UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 9,337
- +753 vs. Q3 2021
- Portfolio value
- $254.1B
- +$14.8B (+6.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| WeWork Inc.96209A112 | EQUITY WRT | 2,992 | $6.00K | <0.1% | +2,992 | New | – |
| Afternext Healthtech AcquisiG01109118 | UNIT 99/99/9999 | 576 | $6.00K | <0.1% | +576 | New | – |
| AUCATIF Holdings Ltd | ORD SHS NEW | 1,821 | $6.00K | <0.1% | +1,821 | New | History |
| RGCRegencell Bioscience Holdings Ltd | ORDINARY SHARES | 192 | $6.00K | <0.1% | +192 | New | History |
| Otonomo Technologies Ltd.M7571L111 | *W EXP 08/13/202 | 20,085 | $6.00K | <0.1% | +15,744+362.7% | Added | – |
| Exchange Traded Concepts Tr301505574 | FOUNT METAVERSE | 255 | $6.00K | <0.1% | +255 | New | – |
| Global X FDS37960A875 | BLOCKCHAIN & BIT | 313 | $6.00K | <0.1% | +313 | New | – |
| HWKZHawks Acquisition Corp | CL A | 600 | $6.00K | <0.1% | +600 | New | History |
| Omnilit Acquisition Corp68218C207 | UNIT 11/08/2026 | 601 | $6.00K | <0.1% | +601 | New | – |
| Q2 Hldgs Inc74736LAF6 | NOTE 0.125%11/1 | – | $6.00K | <0.1% | – | New | – |
| SWAGWStran & Company, Inc. | *W EXP 11/01/202 | 4,998 | $6.00K | <0.1% | +4,998 | New | History |
| Virgin Orbit Holdings, Inc.92771A119 | *W EXP 99/99/999 | 4,334 | $6.00K | <0.1% | +4,334 | New | – |
| Games & Esports Exprnc Acq CG3731J101 | UNIT 12/01/2026 | 572 | $6.00K | <0.1% | +572 | New | – |
| SHAZWSharonAI Holdings Inc. | *W EXP 10/20/202 | 11,500 | $6.00K | <0.1% | +11,500 | New | History |
| Trine II Acquisition Corp.G9059F100 | CL A ORD SHS | 600 | $6.00K | <0.1% | +600 | New | – |
| CENNCenntro Inc. | ORD SHS | 1,041 | $6.00K | <0.1% | +1,041 | New | History |
| iShares Ibonds 2027 Term High Yield and Income ETF46436E478 | ETF | 299 | $7.00K | <0.1% | −110−26.9% | Reduced | – |
| HNRGHallador Energy Co | Stock | 2,968 | $7.00K | <0.1% | +2,968 | New | History |
| Simplify Exchange Traded Fun82889N772 | HEALTH CARE ETF | 250 | $7.00K | <0.1% | +250 | New | – |
| iShares Tr46436E619 | ESG ADVAN ETF | 134 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| ASMAvino Silver & Gold Mines Ltd | COM | 8,685 | $7.00K | <0.1% | +8,685 | New | History |
| Franklin Templeton ETF Tr35473P595 | SENIOR LOAN ETF | 265 | $7.00K | <0.1% | +226+579.5% | Added | – |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 137 | $7.00K | <0.1% | −806−85.5% | Reduced | – |
| Global X FDS37954Y269 | NASDQ 100 CVRDGW | 233 | $7.00K | <0.1% | +233 | New | – |
| ATLOAmes National Corp | COM | 300 | $7.00K | <0.1% | −46−13.3% | Reduced | History |
| BATLBattalion Oil Corp | COM | 692 | $7.00K | <0.1% | +692 | New | History |
| MISTMilestone Pharmaceuticals Inc. | COM | 1,031 | $7.00K | <0.1% | +1,031 | New | History |
| TCITranscontinental Realty Investors Inc | COM NEW | 174 | $7.00K | <0.1% | −238−57.8% | Reduced | History |
| USCBUscb Financial Holdings, Inc. | CLASS A COM | 535 | $7.00K | <0.1% | +531+13,275.0% | Added | History |
| AMTDAmtd Idea Group | SPONSORED ADS | 2,231 | $7.00K | <0.1% | +2,231 | New | History |
| AMSTAmesite Inc. | COM | 6,755 | $7.00K | <0.1% | +6,755 | New | History |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $7.00K | <0.1% | – | – | – |
| BLPHBellerophon Therapeutics, Inc. | COM NEW | 2,220 | $7.00K | <0.1% | +1,049+89.6% | Added | History |
| Benessere Capital Acqustn Co08179B202 | UNIT 12/22/2025 | 616 | $7.00K | <0.1% | −597−49.2% | Reduced | – |
| RENORenovare Environmental, Inc. | COM | 10,853 | $7.00K | <0.1% | −323−2.9% | Reduced | History |
| BQBoqii Holding Ltd | SPONSORED ADS | 8,147 | $7.00K | <0.1% | +7,628+1,469.7% | Added | History |
| FRTXFresh Tracks Therapeutics, Inc. | COM | 31,601 | $7.00K | <0.1% | +10,601+50.5% | Added | History |
| CUENCuentas Inc. | COM NEW | 5,580 | $7.00K | <0.1% | +5,580 | New | History |
| DTSSDatasea Intelligent Technology Ltd. | COM NEW | 4,474 | $7.00K | <0.1% | +4,474 | New | History |
| Davidstea Inc238661102 | COM | 2,382 | $7.00K | <0.1% | +2,382 | New | – |
| DXRDaxor Corp | COM | 647 | $7.00K | <0.1% | +430+198.2% | Added | History |
| DLADelta Apparel, Inc | COM | 219 | $7.00K | <0.1% | +219 | New | History |
| DYNTDynatronics Corp | COM NEW | 6,924 | $7.00K | <0.1% | −6,482−48.4% | Reduced | History |
| ETF Ser Solutions26922A669 | NATIONWIDE RSK | 249 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| East Res Acquisition Co274681113 | *W EXP 07/01/202 | 12,549 | $7.00K | <0.1% | +12,549 | New | – |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $7.00K | <0.1% | – | New | – |
| Emles Tr291361889 | LUXURY GOODS ETF | 217 | $7.00K | <0.1% | −1,720−88.8% | Reduced | – |
| Entrepreneurshares Series Tr293828885 | ERSHARES NEXTGEN | 372 | $7.00K | <0.1% | +370+18,500.0% | Added | – |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $7.00K | <0.1% | – | New | – |
| Exchange Listed FDS Tr30151E731 | CABANA TARGET 5 | 260 | $7.00K | <0.1% | −105−28.8% | Reduced | – |
| First Reserve Sustainable GW336169206 | UNIT 03/05/2026 | 705 | $7.00K | <0.1% | +705 | New | – |
| FSFGFirst Savings Financial Group, Inc. | COM | 258 | $7.00K | <0.1% | −2,742−91.4% | Reduced | History |
| First Tr Exch TRD Alphdx FD33737J406 | EX US SML CP | 164 | $7.00K | <0.1% | +146+811.1% | Added | – |
| Forward Pharma A/S34986J204 | SPONSORD ADS NEW | 1,236 | $7.00K | <0.1% | +1,236 | New | – |
| VINOGaucho Group Holdings, Inc. | COM NEW | 3,346 | $7.00K | <0.1% | +2,842+563.9% | Added | History |
| Goldman Sachs ETF Tr381430164 | MARKETBETA EMRNG | 146 | $7.00K | <0.1% | −21−12.6% | Reduced | – |
| Gores Technology Partners II38287L206 | UNIT 03/16/2028 | 705 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| Group Nine Acquisition Corp.39947R112 | *W EXP 01/15/202 | 13,881 | $7.00K | <0.1% | +10,707+337.3% | Added | – |
| HMGHMG Courtland Properties Inc | COM | 295 | $7.00K | <0.1% | +295 | New | History |
| HOFVHall of Fame Resort & Entertainment Co | COM | 4,543 | $7.00K | <0.1% | +1,543+51.4% | Added | History |
| HCIIHudson Executive Investment Corp. II | COM CL A | 712 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| IVAInventiva S.A. | ADS | 539 | $7.00K | <0.1% | −758−58.4% | Reduced | History |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $7.00K | <0.1% | – | – | – |
| iShares Tr46435G722 | JPX NIKKEI 400 | 193 | $7.00K | <0.1% | −15−7.2% | Reduced | – |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 700 | $7.00K | <0.1% | +700 | New | – |
| Lefteris Acquisition Corp52470X208 | UNIT 11/01/2023 | 717 | $7.00K | <0.1% | +6+0.8% | Added | – |
| Listed FD Tr53656F821 | TRUESHS TECH AI | 148 | $7.00K | <0.1% | −2,577−94.6% | Reduced | – |
| Lux Health Tech Acquisition55068A118 | *W EXP 11/30/202 | 7,498 | $7.00K | <0.1% | +7,498 | New | – |
| Medtech Acquisition Corp58507N204 | UNIT 12/18/2025 | 654 | $7.00K | <0.1% | −622−48.7% | Reduced | – |
| NCNANuCana plc | SPONSORED ADR | 2,811 | $7.00K | <0.1% | +2,811 | New | History |
| OLBOlb Group, Inc. | COM | 2,461 | $7.00K | <0.1% | +2,461 | New | History |
| IDID Auto, Inc. | COM CL A | 2,885 | $7.00K | <0.1% | +2,885 | New | History |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $7.00K | <0.1% | – | New | – |
| PTPIPetros Pharmaceuticals, Inc. | COM | 2,049 | $7.00K | <0.1% | −1,563−43.3% | Reduced | History |
| PHIOPhio Pharmaceuticals Corp. | COM NEW | 7,000 | $7.00K | <0.1% | +759+12.2% | Added | History |
| Power & Digital Infra Acq Co739190205 | UNIT 99/99/9999 | 568 | $7.00K | <0.1% | +568 | New | – |
| Remark Hldgs Inc75955K102 | COM | 7,500 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| Safe T Group Ltd78643B401 | SPONSORD ADS NEW | 10,218 | $7.00K | <0.1% | +3,583+54.0% | Added | – |
| Secoo Hldg Ltd81367P101 | ADR | 15,547 | $7.00K | <0.1% | +15,547 | New | – |
| 2nd Vote FDS81386P108 | 2NDVOTE LIFE NEU | 203 | $7.00K | <0.1% | +203 | New | – |
| SFTGQShift Technologies, Inc. | CL A | 1,969 | $7.00K | <0.1% | −21,414−91.6% | Reduced | History |
| QXO, Inc.82846H207 | COM NEW | 1,670 | $7.00K | <0.1% | +1,630+4,075.0% | Added | – |
| SNOASonoma Pharmaceuticals, Inc. | COM NEW | 1,440 | $7.00K | <0.1% | −1,212−45.7% | Reduced | History |
| STCNSteel Connect LLC | COM | 4,889 | $7.00K | <0.1% | +4,852+13,113.5% | Added | History |
| Swedish Expt CR Corp870297306 | RG ENRGY ETN22 | 2,578 | $7.00K | <0.1% | +2,578 | New | – |
| TXMDTherapeuticsMD, Inc. | COM | 20,288 | $7.00K | <0.1% | +1,874+10.2% | Added | History |
| Tribe Capital Growth Corp I89601Y200 | UNIT 02/24/2026 | 746 | $7.00K | <0.1% | +396+113.1% | Added | – |
| Trimtabs ETF Tr89628W401 | INTL FRE CSH FLW | 202 | $7.00K | <0.1% | −1,682−89.3% | Reduced | – |
| US Well Services Inc91274U119 | WARRANT | 93,466 | $7.00K | <0.1% | +87,641+1,504.6% | Added | – |
| UNLUnited States 12 Month Natural Gas Fund, LP | UNIT BEN INT | 593 | $7.00K | <0.1% | +593 | New | History |
| UBPUrstadt Biddle Properties Inc | COM | 386 | $7.00K | <0.1% | −1,017−72.5% | Reduced | History |
| Via Optronics AG91823Y109 | SPONSORED ADS | 1,020 | $7.00K | <0.1% | −579−36.2% | Reduced | – |
| Vectoiq Acquisition Corp II92244F109 | COM CL A | 671 | $7.00K | <0.1% | +671 | New | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $7.00K | <0.1% | – | – | – |
| WINTWindtree Therapeutics Inc | COM | 3,915 | $7.00K | <0.1% | +2,538+184.3% | Added | History |
| Aurora Acquisition CorpG0698L111 | UNIT 03/02/2026 | 692 | $7.00K | <0.1% | +692 | New | – |
| PRPCCC Neuberger Principal Holdings III | SHS CL A | 671 | $7.00K | <0.1% | −1,050−61.0% | Reduced | History |
| Fusion Fuel Green PLCG3R25D100 | *W EXP 07/01/202 | 3,419 | $7.00K | <0.1% | +1,057+44.8% | Added | – |
| Kismet Acquisition Three CorG5276C128 | UNIT 99/99/9999 | 669 | $7.00K | <0.1% | −425−38.8% | Reduced | – |
| Oaktree Acquisition Corp IIG6715X111 | *W EXP 09/15/202 | 6,173 | $7.00K | <0.1% | +5,100+475.3% | Added | – |
Options (711)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 711 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $5.28B | $1.73B |
| SPYSPDR S&P 500 ETF Trust | ETF | $4.54B | $1.20B |
| iShares Russell 2000 ETF464287655 | ETF | $1.96B | $1.86B |
| AAPLApple Inc. | Stock | $2.36B | $712.7M |
| Invesco QQQ Trust Series I46090E103 | ETF | $1.98B | $1.06B |
| NVDANVIDIA Corp | Stock | $2.15B | $703.5M |
| AMZNAmazon Com Inc | Stock | $1.94B | $788.3M |
| MSFTMicrosoft Corp | Stock | $1.50B | $487.4M |
| AMDAdvanced Micro Devices Inc | Stock | $1.40B | $458.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.00B | $828.5M |
| NFLXNetflix Inc | Stock | $1.35B | $322.8M |
| BACBank of America Corp | Stock | $1.22B | $301.8M |
| GLDSPDR Gold Trust | ETF | $831.4M | $614.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.14B | $67.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $647.1M | $507.9M |
| MUMicron Technology Inc | Stock | $871.9M | $182.1M |
| BABAAlibaba Group Holding Ltd | ADR | $457.0M | $587.2M |
| METAMeta Platforms, Inc. | Stock | $805.6M | $227.3M |
| CCitigroup Inc | Stock | $823.4M | $199.5M |
| AVGOBroadcom Inc. | Stock | $744.8M | $262.4M |
| JPMJPMorgan Chase & Co | Stock | $795.6M | $163.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $786.3M | $162.3M |
| iShares Tips Bond ETF464287176 | ETF | $846.3M | $64.6M |
| MSMorgan Stanley | Stock | $748.5M | $64.2M |
| XYZBlock, Inc. | CL A | $657.1M | $140.1M |
| QCOMQualcomm Inc | Stock | $613.1M | $177.5M |
| CRMSalesforce, Inc. | Stock | $535.3M | $238.4M |
| GOOGLAlphabet Inc. | Stock | $457.7M | $170.6M |
| iShares Tr464287432 | 20 YR TR BD ETF | $299.8M | $313.5M |
| PYPLPayPal Holdings, Inc. | Stock | $445.1M | $161.4M |
| CSCOCisco Systems, Inc. | Stock | $458.0M | $136.5M |
| UBERUber Technologies, Inc | Stock | $382.7M | $209.2M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $343.0M | $231.0M |
| SHOPShopify Inc. | Stock | $480.8M | $86.5M |
| LOGILogitech International S.A. | SHS | $48.6M | $501.4M |
| INTCIntel Corp | Stock | $395.2M | $149.5M |
| GOOGAlphabet Inc. | Stock | $349.0M | $195.6M |
| ABBVAbbVie Inc. | Stock | $349.4M | $186.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $269.0M | $263.7M |
| DISWalt Disney Co | Stock | $292.5M | $199.0M |
| ADBEAdobe Inc. | Stock | $358.8M | $128.3M |
| PFEPfizer Inc | Stock | $339.9M | $133.4M |
| GEGeneral Electric Co | Stock | $442.3M | $25.1M |
| TGTTarget Corp | Stock | $322.2M | $143.9M |
| iShares MSCI Eafe ETF464287465 | ETF | $321.2M | $136.6M |
| HDHome Depot, Inc. | Stock | $361.4M | $81.3M |
| NEENextera Energy Inc | Stock | $291.5M | $146.8M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $300.3M | $129.4M |
| IBMInternational Business Machines Corp | Stock | $260.4M | $166.7M |
| CVSCVS Health Corp | Stock | $300.8M | $94.5M |
| iShares Tr464287515 | EXPANDED TECH | $15.5M | $377.8M |
| GSGoldman Sachs Group Inc | Stock | $360.6M | $31.8M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $120.0M | $264.7M |
| BABoeing Co | Stock | $270.8M | $105.6M |
| HALHalliburton Co | Stock | $302.3M | $73.3M |
| GMGeneral Motors Co | COM | $289.8M | $82.5M |
| COPConocoPhillips | Stock | $213.4M | $149.5M |
| LOWLowes Companies Inc | Stock | $244.1M | $118.5M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $225.8M | $133.9M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $143.9M | $215.4M |
| EXPEExpedia Group, Inc. | Stock | $96.5M | $255.1M |
| FCXFreeport-McMoran Inc | Stock | $272.8M | $72.3M |
| TWTRTwitter, Inc. | COM | $325.8M | $16.2M |
| SBUXStarbucks Corp | Stock | $249.1M | $92.1M |
| CVXChevron Corp | Stock | $252.9M | $83.6M |
| UNHUnitedHealth Group Inc | Stock | $273.1M | $60.7M |
| NKENIKE, Inc. | Stock | $264.6M | $67.4M |
| VVisa Inc. | Stock | $259.7M | $69.5M |
| WFCWells Fargo & Company | Stock | $305.4M | $22.5M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $260.4M | $58.7M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $281.8M | $35.9M |
| ZMZoom Communications, Inc. | Stock | $266.1M | $49.1M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $218.9M | $93.4M |
| MAMastercard Inc | Stock | $162.0M | $143.8M |
| AXPAmerican Express Co | Stock | $232.5M | $68.8M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $217.9M | $71.3M |
| SLViShares Silver Trust | ETF | $153.3M | $132.3M |
| BLKBlackRock, Inc. | COM | $218.5M | $61.9M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $106.5M | $166.7M |
| DOCUDocuSign, Inc. | Stock | $193.4M | $57.6M |
| ORCLOracle Corp | Stock | $173.9M | $76.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $154.0M | $90.2M |
| NOWServiceNow, Inc. | Stock | $144.3M | $99.0M |
| WBAWalgreens Boots Alliance, Inc. | COM | $148.3M | $80.5M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $94.4M | $130.9M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $78.6M | $144.0M |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $218.4M | – |
| ALCAlcon Inc | Stock | $28.2M | $189.1M |
| PINSPinterest, Inc. | CL A | $44.5M | $171.9M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $213.7M |
| METMetlife Inc | Stock | $171.8M | $40.7M |
| DOWDow Inc. | Stock | $154.0M | $55.9M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | $170.6M | $39.1M |
| TDOCTeladoc Health, Inc. | COM | $178.1M | $31.1M |
| CMGChipotle Mexican Grill Inc | COM | $136.9M | $67.1M |
| CMCSAComcast Corp | Stock | $130.4M | $71.5M |
| ALGNAlign Technology Inc | COM | $20.8M | $180.4M |
| GILDGilead Sciences, Inc. | Stock | $139.2M | $61.6M |
| AAAlcoa Corp | Stock | $146.2M | $54.2M |
| FFord Motor Co | Stock | $145.6M | $47.5M |
Sold out since Q3 2021 (801)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 801 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 302,677 | $81.9M | <0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 1,925,475 | $40.7M | <0.1% | History |
| INOVInovalon Holdings, Inc. | COM CL A | 978,386 | $39.4M | <0.1% | History |
| VERVEREIT, Inc. | COM | 693,584 | $31.4M | <0.1% | History |
| CSODCornerstone OnDemand Inc | COM | 540,406 | $30.9M | <0.1% | History |
| PPDPPD, Inc. | COM | 660,171 | $30.9M | <0.1% | History |
| XECCimarex Energy Co | COM | 283,702 | $24.7M | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 1,101,275 | $22.2M | <0.1% | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,035,786 | $19.7M | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 796,489 | $19.7M | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 107,102 | $18.4M | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 870,573 | $14.2M | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 80,877 | $11.2M | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 71,953 | $10.8M | <0.1% | History |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 862,008 | $9.58M | <0.1% | History |
| Nuveen Select Tax Free Incom67063C106 | SH BEN INT | 499,087 | $7.79M | <0.1% | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 377,488 | $5.98M | <0.1% | – |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 688,298 | $5.59M | <0.1% | – |
| Nuveen Select Tax Free Incom67063X100 | SH BEN INT | 317,626 | $5.47M | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 236,996 | $5.00M | <0.1% | History |
| CVACovanta Holding Corp | COM | 231,154 | $4.65M | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 484,121 | $4.54M | <0.1% | – |
| KDMNKadmon Holdings, Inc. | COM | 483,932 | $4.21M | <0.1% | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 451,055 | $4.19M | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 318,357 | $4.10M | <0.1% | History |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 169,605 | $4.08M | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 72,602 | $3.46M | <0.1% | – |
| Guggenheim CR Allocation FD40168G108 | COM | 160,509 | $3.33M | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM CL A | 308,117 | $3.08M | <0.1% | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 96,612 | $2.88M | <0.1% | – |
| RAVNRaven Industries Inc | COM | 46,881 | $2.70M | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 212,261 | $2.48M | <0.1% | History |
| UFSDomtar CORP | COM NEW | 44,294 | $2.42M | <0.1% | History |
| CLDRCloudera, Inc. | COM | 149,782 | $2.39M | <0.1% | History |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 67,964 | $2.33M | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 217,790 | $2.10M | <0.1% | – |
| CADECadence Bancorporation | CL A | 93,600 | $2.06M | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 79,961 | $2.05M | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 81,621 | $1.88M | <0.1% | – |
| PKOPIMCO Income Opportunity Fund | COM | 72,865 | $1.78M | <0.1% | History |
| Bakkt, Inc.G9441E100 | SHS CL A | 161,970 | $1.64M | <0.1% | – |
| MORFMorphic Holding, Inc. | COM | 27,819 | $1.58M | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 3,904 | $1.29M | <0.1% | History |
| MDPHawkeye Acquisition, Inc. | COM | 19,580 | $1.09M | <0.1% | History |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 177,682 | $928.0K | <0.1% | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 127,513 | $852.0K | <0.1% | History |
| Oi SA670851500 | SPONSORED ADR NE | 844,004 | $759.0K | <0.1% | – |
| KRPKimbell Royalty Partners, LP | UNIT | 43,695 | $617.0K | <0.1% | History |
| Credit Suisse Nassau Branch22539T282 | XLNKS REIT ETN36 | 86,874 | $601.0K | <0.1% | – |
| Global X FDS37950E747 | GLBX MSCI NORW | 37,600 | $544.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L104 | COM CL A | 65,374 | $541.0K | <0.1% | – |
| Zix Corp98974P100 | COM | 75,207 | $532.0K | <0.1% | – |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 5,098 | $504.0K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 4,011 | $481.0K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 15,219 | $458.0K | <0.1% | History |
| MCFContango Oil & Gas Co | COM NEW | 88,262 | $402.0K | <0.1% | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 38,797 | $402.0K | <0.1% | – |
| LORLLoral Space & Communications Inc. | COM | 8,566 | $368.0K | <0.1% | History |
| JMPJMP Group LLC | COM | 47,125 | $352.0K | <0.1% | History |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,000 | $346.0K | <0.1% | History |
| Direxion Shs ETF Tr25460G872 | DAILY TECHNOLOGY | 72,595 | $346.0K | <0.1% | – |
| DFPHStarling Oncology, Inc. | COM CL A | 30,443 | $303.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 11,298 | $285.0K | <0.1% | – |
| ALTAAltabancorp | COM | 6,025 | $266.0K | <0.1% | History |
| VEIVine Energy Inc. | CL A | 15,061 | $248.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 1,073,903 | $236.0K | <0.1% | – |
| Big Cypress Acquisition Corp089115208 | UNIT 07/25/2027 | 19,753 | $220.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 4,145 | $210.0K | <0.1% | – |
| Seven Oaks Acquisition Corp81787X205 | UNIT 12/18/2025 | 19,839 | $204.0K | <0.1% | – |
| Acon S2 Acquisition CorpG00748122 | UNIT 09/15/2027 | 18,946 | $195.0K | <0.1% | – |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 19,125 | $193.0K | <0.1% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 5,939 | $180.0K | <0.1% | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 2,348 | $176.0K | <0.1% | – |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 16,912 | $173.0K | <0.1% | – |
| Soliton, Inc.834251100 | COM | 8,420 | $171.0K | <0.1% | – |
| Vy Global GrowthG9444H100 | COM CL A | 16,934 | $166.0K | <0.1% | – |
| UGLProShares Trust II | ULTRA GOLD | 2,762 | $154.0K | <0.1% | History |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 21,199 | $146.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 13,623 | $139.0K | <0.1% | – |
| MSONMisonix Inc | COM | 5,098 | $129.0K | <0.1% | History |
| ProShares Tr74347R669 | PSHS ULT SEMICDT | 3,744 | $128.0K | <0.1% | – |
| Spartacus Acquisition Corp84677L109 | CL A | 11,990 | $121.0K | <0.1% | – |
| HCWBHCW Biologics Inc. | COM | 37,384 | $119.0K | <0.1% | History |
| Cbre Acquisition Hldgs Inc12510J205 | UNIT 99/99/9999 | 11,420 | $118.0K | <0.1% | – |
| ETF Ser Solutions26922B600 | DEFIANCE NEXT | 5,998 | $118.0K | <0.1% | – |
| CGAUCenterra Gold Inc. | COM | 16,263 | $111.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V498 | S&P SMLCP MOMENT | 2,071 | $110.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E495 | PURBTA 0 5 YR | 3,471 | $92.0K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 1,870 | $82.0K | <0.1% | – |
| Bank of Montreal063679831 | INVERSE ETN | 5,867 | $82.0K | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 7,801 | $80.0K | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 2,108 | $78.0K | <0.1% | – |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 10,000 | $78.0K | <0.1% | History |
| Barclays BK PLC06746P464 | FUND | 1,255 | $77.0K | <0.1% | – |
| Credit Suisse Nassau Branch22539U107 | FI ENHNCD EUR 50 | 1,420 | $76.0K | <0.1% | – |
| Victory Portfolios II92647X889 | VICTRYSHS VETERN | 2,418 | $76.0K | <0.1% | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 2,584 | $75.0K | <0.1% | – |
| Innovator ETFs Trust45783Y855 | DEFINED WLT SHLD | 2,880 | $74.0K | <0.1% | – |
| First Tr Ftse Epra / Nareit33736N101 | COM | 1,419 | $71.0K | <0.1% | – |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 96 | $67.0K | <0.1% | – |