UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 8,427
- +360 vs. Q1 2021
- Portfolio value
- $237.5B
- +$13.8B (+6.2%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MRSHMarsh & McLennan Companies, Inc. | Stock | 3,439,405 | $483.9M | 0.2% | −1,132,027−24.8% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 7,179,805 | $479.8M | 0.2% | +1,224,518+20.6% | Added | History |
| AMATApplied Materials Inc | Stock | 3,352,941 | $477.5M | 0.2% | +651,254+24.1% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 5,997,331 | $475.2M | 0.2% | −203,081−3.3% | Reduced | – |
| ICEIntercontinental Exchange, Inc. | Stock | 3,980,922 | $472.5M | 0.2% | −467,254−10.5% | Reduced | History |
| AMPAmeriprise Financial Inc | COM | 1,886,768 | $469.6M | 0.2% | −82,561−4.2% | Reduced | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 3,528,072 | $468.8M | 0.2% | −72,313−2.0% | Reduced | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,488,666 | $468.7M | 0.2% | −343,975−9.0% | Reduced | – |
| MMM3M Co | Stock | 2,343,282 | $465.4M | 0.2% | −163,584−6.5% | Reduced | History |
| ELEstee Lauder Companies Inc | CL A | 1,447,947 | $460.6M | 0.2% | −74,365−4.9% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 3,607,100 | $454.3M | 0.2% | −281,659−7.2% | Reduced | – |
| TJXTJX Companies Inc | Stock | 6,658,054 | $448.9M | 0.2% | −315,143−4.5% | Reduced | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 8,814,331 | $448.6M | 0.2% | +3,834,896+77.0% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 3,031,345 | $447.5M | 0.2% | +4090.0% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 5,186,811 | $446.9M | 0.2% | −190,072−3.5% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 4,290,448 | $446.1M | 0.2% | +233,228+5.7% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 6,043,121 | $444.8M | 0.2% | −444,570−6.9% | Reduced | – |
| DEODiageo PLC | SPON ADR NEW | 2,317,611 | $444.3M | 0.2% | −84,545−3.5% | Reduced | History |
| NVSNovartis AG | ADR | 4,759,736 | $434.3M | 0.2% | −271,730−5.4% | Reduced | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 7,984,920 | $430.1M | 0.2% | −5,154,473−39.2% | Reduced | – |
| ORCLOracle Corp | Stock | 5,469,654 | $425.8M | 0.2% | −357,746−6.1% | Reduced | History |
| CCitigroup Inc | Stock | 5,962,434 | $421.8M | 0.2% | +142,236+2.4% | Added | History |
| MDLZMondelez International, Inc. | Stock | 6,526,186 | $407.5M | 0.2% | +288,960+4.6% | Added | History |
| NFLXNetflix Inc | Stock | 765,505 | $404.3M | 0.2% | +195,603+34.3% | Added | History |
| CBChubb Ltd | Stock | 2,543,084 | $404.2M | 0.2% | −231,277−8.3% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 7,836,839 | $397.6M | 0.2% | +392,186+5.3% | Added | – |
| ORLYO Reilly Automotive Inc | Stock | 689,487 | $390.4M | 0.2% | −35,823−4.9% | Reduced | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 6,076,736 | $385.2M | 0.2% | +32,221+0.5% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 1,115,101 | $384.7M | 0.2% | −226,987−16.9% | Reduced | History |
| PHParker-Hannifin Corp | Stock | 1,241,991 | $381.4M | 0.2% | −82,000−6.2% | Reduced | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 1,899,900 | $381.4M | 0.2% | +57,692+3.1% | Added | – |
| iShares Tr464287556 | ISHARES BIOTECH | 2,309,233 | $377.9M | 0.2% | +87,588+3.9% | Added | – |
| BHPBHP Group Ltd | ADR | 5,187,370 | $377.8M | 0.2% | +14,395+0.3% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 6,807,820 | $373.1M | 0.2% | +139,887+2.1% | Added | – |
| VFCV F Corp | Stock | 4,498,068 | $369.0M | 0.2% | −170,033−3.6% | Reduced | History |
| LRCXLam Research Corp | COM | 563,375 | $366.6M | 0.2% | −21,128−3.6% | Reduced | History |
| TFCTruist Financial Corp | COM | 6,593,169 | $365.9M | 0.2% | +365,281+5.9% | Added | History |
| SHWSherwin Williams Co | COM | 1,334,996 | $363.7M | 0.2% | +105,926+8.6% | AddedConverted for a 3-for-1 split | History |
| Vanguard Health Care ETF92204A504 | ETF | 1,470,841 | $363.5M | 0.2% | −181,336−11.0% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 3,083,756 | $361.4M | 0.2% | −35,556−1.1% | Reduced | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 4,377,317 | $359.6M | 0.2% | +13,894+0.3% | Added | – |
| BRK.ABerkshire Hathaway Inc | CL A | 858 | $359.2M | 0.2% | −32−3.6% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 3,616,651 | $358.4M | 0.2% | −71,276−1.9% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 3,810,511 | $357.9M | 0.2% | +554,463+17.0% | Added | History |
| FISFidelity National Information Services, Inc. | Stock | 2,507,176 | $355.2M | 0.1% | −31,648−1.2% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 722,627 | $354.8M | 0.1% | −18,766−2.5% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 4,253,331 | $351.8M | 0.1% | +245,962+6.1% | Added | – |
| PSXPhillips 66 | Stock | 4,095,010 | $351.4M | 0.1% | +179,540+4.6% | Added | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 10,326,177 | $350.9M | 0.1% | −2,810,590−21.4% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 3,982,541 | $342.1M | 0.1% | −322,551−7.5% | Reduced | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 8,580,606 | $341.3M | 0.1% | +82,007+1.0% | Added | – |
| MUMicron Technology Inc | Stock | 3,996,939 | $339.7M | 0.1% | +1,373,963+52.4% | Added | History |
| IAUiShares Gold Trust | ETF | 9,989,010 | $336.7M | 0.1% | −1,607,115−13.9% | ReducedConverted for a 1-for-2 split | History |
| GEGeneral Electric Co | COM | 24,766,944 | $333.4M | 0.1% | +840,690+3.5% | Added | History |
| TSLATesla, Inc. | Stock | 464,264 | $315.6M | 0.1% | +33,973+7.9% | Added | History |
| SHOPShopify Inc. | Stock | 212,473 | $310.4M | 0.1% | +58,972+38.4% | Added | History |
| PTONPeloton Interactive, Inc. | CL A COM | 2,500,849 | $310.2M | 0.1% | +699,302+38.8% | Added | History |
| RSGRepublic Services, Inc. | COM | 2,817,348 | $309.9M | 0.1% | −28,726−1.0% | Reduced | History |
| APDAir Products & Chemicals, Inc. | Stock | 1,066,866 | $306.9M | 0.1% | +177,691+20.0% | Added | History |
| LLYEli Lilly & Co | Stock | 1,335,888 | $306.6M | 0.1% | +205,800+18.2% | Added | History |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 1,279,154 | $302.3M | 0.1% | −11,884−0.9% | Reduced | – |
| CCICrown Castle Inc. | REIT | 1,532,193 | $298.9M | 0.1% | +106,779+7.5% | Added | History |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 4,928,961 | $298.6M | 0.1% | −10,442−0.2% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 2,617,876 | $296.3M | 0.1% | −55,345−2.1% | Reduced | – |
| GSKGSK plc | SPONSORED ADR | 7,440,966 | $296.3M | 0.1% | −961,914−11.4% | Reduced | History |
| COPConocoPhillips | Stock | 4,838,730 | $294.7M | 0.1% | +272,260+6.0% | Added | History |
| CLColgate Palmolive Co | Stock | 3,614,711 | $294.1M | 0.1% | +476,558+15.2% | Added | History |
| AXPAmerican Express Co | Stock | 1,779,086 | $294.0M | 0.1% | −410,874−18.8% | Reduced | History |
| DEDeere & Co | Stock | 826,756 | $291.6M | 0.1% | +38,951+4.9% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 27,366,198 | $290.9M | 0.1% | −1,097,192−3.9% | Reduced | History |
| CMECME Group Inc. | COM | 1,362,081 | $289.7M | 0.1% | −132,711−8.9% | Reduced | History |
| IFFInternational Flavors & Fragrances Inc | COM | 1,914,958 | $286.1M | 0.1% | +311,406+19.4% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 2,802,259 | $285.7M | 0.1% | −283,342−9.2% | Reduced | – |
| EWEdwards Lifesciences Corp | Stock | 2,752,283 | $285.1M | 0.1% | +183,669+7.2% | Added | History |
| ADPAutomatic Data Processing Inc | Stock | 1,434,907 | $285.0M | 0.1% | +430,794+42.9% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 11,735,012 | $283.2M | 0.1% | −875,340−6.9% | Reduced | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 4,184,963 | $282.7M | 0.1% | +2,442,895+140.2% | Added | – |
| WORKSlack Technologies, Inc. | COM CL A | 6,359,045 | $281.7M | 0.1% | −384,477−5.7% | Reduced | History |
| ADIAnalog Devices Inc | Stock | 1,635,274 | $281.5M | 0.1% | +48,943+3.1% | Added | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 1,990,146 | $279.6M | 0.1% | +180,004+9.9% | Added | – |
| iShares Inc464286400 | MSCI BRAZIL ETF | 6,862,045 | $278.2M | 0.1% | +1,077,740+18.6% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 7,060,722 | $277.7M | 0.1% | −103,085−1.4% | Reduced | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 1,590,927 | $276.3M | 0.1% | +180,648+12.8% | Added | – |
| GMGeneral Motors Co | COM | 4,642,058 | $274.7M | 0.1% | +638,461+15.9% | Added | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 3,388,229 | $274.3M | 0.1% | −97,963−2.8% | Reduced | – |
| NLSNNielsen Holdings plc | SHS EUR | 11,091,579 | $273.6M | 0.1% | +437,887+4.1% | Added | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 2,010,868 | $272.3M | 0.1% | +64,554+3.3% | Added | – |
| DGDollar General Corp | COM | 1,255,336 | $271.6M | 0.1% | −75,862−5.7% | Reduced | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 12,979,201 | $267.4M | 0.1% | +1,995,768+18.2% | Added | – |
| AEPAmerican Electric Power Co Inc | Stock | 3,117,826 | $263.7M | 0.1% | −127,616−3.9% | Reduced | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 2,508,703 | $262.8M | 0.1% | −10,883−0.4% | Reduced | – |
| FDXFedEx Corp | Stock | 877,052 | $261.7M | 0.1% | +24,039+2.8% | Added | History |
| WFCWells Fargo & Company | Stock | 5,683,800 | $257.4M | 0.1% | +954,289+20.2% | Added | History |
| CATCaterpillar Inc | Stock | 1,182,223 | $257.3M | 0.1% | −455,957−27.8% | Reduced | History |
| DOWDow Inc. | Stock | 4,023,062 | $254.6M | 0.1% | +359,738+9.8% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 1,697,291 | $254.1M | 0.1% | +127,172+8.1% | Added | History |
| USBUS Bancorp DE | COM NEW | 4,438,523 | $252.9M | 0.1% | −143,343−3.1% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 1,040,788 | $252.0M | 0.1% | +19,308+1.9% | Added | – |
| TMUST-Mobile US, Inc. | Stock | 1,714,423 | $248.3M | 0.1% | +565,489+49.2% | Added | History |
| EOGEOG Resources Inc | Stock | 2,971,120 | $247.9M | 0.1% | +890,048+42.8% | Added | History |
Options (728)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 728 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $7.17B | $1.23B |
| TSLATesla, Inc. | Stock | $3.22B | $1.12B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.36B | $842.2M |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.49B | $535.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $2.11B | $96.8M |
| iShares Russell 2000 ETF464287655 | ETF | $1.73B | $395.4M |
| AAPLApple Inc. | Stock | $1.30B | $700.4M |
| GLDSPDR Gold Trust | ETF | $913.3M | $1.08B |
| AMZNAmazon Com Inc | Stock | $972.7M | $600.5M |
| MSFTMicrosoft Corp | Stock | $1.09B | $374.6M |
| BABAAlibaba Group Holding Ltd | ADR | $713.9M | $580.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $847.8M | $142.7M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $658.4M | $276.5M |
| NVDANVIDIA Corp | Stock | $746.5M | $157.6M |
| METAMeta Platforms, Inc. | Stock | $514.6M | $299.1M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $395.6M | $417.1M |
| AMDAdvanced Micro Devices Inc | Stock | $579.6M | $196.8M |
| NFLXNetflix Inc | Stock | $622.1M | $81.3M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $347.5M | $352.7M |
| JPMJPMorgan Chase & Co | Stock | $430.3M | $231.9M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $401.9M | $241.8M |
| BACBank of America Corp | Stock | $523.0M | $107.3M |
| SLViShares Silver Trust | ETF | $330.0M | $282.3M |
| LOGILogitech International S.A. | SHS | $26.3M | $585.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $111.8M | $479.4M |
| XYZBlock, Inc. | CL A | $496.5M | $57.7M |
| MSMorgan Stanley | Stock | $443.5M | $79.3M |
| INTCIntel Corp | Stock | $327.0M | $106.4M |
| MUMicron Technology Inc | Stock | $321.4M | $111.7M |
| CCitigroup Inc | Stock | $372.9M | $51.7M |
| BILIBilibili Inc. | SPONS ADS REP Z | $231.8M | $185.1M |
| CRMSalesforce, Inc. | Stock | $332.7M | $81.6M |
| PYPLPayPal Holdings, Inc. | Stock | $274.6M | $117.0M |
| SHOPShopify Inc. | Stock | $290.7M | $83.7M |
| CSCOCisco Systems, Inc. | Stock | $259.4M | $82.9M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $113.4M | $217.8M |
| ZMZoom Communications, Inc. | Stock | $316.7M | $11.0M |
| ADBEAdobe Inc. | Stock | $229.3M | $93.6M |
| AVGOBroadcom Inc. | Stock | $213.7M | $86.1M |
| TWTRTwitter, Inc. | COM | $247.3M | $39.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $52.9M | $233.5M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $139.0M | $137.7M |
| iShares Tr464287432 | 20 YR TR BD ETF | $145.9M | $128.6M |
| GSGoldman Sachs Group Inc | Stock | $226.8M | $46.0M |
| IBMInternational Business Machines Corp | Stock | $200.1M | $66.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $236.1M | $28.6M |
| GOOGAlphabet Inc. | Stock | $194.9M | $64.6M |
| QCOMQualcomm Inc | Stock | $197.9M | $57.8M |
| UBERUber Technologies, Inc | Stock | $243.1M | $12.0M |
| WFCWells Fargo & Company | Stock | $183.2M | $58.2M |
| VVisa Inc. | Stock | $203.2M | $31.2M |
| CMCSAComcast Corp | Stock | $158.0M | $75.6M |
| DISWalt Disney Co | Stock | $169.0M | $62.9M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $215.2M | $14.7M |
| UUnity Software Inc. | COM | $17.0M | $212.4M |
| GOOGLAlphabet Inc. | Stock | $173.8M | $51.8M |
| ALCAlcon Inc | Stock | $6.64M | $218.3M |
| DOCUDocuSign, Inc. | Stock | $188.6M | $31.7M |
| BIDUBaidu, Inc. | ADR | $135.9M | $83.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $52.6M | $163.8M |
| HDHome Depot, Inc. | Stock | $150.8M | $60.1M |
| IAAIAA, Inc. | COM | $9.35M | $200.3M |
| SBUXStarbucks Corp | Stock | $151.0M | $57.5M |
| ABBVAbbVie Inc. | Stock | $156.3M | $41.5M |
| ORCLOracle Corp | Stock | $141.3M | $48.8M |
| GMGeneral Motors Co | COM | $165.3M | $23.9M |
| STLAStellantis N.V. | SHS | $99.0M | $84.7M |
| UBSUBS Group AG | Stock | $20.5M | $157.1M |
| KHCKraft Heinz Co | Stock | $117.4M | $55.5M |
| PFEPfizer Inc | Stock | $137.1M | $34.7M |
| BABoeing Co | Stock | $158.5M | $5.82M |
| MAMastercard Inc | Stock | $82.5M | $81.2M |
| NXPINXP Semiconductors N.V. | COM | $77.2M | $86.4M |
| LVSLas Vegas Sands Corp | COM | $28.3M | $127.7M |
| TGTTarget Corp | Stock | $116.2M | $33.2M |
| NKENIKE, Inc. | Stock | $125.6M | $22.3M |
| BLKBlackRock, Inc. | COM | $107.7M | $40.2M |
| EXPEExpedia Group, Inc. | Stock | $46.1M | $101.6M |
| TAT&T Inc. | Stock | $60.8M | $85.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $130.4M | $14.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $122.6M | $16.9M |
| BIIBBiogen Inc. | COM | $93.3M | $42.9M |
| NIONIO Inc. | ADR | $129.8M | $4.42M |
| COINCoinbase Global, Inc. | COM CL A | $131.2M | – |
| SESea Ltd | SPONSORD ADS | $55.5M | $75.4M |
| Farfetch Ltd30744W107 | ORD SH CL A | $4.53M | $121.9M |
| FCXFreeport-McMoran Inc | Stock | $102.7M | $21.0M |
| JNJJohnson & Johnson | Stock | $95.9M | $27.4M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $121.4M |
| FANGDiamondback Energy, Inc. | Stock | – | $119.7M |
| METMetlife Inc | Stock | $98.3M | $21.3M |
| AXPAmerican Express Co | Stock | $108.5M | $8.01M |
| CVSCVS Health Corp | Stock | $96.2M | $19.4M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $70.7M | $44.1M |
| NOWServiceNow, Inc. | Stock | $33.0M | $80.6M |
| TDOCTeladoc Health, Inc. | COM | $103.0M | $10.1M |
| SIVBSVB Financial Group | COM | $111.3M | – |
| LYFTLyft, Inc. | CL A COM | $85.2M | $25.7M |
| NEENextera Energy Inc | Stock | $55.8M | $55.0M |
| SNAPSnap Inc | Stock | $85.9M | $23.2M |
Sold out since Q1 2021 (827)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 827 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | – | $409.5M | 0.2% | – |
| Grubhub Inc400110102 | COM | 2,367,913 | $142.1M | 0.1% | – |
| Inphi Corp45772F107 | COM | 676,730 | $120.7M | 0.1% | – |
| Flir Sys Inc302445101 | COM | 1,511,859 | $85.4M | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 339,900 | $73.5M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 248,998 | $44.0M | <0.1% | – |
| Cantel Med Corp138098108 | COM | 464,483 | $37.1M | <0.1% | – |
| HMS Hldgs Corp40425J101 | COM | 971,500 | $35.9M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q688 | BETABULDR DEVE | 769,181 | $21.8M | <0.1% | – |
| Realpage Inc75606N109 | COM | 181,112 | $15.8M | <0.1% | – |
| TCF Finl Corp872307103 | COM | 322,987 | $15.0M | <0.1% | – |
| Perspecta Inc715347100 | COM | 419,504 | $12.2M | <0.1% | – |
| Cubic Corp229669106 | COM | 152,910 | $11.4M | <0.1% | – |
| Cooper Tire & Rubr Co216831107 | COM | 203,124 | $11.4M | <0.1% | – |
| Waddell & Reed Finl Inc930059100 | CL A | 410,308 | $10.3M | <0.1% | – |
| Colony Cap Inc New19626G108 | CL A COM | 1,437,388 | $9.31M | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 35,553 | $7.71M | <0.1% | – |
| SVMK Inc78489X103 | COM | 320,270 | $5.87M | <0.1% | – |
| Juniper Indl Hldgs Inc48205G106 | COM CL A | 471,712 | $5.85M | <0.1% | – |
| FS KKR Cap Corp II35952V303 | COM | 287,901 | $5.62M | <0.1% | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 274,715 | $5.43M | <0.1% | – |
| Corelogic Inc21871D103 | COM | 65,519 | $5.19M | <0.1% | – |
| Aphria Inc03765K104 | COM | 250,205 | $4.60M | <0.1% | – |
| BlackRock Munienhanced FD IN09253Y100 | COM | 370,557 | $4.38M | <0.1% | – |
| Social Capital Hedosopha HLDG8252P105 | SHS CL A | 250,567 | $4.30M | <0.1% | – |
| Pluralsight Inc72941B106 | COM CL A | 154,630 | $3.45M | <0.1% | – |
| BlackRock Muniyield Invt FD09254R104 | COM | 229,727 | $3.20M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q712 | BETBULD JAPAN | 110,154 | $3.14M | <0.1% | – |
| Noble Midstream Partners LP65506L105 | COM UNIT REPST | 203,483 | $2.95M | <0.1% | – |
| Star Peak Energy Transition855185104 | CL A | 106,867 | $2.84M | <0.1% | – |
| Seacor Holdings Inc811904101 | COM | 61,696 | $2.51M | <0.1% | – |
| Five Prime Therapeutics Inc33830X104 | COM | 56,930 | $2.14M | <0.1% | – |
| Nuveen Maryland QLT Mun Inc67061Q107 | COM | 133,113 | $1.89M | <0.1% | – |
| BlackRock Muniyield Invt Qua09254T100 | COM | 118,626 | $1.72M | <0.1% | – |
| Glu Mobile Inc379890106 | COM | 132,611 | $1.66M | <0.1% | – |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 318,218 | $1.48M | <0.1% | – |
| BlackRock New York Mun Incom09249U105 | COM | 78,477 | $1.21M | <0.1% | – |
| Michaels Cos Inc59408Q106 | COM | 43,389 | $952.0K | <0.1% | – |
| Eaton Vance 2021 Target TRM27829W101 | COM SHS BEN INT | 95,235 | $936.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q696 | BETABULDRS CDA | 31,070 | $918.0K | <0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 43,054 | $910.0K | <0.1% | – |
| FDMT4D Molecular Therapeutics, Inc. | COM | 20,592 | $893.0K | <0.1% | History |
| BlackRock New York Mun Incom09249R102 | COM | 56,598 | $859.0K | <0.1% | – |
| Cardtronics PLCG1991C105 | SHS CL A | 20,771 | $806.0K | <0.1% | – |
| Systemax Inc871851101 | COM | 18,427 | $758.0K | <0.1% | – |
| Experience Invt Corp30217C109 | COM CL A | 69,702 | $717.0K | <0.1% | – |
| Ribbit Leap LtdG7552B105 | SHS CL A | 64,672 | $711.0K | <0.1% | – |
| XPROExpro Group Holdings N.V. | COM | 189,630 | $673.0K | <0.1% | History |
| Entercom Communications Corp293639100 | CL A | 121,479 | $638.0K | <0.1% | – |
| Thoma Bravo AdvantageG88272102 | COM CL A | 54,985 | $575.0K | <0.1% | – |
| BlackRock Strategic Mun Tr09248T109 | COM | 39,312 | $574.0K | <0.1% | – |
| Aegion Corp00770F104 | COM | 19,756 | $568.0K | <0.1% | – |
| BlackRock Muniyield Ariz FD09254K109 | COM | 37,173 | $548.0K | <0.1% | – |
| Jaws Acquisition CorpG50744104 | SHS | 41,275 | $547.0K | <0.1% | – |
| MTBC Inc55378G102 | COM | 65,400 | $543.0K | <0.1% | – |
| STTKShattuck Labs, Inc. | COM | 18,181 | $532.0K | <0.1% | History |
| BlackRock Mun Income Invt Tr09248H105 | SHS BEN INT | 35,722 | $496.0K | <0.1% | – |
| GIGCAPITAL2 Inc375036100 | COM | 48,158 | $483.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 53,629 | $457.0K | <0.1% | – |
| Invesco Actively Managed Exc46090A101 | ACTIVE US REAL | 4,232 | $396.0K | <0.1% | – |
| Golar LNG Partners LPY2745C102 | COM UNIT LPI | 110,128 | $385.0K | <0.1% | – |
| FBL Finl Group Inc30239F106 | CL A | 6,643 | $371.0K | <0.1% | – |
| Nic Inc62914B100 | COM | 10,355 | $352.0K | <0.1% | – |
| Northern Genesis Acquisition66516T104 | COMMON STOCK | 20,900 | $341.0K | <0.1% | – |
| Finserv Acquisition Corp318085107 | CL A | 25,888 | $340.0K | <0.1% | – |
| Azure PWR Global LtdV0393H103 | SHS | 12,308 | $334.0K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 2,918 | $326.0K | <0.1% | – |
| Boingo Wireless Inc09739C102 | COM | 21,867 | $308.0K | <0.1% | – |
| Eaton Vance FLTG Rate Incom278284104 | COM SHS BEN INT | 18,099 | $295.0K | <0.1% | – |
| Genmark Diagnostics Inc372309104 | COM | 12,100 | $289.0K | <0.1% | – |
| Rignet Inc766582100 | COM | 31,700 | $276.0K | <0.1% | – |
| CRH Med Corp12626F105 | COM | 60,537 | $239.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q720 | BETBULD EUROPE | 8,740 | $239.0K | <0.1% | – |
| VG Acquisition CorpG9446E105 | SHS CL A | 22,755 | $231.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y520 | DRX DLYSOKOR3X | 4,916 | $200.0K | <0.1% | – |
| PAVMPAVmed Inc. | COM | 44,467 | $197.0K | <0.1% | History |
| Northern LTS FD Tr III66538R748 | HCM DEFND 100 | 4,697 | $195.0K | <0.1% | – |
| Watford Hldgs LtdG94787101 | SHS | 5,283 | $183.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 3,319 | $181.0K | <0.1% | – |
| NWLINational Western Life Group, Inc. | CL A | 718 | $179.0K | <0.1% | History |
| Maverix Metals Inc57776F405 | COM NEW | 32,761 | $173.0K | <0.1% | – |
| New Providence Acquisition64822P106 | COM CL A | 14,394 | $168.0K | <0.1% | – |
| First Tr Bick Index FD33733H107 | COM SHS | 4,398 | $165.0K | <0.1% | – |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 3,155 | $162.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E448 | RUSELL1000 GWT | 1,537 | $154.0K | <0.1% | – |
| OFLXOmega Flex, Inc. | COM | 946 | $149.0K | <0.1% | History |
| iShares U S ETF Tr46431W564 | COMMODITY CURVE | 6,383 | $146.0K | <0.1% | – |
| WisdomTree Tr97717X172 | US HGH YLD CORP | 2,721 | $142.0K | <0.1% | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 8,542 | $142.0K | <0.1% | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 25,214 | $142.0K | <0.1% | History |
| Artius Acquisition Inc04316G105 | COM CL A | 13,674 | $138.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q746 | USD EMRNG MKT | 2,845 | $138.0K | <0.1% | – |
| FTCVFintech Acquisition Corp V | COM CL A | 12,019 | $135.0K | <0.1% | History |
| Mohawk Group Hldgs Inc608189106 | COM | 4,579 | $135.0K | <0.1% | – |
| ETF Managers Tr26924G789 | ETFMG SIT ULTR | 2,638 | $131.0K | <0.1% | – |
| First Tr Exch Traded FD III33740J104 | ULTRA SHT DUR MU | 6,399 | $129.0K | <0.1% | – |
| ProShares Tr74347X500 | ULTR MSCI ETF | 2,742 | $128.0K | <0.1% | – |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 1,406 | $126.0K | <0.1% | – |
| Pandion Therapeutics Inc698340106 | COM | 2,068 | $124.0K | <0.1% | – |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 13,283 | $122.0K | <0.1% | History |