UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 9,337
- +753 vs. Q3 2021
- Portfolio value
- $254.1B
- +$14.8B (+6.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ABOSAcumen Pharmaceuticals, Inc. | COM | 857 | $6.00K | <0.1% | +247+40.5% | Added | History |
| HGBLHeritage Global Inc. | COM | 3,306 | $6.00K | <0.1% | −11,409−77.5% | Reduced | History |
| OVBCOhio Valley Banc Corp | COM | 193 | $6.00K | <0.1% | −230−54.4% | Reduced | History |
| OPHCOptimumBank Holdings, Inc. | COM | 1,566 | $6.00K | <0.1% | +1,566 | New | History |
| PHVSPharvaris N.V. | COM | 423 | $6.00K | <0.1% | −231−35.3% | Reduced | History |
| REFRResearch Frontiers Inc | COM | 3,583 | $6.00K | <0.1% | +3,583 | New | History |
| RPCRidgepost Capital, Inc. | CL A COM | 400 | $6.00K | <0.1% | +400 | New | History |
| REIRing Energy, Inc. | COM | 2,639 | $6.00K | <0.1% | −17,013−86.6% | Reduced | History |
| SACHSachem Capital Corp. | COM | 1,000 | $6.00K | <0.1% | +1,000 | New | History |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $6.00K | <0.1% | – | – | – |
| Agf Invts Tr00110G606 | AGFIQ GBL INFR | 202 | $6.00K | <0.1% | +202 | New | – |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $6.00K | <0.1% | – | – | – |
| ALTUAltitude Acquisition Corp. | COM CL A | 630 | $6.00K | <0.1% | −370−37.0% | Reduced | History |
| Altitude Acquisition Corp.02156Y202 | UNIT 11/30/2027 | 585 | $6.00K | <0.1% | +6+1.0% | Added | – |
| CHGAChange Agents Corporation. | COM | 7,663 | $6.00K | <0.1% | +7,663 | New | History |
| Barclays BK PLC06746P571 | ETN LKD 48 | 102 | $6.00K | <0.1% | +102 | New | – |
| Biophytis SA09076G104 | ADS | 1,165 | $6.00K | <0.1% | −132−10.2% | Reduced | – |
| BWAYBrainsway Ltd. | SPONSORED ADS | 742 | $6.00K | <0.1% | +742 | New | History |
| Breeze Holdings Acquisitn Co106762115 | *W EXP 05/25/202 | 13,530 | $6.00K | <0.1% | +11,999+783.7% | Added | – |
| CF Acquisition Corp V12520R205 | UNIT 01/25/2026 | 624 | $6.00K | <0.1% | −419−40.2% | Reduced | – |
| Capstar SPL Purp Acquisition14070Y119 | *W EXP 99/99/999 | 8,852 | $6.00K | <0.1% | +8,852 | New | – |
| LOTZCarLotz, Inc. | COM CL A | 2,735 | $6.00K | <0.1% | +1,535+127.9% | Added | History |
| CVRChicago Rivet & Machine Co | COM | 227 | $6.00K | <0.1% | −324−58.8% | Reduced | History |
| COE51Talk Online Education Group | SPONSORED ADR | 4,817 | $6.00K | <0.1% | +4,786+15,438.7% | Added | History |
| Class Acceleration Corp18274B106 | COM | 619 | $6.00K | <0.1% | +619 | New | – |
| Bio Green Med Solution, Inc.23254L603 | COM | 1,424 | $6.00K | <0.1% | +1,424 | New | – |
| DBX ETF Tr233051135 | XTRACKERS MSCI | 71 | $6.00K | <0.1% | −60−45.8% | Reduced | – |
| Daseke, Inc.23753F115 | *W EXP 02/27/202 | 42,503 | $6.00K | <0.1% | +41,631+4,774.2% | Added | – |
| DGICBDonegal Group Inc | CL B | 465 | $6.00K | <0.1% | −7−1.5% | Reduced | History |
| ETF Ser Solutions26922A172 | NATIONWIDE RSK | 209 | $6.00K | <0.1% | +209 | New | – |
| First Tr Exchng Traded FD VI33740F607 | EQUITYCOMPASS | 245 | $6.00K | <0.1% | +245 | New | – |
| Fluidigm Corp Del34385PAA6 | NOTE 2.750% 2/0 | – | $6.00K | <0.1% | – | – | – |
| Genfit S A372279109 | ADS | 1,129 | $6.00K | <0.1% | −2,523−69.1% | Reduced | – |
| HighPeak Energy, Inc.43114Q121 | *W EXP 08/21/202 | 1,135 | $6.00K | <0.1% | −5,417−82.7% | Reduced | – |
| HZNHorizon Global Corp | COM | 766 | $6.00K | <0.1% | +593+342.8% | Added | History |
| Hycroft Mining Holding Corp44862P133 | *W EXP 10/06/202 | 46,187 | $6.00K | <0.1% | +46,187 | New | – |
| IMRNImmuron Ltd | SPONSORED ADR | 2,406 | $6.00K | <0.1% | +563+30.5% | Added | History |
| IMMPIMMUTEP Ltd | SPONSORED ADS | 1,888 | $6.00K | <0.1% | +1,820+2,676.5% | Added | History |
| THMInternational Tower Hill Mines Ltd | COM | 8,299 | $6.00K | <0.1% | +5,137+162.5% | Added | History |
| Invivo Therapeutics Hldgs Co46186M506 | COM | 12,659 | $6.00K | <0.1% | +12,630+43,551.7% | Added | – |
| iShares Tr46436E577 | ISHARES 25+ YR T | 285 | $6.00K | <0.1% | +266+1,400.0% | Added | – |
| John Hancock Exchange Traded47804J503 | MULTIFACTOR HE | 113 | $6.00K | <0.1% | −1,215−91.5% | Reduced | – |
| LGL Group Inc50186A132 | *W EXP 11/16/202 | 7,932 | $6.00K | <0.1% | +7,115+870.9% | Added | – |
| Northern LTS FD Tr IV66538H252 | MONARCH BLUE CH | 196 | $6.00K | <0.1% | +196 | New | – |
| Nuvve Holding Corp.67079Y118 | *W EXP 03/19/202 | 2,707 | $6.00K | <0.1% | −3,678−57.6% | Reduced | – |
| OCA Acquisition Corp.670865203 | UNIT 01/14/2026 | 577 | $6.00K | <0.1% | −1,000−63.4% | Reduced | – |
| OTR Acquisition Corp.67113Q204 | UNIT 10/01/2025 | 600 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| OCAOmnichannel Acquisition Corp. | COM CL A | 590 | $6.00K | <0.1% | +79+15.5% | Added | History |
| PVLPermianville Royalty Trust | TR UNIT | 2,980 | $6.00K | <0.1% | −1,175−28.3% | Reduced | History |
| ProShares Tr74347G788 | ULTR NASDAQCMPTG | 147 | $6.00K | <0.1% | +76+107.0% | Added | – |
| RVPHReviva Pharmaceuticals Holdings, Inc. | COM | 1,964 | $6.00K | <0.1% | +386+24.5% | Added | History |
| SPDR Ser Tr78468R630 | S&P KENSHO FINAL | 153 | $6.00K | <0.1% | −335−68.6% | Reduced | – |
| Science Strategic Acq Alpha808641203 | UNIT 01/20/2026 | 596 | $6.00K | <0.1% | +596 | New | – |
| Siyata Mobile Inc83013Q152 | *W EXP 09/24/202 | 7,731 | $6.00K | <0.1% | +6,084+369.4% | Added | – |
| TBNKTerritorial Bancorp Inc. | COM | 222 | $6.00K | <0.1% | −421−65.5% | Reduced | History |
| UBCPUnited Bancorp Inc | COM | 351 | $6.00K | <0.1% | +3+0.9% | Added | History |
| UBXUnity Biotechnology, Inc. | COM | 3,950 | $6.00K | <0.1% | −2,983−43.0% | Reduced | History |
| UONEKUrban One, Inc. | CL D NON VTG | 1,682 | $6.00K | <0.1% | +1,682 | New | History |
| Vanguard Wellington FD921935300 | US LIQUIDITY | 50 | $6.00K | <0.1% | +50 | New | – |
| VISLVislink Technologies, Inc. | COM | 5,061 | $6.00K | <0.1% | +5,059+252,950.0% | Added | History |
| Viveve Med Inc92852W501 | COM NEW | 5,591 | $6.00K | <0.1% | +2,622+88.3% | Added | – |
| VNRXVolitionrx Ltd | COM | 1,876 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| AEHLAntelope Enterprise Holdings Ltd | SHS | 3,577 | $6.00K | <0.1% | +3,577 | New | History |
| Arctos Northstar Acquis CorpG0477L118 | UNIT 99/99/9999 | 629 | $6.00K | <0.1% | −1,338−68.0% | Reduced | – |
| Deep Lake Capital Acqustn CoG27029100 | CL A SHS | 568 | $6.00K | <0.1% | −300−34.6% | Reduced | – |
| CLWTEuro Tech Holdings Co Ltd | SHS NEW | 1,763 | $6.00K | <0.1% | +1,763 | New | History |
| Ithax Acquisition CorpG49775110 | UNIT 12/31/2027 | 571 | $6.00K | <0.1% | −1,403−71.1% | Reduced | – |
| LDH Growth Corp IG54094118 | UNIT 03/17/2026 | 611 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| Marlin Technology Corp.G58411110 | *W EXP 01/12/202 | 8,377 | $6.00K | <0.1% | +8,223+5,339.6% | Added | – |
| Noble Rock Acquisition CorpG6546R127 | UNIT 01/31/2028 | 566 | $6.00K | <0.1% | −24,795−97.8% | Reduced | – |
| SMRNuscale Power Corp | CL A | 569 | $6.00K | <0.1% | −670−54.1% | Reduced | History |
| TAOPTaoping Inc. | SHS NEW | 3,409 | $6.00K | <0.1% | +279+8.9% | Added | History |
| TPG Pace Ben Fin CorpG8990D117 | *W EXP 10/09/202 | 7,259 | $6.00K | <0.1% | +5,807+399.9% | Added | – |
| Supernova Partners AcquistnG8T86C113 | UNIT 99/99/9999 | 538 | $6.00K | <0.1% | −400−42.6% | Reduced | – |
| Supernova Partn Acq Co III LG8T90F110 | UNIT 99/99/9999 | 556 | $6.00K | <0.1% | +556 | New | – |
| Waldencast Acquisition CorpG9460C126 | UNIT 03/11/2026 | 624 | $6.00K | <0.1% | −1,363−68.6% | Reduced | – |
| Global Blue Group Holding AGH33700115 | *W EXP 08/28/202 | 10,608 | $6.00K | <0.1% | +10,608 | New | – |
| JBIOJade Biosciences, Inc. | COM | 484 | $6.00K | <0.1% | −607−55.6% | Reduced | History |
| Broadscale Acquisition Corp11134Y119 | *W EXP 02/02/202 | 6,972 | $6.00K | <0.1% | +4,749+213.6% | Added | – |
| CNTACentessa Pharmaceuticals plc | SPONSORED ADS | 496 | $6.00K | <0.1% | +275+124.4% | Added | History |
| Churchill Capital Corp VII17144M110 | *W EXP 02/29/202 | 6,433 | $6.00K | <0.1% | +5,358+498.4% | Added | – |
| DTSTData Storage Corp | COM NEW | 2,063 | $6.00K | <0.1% | +2,063 | New | History |
| Glass Houses Acquisition Cor37714P103 | CLASS A COM | 627 | $6.00K | <0.1% | +627 | New | – |
| Gores Technology Partners IN382870103 | CLASS A COM | 600 | $6.00K | <0.1% | +600 | New | – |
| Graf Acquisition Corp IV384272209 | UNIT 05/31/2028 | 604 | $6.00K | <0.1% | −1,211−66.7% | Reduced | – |
| Live Oak Mobility Acquisi Co538126103 | COM CL A | 572 | $6.00K | <0.1% | −4−0.7% | Reduced | – |
| Livevox Holding Inc53838L118 | *W EXP 06/18/202 | 9,649 | $6.00K | <0.1% | +7,450+338.8% | Added | – |
| TRAWTraws Pharma, Inc. | COM NEW | 2,432 | $6.00K | <0.1% | −1,632−40.2% | Reduced | History |
| BRNSBarinthus Biotherapeutics plc. | ADS | 573 | $6.00K | <0.1% | +573 | New | History |
| Arctos Northstar Acquis CorpG0477L126 | *W EXP 99/99/999 | 7,555 | $6.00K | <0.1% | +6+0.1% | Added | – |
| Austerlitz Acquisition CorpG0633U101 | COM CL A | 651 | $6.00K | <0.1% | +651 | New | – |
| Lazard Growth Acquisition CoG54035103 | SHS | 625 | $6.00K | <0.1% | −1,260−66.8% | Reduced | – |
| Valaris LtdG9460G119 | *W EXP 04/29/202 | 2,328 | $6.00K | <0.1% | +923+65.7% | Added | – |
| Airspan Networks Holdings IN00951K138 | *W EXP 11/01/202 | 491 | $6.00K | <0.1% | +1+0.2% | Added | – |
| Archer Aviation Inc.03945R110 | *W EXP 09/16/202 | 5,337 | $6.00K | <0.1% | +3,201+149.9% | Added | – |
| DDIDoubleDown Interactive Co., Ltd. | ADS | 378 | $6.00K | <0.1% | −1,567−80.6% | Reduced | History |
| DPRODraganfly Inc. | COM NEW | 3,483 | $6.00K | <0.1% | −218−5.9% | Reduced | History |
| Nushares ETF Tr67092P797 | GET OPP ETF | 225 | $6.00K | <0.1% | +225 | New | – |
| Pacer FDS Tr69374H493 | ETF | 300 | $6.00K | <0.1% | +300 | New | – |
| Renovacor, Inc.75989E114 | *W EXP 99/99/999 | 10,830 | $6.00K | <0.1% | −1,951−15.3% | Reduced | – |
Options (711)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 711 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $5.28B | $1.73B |
| SPYSPDR S&P 500 ETF Trust | ETF | $4.54B | $1.20B |
| iShares Russell 2000 ETF464287655 | ETF | $1.96B | $1.86B |
| AAPLApple Inc. | Stock | $2.36B | $712.7M |
| Invesco QQQ Trust Series I46090E103 | ETF | $1.98B | $1.06B |
| NVDANVIDIA Corp | Stock | $2.15B | $703.5M |
| AMZNAmazon Com Inc | Stock | $1.94B | $788.3M |
| MSFTMicrosoft Corp | Stock | $1.50B | $487.4M |
| AMDAdvanced Micro Devices Inc | Stock | $1.40B | $458.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.00B | $828.5M |
| NFLXNetflix Inc | Stock | $1.35B | $322.8M |
| BACBank of America Corp | Stock | $1.22B | $301.8M |
| GLDSPDR Gold Trust | ETF | $831.4M | $614.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.14B | $67.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $647.1M | $507.9M |
| MUMicron Technology Inc | Stock | $871.9M | $182.1M |
| BABAAlibaba Group Holding Ltd | ADR | $457.0M | $587.2M |
| METAMeta Platforms, Inc. | Stock | $805.6M | $227.3M |
| CCitigroup Inc | Stock | $823.4M | $199.5M |
| AVGOBroadcom Inc. | Stock | $744.8M | $262.4M |
| JPMJPMorgan Chase & Co | Stock | $795.6M | $163.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $786.3M | $162.3M |
| iShares Tips Bond ETF464287176 | ETF | $846.3M | $64.6M |
| MSMorgan Stanley | Stock | $748.5M | $64.2M |
| XYZBlock, Inc. | CL A | $657.1M | $140.1M |
| QCOMQualcomm Inc | Stock | $613.1M | $177.5M |
| CRMSalesforce, Inc. | Stock | $535.3M | $238.4M |
| GOOGLAlphabet Inc. | Stock | $457.7M | $170.6M |
| iShares Tr464287432 | 20 YR TR BD ETF | $299.8M | $313.5M |
| PYPLPayPal Holdings, Inc. | Stock | $445.1M | $161.4M |
| CSCOCisco Systems, Inc. | Stock | $458.0M | $136.5M |
| UBERUber Technologies, Inc | Stock | $382.7M | $209.2M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $343.0M | $231.0M |
| SHOPShopify Inc. | Stock | $480.8M | $86.5M |
| LOGILogitech International S.A. | SHS | $48.6M | $501.4M |
| INTCIntel Corp | Stock | $395.2M | $149.5M |
| GOOGAlphabet Inc. | Stock | $349.0M | $195.6M |
| ABBVAbbVie Inc. | Stock | $349.4M | $186.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $269.0M | $263.7M |
| DISWalt Disney Co | Stock | $292.5M | $199.0M |
| ADBEAdobe Inc. | Stock | $358.8M | $128.3M |
| PFEPfizer Inc | Stock | $339.9M | $133.4M |
| GEGeneral Electric Co | Stock | $442.3M | $25.1M |
| TGTTarget Corp | Stock | $322.2M | $143.9M |
| iShares MSCI Eafe ETF464287465 | ETF | $321.2M | $136.6M |
| HDHome Depot, Inc. | Stock | $361.4M | $81.3M |
| NEENextera Energy Inc | Stock | $291.5M | $146.8M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $300.3M | $129.4M |
| IBMInternational Business Machines Corp | Stock | $260.4M | $166.7M |
| CVSCVS Health Corp | Stock | $300.8M | $94.5M |
| iShares Tr464287515 | EXPANDED TECH | $15.5M | $377.8M |
| GSGoldman Sachs Group Inc | Stock | $360.6M | $31.8M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $120.0M | $264.7M |
| BABoeing Co | Stock | $270.8M | $105.6M |
| HALHalliburton Co | Stock | $302.3M | $73.3M |
| GMGeneral Motors Co | COM | $289.8M | $82.5M |
| COPConocoPhillips | Stock | $213.4M | $149.5M |
| LOWLowes Companies Inc | Stock | $244.1M | $118.5M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $225.8M | $133.9M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $143.9M | $215.4M |
| EXPEExpedia Group, Inc. | Stock | $96.5M | $255.1M |
| FCXFreeport-McMoran Inc | Stock | $272.8M | $72.3M |
| TWTRTwitter, Inc. | COM | $325.8M | $16.2M |
| SBUXStarbucks Corp | Stock | $249.1M | $92.1M |
| CVXChevron Corp | Stock | $252.9M | $83.6M |
| UNHUnitedHealth Group Inc | Stock | $273.1M | $60.7M |
| NKENIKE, Inc. | Stock | $264.6M | $67.4M |
| VVisa Inc. | Stock | $259.7M | $69.5M |
| WFCWells Fargo & Company | Stock | $305.4M | $22.5M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $260.4M | $58.7M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $281.8M | $35.9M |
| ZMZoom Communications, Inc. | Stock | $266.1M | $49.1M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $218.9M | $93.4M |
| MAMastercard Inc | Stock | $162.0M | $143.8M |
| AXPAmerican Express Co | Stock | $232.5M | $68.8M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $217.9M | $71.3M |
| SLViShares Silver Trust | ETF | $153.3M | $132.3M |
| BLKBlackRock, Inc. | COM | $218.5M | $61.9M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $106.5M | $166.7M |
| DOCUDocuSign, Inc. | Stock | $193.4M | $57.6M |
| ORCLOracle Corp | Stock | $173.9M | $76.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $154.0M | $90.2M |
| NOWServiceNow, Inc. | Stock | $144.3M | $99.0M |
| WBAWalgreens Boots Alliance, Inc. | COM | $148.3M | $80.5M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $94.4M | $130.9M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $78.6M | $144.0M |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $218.4M | – |
| ALCAlcon Inc | Stock | $28.2M | $189.1M |
| PINSPinterest, Inc. | CL A | $44.5M | $171.9M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $213.7M |
| METMetlife Inc | Stock | $171.8M | $40.7M |
| DOWDow Inc. | Stock | $154.0M | $55.9M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | $170.6M | $39.1M |
| TDOCTeladoc Health, Inc. | COM | $178.1M | $31.1M |
| CMGChipotle Mexican Grill Inc | COM | $136.9M | $67.1M |
| CMCSAComcast Corp | Stock | $130.4M | $71.5M |
| ALGNAlign Technology Inc | COM | $20.8M | $180.4M |
| GILDGilead Sciences, Inc. | Stock | $139.2M | $61.6M |
| AAAlcoa Corp | Stock | $146.2M | $54.2M |
| FFord Motor Co | Stock | $145.6M | $47.5M |
Sold out since Q3 2021 (801)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 801 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 302,677 | $81.9M | <0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 1,925,475 | $40.7M | <0.1% | History |
| INOVInovalon Holdings, Inc. | COM CL A | 978,386 | $39.4M | <0.1% | History |
| VERVEREIT, Inc. | COM | 693,584 | $31.4M | <0.1% | History |
| CSODCornerstone OnDemand Inc | COM | 540,406 | $30.9M | <0.1% | History |
| PPDPPD, Inc. | COM | 660,171 | $30.9M | <0.1% | History |
| XECCimarex Energy Co | COM | 283,702 | $24.7M | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 1,101,275 | $22.2M | <0.1% | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,035,786 | $19.7M | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 796,489 | $19.7M | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 107,102 | $18.4M | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 870,573 | $14.2M | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 80,877 | $11.2M | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 71,953 | $10.8M | <0.1% | History |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 862,008 | $9.58M | <0.1% | History |
| Nuveen Select Tax Free Incom67063C106 | SH BEN INT | 499,087 | $7.79M | <0.1% | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 377,488 | $5.98M | <0.1% | – |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 688,298 | $5.59M | <0.1% | – |
| Nuveen Select Tax Free Incom67063X100 | SH BEN INT | 317,626 | $5.47M | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 236,996 | $5.00M | <0.1% | History |
| CVACovanta Holding Corp | COM | 231,154 | $4.65M | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 484,121 | $4.54M | <0.1% | – |
| KDMNKadmon Holdings, Inc. | COM | 483,932 | $4.21M | <0.1% | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 451,055 | $4.19M | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 318,357 | $4.10M | <0.1% | History |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 169,605 | $4.08M | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 72,602 | $3.46M | <0.1% | – |
| Guggenheim CR Allocation FD40168G108 | COM | 160,509 | $3.33M | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM CL A | 308,117 | $3.08M | <0.1% | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 96,612 | $2.88M | <0.1% | – |
| RAVNRaven Industries Inc | COM | 46,881 | $2.70M | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 212,261 | $2.48M | <0.1% | History |
| UFSDomtar CORP | COM NEW | 44,294 | $2.42M | <0.1% | History |
| CLDRCloudera, Inc. | COM | 149,782 | $2.39M | <0.1% | History |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 67,964 | $2.33M | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 217,790 | $2.10M | <0.1% | – |
| CADECadence Bancorporation | CL A | 93,600 | $2.06M | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 79,961 | $2.05M | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 81,621 | $1.88M | <0.1% | – |
| PKOPIMCO Income Opportunity Fund | COM | 72,865 | $1.78M | <0.1% | History |
| Bakkt, Inc.G9441E100 | SHS CL A | 161,970 | $1.64M | <0.1% | – |
| MORFMorphic Holding, Inc. | COM | 27,819 | $1.58M | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 3,904 | $1.29M | <0.1% | History |
| MDPHawkeye Acquisition, Inc. | COM | 19,580 | $1.09M | <0.1% | History |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 177,682 | $928.0K | <0.1% | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 127,513 | $852.0K | <0.1% | History |
| Oi SA670851500 | SPONSORED ADR NE | 844,004 | $759.0K | <0.1% | – |
| KRPKimbell Royalty Partners, LP | UNIT | 43,695 | $617.0K | <0.1% | History |
| Credit Suisse Nassau Branch22539T282 | XLNKS REIT ETN36 | 86,874 | $601.0K | <0.1% | – |
| Global X FDS37950E747 | GLBX MSCI NORW | 37,600 | $544.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L104 | COM CL A | 65,374 | $541.0K | <0.1% | – |
| Zix Corp98974P100 | COM | 75,207 | $532.0K | <0.1% | – |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 5,098 | $504.0K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 4,011 | $481.0K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 15,219 | $458.0K | <0.1% | History |
| MCFContango Oil & Gas Co | COM NEW | 88,262 | $402.0K | <0.1% | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 38,797 | $402.0K | <0.1% | – |
| LORLLoral Space & Communications Inc. | COM | 8,566 | $368.0K | <0.1% | History |
| JMPJMP Group LLC | COM | 47,125 | $352.0K | <0.1% | History |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,000 | $346.0K | <0.1% | History |
| Direxion Shs ETF Tr25460G872 | DAILY TECHNOLOGY | 72,595 | $346.0K | <0.1% | – |
| DFPHStarling Oncology, Inc. | COM CL A | 30,443 | $303.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 11,298 | $285.0K | <0.1% | – |
| ALTAAltabancorp | COM | 6,025 | $266.0K | <0.1% | History |
| VEIVine Energy Inc. | CL A | 15,061 | $248.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 1,073,903 | $236.0K | <0.1% | – |
| Big Cypress Acquisition Corp089115208 | UNIT 07/25/2027 | 19,753 | $220.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 4,145 | $210.0K | <0.1% | – |
| Seven Oaks Acquisition Corp81787X205 | UNIT 12/18/2025 | 19,839 | $204.0K | <0.1% | – |
| Acon S2 Acquisition CorpG00748122 | UNIT 09/15/2027 | 18,946 | $195.0K | <0.1% | – |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 19,125 | $193.0K | <0.1% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 5,939 | $180.0K | <0.1% | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 2,348 | $176.0K | <0.1% | – |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 16,912 | $173.0K | <0.1% | – |
| Soliton, Inc.834251100 | COM | 8,420 | $171.0K | <0.1% | – |
| Vy Global GrowthG9444H100 | COM CL A | 16,934 | $166.0K | <0.1% | – |
| UGLProShares Trust II | ULTRA GOLD | 2,762 | $154.0K | <0.1% | History |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 21,199 | $146.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 13,623 | $139.0K | <0.1% | – |
| MSONMisonix Inc | COM | 5,098 | $129.0K | <0.1% | History |
| ProShares Tr74347R669 | PSHS ULT SEMICDT | 3,744 | $128.0K | <0.1% | – |
| Spartacus Acquisition Corp84677L109 | CL A | 11,990 | $121.0K | <0.1% | – |
| HCWBHCW Biologics Inc. | COM | 37,384 | $119.0K | <0.1% | History |
| Cbre Acquisition Hldgs Inc12510J205 | UNIT 99/99/9999 | 11,420 | $118.0K | <0.1% | – |
| ETF Ser Solutions26922B600 | DEFIANCE NEXT | 5,998 | $118.0K | <0.1% | – |
| CGAUCenterra Gold Inc. | COM | 16,263 | $111.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V498 | S&P SMLCP MOMENT | 2,071 | $110.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E495 | PURBTA 0 5 YR | 3,471 | $92.0K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 1,870 | $82.0K | <0.1% | – |
| Bank of Montreal063679831 | INVERSE ETN | 5,867 | $82.0K | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 7,801 | $80.0K | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 2,108 | $78.0K | <0.1% | – |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 10,000 | $78.0K | <0.1% | History |
| Barclays BK PLC06746P464 | FUND | 1,255 | $77.0K | <0.1% | – |
| Credit Suisse Nassau Branch22539U107 | FI ENHNCD EUR 50 | 1,420 | $76.0K | <0.1% | – |
| Victory Portfolios II92647X889 | VICTRYSHS VETERN | 2,418 | $76.0K | <0.1% | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 2,584 | $75.0K | <0.1% | – |
| Innovator ETFs Trust45783Y855 | DEFINED WLT SHLD | 2,880 | $74.0K | <0.1% | – |
| First Tr Ftse Epra / Nareit33736N101 | COM | 1,419 | $71.0K | <0.1% | – |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 96 | $67.0K | <0.1% | – |