UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 8,584
- +157 vs. Q2 2021
- Portfolio value
- $239.3B
- +$1.77B (+0.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| COMSCOMSovereign Holding Corp. | COM NEW | 2,714 | $4.00K | <0.1% | −286−9.5% | Reduced | History |
| CTEKCynergistek, Inc | COM | 2,450 | $4.00K | <0.1% | +2,272+1,276.4% | Added | History |
| DFP Healthcare Acquisitns Co23343Q209 | UNIT 03/31/2025 | 380 | $4.00K | <0.1% | −100−20.8% | Reduced | – |
| DPCM Cap Inc23344P101 | COM CL A | 467 | $4.00K | <0.1% | −5,741−92.5% | Reduced | – |
| DSWLDeswell Industries Inc | COM | 1,230 | $4.00K | <0.1% | −5,934−82.8% | Reduced | History |
| DMSDigital Media Solutions, Inc. | COM CL A | 488 | $4.00K | <0.1% | −1,350−73.4% | Reduced | History |
| BLNEBeeline Holdings, Inc. | COM | 1,478 | $4.00K | <0.1% | −7,244−83.1% | Reduced | History |
| 890 5th Ave Partners Inc28250A105 | COM CL A | 413 | $4.00K | <0.1% | +413 | New | – |
| AKO.AAndina Bottling Co Inc | SPON ADR A | 322 | $4.00K | <0.1% | +141+77.9% | Added | History |
| XONEExOne Co | COM | 160 | $4.00K | <0.1% | −8,330−98.1% | Reduced | History |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 416 | $4.00K | <0.1% | +416 | New | – |
| Foxwayne Enterpris Aqstn Cor35166L109 | COM CL A | 396 | $4.00K | <0.1% | −2,621−86.9% | Reduced | – |
| GTYHGTY Technology Holdings Inc. | COM | 486 | $4.00K | <0.1% | −1,679−77.6% | Reduced | History |
| Global Beta ETF Tr37959X100 | SMART INCOME | 175 | $4.00K | <0.1% | +175 | New | – |
| Golden Falcon Acquisition Co38102H117 | *W EXP 11/04/202 | 6,065 | $4.00K | <0.1% | +5,339+735.4% | Added | – |
| AUMNGolden Minerals Co | COM | 8,980 | $4.00K | <0.1% | −16,453−64.7% | Reduced | History |
| GTN.AGray Media, Inc | CL A | 184 | $4.00K | <0.1% | +184 | New | History |
| HARPHarpoon Therapeutics, Inc. | COM | 456 | $4.00K | <0.1% | −6,415−93.4% | Reduced | History |
| PCFHigh Income Securities Fund | SHS BEN INT | 410 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| IHiHuman Inc. | ADS COMMON | 821 | $4.00K | <0.1% | +821 | New | History |
| Insu Acquisition Corp III457817104 | COM CL A | 376 | $4.00K | <0.1% | −2,063−84.6% | Reduced | – |
| ITOSiTeos Therapeutics, Inc. | COM | 135 | $4.00K | <0.1% | −2,749−95.3% | Reduced | History |
| John Hancock Exchange Traded47804J305 | MULTIFACTOR CO | 76 | $4.00K | <0.1% | −1,076−93.4% | Reduced | – |
| LCILannett Co Inc | COM | 1,246 | $4.00K | <0.1% | +936+301.9% | Added | History |
| Liberty Media Corp530715AL5 | DEB 3.750% 2/1 | – | $4.00K | <0.1% | – | – | – |
| LTRPALiberty TripAdvisor Holdings, Inc. | COM SER A | 1,467 | $4.00K | <0.1% | −7,995−84.5% | Reduced | History |
| Live Oak Mobility Acquisi Co538126202 | UNIT 03/01/2028 | 407 | $4.00K | <0.1% | +50+14.0% | Added | – |
| LUMOLumos Pharma, Inc. | COM | 473 | $4.00K | <0.1% | +362+326.1% | Added | History |
| MINDMind Technology, Inc | COM | 2,000 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| Molecular Data Inc60852L106 | SPONSORED ADS | 12,852 | $4.00K | <0.1% | +2,987+30.3% | Added | – |
| MBRXMoleculin Biotech, Inc. | COM | 1,403 | $4.00K | <0.1% | +332+31.0% | Added | History |
| Mudrick Capital Acqu Corp II62477L115 | *W EXP 09/10/202 | 6,621 | $4.00K | <0.1% | +6,621 | New | – |
| Multiplan Corporation62548M118 | *W EXP 02/13/202 | 3,254 | $4.00K | <0.1% | −4,426−57.6% | Reduced | – |
| NCMINational CineMedia, Inc. | COM | 1,246 | $4.00K | <0.1% | −6,608−84.1% | Reduced | History |
| MTVAMetaVia Inc. | COM | 1,037 | $4.00K | <0.1% | −1,844−64.0% | Reduced | History |
| OGENOragenics Inc | COM PAR | 6,563 | $4.00K | <0.1% | +2,064+45.9% | Added | History |
| PDL Community Bancorp69290X101 | COM | 294 | $4.00K | <0.1% | +260+764.7% | Added | – |
| Partner Communications Co LT70211M109 | ADR | 858 | $4.00K | <0.1% | +250+41.1% | Added | – |
| ProShares Tr74347R818 | PSHS ULT SCAP600 | 130 | $4.00K | <0.1% | +130 | New | – |
| ProShares Tr74347X823 | ULTRPRO DOW30 | 60 | $4.00K | <0.1% | −6,020−99.0% | Reduced | – |
| RXR Acquisition Corp74981W206 | UNIT 01/01/2025 | 400 | $4.00K | <0.1% | +228+132.6% | Added | – |
| REVRQRevlon Inc | CL A NEW | 425 | $4.00K | <0.1% | −1,497−77.9% | Reduced | History |
| Revolution Healthcar Aq Corp76155Y207 | UNIT 03/18/20266 | 413 | $4.00K | <0.1% | +413 | New | – |
| SENEBSeneca Foods Corp | CL B | 76 | $4.00K | <0.1% | −116−60.4% | Reduced | History |
| 7GC & Co Holdings Inc81786A115 | *W EXP 12/23/202 | 7,416 | $4.00K | <0.1% | −897−10.8% | Reduced | – |
| NTRPNextTrip, Inc. | COM | 1,408 | $4.00K | <0.1% | −3,539−71.5% | Reduced | History |
| TBCPThunder Bridge Capital Partners III Inc. | COM CL A | 453 | $4.00K | <0.1% | −2,200−82.9% | Reduced | History |
| Tuscan Hldgs Corp II90070A111 | *W EXP 99/99/999 | 5,224 | $4.00K | <0.1% | +4,842+1,267.5% | Added | – |
| Two RDS Shared Tr90214Q683 | LEADERSHARES EQT | 107 | $4.00K | <0.1% | +107 | New | – |
| Virtuoso Acquisition Corp.92837J112 | *W EXP 01/31/202 | 3,695 | $4.00K | <0.1% | +3,695 | New | – |
| WTTWireless Telecom Group Inc | COM | 1,851 | $4.00K | <0.1% | +1,317+246.6% | Added | History |
| ZLDPFZealand Pharma A/S | SPONSORED ADR | 144 | $4.00K | <0.1% | +114+380.0% | Added | History |
| AEACAuthentic Equity Acquisition Corp. | CL A SHS | 424 | $4.00K | <0.1% | +299+239.2% | Added | History |
| Avanti Acquisition CorpG0682V125 | *W EXP 99/99/999 | 5,594 | $4.00K | <0.1% | +5,594 | New | – |
| Bluescape Opportunities AcquG1195N113 | *W EXP 10/28/202 | 4,334 | $4.00K | <0.1% | +4,334 | New | – |
| T3 Defense Inc.G1643W111 | SHS | 413 | $4.00K | <0.1% | −62−13.1% | Reduced | – |
| DFNSWT3 Defense Inc. | *W EXP 03/31/202 | 9,581 | $4.00K | <0.1% | +9,581 | New | History |
| Bull Horn Hldgs CorpG1686P114 | UNIT 10/13/2025 | 412 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| Cartesian Growth CorpG19276123 | UNIT 02/26/2028 | 372 | $4.00K | <0.1% | −878−70.2% | Reduced | – |
| Edoc Acquisition Corp.G4000A110 | *W EXP 11/30/202 | 16,307 | $4.00K | <0.1% | −2,940−15.3% | Reduced | – |
| G Squared Ascend I IncG4204R117 | *W EXP 02/01/202 | 4,031 | $4.00K | <0.1% | +2,052+103.7% | Added | – |
| Happiness Biotech Group LtdG4289N114 | SHS | 3,743 | $4.00K | <0.1% | +3,300+744.9% | Added | – |
| Isos Acquisition CorporationG4962C120 | UNIT 99/99/9999 | 378 | $4.00K | <0.1% | +378 | New | – |
| Ithax Acquisition CorpG49775102 | CL A SHS | 422 | $4.00K | <0.1% | −10−2.3% | Reduced | – |
| Aptorum Group LimitedG6096M106 | CL A ORD SHS | 1,467 | $4.00K | <0.1% | −1,268−46.4% | Reduced | – |
| Prime Impact Acquisition IG61074111 | UNIT 10/01/2030 | 422 | $4.00K | <0.1% | +30+7.7% | Added | – |
| NTPIFNam Tai Property Inc. | SHS | 187 | $4.00K | <0.1% | +87+87.0% | Added | History |
| SEEDOrigin Agritech LTD | SHS NEW | 425 | $4.00K | <0.1% | +325+325.0% | Added | History |
| Powerbridge Technlogies Co LG72007100 | ORD SHS | 3,509 | $4.00K | <0.1% | +1,985+130.2% | Added | – |
| Prospector Capital CorpG7273A105 | CL A | 367 | $4.00K | <0.1% | −4,636−92.7% | Reduced | – |
| Rocket Internet GRWT Oprt CoG7613T111 | UNIT 99/99/9999 | 418 | $4.00K | <0.1% | −600−58.9% | Reduced | – |
| Tiga Acquisition CorpG88672111 | *W EXP 11/06/202 | 6,159 | $4.00K | <0.1% | +1,431+30.3% | Added | – |
| Twin Ridge Capital Acquis CoG9151L112 | UNIT 99/99/9999 | 450 | $4.00K | <0.1% | +450 | New | – |
| Global Blue Group Holding AGH33700107 | ORD SHS | 691 | $4.00K | <0.1% | +691 | New | – |
| SILCSilicom Ltd. | ORD | 87 | $4.00K | <0.1% | −188−68.4% | Reduced | History |
| ATI Physical Therapy, Inc.00216W117 | *W EXP 08/10/202 | 5,926 | $4.00K | <0.1% | −5,797−49.4% | Reduced | – |
| CNTACentessa Pharmaceuticals plc | SPONSORED ADS | 221 | $4.00K | <0.1% | −457−67.4% | Reduced | History |
| Direxion Shs ETF Tr25460G559 | DAILY 5G COMMUNI | 189 | $4.00K | <0.1% | +189 | New | – |
| ETF Managers Tr26924G730 | PRIME 2X DLY JUR | 796 | $4.00K | <0.1% | +766+2,553.3% | Added | – |
| Exchange Traded Concepts Tr301505616 | 6 MERIDIAN QUAL | 161 | $4.00K | <0.1% | +161 | New | – |
| Glenfarne Merger Corp378579106 | CLASS A COM | 432 | $4.00K | <0.1% | +432 | New | – |
| KKR Acquisition Holding I Co48253T117 | *W EXP 99/99/999 | 3,836 | $4.00K | <0.1% | +3,836 | New | – |
| LYELLyell Immunopharma, Inc. | COM | 268 | $4.00K | <0.1% | +268 | New | History |
| Marketwise, Inc.57064P115 | EQUITY WRT | 3,868 | $4.00K | <0.1% | +3,868 | New | – |
| MCAEMountain Crest Acquisition Corp. III | COMMON STOCK | 407 | $4.00K | <0.1% | −300−42.4% | Reduced | History |
| NSTCNorthern Star Investment Corp. III | COM CL A | 388 | $4.00K | <0.1% | +288+288.0% | Added | History |
| Quantum-Si Inc74765K113 | *W EXP 06/10/202 | 2,109 | $4.00K | <0.1% | +408+24.0% | Added | – |
| Sandbridge X2 Corp799792106 | COM CLASS A | 407 | $4.00K | <0.1% | +407 | New | – |
| NXTSNexentis Technologies Inc. | COM | 654 | $4.00K | <0.1% | +654 | New | History |
| Social Leverage Acquisn Corp83363K102 | COM CL A | 386 | $4.00K | <0.1% | −3,994−91.2% | Reduced | – |
| EDVAEndovia Health Sciences, Inc. | COM NEW | 2,189 | $4.00K | <0.1% | −2,786−56.0% | Reduced | History |
| TRKATroika Media Group, Inc. | COM | 3,135 | $4.00K | <0.1% | +304+10.7% | Added | History |
| Uncommon Investment Funds Tr90431R209 | PORTFOLIO DESIGN | 148 | $4.00K | <0.1% | +148 | New | – |
| Warrior Technologies Acqui C936273101 | COM CL A | 420 | $4.00K | <0.1% | +19+4.7% | Added | – |
| Ross Acquisition Corp IIG7641C114 | *W EXP 02/01/202 | 4,902 | $4.00K | <0.1% | −859−14.9% | Reduced | – |
| Supernova Partners AcquistnG8T86C121 | *W EXP 99/99/999 | 4,386 | $4.00K | <0.1% | +3,966+944.3% | Added | – |
| WALDWaldencast plc | CLASS A ORD SHS | 400 | $4.00K | <0.1% | +100+33.3% | Added | History |
| Valaris LtdG9460G119 | *W EXP 04/29/202 | 1,405 | $4.00K | <0.1% | −1,292−47.9% | Reduced | – |
| ATAIAtai Beckley N.V. | SHS | 300 | $4.00K | <0.1% | +200+200.0% | Added | History |
| Cleantech Acquisition Corp18453L206 | UNIT 07/30/2026 | 420 | $4.00K | <0.1% | +420 | New | – |
Options (746)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 746 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $3.90B | $2.92B |
| TSLATesla, Inc. | Stock | $3.46B | $1.15B |
| iShares Russell 2000 ETF464287655 | ETF | $3.41B | $867.4M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.01B | $744.3M |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.86B | $771.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $3.14B | $165.9M |
| AAPLApple Inc. | Stock | $1.53B | $1.16B |
| GLDSPDR Gold Trust | ETF | $664.3M | $1.22B |
| MSFTMicrosoft Corp | Stock | $1.05B | $383.9M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $1.08B | $345.3M |
| iShares Tr464287432 | 20 YR TR BD ETF | $714.3M | $640.8M |
| AMZNAmazon Com Inc | Stock | $947.5M | $378.8M |
| BABAAlibaba Group Holding Ltd | ADR | $601.3M | $696.6M |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | $1.18B | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $583.7M | $449.0M |
| NVDANVIDIA Corp | Stock | $777.3M | $175.7M |
| NFLXNetflix Inc | Stock | $790.3M | $118.0M |
| LOGILogitech International S.A. | SHS | $30.1M | $801.3M |
| AMDAdvanced Micro Devices Inc | Stock | $632.4M | $157.7M |
| BACBank of America Corp | Stock | $617.4M | $146.9M |
| MSMorgan Stanley | Stock | $628.1M | $91.6M |
| XYZBlock, Inc. | CL A | $597.1M | $116.4M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $415.3M | $265.1M |
| METAMeta Platforms, Inc. | Stock | $451.1M | $141.0M |
| iShares Inc46434G822 | MSCI JAPAN ETF | – | $585.7M |
| PINSPinterest, Inc. | CL A | $51.0M | $518.6M |
| JPMJPMorgan Chase & Co | Stock | $477.5M | $74.0M |
| CCitigroup Inc | Stock | $474.6M | $75.9M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $255.4M | $258.2M |
| CRMSalesforce, Inc. | Stock | $360.6M | $100.6M |
| iShares MSCI Eafe ETF464287465 | ETF | $334.8M | $98.6M |
| INTCIntel Corp | Stock | $324.7M | $102.7M |
| MUMicron Technology Inc | Stock | $338.9M | $84.8M |
| CSCOCisco Systems, Inc. | Stock | $312.6M | $95.9M |
| PYPLPayPal Holdings, Inc. | Stock | $287.3M | $103.2M |
| SLViShares Silver Trust | ETF | $240.6M | $146.7M |
| AVGOBroadcom Inc. | Stock | $290.9M | $95.4M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $107.0M | $259.8M |
| iShares Tr464287739 | U.S. REAL ES ETF | $351.6M | $6.71M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $142.4M | $207.4M |
| QCOMQualcomm Inc | Stock | $247.5M | $70.4M |
| UBERUber Technologies, Inc | Stock | $249.6M | $64.0M |
| DISWalt Disney Co | Stock | $215.5M | $97.6M |
| GOOGAlphabet Inc. | Stock | $242.4M | $64.0M |
| ADBEAdobe Inc. | Stock | $211.9M | $87.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $95.6M | $200.3M |
| HDHome Depot, Inc. | Stock | $235.4M | $59.1M |
| ZMZoom Communications, Inc. | Stock | $263.9M | $25.3M |
| GOOGLAlphabet Inc. | Stock | $222.0M | $66.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $256.7M | $27.2M |
| GSGoldman Sachs Group Inc | Stock | $239.1M | $41.6M |
| WFCWells Fargo & Company | Stock | $205.3M | $69.4M |
| ALCAlcon Inc | Stock | $17.8M | $255.1M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $266.4M | $1.20M |
| IAAIAA, Inc. | COM | $27.8M | $226.0M |
| SNOWSnowflake Inc. | Stock | $52.3M | $200.6M |
| JDJD.com, Inc. | SPON ADS CL A | $51.8M | $198.5M |
| ABBVAbbVie Inc. | Stock | $179.1M | $62.2M |
| TWTRTwitter, Inc. | COM | $222.0M | $11.1M |
| CMCSAComcast Corp | Stock | $169.7M | $62.7M |
| IBMInternational Business Machines Corp | Stock | $166.9M | $63.4M |
| UBSUBS Group AG | Stock | $51.7M | $167.2M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $78.4M | $139.1M |
| ORCLOracle Corp | Stock | $158.4M | $51.3M |
| SBUXStarbucks Corp | Stock | $152.3M | $56.7M |
| DOCUDocuSign, Inc. | Stock | $185.4M | $23.5M |
| SHOPShopify Inc. | Stock | $192.6M | $14.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $42.9M | $161.5M |
| VVisa Inc. | Stock | $159.0M | $41.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $173.0M | $24.9M |
| BIDUBaidu, Inc. | ADR | $116.7M | $81.1M |
| BLKBlackRock, Inc. | COM | $147.0M | $47.3M |
| STLAStellantis N.V. | SHS | $93.5M | $89.3M |
| TGTTarget Corp | Stock | $135.0M | $43.3M |
| FICOFair Isaac Corp | COM | $26.1M | $146.8M |
| GMGeneral Motors Co | COM | $116.5M | $56.1M |
| UUnity Software Inc. | COM | $36.5M | $133.0M |
| KHCKraft Heinz Co | Stock | $115.8M | $51.0M |
| GILDGilead Sciences, Inc. | Stock | $107.3M | $59.1M |
| CATCaterpillar Inc | Stock | $120.2M | $46.1M |
| SESea Ltd | SPONSORD ADS | $58.8M | $106.6M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $151.6M | $12.6M |
| MAMastercard Inc | Stock | $97.9M | $63.6M |
| BABoeing Co | Stock | $138.6M | $22.4M |
| UNHUnitedHealth Group Inc | Stock | $136.7M | $21.0M |
| PFEPfizer Inc | Stock | $125.4M | $27.5M |
| AXPAmerican Express Co | Stock | $127.4M | $23.9M |
| NKENIKE, Inc. | Stock | $123.3M | $25.3M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $144.9M |
| TAT&T Inc. | Stock | $51.1M | $93.4M |
| EAElectronic Arts Inc. | COM | $91.6M | $51.8M |
| METMetlife Inc | Stock | $115.3M | $26.1M |
| DUKDuke Energy CORP | Stock | $45.1M | $86.1M |
| FANGDiamondback Energy, Inc. | Stock | $2.06M | $125.0M |
| COINCoinbase Global, Inc. | COM CL A | $123.5M | $2.76M |
| CMGChipotle Mexican Grill Inc | COM | $86.6M | $38.4M |
| NEENextera Energy Inc | Stock | $64.1M | $58.8M |
| AALAmerican Airlines Group Inc. | Stock | $112.9M | $9.48M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $79.9M | $40.8M |
| EXPEExpedia Group, Inc. | Stock | $11.7M | $101.7M |
Sold out since Q2 2021 (1,007)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 1,007 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| WORKSlack Technologies, Inc. | COM CL A | 6,359,045 | $281.7M | 0.1% | History |
| Brookfield Property Partrs LG16249107 | UNIT LTD PARTN | 7,067,988 | $133.9M | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 451,615 | $83.0M | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 377,796 | $39.8M | <0.1% | History |
| PRAHPRA Health Sciences, Inc. | COM | 201,839 | $33.3M | <0.1% | History |
| NAVNavistar International Corp | COM | 398,761 | $17.7M | <0.1% | History |
| Boston Private Finl Hldgs IN101119105 | COM | 574,117 | $8.47M | <0.1% | – |
| LMNXLuminex Corp | COM | 220,693 | $8.12M | <0.1% | History |
| Brookfield Ppty REIT Inc11282X103 | CL A | 429,294 | $8.11M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 164,190 | $5.26M | <0.1% | History |
| CORECore-Mark Holding Company, LLC | COM | 116,774 | $5.26M | <0.1% | History |
| JAXJ. Alexander's Holdings, Inc. | COM | 431,756 | $5.03M | <0.1% | History |
| Lightspeed Pos Inc53227R106 | SUB VTG SHS | 53,462 | $4.47M | <0.1% | – |
| TLNDTalend S.A. | ADS | 67,275 | $4.41M | <0.1% | History |
| Acuityads Hldgs Inc Com00510L106 | Stock | 386,347 | $3.84M | <0.1% | – |
| ORBCOMM Inc.68555P100 | COM | 328,403 | $3.69M | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 1,422,627 | $3.39M | <0.1% | – |
| Decarbonization Plus Acqu Co242797108 | COM CL A | 311,190 | $3.21M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 300,000 | $3.00M | <0.1% | – |
| GRAW R Grace & Co | COM | 41,057 | $2.84M | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 32,829 | $2.54M | <0.1% | History |
| PFPTProofpoint Inc | COM | 13,369 | $2.32M | <0.1% | History |
| BlackRock Science & Technolo09258G112 | RIGHT 07/14/2021 | 3,498,484 | $2.31M | <0.1% | – |
| Triterras IncG9103H102 | SHS CL A | 253,263 | $1.76M | <0.1% | – |
| Direxion Shs ETF Tr25460G765 | HIGH GROWTH | 25,000 | $1.70M | <0.1% | – |
| CBBCincinnati Bell Inc | COM NEW | 108,211 | $1.67M | <0.1% | History |
| Direxion Shs ETF Tr25460G724 | CONNECTED CONSUM | 25,511 | $1.54M | <0.1% | – |
| Stable RD Acquisition Corp85236Q109 | COM CL A | 108,326 | $1.51M | <0.1% | – |
| SWISolarWinds Corp | COM | 88,316 | $1.49M | <0.1% | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 11,577 | $1.16M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 30,799 | $1.14M | <0.1% | History |
| KNLKnoll Inc | COM NEW | 43,113 | $1.12M | <0.1% | History |
| EVYEaton Vance New York Municipal Income Trust | SH BEN INT | 71,848 | $1.07M | <0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 60,126 | $891.0K | <0.1% | – |
| ProShares Tr74347R305 | PSHS ULTRA DOW30 | 12,019 | $866.0K | <0.1% | – |
| ONCROncorus, Inc. | COM | 60,940 | $841.0K | <0.1% | History |
| AFIBAcutus Medical, Inc. | COM | 47,660 | $810.0K | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 26,001 | $749.0K | <0.1% | – |
| Ivy High Income Opportunitie465893105 | COM | 50,928 | $716.0K | <0.1% | – |
| KINKindred Biosciences, Inc. | COM | 64,750 | $593.0K | <0.1% | History |
| FNGUBank of Montreal | MICROSECTORS IDX | 15,151 | $579.0K | <0.1% | History |
| Via Renewables, Inc.846511103 | CL A COM | 44,612 | $505.0K | <0.1% | – |
| GBIOGeneration Bio Co. | COM | 17,217 | $463.0K | <0.1% | History |
| EBETEBET, Inc. | COM | 20,982 | $442.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 5,616 | $414.0K | <0.1% | History |
| iShares Tr46429B135 | INTL PFD STK ETF | 21,678 | $373.0K | <0.1% | – |
| LGOLargo Inc. | COM | 23,278 | $363.0K | <0.1% | History |
| Translate Bio, Inc.89374L104 | COM | 11,386 | $314.0K | <0.1% | – |
| Direxion Shs ETF Tr25460G708 | BRZ BL 2X SHS | 2,225 | $300.0K | <0.1% | – |
| Far Peak Acquisition CorpG3312L103 | SHS CL A | 28,995 | $289.0K | <0.1% | – |
| Diamond S Shipping Inc.Y20676105 | COM | 28,971 | $289.0K | <0.1% | – |
| Direxion Shs ETF Tr25459W730 | DLY MIDCAP ETF3X | 4,668 | $287.0K | <0.1% | – |
| TLMDSOC Telemed, Inc. | COM CL A | 47,670 | $271.0K | <0.1% | History |
| New Sr Invt Group Inc648691103 | COM | 29,557 | $259.0K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 8,624 | $254.0K | <0.1% | – |
| Osprey Technlgy Aquistion Co68839R104 | COM CL A | 24,902 | $249.0K | <0.1% | – |
| Direxion Shs ETF Tr25490K596 | DALY HOM B&S BUL | 3,151 | $245.0K | <0.1% | – |
| MSG Network Inc553573106 | CL A | 14,250 | $208.0K | <0.1% | – |
| NESRNational Energy Services Reunited Corp. | SHS | 14,264 | $204.0K | <0.1% | History |
| Concord Acquisition Corp206071201 | UNIT 12/28/2025 | 19,453 | $201.0K | <0.1% | – |
| Jaws Spitfire Acquisition CoG50740128 | UNIT 99/99/9999 | 19,218 | $201.0K | <0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 3,812 | $193.0K | <0.1% | – |
| ABUSArbutus Biopharma Corp | COM | 62,310 | $189.0K | <0.1% | History |
| MMACMMA Capital Holdings, LLC | COM | 6,927 | $189.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 3,334 | $184.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L203 | UNIT 99/99/9999 | 17,660 | $184.0K | <0.1% | – |
| TACTransalta Corp | COM | 18,360 | $183.0K | <0.1% | History |
| Direxion Shs ETF Tr25460E711 | DLY UTLTIES 3X | 6,519 | $181.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y165 | DLY S&P500 2XS | 1,743 | $170.0K | <0.1% | – |
| DGICADonegal Group Inc | CL A | 11,617 | $169.0K | <0.1% | History |
| D8 Holdings CorpG2614K110 | SHS CL A | 16,861 | $168.0K | <0.1% | – |
| Reinvent Technology PartnersG7483N129 | CL A | 16,375 | $163.0K | <0.1% | – |
| Innovator ETFs Trust45782C698 | US EQUT BUFR AUG | 5,130 | $162.0K | <0.1% | – |
| CUROCURO Group Holdings Corp. | COM | 9,315 | $159.0K | <0.1% | History |
| Vanguard Wellington FD921935607 | US MULTIFACTOR | 1,546 | $156.0K | <0.1% | – |
| Flexshares Tr33939L696 | STOX US ESG SLCT | 1,475 | $155.0K | <0.1% | – |
| CNSTConstellation Pharmaceuticals Inc | COM | 4,429 | $150.0K | <0.1% | History |
| PAEPAE Inc | COM CL A | 16,042 | $143.0K | <0.1% | History |
| O2MICRO International Limite67107W100 | SPONS ADR | 19,446 | $140.0K | <0.1% | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 2,743 | $138.0K | <0.1% | – |
| ChargePoint Holdings, Inc.15961R113 | *W EXP 07/25/202 | 5,851 | $136.0K | <0.1% | – |
| PDACPeridot Acquisition Corp. | SHS CL A | 11,144 | $136.0K | <0.1% | History |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 2,149 | $134.0K | <0.1% | – |
| Sogou Inc83409V104 | ADR REPSTG A | 15,405 | $131.0K | <0.1% | – |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | 4,533 | $128.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P806 | RIVRFRNT DYN EUR | 1,697 | $126.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E679 | DAILY TRANS 3X | 2,938 | $121.0K | <0.1% | – |
| Climate Change Crisis Real I18716C100 | CL A COM | 7,700 | $116.0K | <0.1% | – |
| Blue Hat Interactive Entmt TG1329V106 | SHS | 134,447 | $116.0K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 3,563 | $115.0K | <0.1% | – |
| Innovator ETFs Trust45782C649 | US EQTY ULTRA B | 4,080 | $115.0K | <0.1% | – |
| ProShares Tr74347R214 | PSHS ULT NASB | 1,159 | $114.0K | <0.1% | – |
| UNBUnion Bankshares Inc | COM | 3,116 | $113.0K | <0.1% | History |
| ProShares Tr74347G689 | ULTSHT RUSS2000 | 8,520 | $113.0K | <0.1% | – |
| First Tr Exchange-Traded FD33738R829 | NASDAQ RETAIL | 3,235 | $110.0K | <0.1% | – |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 3,770 | $107.0K | <0.1% | – |
| SHSPSharpSpring, Inc. | COM | 5,884 | $99.0K | <0.1% | History |
| ProShares Tr74347X815 | ULTRA MDCAP400 | 3,165 | $98.0K | <0.1% | – |
| NRXPNRX Pharmaceuticals, Inc. | COM | 8,385 | $97.0K | <0.1% | History |
| 1847 Goedeker Inc28252C117 | *W EXP 99/99/999 | 43,809 | $94.0K | <0.1% | – |