UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 8,427
- +360 vs. Q1 2021
- Portfolio value
- $237.5B
- +$13.8B (+6.2%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 3,870,539 | $244.7M | 0.1% | +1,224,496+46.3% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 1,675,904 | $241.9M | 0.1% | −279,442−14.3% | Reduced | – |
| ATVIActivision Blizzard, Inc. | COM | 2,497,231 | $238.3M | 0.1% | +581,517+30.4% | Added | History |
| UBERUber Technologies, Inc | Stock | 4,721,430 | $236.6M | 0.1% | +90,363+2.0% | Added | History |
| EMREmerson Electric Co | Stock | 2,454,047 | $236.2M | 0.1% | −53,836−2.1% | Reduced | History |
| MPCMarathon Petroleum Corp | Stock | 3,857,742 | $233.1M | 0.1% | +1,898,385+96.9% | Added | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 782,791 | $226.8M | 0.1% | −19,794−2.5% | Reduced | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 2,152,301 | $226.7M | 0.1% | +248,068+13.0% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 723,963 | $225.7M | 0.1% | +202,672+38.9% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 1,826,826 | $223.4M | 0.1% | −73,441−3.9% | Reduced | – |
| ISRGIntuitive Surgical Inc | COM NEW | 242,432 | $222.9M | 0.1% | −35,005−12.6% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 405,674 | $222.9M | 0.1% | −5,431−1.3% | Reduced | History |
| BILIBilibili Inc. | SPONS ADS REP Z | 1,817,763 | $221.5M | 0.1% | −564,696−23.7% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 3,189,003 | $219.6M | 0.1% | −125,744−3.8% | Reduced | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 2,299,302 | $218.6M | 0.1% | −115,112−4.8% | Reduced | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 3,900,887 | $215.7M | 0.1% | +421,274+12.1% | Added | – |
| Vanguard Total World Stock ETF922042742 | ETF | 2,074,297 | $214.9M | 0.1% | −33,426−1.6% | Reduced | – |
| MOAltria Group, Inc. | Stock | 4,485,674 | $213.9M | 0.1% | −47,223−1.0% | Reduced | History |
| STLAStellantis N.V. | SHS | 10,840,505 | $213.7M | 0.1% | +3,407,297+45.8% | Added | History |
| XYZBlock, Inc. | CL A | 873,421 | $212.9M | 0.1% | −537,624−38.1% | Reduced | History |
| LBRDKLiberty Broadband Corp | COM SER C | 1,217,083 | $211.4M | 0.1% | +1,084,299+816.6% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 11,512,545 | $209.9M | 0.1% | −458,722−3.8% | Reduced | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 1,651,678 | $209.8M | 0.1% | −77,213−4.5% | Reduced | History |
| NSCNorfolk Southern Corp | Stock | 784,020 | $208.1M | 0.1% | +41,213+5.5% | Added | History |
| WMBWilliams Companies, Inc. | COM | 7,805,102 | $207.2M | 0.1% | −254,260−3.2% | Reduced | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 4,096,433 | $206.3M | 0.1% | +88,781+2.2% | Added | – |
| SPGIS&P Global Inc. | Stock | 494,799 | $203.1M | 0.1% | +115,706+30.5% | Added | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 3,016,351 | $202.9M | 0.1% | +310,977+11.5% | Added | – |
| iShares Semiconductor ETF464287523 | ETF | 444,519 | $201.9M | 0.1% | +160,094+56.3% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 2,018,568 | $200.6M | 0.1% | −28,168−1.4% | Reduced | – |
| SPDR Series Trust78464A714 | ST STR SP RETAIL | 2,051,161 | $199.4M | 0.1% | +1,966,282+2,316.6% | Added | – |
| INTUIntuit Inc. | Stock | 406,581 | $199.3M | 0.1% | +2,846+0.7% | Added | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 1,146,039 | $198.8M | 0.1% | −117,194−9.3% | Reduced | – |
| DBXDropbox, Inc. | CL A | 6,544,127 | $198.4M | 0.1% | −1,661,314−20.2% | Reduced | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 1,752,654 | $197.1M | 0.1% | −179,165−9.3% | Reduced | – |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 10,666,399 | $194.8M | 0.1% | +10,666,399 | New | – |
| ETNEaton Corp plc | Stock | 1,310,234 | $194.2M | 0.1% | +100,639+8.3% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 868,430 | $194.1M | 0.1% | +56,489+7.0% | Added | History |
| NXPINXP Semiconductors N.V. | COM | 943,265 | $194.0M | 0.1% | −31,192−3.2% | Reduced | History |
| WTWWillis Towers Watson PLC | SHS | 842,696 | $193.8M | 0.1% | −331,110−28.2% | Reduced | History |
| LYFTLyft, Inc. | CL A COM | 3,162,913 | $191.3M | 0.1% | +195,346+6.6% | Added | History |
| SYKStryker Corp | Stock | 731,437 | $190.0M | 0.1% | +62,351+9.3% | Added | History |
| BIDUBaidu, Inc. | ADR | 924,550 | $188.5M | 0.1% | +189,650+25.8% | Added | History |
| PLDPrologis, Inc. | REIT | 1,572,587 | $188.0M | 0.1% | −202,817−11.4% | Reduced | History |
| NIONIO Inc. | ADR | 3,508,707 | $186.7M | 0.1% | −9,700−0.3% | Reduced | History |
| MRVLMarvell Technology, Inc. | COM | 3,186,162 | $185.8M | 0.1% | +988,925+45.0% | Added | History |
| PNCPNC Financial Services Group, Inc. | Stock | 973,803 | $185.8M | 0.1% | +182,293+23.0% | Added | History |
| Schwab US Tips ETF808524870 | ETF | 2,966,639 | $185.4M | 0.1% | −128,168−4.1% | Reduced | – |
| KLACKLA Corp | COM NEW | 569,147 | $184.5M | 0.1% | +10,684+1.9% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 1,595,406 | $183.4M | 0.1% | +62,279+4.1% | Added | – |
| BSXBoston Scientific Corp | Stock | 4,273,523 | $182.7M | 0.1% | +897,913+26.6% | Added | History |
| DOCUDocuSign, Inc. | Stock | 651,344 | $182.1M | 0.1% | −28,519−4.2% | Reduced | History |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 577,527 | $181.3M | 0.1% | −1,137−0.2% | Reduced | – |
| iShares Tr464287150 | CORE S&P TTL STK | 1,807,368 | $178.5M | 0.1% | +71,441+4.1% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 2,163,540 | $178.1M | 0.1% | +126,463+6.2% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 2,350,328 | $177.7M | 0.1% | +50,826+2.2% | Added | – |
| DUKDuke Energy CORP | Stock | 1,798,907 | $177.6M | 0.1% | −40,350−2.2% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 464,769 | $177.4M | 0.1% | −1,326−0.3% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 1,630,694 | $176.5M | 0.1% | +118,602+7.8% | Added | – |
| ECLEcolab Inc. | Stock | 850,410 | $175.2M | 0.1% | −4,290−0.5% | Reduced | History |
| Vanguard Financials ETF92204A405 | ETF | 1,915,211 | $173.2M | 0.1% | +137,384+7.7% | Added | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 2,284,862 | $172.6M | 0.1% | +5970.0% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 1,034,251 | $171.4M | 0.1% | +4,977+0.5% | Added | – |
| FTNTFortinet, Inc. | Stock | 716,614 | $170.7M | 0.1% | −35,183−4.7% | Reduced | History |
| CSXCSX Corp | Stock | 5,306,734 | $170.2M | 0.1% | −554,213−9.5% | ReducedConverted for a 3-for-1 split | History |
| SLViShares Silver Trust | ETF | 7,025,363 | $170.2M | 0.1% | −614,133−8.0% | Reduced | History |
| FFord Motor Co | Stock | 11,443,043 | $170.0M | 0.1% | +3,116,629+37.4% | Added | History |
| ILMNIllumina, Inc. | COM | 357,226 | $169.0M | 0.1% | +156,109+77.6% | Added | History |
| PANWPalo Alto Networks Inc | Stock | 455,011 | $168.8M | 0.1% | −14,177−3.0% | Reduced | History |
| iShares Tr46432F388 | MSCI USA VALUE | 1,602,300 | $168.3M | 0.1% | +596,758+59.3% | Added | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 2,071,227 | $167.6M | 0.1% | +67,854+3.4% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 682,854 | $167.2M | 0.1% | −54,235−7.4% | Reduced | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 879,589 | $165.9M | 0.1% | +108,501+14.1% | Added | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 6,223,163 | $165.5M | 0.1% | −271,079−4.2% | Reduced | – |
| DFSDiscover Financial Services | COM | 1,392,930 | $164.8M | 0.1% | +553,028+65.8% | Added | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 3,216,115 | $163.4M | 0.1% | −451,313−12.3% | Reduced | – |
| WMWaste Management Inc | Stock | 1,166,138 | $163.4M | 0.1% | −4360.0% | Reduced | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 1,398,251 | $161.5M | 0.1% | −420,706−23.1% | Reduced | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 3,074,260 | $161.1M | 0.1% | +708,123+29.9% | Added | – |
| MELIMercadolibre Inc | COM | 103,171 | $160.7M | 0.1% | −41,818−28.8% | Reduced | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 3,259,137 | $159.4M | 0.1% | +381,509+13.3% | Added | History |
| APTVAptiv PLC | SHS | 1,006,565 | $158.4M | 0.1% | +155,140+18.2% | Added | History |
| FCXFreeport-McMoran Inc | Stock | 4,267,268 | $158.4M | 0.1% | −231,026−5.1% | Reduced | History |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 1,998,354 | $157.9M | 0.1% | +40,651+2.1% | Added | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 2,630,200 | $157.7M | 0.1% | −79,332−2.9% | Reduced | – |
| LNWOLight & Wonder, Inc. | COM | 2,028,697 | $157.1M | 0.1% | −811,919−28.6% | Reduced | History |
| NDAQNasdaq, Inc. | COM | 891,356 | $156.7M | 0.1% | +490,592+122.4% | Added | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 2,922,187 | $156.3M | 0.1% | +186,654+6.8% | Added | – |
| SESea Ltd | SPONSORD ADS | 563,425 | $154.7M | 0.1% | −67,423−10.7% | Reduced | History |
| SLBSLB Limited | Stock | 4,828,779 | $154.6M | 0.1% | +50,516+1.1% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 3,155,198 | $151.6M | 0.1% | +648,801+25.9% | Added | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 2,467,314 | $151.6M | 0.1% | +67,019+2.8% | Added | – |
| SWKSSkyworks Solutions, Inc. | Stock | 789,994 | $151.5M | 0.1% | −19,144−2.4% | Reduced | History |
| MPLXMPLX LP | COM UNIT REP LTD | 5,093,750 | $150.8M | 0.1% | −702,210−12.1% | Reduced | History |
| INFOIHS Markit Ltd. | SHS | 1,337,508 | $150.7M | 0.1% | +548,729+69.6% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 2,152,134 | $150.6M | 0.1% | −271,292−11.2% | Reduced | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 2,288,053 | $150.3M | 0.1% | −42,360−1.8% | Reduced | – |
| VanEck Semiconductor ETF92189F676 | ETF | 571,118 | $149.8M | 0.1% | +135,342+31.1% | Added | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 1,650,842 | $149.6M | 0.1% | +3,041+0.2% | Added | – |
| Vanguard Communication Services ETF92204A884 | ETF | 1,035,787 | $149.0M | 0.1% | +21,212+2.1% | Added | – |
Options (728)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 728 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $7.17B | $1.23B |
| TSLATesla, Inc. | Stock | $3.22B | $1.12B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.36B | $842.2M |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.49B | $535.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $2.11B | $96.8M |
| iShares Russell 2000 ETF464287655 | ETF | $1.73B | $395.4M |
| AAPLApple Inc. | Stock | $1.30B | $700.4M |
| GLDSPDR Gold Trust | ETF | $913.3M | $1.08B |
| AMZNAmazon Com Inc | Stock | $972.7M | $600.5M |
| MSFTMicrosoft Corp | Stock | $1.09B | $374.6M |
| BABAAlibaba Group Holding Ltd | ADR | $713.9M | $580.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $847.8M | $142.7M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $658.4M | $276.5M |
| NVDANVIDIA Corp | Stock | $746.5M | $157.6M |
| METAMeta Platforms, Inc. | Stock | $514.6M | $299.1M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $395.6M | $417.1M |
| AMDAdvanced Micro Devices Inc | Stock | $579.6M | $196.8M |
| NFLXNetflix Inc | Stock | $622.1M | $81.3M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $347.5M | $352.7M |
| JPMJPMorgan Chase & Co | Stock | $430.3M | $231.9M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $401.9M | $241.8M |
| BACBank of America Corp | Stock | $523.0M | $107.3M |
| SLViShares Silver Trust | ETF | $330.0M | $282.3M |
| LOGILogitech International S.A. | SHS | $26.3M | $585.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $111.8M | $479.4M |
| XYZBlock, Inc. | CL A | $496.5M | $57.7M |
| MSMorgan Stanley | Stock | $443.5M | $79.3M |
| INTCIntel Corp | Stock | $327.0M | $106.4M |
| MUMicron Technology Inc | Stock | $321.4M | $111.7M |
| CCitigroup Inc | Stock | $372.9M | $51.7M |
| BILIBilibili Inc. | SPONS ADS REP Z | $231.8M | $185.1M |
| CRMSalesforce, Inc. | Stock | $332.7M | $81.6M |
| PYPLPayPal Holdings, Inc. | Stock | $274.6M | $117.0M |
| SHOPShopify Inc. | Stock | $290.7M | $83.7M |
| CSCOCisco Systems, Inc. | Stock | $259.4M | $82.9M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $113.4M | $217.8M |
| ZMZoom Communications, Inc. | Stock | $316.7M | $11.0M |
| ADBEAdobe Inc. | Stock | $229.3M | $93.6M |
| AVGOBroadcom Inc. | Stock | $213.7M | $86.1M |
| TWTRTwitter, Inc. | COM | $247.3M | $39.2M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $52.9M | $233.5M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $139.0M | $137.7M |
| iShares Tr464287432 | 20 YR TR BD ETF | $145.9M | $128.6M |
| GSGoldman Sachs Group Inc | Stock | $226.8M | $46.0M |
| IBMInternational Business Machines Corp | Stock | $200.1M | $66.3M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $236.1M | $28.6M |
| GOOGAlphabet Inc. | Stock | $194.9M | $64.6M |
| QCOMQualcomm Inc | Stock | $197.9M | $57.8M |
| UBERUber Technologies, Inc | Stock | $243.1M | $12.0M |
| WFCWells Fargo & Company | Stock | $183.2M | $58.2M |
| VVisa Inc. | Stock | $203.2M | $31.2M |
| CMCSAComcast Corp | Stock | $158.0M | $75.6M |
| DISWalt Disney Co | Stock | $169.0M | $62.9M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $215.2M | $14.7M |
| UUnity Software Inc. | COM | $17.0M | $212.4M |
| GOOGLAlphabet Inc. | Stock | $173.8M | $51.8M |
| ALCAlcon Inc | Stock | $6.64M | $218.3M |
| DOCUDocuSign, Inc. | Stock | $188.6M | $31.7M |
| BIDUBaidu, Inc. | ADR | $135.9M | $83.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $52.6M | $163.8M |
| HDHome Depot, Inc. | Stock | $150.8M | $60.1M |
| IAAIAA, Inc. | COM | $9.35M | $200.3M |
| SBUXStarbucks Corp | Stock | $151.0M | $57.5M |
| ABBVAbbVie Inc. | Stock | $156.3M | $41.5M |
| ORCLOracle Corp | Stock | $141.3M | $48.8M |
| GMGeneral Motors Co | COM | $165.3M | $23.9M |
| STLAStellantis N.V. | SHS | $99.0M | $84.7M |
| UBSUBS Group AG | Stock | $20.5M | $157.1M |
| KHCKraft Heinz Co | Stock | $117.4M | $55.5M |
| PFEPfizer Inc | Stock | $137.1M | $34.7M |
| BABoeing Co | Stock | $158.5M | $5.82M |
| MAMastercard Inc | Stock | $82.5M | $81.2M |
| NXPINXP Semiconductors N.V. | COM | $77.2M | $86.4M |
| LVSLas Vegas Sands Corp | COM | $28.3M | $127.7M |
| TGTTarget Corp | Stock | $116.2M | $33.2M |
| NKENIKE, Inc. | Stock | $125.6M | $22.3M |
| BLKBlackRock, Inc. | COM | $107.7M | $40.2M |
| EXPEExpedia Group, Inc. | Stock | $46.1M | $101.6M |
| TAT&T Inc. | Stock | $60.8M | $85.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $130.4M | $14.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $122.6M | $16.9M |
| BIIBBiogen Inc. | COM | $93.3M | $42.9M |
| NIONIO Inc. | ADR | $129.8M | $4.42M |
| COINCoinbase Global, Inc. | COM CL A | $131.2M | – |
| SESea Ltd | SPONSORD ADS | $55.5M | $75.4M |
| Farfetch Ltd30744W107 | ORD SH CL A | $4.53M | $121.9M |
| FCXFreeport-McMoran Inc | Stock | $102.7M | $21.0M |
| JNJJohnson & Johnson | Stock | $95.9M | $27.4M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $121.4M |
| FANGDiamondback Energy, Inc. | Stock | – | $119.7M |
| METMetlife Inc | Stock | $98.3M | $21.3M |
| AXPAmerican Express Co | Stock | $108.5M | $8.01M |
| CVSCVS Health Corp | Stock | $96.2M | $19.4M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $70.7M | $44.1M |
| NOWServiceNow, Inc. | Stock | $33.0M | $80.6M |
| TDOCTeladoc Health, Inc. | COM | $103.0M | $10.1M |
| SIVBSVB Financial Group | COM | $111.3M | – |
| LYFTLyft, Inc. | CL A COM | $85.2M | $25.7M |
| NEENextera Energy Inc | Stock | $55.8M | $55.0M |
| SNAPSnap Inc | Stock | $85.9M | $23.2M |
Sold out since Q1 2021 (827)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 827 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Prospect Cap Corp74348TAR3 | NOTE 4.950% 7/1 | – | $409.5M | 0.2% | – |
| Grubhub Inc400110102 | COM | 2,367,913 | $142.1M | 0.1% | – |
| Inphi Corp45772F107 | COM | 676,730 | $120.7M | 0.1% | – |
| Flir Sys Inc302445101 | COM | 1,511,859 | $85.4M | <0.1% | – |
| IAC Interactivecorp New44891N109 | COM | 339,900 | $73.5M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 248,998 | $44.0M | <0.1% | – |
| Cantel Med Corp138098108 | COM | 464,483 | $37.1M | <0.1% | – |
| HMS Hldgs Corp40425J101 | COM | 971,500 | $35.9M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q688 | BETABULDR DEVE | 769,181 | $21.8M | <0.1% | – |
| Realpage Inc75606N109 | COM | 181,112 | $15.8M | <0.1% | – |
| TCF Finl Corp872307103 | COM | 322,987 | $15.0M | <0.1% | – |
| Perspecta Inc715347100 | COM | 419,504 | $12.2M | <0.1% | – |
| Cubic Corp229669106 | COM | 152,910 | $11.4M | <0.1% | – |
| Cooper Tire & Rubr Co216831107 | COM | 203,124 | $11.4M | <0.1% | – |
| Waddell & Reed Finl Inc930059100 | CL A | 410,308 | $10.3M | <0.1% | – |
| Colony Cap Inc New19626G108 | CL A COM | 1,437,388 | $9.31M | <0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 35,553 | $7.71M | <0.1% | – |
| SVMK Inc78489X103 | COM | 320,270 | $5.87M | <0.1% | – |
| Juniper Indl Hldgs Inc48205G106 | COM CL A | 471,712 | $5.85M | <0.1% | – |
| FS KKR Cap Corp II35952V303 | COM | 287,901 | $5.62M | <0.1% | – |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 274,715 | $5.43M | <0.1% | – |
| Corelogic Inc21871D103 | COM | 65,519 | $5.19M | <0.1% | – |
| Aphria Inc03765K104 | COM | 250,205 | $4.60M | <0.1% | – |
| BlackRock Munienhanced FD IN09253Y100 | COM | 370,557 | $4.38M | <0.1% | – |
| Social Capital Hedosopha HLDG8252P105 | SHS CL A | 250,567 | $4.30M | <0.1% | – |
| Pluralsight Inc72941B106 | COM CL A | 154,630 | $3.45M | <0.1% | – |
| BlackRock Muniyield Invt FD09254R104 | COM | 229,727 | $3.20M | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q712 | BETBULD JAPAN | 110,154 | $3.14M | <0.1% | – |
| Noble Midstream Partners LP65506L105 | COM UNIT REPST | 203,483 | $2.95M | <0.1% | – |
| Star Peak Energy Transition855185104 | CL A | 106,867 | $2.84M | <0.1% | – |
| Seacor Holdings Inc811904101 | COM | 61,696 | $2.51M | <0.1% | – |
| Five Prime Therapeutics Inc33830X104 | COM | 56,930 | $2.14M | <0.1% | – |
| Nuveen Maryland QLT Mun Inc67061Q107 | COM | 133,113 | $1.89M | <0.1% | – |
| BlackRock Muniyield Invt Qua09254T100 | COM | 118,626 | $1.72M | <0.1% | – |
| Glu Mobile Inc379890106 | COM | 132,611 | $1.66M | <0.1% | – |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 318,218 | $1.48M | <0.1% | – |
| BlackRock New York Mun Incom09249U105 | COM | 78,477 | $1.21M | <0.1% | – |
| Michaels Cos Inc59408Q106 | COM | 43,389 | $952.0K | <0.1% | – |
| Eaton Vance 2021 Target TRM27829W101 | COM SHS BEN INT | 95,235 | $936.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q696 | BETABULDRS CDA | 31,070 | $918.0K | <0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 43,054 | $910.0K | <0.1% | – |
| FDMT4D Molecular Therapeutics, Inc. | COM | 20,592 | $893.0K | <0.1% | History |
| BlackRock New York Mun Incom09249R102 | COM | 56,598 | $859.0K | <0.1% | – |
| Cardtronics PLCG1991C105 | SHS CL A | 20,771 | $806.0K | <0.1% | – |
| Systemax Inc871851101 | COM | 18,427 | $758.0K | <0.1% | – |
| Experience Invt Corp30217C109 | COM CL A | 69,702 | $717.0K | <0.1% | – |
| Ribbit Leap LtdG7552B105 | SHS CL A | 64,672 | $711.0K | <0.1% | – |
| XPROExpro Group Holdings N.V. | COM | 189,630 | $673.0K | <0.1% | History |
| Entercom Communications Corp293639100 | CL A | 121,479 | $638.0K | <0.1% | – |
| Thoma Bravo AdvantageG88272102 | COM CL A | 54,985 | $575.0K | <0.1% | – |
| BlackRock Strategic Mun Tr09248T109 | COM | 39,312 | $574.0K | <0.1% | – |
| Aegion Corp00770F104 | COM | 19,756 | $568.0K | <0.1% | – |
| BlackRock Muniyield Ariz FD09254K109 | COM | 37,173 | $548.0K | <0.1% | – |
| Jaws Acquisition CorpG50744104 | SHS | 41,275 | $547.0K | <0.1% | – |
| MTBC Inc55378G102 | COM | 65,400 | $543.0K | <0.1% | – |
| STTKShattuck Labs, Inc. | COM | 18,181 | $532.0K | <0.1% | History |
| BlackRock Mun Income Invt Tr09248H105 | SHS BEN INT | 35,722 | $496.0K | <0.1% | – |
| GIGCAPITAL2 Inc375036100 | COM | 48,158 | $483.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 53,629 | $457.0K | <0.1% | – |
| Invesco Actively Managed Exc46090A101 | ACTIVE US REAL | 4,232 | $396.0K | <0.1% | – |
| Golar LNG Partners LPY2745C102 | COM UNIT LPI | 110,128 | $385.0K | <0.1% | – |
| FBL Finl Group Inc30239F106 | CL A | 6,643 | $371.0K | <0.1% | – |
| Nic Inc62914B100 | COM | 10,355 | $352.0K | <0.1% | – |
| Northern Genesis Acquisition66516T104 | COMMON STOCK | 20,900 | $341.0K | <0.1% | – |
| Finserv Acquisition Corp318085107 | CL A | 25,888 | $340.0K | <0.1% | – |
| Azure PWR Global LtdV0393H103 | SHS | 12,308 | $334.0K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 2,918 | $326.0K | <0.1% | – |
| Boingo Wireless Inc09739C102 | COM | 21,867 | $308.0K | <0.1% | – |
| Eaton Vance FLTG Rate Incom278284104 | COM SHS BEN INT | 18,099 | $295.0K | <0.1% | – |
| Genmark Diagnostics Inc372309104 | COM | 12,100 | $289.0K | <0.1% | – |
| Rignet Inc766582100 | COM | 31,700 | $276.0K | <0.1% | – |
| CRH Med Corp12626F105 | COM | 60,537 | $239.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q720 | BETBULD EUROPE | 8,740 | $239.0K | <0.1% | – |
| VG Acquisition CorpG9446E105 | SHS CL A | 22,755 | $231.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y520 | DRX DLYSOKOR3X | 4,916 | $200.0K | <0.1% | – |
| PAVMPAVmed Inc. | COM | 44,467 | $197.0K | <0.1% | History |
| Northern LTS FD Tr III66538R748 | HCM DEFND 100 | 4,697 | $195.0K | <0.1% | – |
| Watford Hldgs LtdG94787101 | SHS | 5,283 | $183.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 3,319 | $181.0K | <0.1% | – |
| NWLINational Western Life Group, Inc. | CL A | 718 | $179.0K | <0.1% | History |
| Maverix Metals Inc57776F405 | COM NEW | 32,761 | $173.0K | <0.1% | – |
| New Providence Acquisition64822P106 | COM CL A | 14,394 | $168.0K | <0.1% | – |
| First Tr Bick Index FD33733H107 | COM SHS | 4,398 | $165.0K | <0.1% | – |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 3,155 | $162.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E448 | RUSELL1000 GWT | 1,537 | $154.0K | <0.1% | – |
| OFLXOmega Flex, Inc. | COM | 946 | $149.0K | <0.1% | History |
| iShares U S ETF Tr46431W564 | COMMODITY CURVE | 6,383 | $146.0K | <0.1% | – |
| WisdomTree Tr97717X172 | US HGH YLD CORP | 2,721 | $142.0K | <0.1% | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 8,542 | $142.0K | <0.1% | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 25,214 | $142.0K | <0.1% | History |
| Artius Acquisition Inc04316G105 | COM CL A | 13,674 | $138.0K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q746 | USD EMRNG MKT | 2,845 | $138.0K | <0.1% | – |
| FTCVFintech Acquisition Corp V | COM CL A | 12,019 | $135.0K | <0.1% | History |
| Mohawk Group Hldgs Inc608189106 | COM | 4,579 | $135.0K | <0.1% | – |
| ETF Managers Tr26924G789 | ETFMG SIT ULTR | 2,638 | $131.0K | <0.1% | – |
| First Tr Exch Traded FD III33740J104 | ULTRA SHT DUR MU | 6,399 | $129.0K | <0.1% | – |
| ProShares Tr74347X500 | ULTR MSCI ETF | 2,742 | $128.0K | <0.1% | – |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 1,406 | $126.0K | <0.1% | – |
| Pandion Therapeutics Inc698340106 | COM | 2,068 | $124.0K | <0.1% | – |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 13,283 | $122.0K | <0.1% | History |