Moors & Cabot, Inc.
- SEC CIK
- 0001607239
- Latest filing
- Aug 10, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 825
- +6 vs. Q3 2023
- Portfolio value
- $1.61B
- +$130.3M (+8.8%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 455,967 | $87.8M | 5.5% | −452−0.1% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 219,381 | $82.5M | 5.1% | +4,741+2.2% | Added | History |
| TPLTexas Pacific Land Corp | Stock | 24,415 | $38.4M | 2.4% | +162+0.7% | Added | History |
| NVDANVIDIA Corp | Stock | 72,483 | $35.9M | 2.2% | +3,027+4.4% | Added | History |
| AMZNAmazon Com Inc | Stock | 189,068 | $28.7M | 1.8% | −7,214−3.7% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 132,402 | $22.5M | 1.4% | −641−0.5% | Reduced | History |
| PGProcter & Gamble Co | Stock | 142,681 | $20.9M | 1.3% | +499+0.4% | Added | History |
| VVisa Inc. | Stock | 74,862 | $19.5M | 1.2% | −1,543−2.0% | Reduced | History |
| JNJJohnson & Johnson | Stock | 119,778 | $18.8M | 1.2% | +2,681+2.3% | Added | History |
| PEPPepsiCo Inc | Stock | 108,883 | $18.5M | 1.2% | −1,124−1.0% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 16,237 | $18.1M | 1.1% | −2,425−13.0% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 125,327 | $17.5M | 1.1% | +1,813+1.5% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 167,797 | $16.8M | 1.0% | +4,184+2.6% | Added | History |
| CVSCVS Health Corp | Stock | 199,495 | $15.8M | 1.0% | +3,166+1.6% | Added | History |
| MRKMerck & Co., Inc. | Stock | 142,047 | $15.5M | 1.0% | −1,221−0.9% | Reduced | History |
| HDHome Depot, Inc. | Stock | 44,190 | $15.3M | 1.0% | −590−1.3% | Reduced | History |
| CVXChevron Corp | Stock | 97,536 | $14.5M | 0.9% | +169+0.2% | Added | History |
| TJXTJX Companies Inc | Stock | 152,966 | $14.3M | 0.9% | +2,098+1.4% | Added | History |
| IBMInternational Business Machines Corp | Stock | 80,689 | $13.2M | 0.8% | +737+0.9% | Added | History |
| WMTWalmart Inc. | Stock | 81,802 | $12.9M | 0.8% | +189+0.2% | Added | History |
| LLYEli Lilly & Co | Stock | 20,319 | $11.8M | 0.7% | −85−0.4% | Reduced | History |
| TSLATesla, Inc. | Stock | 47,331 | $11.8M | 0.7% | +451+1.0% | Added | History |
| ETNEaton Corp plc | Stock | 48,512 | $11.7M | 0.7% | −563−1.1% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 31,768 | $11.2M | 0.7% | +74+0.2% | Added | History |
| ABBVAbbVie Inc. | Stock | 70,673 | $11.0M | 0.7% | −1,223−1.7% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 22,897 | $10.9M | 0.7% | +2,666+13.2% | Added | History |
| WMWaste Management Inc | Stock | 58,779 | $10.5M | 0.7% | −292−0.5% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 29,431 | $10.5M | 0.7% | −78−0.3% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 71,394 | $10.1M | 0.6% | −5,397−7.0% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 376,555 | $9.92M | 0.6% | −4,114−1.1% | Reduced | History |
| ACNAccenture plc | Stock | 27,875 | $9.78M | 0.6% | +583+2.1% | Added | History |
| RTXRTX Corp | Stock | 115,448 | $9.71M | 0.6% | +2,365+2.1% | Added | History |
| GEOSGeospace Technologies Corp | COM | 746,500 | $9.67M | 0.6% | +8,025+1.1% | Added | History |
| CRMSalesforce, Inc. | Stock | 35,678 | $9.39M | 0.6% | −186−0.5% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 19,812 | $8.98M | 0.6% | +855+4.5% | Added | History |
| BXBlackstone Inc. | COM | 64,468 | $8.44M | 0.5% | −424−0.7% | Reduced | History |
| URIUnited Rentals, Inc. | COM | 14,227 | $8.16M | 0.5% | −319−2.2% | Reduced | History |
| NEENextera Energy Inc | Stock | 133,768 | $8.13M | 0.5% | +3,775+2.9% | Added | History |
| WMBWilliams Companies, Inc. | COM | 226,123 | $7.88M | 0.5% | −4,082−1.8% | Reduced | History |
| STZConstellation Brands, Inc. | Stock | 31,488 | $7.61M | 0.5% | +161+0.5% | Added | History |
| NSCNorfolk Southern Corp | Stock | 31,466 | $7.44M | 0.5% | +191+0.6% | Added | History |
| BLKBlackRock, Inc. | COM | 9,064 | $7.36M | 0.5% | +100+1.1% | Added | History |
| OKEONEOK Inc | COM | 103,869 | $7.29M | 0.5% | −532−0.5% | Reduced | History |
| VZVerizon Communications Inc | Stock | 190,343 | $7.18M | 0.4% | −3,841−2.0% | Reduced | History |
| PFEPfizer Inc | Stock | 241,608 | $6.96M | 0.4% | −10,932−4.3% | Reduced | History |
| SOFISoFi Technologies, Inc. | Stock | 692,981 | $6.90M | 0.4% | +48,281+7.5% | Added | History |
| CATCaterpillar Inc | Stock | 22,989 | $6.80M | 0.4% | +2,587+12.7% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 16,424 | $6.73M | 0.4% | +737+4.7% | Added | – |
| MDTMedtronic plc | Stock | 78,976 | $6.51M | 0.4% | −6,925−8.1% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 38,093 | $6.49M | 0.4% | +768+2.1% | Added | – |
| KOCoca Cola Co | Stock | 109,227 | $6.44M | 0.4% | −4,370−3.8% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 127,153 | $6.42M | 0.4% | +2,861+2.3% | Added | History |
| ABTAbbott Laboratories | Stock | 57,043 | $6.28M | 0.4% | −351−0.6% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 9,375 | $6.19M | 0.4% | +390+4.3% | Added | History |
| DEDeere & Co | Stock | 15,361 | $6.14M | 0.4% | −422−2.7% | Reduced | History |
| AMGNAmgen Inc | Stock | 20,907 | $6.02M | 0.4% | +204+1.0% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 435,575 | $6.01M | 0.4% | +8,165+1.9% | Added | History |
| CMECME Group Inc. | COM | 28,332 | $5.97M | 0.4% | +115+0.4% | Added | History |
| DISWalt Disney Co | Stock | 64,973 | $5.87M | 0.4% | +2,155+3.4% | Added | History |
| UNPUnion Pacific Corp | Stock | 23,848 | $5.86M | 0.4% | +31+0.1% | Added | History |
| INTCIntel Corp | Stock | 112,502 | $5.65M | 0.4% | −1,374−1.2% | Reduced | History |
| BABoeing Co | Stock | 21,363 | $5.57M | 0.3% | +444+2.1% | Added | History |
| LOWLowes Companies Inc | Stock | 24,875 | $5.54M | 0.3% | −507−2.0% | Reduced | History |
| ESEversource Energy | Stock | 88,767 | $5.48M | 0.3% | +3,224+3.8% | Added | History |
| FNVFranco Nevada Corp | Stock | 48,775 | $5.40M | 0.3% | +3,333+7.3% | Added | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 100,080 | $5.40M | 0.3% | +324+0.3% | Added | – |
| SBUXStarbucks Corp | Stock | 54,921 | $5.27M | 0.3% | −9,128−14.3% | Reduced | History |
| COPConocoPhillips | Stock | 45,194 | $5.25M | 0.3% | −809−1.8% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 94,762 | $5.21M | 0.3% | +286+0.3% | Added | – |
| HONHoneywell International Inc | COM | 24,654 | $5.17M | 0.3% | −798−3.1% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 99,312 | $5.10M | 0.3% | −7,082−6.7% | Reduced | History |
| Listed FDS Tr53656F623 | HORI KI INFL ETF | 160,659 | $5.06M | 0.3% | −5,220−3.1% | Reduced | – |
| MARMarriott International Inc | Stock | 22,356 | $5.04M | 0.3% | +1,131+5.3% | Added | History |
| DUKDuke Energy CORP | Stock | 51,726 | $5.02M | 0.3% | −3,759−6.8% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 23,494 | $4.95M | 0.3% | +48+0.2% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 10,330 | $4.93M | 0.3% | +3,900+60.7% | Added | – |
| MSBMesabi Trust | CTF BEN INT | 240,294 | $4.92M | 0.3% | +29,056+13.8% | Added | History |
| IRMIron Mountain Inc | COM | 69,734 | $4.88M | 0.3% | −2,144−3.0% | Reduced | History |
| MCDMcDonalds Corp | Stock | 15,980 | $4.74M | 0.3% | +161+1.0% | Added | History |
| EMREmerson Electric Co | Stock | 48,362 | $4.71M | 0.3% | −1,208−2.4% | Reduced | History |
| SOSouthern Co | Stock | 66,965 | $4.70M | 0.3% | +466+0.7% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 8,838 | $4.65M | 0.3% | +344+4.0% | Added | History |
| QCOMQualcomm Inc | Stock | 31,449 | $4.55M | 0.3% | −426−1.3% | Reduced | History |
| BACBank of America Corp | Stock | 134,376 | $4.52M | 0.3% | −23,224−14.7% | Reduced | History |
| RIORio Tinto PLC | ADR | 60,186 | $4.48M | 0.3% | −318−0.5% | Reduced | History |
| ENBEnbridge Inc | Stock | 123,766 | $4.46M | 0.3% | +643+0.5% | Added | History |
| UBERUber Technologies, Inc | Stock | 68,484 | $4.22M | 0.3% | −6,114−8.2% | Reduced | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 258,622 | $4.13M | 0.3% | +3,804+1.5% | Added | History |
| ORCLOracle Corp | Stock | 39,107 | $4.12M | 0.3% | −2,881−6.9% | Reduced | History |
| MRNAModerna, Inc. | Stock | 40,050 | $3.98M | 0.2% | +12,149+43.5% | Added | History |
| PNCPNC Financial Services Group, Inc. | Stock | 25,216 | $3.90M | 0.2% | −980−3.7% | Reduced | History |
| CNCCentene Corp | Stock | 52,328 | $3.88M | 0.2% | +315+0.6% | Added | History |
| iShares Tr464287556 | ISHARES BIOTECH | 28,513 | $3.87M | 0.2% | +412+1.5% | Added | – |
| FCXFreeport-McMoran Inc | Stock | 90,912 | $3.87M | 0.2% | −11,134−10.9% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 50,499 | $3.85M | 0.2% | +1,584+3.2% | Added | History |
| QGENQiagen N.V. | SHS NEW | 88,657 | $3.85M | 0.2% | +270.0% | Added | History |
| SLBSLB Limited | Stock | 73,645 | $3.83M | 0.2% | +283+0.4% | Added | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 566,648 | $3.83M | 0.2% | +249,484+78.7% | Added | History |
| NKENIKE, Inc. | Stock | 34,908 | $3.79M | 0.2% | −1,634−4.5% | Reduced | History |
| GLWCorning Inc | COM | 123,860 | $3.77M | 0.2% | −13,888−10.1% | Reduced | History |
Options (24)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| NVDANVIDIA Corp | Stock | – | $10.8K |
| GOOGLAlphabet Inc. | Stock | – | $8.09K |
| ADBEAdobe Inc. | Stock | – | $6.70K |
| SYYSysco Corp | Stock | $5.88K | – |
| AMGNAmgen Inc | Stock | – | $5.46K |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | – | $5.16K |
| AMZNAmazon Com Inc | Stock | – | $5.15K |
| MSFTMicrosoft Corp | Stock | – | $4.04K |
| XYZBlock, Inc. | CL A | – | $3.05K |
| KKRKKR & Co. Inc. | COM | – | $2.75K |
| TSLATesla, Inc. | Stock | – | $2.70K |
| AEPAmerican Electric Power Co Inc | Stock | – | $2.60K |
| ALBAlbemarle Corp | Stock | – | $2.33K |
| FDXFedEx Corp | Stock | – | $2.25K |
| DGDollar General Corp | COM | – | $2.25K |
| BROBrown & Brown, Inc. | Stock | – | $2.15K |
| BKHBlack Hills Corp | COM | – | $1.86K |
| COPConocoPhillips | Stock | – | $1.82K |
| AMATApplied Materials Inc | Stock | – | $1.61K |
| NKENIKE, Inc. | Stock | – | $1.60K |
| GHMGraham Corp | COM | – | $1.50K |
| STNGScorpio Tankers Inc. | SHS | – | $1.48K |
| iShares Tr464287432 | 20 YR TR BD ETF | – | $1.48K |
| PYPLPayPal Holdings, Inc. | Stock | – | $1.37K |
Sold out since Q3 2023 (53)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Nuveen PFD & Incm Securties67072C105 | COM | 292,986 | $1.81M | 0.1% | – |
| CFGCitizens Financial Group Inc | COM | 67,241 | $1.80M | 0.1% | History |
| NBHNeuberger Municipal Fund Inc. | COM | 81,280 | $748.6K | 0.1% | History |
| Fidelity Covington Trust316092386 | STOCK FOR INFL | 20,139 | $646.5K | <0.1% | – |
| MIOPioneer Municipal High Income Opportunities Fund, Inc. | COMMON STOCK | 62,500 | $596.9K | <0.1% | History |
| PIMCO ETF Tr72201R205 | 1-5 US TIP IDX | 11,707 | $586.4K | <0.1% | – |
| RFMRiverNorth Flexible Municipal Income Fund, Inc. | COM | 41,000 | $586.3K | <0.1% | History |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 10,000 | $524.9K | <0.1% | – |
| MNPWestern Asset Municipal Partners Fund Inc. | COM | 33,874 | $358.4K | <0.1% | History |
| EDIVirtus Stone Harbor Emerging Markets Total Income Fund | COM | 66,625 | $349.1K | <0.1% | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 2,498 | $338.6K | <0.1% | – |
| Amplify ETF Tr032108805 | AMPLIFY LITHIUM | 29,416 | $331.8K | <0.1% | – |
| PGRProgressive Corp | Stock | 2,237 | $311.6K | <0.1% | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 17,800 | $293.3K | <0.1% | History |
| CHCTCommunity Healthcare Trust Inc | COM | 9,534 | $283.2K | <0.1% | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 2,915 | $273.7K | <0.1% | – |
| SUSuncor Energy Inc | Stock | 7,490 | $257.5K | <0.1% | History |
| TECKTeck Resources Ltd | CL B | 5,750 | $247.8K | <0.1% | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 5,983 | $236.1K | <0.1% | History |
| TSCOTractor Supply Co | COM | 1,154 | $234.4K | <0.1% | History |
| FTVFortive Corp | Stock | 3,150 | $233.6K | <0.1% | History |
| VTYXVentyx Biosciences, Inc. | COM | 6,600 | $229.2K | <0.1% | History |
| CTSHCognizant Technology Solutions Corp | CL A | 3,345 | $226.6K | <0.1% | History |
| VMWVmware LLC | CL A COM | 1,357 | $225.9K | <0.1% | History |
| iShares Inc46434G772 | MSCI TAIWAN ETF | 5,069 | $225.8K | <0.1% | – |
| EFCEllington Financial Inc. | COM | 18,000 | $224.5K | <0.1% | History |
| CIENCiena Corp | COM NEW | 4,744 | $224.2K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 505 | $222.1K | <0.1% | History |
| THGHanover Insurance Group, Inc. | COM | 1,986 | $220.4K | <0.1% | History |
| KDPKeurig Dr Pepper Inc. | COM | 6,979 | $220.3K | <0.1% | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 5,690 | $215.9K | <0.1% | – |
| FSLRFirst Solar, Inc. | Stock | 1,325 | $214.1K | <0.1% | History |
| OGNOrganon & Co. | Stock | 12,267 | $213.0K | <0.1% | History |
| ORGOOrganogenesis Holdings Inc. | COM | 66,350 | $211.0K | <0.1% | History |
| EXRExtra Space Storage Inc. | COM | 1,711 | $208.0K | <0.1% | History |
| ABNBAirbnb, Inc. | Stock | 1,499 | $205.7K | <0.1% | History |
| OHIOmega Healthcare Investors Inc | COM | 6,131 | $203.3K | <0.1% | History |
| Viacomcbs Inc92556H305 | PFD | 11,415 | $202.6K | <0.1% | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,679 | $201.3K | <0.1% | – |
| IRDMIridium Communications Inc. | COM | 4,416 | $200.9K | <0.1% | History |
| WDSWoodside Energy Group Ltd | ADR | 8,598 | $200.2K | <0.1% | History |
| JJacobs Solutions Inc. | COM | 1,465 | $200.0K | <0.1% | History |
| ELANElanco Animal Health Inc | COM | 16,650 | $187.1K | <0.1% | History |
| Graniteshares ETF Tr38747R306 | HIPS US HIGH INC | 13,500 | $162.9K | <0.1% | – |
| DSKEDaseke, Inc. | COM | 21,063 | $108.1K | <0.1% | History |
| VGMInvesco Trust for Investment Grade Municipals | COM | 10,000 | $85.0K | <0.1% | History |
| PCTIPC Tel Inc | COM | 18,500 | $77.0K | <0.1% | History |
| CFFNCapitol Federal Financial, Inc. | COM | 11,322 | $54.0K | <0.1% | History |
| BGCBGC Group, Inc. | CL A | 10,000 | $52.8K | <0.1% | History |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | 10,108 | $30.8K | <0.1% | History |
| DMDesktop Metal, Inc. | COM CL A | 12,000 | $17.5K | <0.1% | History |
| NCNANuCana plc | SPONSORED ADR | 25,000 | $15.3K | <0.1% | History |
| AIFFFirefly Neuroscience, Inc. | COM | 17,988 | $4.65K | <0.1% | History |