UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 9,337
- +753 vs. Q3 2021
- Portfolio value
- $254.1B
- +$14.8B (+6.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CELPCypress Environmental Partners, L.P. | LTD PARTNER INT | 4,214 | $5.00K | <0.1% | −2,171−34.0% | Reduced | History |
| Discovery Inc25470F203 | COM SER B | 174 | $5.00K | <0.1% | +174 | New | – |
| ETF Ser Solutions26922A701 | ROUNDHILL ACQUI | 128 | $5.00K | <0.1% | −1,281−90.9% | Reduced | – |
| Executive Network Partnering30158L209 | UNIT 99/99/9999 | 551 | $5.00K | <0.1% | −1,211−68.7% | Reduced | – |
| First Tr Exchange-Traded FD33738R712 | DORSEYWRGT ETF | 179 | $5.00K | <0.1% | −79−30.6% | Reduced | – |
| First Tr Exchange-Traded FD33738R753 | MID CAP US EQT | 156 | $5.00K | <0.1% | +156 | New | – |
| FUSBFirst US Bancshares, Inc. | COM | 461 | $5.00K | <0.1% | +461 | New | History |
| ALRAlerisLife Inc. | COM NEW | 1,898 | $5.00K | <0.1% | −24−1.2% | Reduced | History |
| 4D Pharma PLC35085K109 | SPONSORED ADS | 912 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| Gabelli ETFs Trust36261K202 | GROWTH INNOVATOR | 200 | $5.00K | <0.1% | +98+96.1% | Added | – |
| GBNYGenerations Bancorp NY, Inc. | COM | 401 | $5.00K | <0.1% | +401 | New | History |
| CALCCalciMedica, Inc. | COM SHS | 2,996 | $5.00K | <0.1% | +2,787+1,333.5% | Added | History |
| Hamilton Lane Alliance Hldgs40749M111 | *W EXP 01/12/202 | 7,775 | $5.00K | <0.1% | +5,900+314.7% | Added | – |
| HSDTSolana Co | COM CL A NEW | 960 | $5.00K | <0.1% | +158+19.7% | Added | History |
| Hercules Capital, Inc.427096AF9 | DBCV 4.375% 2/0 | – | $5.00K | <0.1% | – | – | – |
| Hycroft Mining Holding Corp44862P125 | *W EXP 10/12/202 | 30,921 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| Interprivate IV Infratech PR46064T201 | UNIT 03/05/2026 | 531 | $5.00K | <0.1% | +400+305.3% | Added | – |
| IOIon Geophysical Corp | COM NEW | 5,174 | $5.00K | <0.1% | −16,969−76.6% | Reduced | History |
| iShares Tr46436E684 | ESG AWARE MODRTE | 176 | $5.00K | <0.1% | +175+17,500.0% | Added | – |
| Joff Fintech Acquisition Cor46592C100 | COM CL A | 487 | $5.00K | <0.1% | +487 | New | – |
| LMF Acquisition Opportunit I502015118 | *W EXP 01/26/202 | 11,152 | $5.00K | <0.1% | +6,799+156.2% | Added | – |
| Mallard Acquisition Corp561204207 | UNIT 06/30/2027 | 464 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| MDNAFMedicenna Therapeutics Corp. | COM | 2,882 | $5.00K | <0.1% | +2,882 | New | History |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $5.00K | <0.1% | – | New | – |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | – | $5.00K | <0.1% | – | – | – |
| Northern Star Invstmnt Corp66573W115 | *W EXP 01/31/202 | 7,198 | $5.00K | <0.1% | +7,198 | New | – |
| OTR Acquisition Corp.67113Q113 | *W EXP 11/30/202 | 10,835 | $5.00K | <0.1% | +8,802+433.0% | Added | – |
| PBLAPanbela Therapeutics, Inc. | COM | 2,924 | $5.00K | <0.1% | +1,807+161.8% | Added | History |
| PWODPenns Woods Bancorp Inc | COM | 236 | $5.00K | <0.1% | +231+4,620.0% | Added | History |
| Petra Acquisition Inc716421110 | *W EXP 05/25/202 | 6,840 | $5.00K | <0.1% | +6,840 | New | – |
| PRPOPrecipio, Inc. | COM | 3,396 | $5.00K | <0.1% | −2,532−42.7% | Reduced | History |
| SPDR Ser Tr78468R614 | BBG SASB CRPT ES | 200 | $5.00K | <0.1% | −484−70.8% | Reduced | – |
| VANIVivani Medical, Inc. | COM NEW | 3,153 | $5.00K | <0.1% | +3,076+3,994.8% | Added | History |
| 7GC & Co Holdings Inc81786A115 | *W EXP 12/23/202 | 8,316 | $5.00K | <0.1% | +900+12.1% | Added | – |
| TENXTenax Therapeutics, Inc. | COM NEW | 4,811 | $5.00K | <0.1% | +4,770+11,634.1% | Added | History |
| Thayer Ventures Acqu Corp88332T209 | UNIT 01/01/2030 | 477 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| VanEck Vectors ETF Tr92189F627 | CHINAAMC SME CHI | 104 | $5.00K | <0.1% | −176−62.9% | Reduced | – |
| Western Asset Mtg Cap Corp95790DAA3 | NOTE 6.750%10/0 | – | $5.00K | <0.1% | – | – | – |
| WisdomTree Tr97717X271 | DYNAMIC INT EQ | 136 | $5.00K | <0.1% | +136 | New | – |
| Biotech Acquisition CompanyG1125A124 | UNIT 11/30/2027 | 488 | $5.00K | <0.1% | −80−14.1% | Reduced | – |
| T3 Defense Inc.G1643W111 | SHS | 463 | $5.00K | <0.1% | +50+12.1% | Added | – |
| Corner Growth Acquisition Corp.G2425N113 | *W EXP 99/99/999 | 6,550 | $5.00K | <0.1% | −4,800−42.3% | Reduced | – |
| Deep Lake Capital Acqustn CoG27029118 | *W EXP 01/04/202 | 8,902 | $5.00K | <0.1% | +5,829+189.7% | Added | – |
| Fortress Capital Acquisition CorpG36427121 | *W EXP 99/99/999 | 5,816 | $5.00K | <0.1% | −250−4.1% | Reduced | – |
| Ivanhoe Capital Acquistin CoG4R87P122 | UNIT 99/99/9999 | 492 | $5.00K | <0.1% | −560−53.2% | Reduced | – |
| Kernel Group Holdings, Inc.G5259L129 | *W EXP 02/02/202 | 10,000 | $5.00K | <0.1% | +5,185+107.7% | Added | – |
| Malacca Straits Acquisition Co LtdG5859B109 | *W EXP 99/99/999 | 11,022 | $5.00K | <0.1% | +8,596+354.3% | Added | – |
| Poema Global Holdings CorpG7154B115 | *W EXP 01/08/202 | 3,110 | $5.00K | <0.1% | +3,110 | New | – |
| SCVX CorpG79448117 | *W EXP 01/24/202 | 13,368 | $5.00K | <0.1% | +9,164+218.0% | Added | – |
| Pioneer Merger Corp.G7S24C129 | UNIT 99/99/9999 | 458 | $5.00K | <0.1% | −1,161−71.7% | Reduced | – |
| Tiga Acquisition CorpG88672111 | *W EXP 11/06/202 | 6,659 | $5.00K | <0.1% | +500+8.1% | Added | – |
| NTBLNotable Labs, Ltd. | COM | 2,336 | $5.00K | <0.1% | +1,984+563.6% | Added | History |
| ALZNAlzamend Neuro, Inc. | COM NEW | 2,576 | $5.00K | <0.1% | −141−5.2% | Reduced | History |
| Cano Health, Inc.13781Y111 | *W EXP 06/03/202 | 2,227 | $5.00K | <0.1% | +2,227 | New | – |
| Exchange Traded Concepts Tr301505616 | 6 MERIDIAN QUAL | 188 | $5.00K | <0.1% | +27+16.8% | Added | – |
| PWCMPowercompute, Inc. | COM | 1,010 | $5.00K | <0.1% | +1,010 | New | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 506 | $5.00K | <0.1% | +25+5.2% | Added | – |
| Northern Genesis Acqu Corp I66516W107 | COM | 500 | $5.00K | <0.1% | +500 | New | – |
| Orion Acquisition Corp68626A108 | COM CL A | 518 | $5.00K | <0.1% | +518 | New | – |
| PALIPalisade Bio, Inc. | COM | 3,834 | $5.00K | <0.1% | +1,570+69.3% | Added | History |
| Sportstek Acquisition Corp849196100 | COM CL A | 529 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| Austerlitz Acquisition CorpG0633D125 | *W EXP 02/19/202 | 4,615 | $5.00K | <0.1% | +4,615 | New | – |
| Ross Acquisition Corp IIG7641C114 | *W EXP 02/01/202 | 5,146 | $5.00K | <0.1% | +244+5.0% | Added | – |
| AEye, Inc.008183113 | *W EXP 09/30/202 | 5,823 | $5.00K | <0.1% | −195−3.2% | Reduced | – |
| Berenson Acquisition Corp. I083690206 | UNIT 99/99/9999 | 536 | $5.00K | <0.1% | −714−57.1% | Reduced | – |
| Cleantech Acquisition Corp18453L206 | UNIT 07/30/2026 | 476 | $5.00K | <0.1% | +56+13.3% | Added | – |
| DTRT Health Acquisition Corp23344T202 | UNIT 08/31/2029 | 494 | $5.00K | <0.1% | +100+25.4% | Added | – |
| Trump Media & Technology Group Corp.25400Q204 | UNIT 06/30/2028 | 75 | $5.00K | <0.1% | +75 | New | – |
| Embark Technolog29079J111 | EQUITY WRT | 2,287 | $5.00K | <0.1% | +2,287 | New | – |
| Exchange Listed FDS Tr30151E657 | GAVEKAL ASIA PAC | 55 | $5.00K | <0.1% | +55 | New | – |
| micromobility.com Inc.42309B139 | *W EXP 08/13/202 | 12,816 | $5.00K | <0.1% | +12,467+3,572.2% | Added | – |
| Mirion Technologies Inc - US60471A119 | Warrant / Rights | 2,140 | $5.00K | <0.1% | +2,140 | New | – |
| Velo3D, Inc.92259N112 | *W EXP 12/01/202 | 2,891 | $5.00K | <0.1% | +2,435+534.0% | Added | – |
| Aries I Acquisition CorpG0542N123 | *W EXP 03/18/202 | 7,124 | $5.00K | <0.1% | +7,124 | New | – |
| Corner Growth Acquisition Corp. 2G2426E104 | CLASS A ORD SHS | 523 | $5.00K | <0.1% | −850−61.9% | Reduced | – |
| GFAIGuardforce AI Co., Ltd. | SHS NEW | 4,975 | $5.00K | <0.1% | +4,975 | New | History |
| Jatt Acquisition CorpG50752115 | UNIT 99/99/9999 | 500 | $5.00K | <0.1% | +500 | New | – |
| ReNew Energy Global plcG7500M120 | *W EXP 08/30/202 | 3,315 | $5.00K | <0.1% | +1,048+46.2% | Added | – |
| BACABerenson Acquisition Corp. I | CL A COM | 500 | $5.00K | <0.1% | +500 | New | History |
| Bird Global, Inc.09077J115 | *W EXP 01/07/202 | 4,768 | $5.00K | <0.1% | +4,768 | New | – |
| DRUGBright Minds Biosciences Inc. | COM | 1,558 | $5.00K | <0.1% | +1,558 | New | History |
| Digital Health Acquisition C253893200 | UNIT 11/02/2026 | 500 | $5.00K | <0.1% | +500 | New | – |
| Listed FD Tr53656F235 | B A D ETF | 325 | $5.00K | <0.1% | +325 | New | – |
| NXT-Id Inc67091J404 | COM NEW | 1,709 | $5.00K | <0.1% | +1,709 | New | – |
| Pear Therapeutics, Inc.704723113 | *W EXP 99/99/999 | 8,542 | $5.00K | <0.1% | +8,542 | New | – |
| SABSWSAB Biotherapeutics, Inc. | *W EXP 10/22/202 | 2,888 | $5.00K | <0.1% | +2,888 | New | History |
| Sanaby Health Acquisition Co79956P110 | *W EXP 07/30/202 | 10,500 | $5.00K | <0.1% | +10,500 | New | – |
| Spindletop Health Acquisitio84854Q202 | UNIT 11/04/2026 | 500 | $5.00K | <0.1% | +500 | New | – |
| Block, Inc.852234AJ2 | NOTE 5/0 | – | $5.00K | <0.1% | – | New | – |
| SurgePays, Inc.86882L113 | *W EXP 10/22/202 | 9,684 | $5.00K | <0.1% | +9,684 | New | – |
| Trimtabs ETF Tr89628W708 | DONOGHUE FORLNS | 177 | $5.00K | <0.1% | +177 | New | – |
| PGSSPegasus Digital Mobility Acquisition Corp. | CL A ORD SHS | 500 | $5.00K | <0.1% | +500 | New | History |
| 10X Cap Venture Acqstn CorpG87076116 | *W EXP 04/19/202 | 2,293 | $5.00K | <0.1% | +2,293 | New | – |
| Exchange Traded Concepts Tru301505624 | BITWISE CRYPTO | 292 | $6.00K | <0.1% | +292 | New | – |
| Northern LTS FD Tr IV66538H591 | MAIN SECTR ROTN | 125 | $6.00K | <0.1% | −2,060−94.3% | Reduced | – |
| HLMNHillman Solutions Corp. | COM | 599 | $6.00K | <0.1% | +408+213.6% | Added | History |
| First Tr Exchng Traded FD VI33740F540 | SKYB CRY IND ETF | 342 | $6.00K | <0.1% | +342 | New | – |
| Invesco Exch Traded FD Tr II46138G615 | INVESCO PHLX SM | 203 | $6.00K | <0.1% | +203 | New | – |
| Fidelity Covington Trust316092535 | INTL MULTIFACTOR | 216 | $6.00K | <0.1% | +216 | New | – |
| First Tr Exchng Traded FD VI33740U703 | FT VEST DEEP ETF | 268 | $6.00K | <0.1% | +268 | New | – |
Options (711)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 711 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $5.28B | $1.73B |
| SPYSPDR S&P 500 ETF Trust | ETF | $4.54B | $1.20B |
| iShares Russell 2000 ETF464287655 | ETF | $1.96B | $1.86B |
| AAPLApple Inc. | Stock | $2.36B | $712.7M |
| Invesco QQQ Trust Series I46090E103 | ETF | $1.98B | $1.06B |
| NVDANVIDIA Corp | Stock | $2.15B | $703.5M |
| AMZNAmazon Com Inc | Stock | $1.94B | $788.3M |
| MSFTMicrosoft Corp | Stock | $1.50B | $487.4M |
| AMDAdvanced Micro Devices Inc | Stock | $1.40B | $458.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.00B | $828.5M |
| NFLXNetflix Inc | Stock | $1.35B | $322.8M |
| BACBank of America Corp | Stock | $1.22B | $301.8M |
| GLDSPDR Gold Trust | ETF | $831.4M | $614.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.14B | $67.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $647.1M | $507.9M |
| MUMicron Technology Inc | Stock | $871.9M | $182.1M |
| BABAAlibaba Group Holding Ltd | ADR | $457.0M | $587.2M |
| METAMeta Platforms, Inc. | Stock | $805.6M | $227.3M |
| CCitigroup Inc | Stock | $823.4M | $199.5M |
| AVGOBroadcom Inc. | Stock | $744.8M | $262.4M |
| JPMJPMorgan Chase & Co | Stock | $795.6M | $163.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $786.3M | $162.3M |
| iShares Tips Bond ETF464287176 | ETF | $846.3M | $64.6M |
| MSMorgan Stanley | Stock | $748.5M | $64.2M |
| XYZBlock, Inc. | CL A | $657.1M | $140.1M |
| QCOMQualcomm Inc | Stock | $613.1M | $177.5M |
| CRMSalesforce, Inc. | Stock | $535.3M | $238.4M |
| GOOGLAlphabet Inc. | Stock | $457.7M | $170.6M |
| iShares Tr464287432 | 20 YR TR BD ETF | $299.8M | $313.5M |
| PYPLPayPal Holdings, Inc. | Stock | $445.1M | $161.4M |
| CSCOCisco Systems, Inc. | Stock | $458.0M | $136.5M |
| UBERUber Technologies, Inc | Stock | $382.7M | $209.2M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $343.0M | $231.0M |
| SHOPShopify Inc. | Stock | $480.8M | $86.5M |
| LOGILogitech International S.A. | SHS | $48.6M | $501.4M |
| INTCIntel Corp | Stock | $395.2M | $149.5M |
| GOOGAlphabet Inc. | Stock | $349.0M | $195.6M |
| ABBVAbbVie Inc. | Stock | $349.4M | $186.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $269.0M | $263.7M |
| DISWalt Disney Co | Stock | $292.5M | $199.0M |
| ADBEAdobe Inc. | Stock | $358.8M | $128.3M |
| PFEPfizer Inc | Stock | $339.9M | $133.4M |
| GEGeneral Electric Co | Stock | $442.3M | $25.1M |
| TGTTarget Corp | Stock | $322.2M | $143.9M |
| iShares MSCI Eafe ETF464287465 | ETF | $321.2M | $136.6M |
| HDHome Depot, Inc. | Stock | $361.4M | $81.3M |
| NEENextera Energy Inc | Stock | $291.5M | $146.8M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $300.3M | $129.4M |
| IBMInternational Business Machines Corp | Stock | $260.4M | $166.7M |
| CVSCVS Health Corp | Stock | $300.8M | $94.5M |
| iShares Tr464287515 | EXPANDED TECH | $15.5M | $377.8M |
| GSGoldman Sachs Group Inc | Stock | $360.6M | $31.8M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $120.0M | $264.7M |
| BABoeing Co | Stock | $270.8M | $105.6M |
| HALHalliburton Co | Stock | $302.3M | $73.3M |
| GMGeneral Motors Co | COM | $289.8M | $82.5M |
| COPConocoPhillips | Stock | $213.4M | $149.5M |
| LOWLowes Companies Inc | Stock | $244.1M | $118.5M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $225.8M | $133.9M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $143.9M | $215.4M |
| EXPEExpedia Group, Inc. | Stock | $96.5M | $255.1M |
| FCXFreeport-McMoran Inc | Stock | $272.8M | $72.3M |
| TWTRTwitter, Inc. | COM | $325.8M | $16.2M |
| SBUXStarbucks Corp | Stock | $249.1M | $92.1M |
| CVXChevron Corp | Stock | $252.9M | $83.6M |
| UNHUnitedHealth Group Inc | Stock | $273.1M | $60.7M |
| NKENIKE, Inc. | Stock | $264.6M | $67.4M |
| VVisa Inc. | Stock | $259.7M | $69.5M |
| WFCWells Fargo & Company | Stock | $305.4M | $22.5M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $260.4M | $58.7M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $281.8M | $35.9M |
| ZMZoom Communications, Inc. | Stock | $266.1M | $49.1M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $218.9M | $93.4M |
| MAMastercard Inc | Stock | $162.0M | $143.8M |
| AXPAmerican Express Co | Stock | $232.5M | $68.8M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $217.9M | $71.3M |
| SLViShares Silver Trust | ETF | $153.3M | $132.3M |
| BLKBlackRock, Inc. | COM | $218.5M | $61.9M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $106.5M | $166.7M |
| DOCUDocuSign, Inc. | Stock | $193.4M | $57.6M |
| ORCLOracle Corp | Stock | $173.9M | $76.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $154.0M | $90.2M |
| NOWServiceNow, Inc. | Stock | $144.3M | $99.0M |
| WBAWalgreens Boots Alliance, Inc. | COM | $148.3M | $80.5M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $94.4M | $130.9M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $78.6M | $144.0M |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $218.4M | – |
| ALCAlcon Inc | Stock | $28.2M | $189.1M |
| PINSPinterest, Inc. | CL A | $44.5M | $171.9M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $213.7M |
| METMetlife Inc | Stock | $171.8M | $40.7M |
| DOWDow Inc. | Stock | $154.0M | $55.9M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | $170.6M | $39.1M |
| TDOCTeladoc Health, Inc. | COM | $178.1M | $31.1M |
| CMGChipotle Mexican Grill Inc | COM | $136.9M | $67.1M |
| CMCSAComcast Corp | Stock | $130.4M | $71.5M |
| ALGNAlign Technology Inc | COM | $20.8M | $180.4M |
| GILDGilead Sciences, Inc. | Stock | $139.2M | $61.6M |
| AAAlcoa Corp | Stock | $146.2M | $54.2M |
| FFord Motor Co | Stock | $145.6M | $47.5M |
Sold out since Q3 2021 (801)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 801 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 302,677 | $81.9M | <0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 1,925,475 | $40.7M | <0.1% | History |
| INOVInovalon Holdings, Inc. | COM CL A | 978,386 | $39.4M | <0.1% | History |
| VERVEREIT, Inc. | COM | 693,584 | $31.4M | <0.1% | History |
| CSODCornerstone OnDemand Inc | COM | 540,406 | $30.9M | <0.1% | History |
| PPDPPD, Inc. | COM | 660,171 | $30.9M | <0.1% | History |
| XECCimarex Energy Co | COM | 283,702 | $24.7M | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 1,101,275 | $22.2M | <0.1% | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,035,786 | $19.7M | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 796,489 | $19.7M | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 107,102 | $18.4M | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 870,573 | $14.2M | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 80,877 | $11.2M | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 71,953 | $10.8M | <0.1% | History |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 862,008 | $9.58M | <0.1% | History |
| Nuveen Select Tax Free Incom67063C106 | SH BEN INT | 499,087 | $7.79M | <0.1% | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 377,488 | $5.98M | <0.1% | – |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 688,298 | $5.59M | <0.1% | – |
| Nuveen Select Tax Free Incom67063X100 | SH BEN INT | 317,626 | $5.47M | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 236,996 | $5.00M | <0.1% | History |
| CVACovanta Holding Corp | COM | 231,154 | $4.65M | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 484,121 | $4.54M | <0.1% | – |
| KDMNKadmon Holdings, Inc. | COM | 483,932 | $4.21M | <0.1% | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 451,055 | $4.19M | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 318,357 | $4.10M | <0.1% | History |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 169,605 | $4.08M | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 72,602 | $3.46M | <0.1% | – |
| Guggenheim CR Allocation FD40168G108 | COM | 160,509 | $3.33M | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM CL A | 308,117 | $3.08M | <0.1% | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 96,612 | $2.88M | <0.1% | – |
| RAVNRaven Industries Inc | COM | 46,881 | $2.70M | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 212,261 | $2.48M | <0.1% | History |
| UFSDomtar CORP | COM NEW | 44,294 | $2.42M | <0.1% | History |
| CLDRCloudera, Inc. | COM | 149,782 | $2.39M | <0.1% | History |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 67,964 | $2.33M | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 217,790 | $2.10M | <0.1% | – |
| CADECadence Bancorporation | CL A | 93,600 | $2.06M | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 79,961 | $2.05M | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 81,621 | $1.88M | <0.1% | – |
| PKOPIMCO Income Opportunity Fund | COM | 72,865 | $1.78M | <0.1% | History |
| Bakkt, Inc.G9441E100 | SHS CL A | 161,970 | $1.64M | <0.1% | – |
| MORFMorphic Holding, Inc. | COM | 27,819 | $1.58M | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 3,904 | $1.29M | <0.1% | History |
| MDPHawkeye Acquisition, Inc. | COM | 19,580 | $1.09M | <0.1% | History |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 177,682 | $928.0K | <0.1% | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 127,513 | $852.0K | <0.1% | History |
| Oi SA670851500 | SPONSORED ADR NE | 844,004 | $759.0K | <0.1% | – |
| KRPKimbell Royalty Partners, LP | UNIT | 43,695 | $617.0K | <0.1% | History |
| Credit Suisse Nassau Branch22539T282 | XLNKS REIT ETN36 | 86,874 | $601.0K | <0.1% | – |
| Global X FDS37950E747 | GLBX MSCI NORW | 37,600 | $544.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L104 | COM CL A | 65,374 | $541.0K | <0.1% | – |
| Zix Corp98974P100 | COM | 75,207 | $532.0K | <0.1% | – |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 5,098 | $504.0K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 4,011 | $481.0K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 15,219 | $458.0K | <0.1% | History |
| MCFContango Oil & Gas Co | COM NEW | 88,262 | $402.0K | <0.1% | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 38,797 | $402.0K | <0.1% | – |
| LORLLoral Space & Communications Inc. | COM | 8,566 | $368.0K | <0.1% | History |
| JMPJMP Group LLC | COM | 47,125 | $352.0K | <0.1% | History |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,000 | $346.0K | <0.1% | History |
| Direxion Shs ETF Tr25460G872 | DAILY TECHNOLOGY | 72,595 | $346.0K | <0.1% | – |
| DFPHStarling Oncology, Inc. | COM CL A | 30,443 | $303.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 11,298 | $285.0K | <0.1% | – |
| ALTAAltabancorp | COM | 6,025 | $266.0K | <0.1% | History |
| VEIVine Energy Inc. | CL A | 15,061 | $248.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 1,073,903 | $236.0K | <0.1% | – |
| Big Cypress Acquisition Corp089115208 | UNIT 07/25/2027 | 19,753 | $220.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 4,145 | $210.0K | <0.1% | – |
| Seven Oaks Acquisition Corp81787X205 | UNIT 12/18/2025 | 19,839 | $204.0K | <0.1% | – |
| Acon S2 Acquisition CorpG00748122 | UNIT 09/15/2027 | 18,946 | $195.0K | <0.1% | – |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 19,125 | $193.0K | <0.1% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 5,939 | $180.0K | <0.1% | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 2,348 | $176.0K | <0.1% | – |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 16,912 | $173.0K | <0.1% | – |
| Soliton, Inc.834251100 | COM | 8,420 | $171.0K | <0.1% | – |
| Vy Global GrowthG9444H100 | COM CL A | 16,934 | $166.0K | <0.1% | – |
| UGLProShares Trust II | ULTRA GOLD | 2,762 | $154.0K | <0.1% | History |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 21,199 | $146.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 13,623 | $139.0K | <0.1% | – |
| MSONMisonix Inc | COM | 5,098 | $129.0K | <0.1% | History |
| ProShares Tr74347R669 | PSHS ULT SEMICDT | 3,744 | $128.0K | <0.1% | – |
| Spartacus Acquisition Corp84677L109 | CL A | 11,990 | $121.0K | <0.1% | – |
| HCWBHCW Biologics Inc. | COM | 37,384 | $119.0K | <0.1% | History |
| Cbre Acquisition Hldgs Inc12510J205 | UNIT 99/99/9999 | 11,420 | $118.0K | <0.1% | – |
| ETF Ser Solutions26922B600 | DEFIANCE NEXT | 5,998 | $118.0K | <0.1% | – |
| CGAUCenterra Gold Inc. | COM | 16,263 | $111.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V498 | S&P SMLCP MOMENT | 2,071 | $110.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E495 | PURBTA 0 5 YR | 3,471 | $92.0K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 1,870 | $82.0K | <0.1% | – |
| Bank of Montreal063679831 | INVERSE ETN | 5,867 | $82.0K | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 7,801 | $80.0K | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 2,108 | $78.0K | <0.1% | – |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 10,000 | $78.0K | <0.1% | History |
| Barclays BK PLC06746P464 | FUND | 1,255 | $77.0K | <0.1% | – |
| Credit Suisse Nassau Branch22539U107 | FI ENHNCD EUR 50 | 1,420 | $76.0K | <0.1% | – |
| Victory Portfolios II92647X889 | VICTRYSHS VETERN | 2,418 | $76.0K | <0.1% | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 2,584 | $75.0K | <0.1% | – |
| Innovator ETFs Trust45783Y855 | DEFINED WLT SHLD | 2,880 | $74.0K | <0.1% | – |
| First Tr Ftse Epra / Nareit33736N101 | COM | 1,419 | $71.0K | <0.1% | – |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 96 | $67.0K | <0.1% | – |