484,121 | $4.54M | <0.1% | – |
| KDMNKadmon Holdings, Inc. | COM | 483,932 | $4.21M | <0.1% | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 451,055 | $4.19M | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 318,357 | $4.10M | <0.1% | History |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 169,605 | $4.08M | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 72,602 | $3.46M | <0.1% | – |
| Guggenheim CR Allocation FD40168G108 | COM | 160,509 | $3.33M | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM CL A | 308,117 | $3.08M | <0.1% | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 96,612 | $2.88M | <0.1% | – |
| RAVNRaven Industries Inc | COM | 46,881 | $2.70M | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 212,261 | $2.48M | <0.1% | History |
| UFSDomtar CORP | COM NEW | 44,294 | $2.42M | <0.1% | History |
| CLDRCloudera, Inc. | COM | 149,782 | $2.39M | <0.1% | History |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 67,964 | $2.33M | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 217,790 | $2.10M | <0.1% | – |
| CADECadence Bancorporation | CL A | 93,600 | $2.06M | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 79,961 | $2.05M | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 81,621 | $1.88M | <0.1% | – |
| PKOPIMCO Income Opportunity Fund | COM | 72,865 | $1.78M | <0.1% | History |
| Bakkt, Inc.G9441E100 | SHS CL A | 161,970 | $1.64M | <0.1% | – |
| MORFMorphic Holding, Inc. | COM | 27,819 | $1.58M | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 3,904 | $1.29M | <0.1% | History |
| MDPHawkeye Acquisition, Inc. | COM | 19,580 | $1.09M | <0.1% | History |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 177,682 | $928.0K | <0.1% | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 127,513 | $852.0K | <0.1% | History |
| Oi SA670851500 | SPONSORED ADR NE | 844,004 | $759.0K | <0.1% | – |
| KRPKimbell Royalty Partners, LP | UNIT | 43,695 | $617.0K | <0.1% | History |
| Credit Suisse Nassau Branch22539T282 | XLNKS REIT ETN36 | 86,874 | $601.0K | <0.1% | – |
| Global X FDS37950E747 | GLBX MSCI NORW | 37,600 | $544.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L104 | COM CL A | 65,374 | $541.0K | <0.1% | – |
| Zix Corp98974P100 | COM | 75,207 | $532.0K | <0.1% | – |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 5,098 | $504.0K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 4,011 | $481.0K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 15,219 | $458.0K | <0.1% | History |
| MCFContango Oil & Gas Co | COM NEW | 88,262 | $402.0K | <0.1% | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 38,797 | $402.0K | <0.1% | – |
| LORLLoral Space & Communications Inc. | COM | 8,566 | $368.0K | <0.1% | History |
| JMPJMP Group LLC | COM | 47,125 | $352.0K | <0.1% | History |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,000 | $346.0K | <0.1% | History |
| Direxion Shs ETF Tr25460G872 | DAILY TECHNOLOGY | 72,595 | $346.0K | <0.1% | – |
| DFPHStarling Oncology, Inc. | COM CL A | 30,443 | $303.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 11,298 | $285.0K | <0.1% | – |
| ALTAAltabancorp | COM | 6,025 | $266.0K | <0.1% | History |
| VEIVine Energy Inc. | CL A | 15,061 | $248.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 1,073,903 | $236.0K | <0.1% | – |
| Big Cypress Acquisition Corp089115208 | UNIT 07/25/2027 | 19,753 | $220.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 4,145 | $210.0K | <0.1% | – |
| Seven Oaks Acquisition Corp81787X205 | UNIT 12/18/2025 | 19,839 | $204.0K | <0.1% | – |
| Acon S2 Acquisition CorpG00748122 | UNIT 09/15/2027 | 18,946 | $195.0K | <0.1% | – |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 19,125 | $193.0K | <0.1% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 5,939 | $180.0K | <0.1% | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 2,348 | $176.0K | <0.1% | – |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 16,912 | $173.0K | <0.1% | – |
| Soliton, Inc.834251100 | COM | 8,420 | $171.0K | <0.1% | – |
| Vy Global GrowthG9444H100 | COM CL A | 16,934 | $166.0K | <0.1% | – |
| UGLProShares Trust II | ULTRA GOLD | 2,762 | $154.0K | <0.1% | History |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 21,199 | $146.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 13,623 | $139.0K | <0.1% | – |
| MSONMisonix Inc | COM | 5,098 | $129.0K | <0.1% | History |
| ProShares Tr74347R669 | PSHS ULT SEMICDT | 3,744 | $128.0K | <0.1% | – |
| Spartacus Acquisition Corp84677L109 | CL A | 11,990 | $121.0K | <0.1% | – |
| HCWBHCW Biologics Inc. | COM | 37,384 | $119.0K | <0.1% | History |
| Cbre Acquisition Hldgs Inc12510J205 | UNIT 99/99/9999 | 11,420 | $118.0K | <0.1% | – |
| ETF Ser Solutions26922B600 | DEFIANCE NEXT | 5,998 | $118.0K | <0.1% | – |
| CGAUCenterra Gold Inc. | COM | 16,263 | $111.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V498 | S&P SMLCP MOMENT | 2,071 | $110.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E495 | PURBTA 0 5 YR | 3,471 | $92.0K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 1,870 | $82.0K | <0.1% | – |
| Bank of Montreal063679831 | INVERSE ETN | 5,867 | $82.0K | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 7,801 | $80.0K | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 2,108 | $78.0K | <0.1% | – |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 10,000 | $78.0K | <0.1% | History |
| Barclays BK PLC06746P464 | FUND | 1,255 | $77.0K | <0.1% | – |
| Credit Suisse Nassau Branch22539U107 | FI ENHNCD EUR 50 | 1,420 | $76.0K | <0.1% | – |
| Victory Portfolios II92647X889 | VICTRYSHS VETERN | 2,418 | $76.0K | <0.1% | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 2,584 | $75.0K | <0.1% | – |
| Innovator ETFs Trust45783Y855 | DEFINED WLT SHLD | 2,880 | $74.0K | <0.1% | – |
| First Tr Ftse Epra / Nareit33736N101 | COM | 1,419 | $71.0K | <0.1% | – |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 96 | $67.0K | <0.1% | – |