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Livermore
Livermore
ZHEN

Moors & Cabot, Inc.

SEC CIK
0001607239
Latest filing
Aug 10, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
819
−2 vs. Q2 2023
Portfolio value
$1.47B
−$31.2M (−2.1%) vs. Q2 2023
Filed
Nov 8, 2023
SEC
Holdings of Moors & Cabot, Inc. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock456,419$78.1M5.3%+39,356+9.4%AddedHistory
MSFTMicrosoft CorpStock214,640$67.8M4.6%+10,352+5.1%AddedHistory
TPLTexas Pacific Land CorpStock24,253$44.2M3.0%−772−3.1%ReducedHistory
NVDANVIDIA CorpStock69,456$30.2M2.0%−5,063−6.8%ReducedHistory
AMZNAmazon Com IncStock196,282$25.0M1.7%+7,918+4.2%AddedHistory
PGProcter & Gamble CoStock142,182$20.7M1.4%−308−0.2%ReducedHistory
JPMJPMorgan Chase & CoStock133,043$19.3M1.3%+3,270+2.5%AddedHistory
XOMExxonMobil Holdings CorpCOM163,613$19.2M1.3%−95−0.1%ReducedHistory
PEPPepsiCo IncStock110,007$18.6M1.3%+214+0.2%AddedHistory
JNJJohnson & JohnsonStock117,097$18.2M1.2%−976−0.8%ReducedHistory
VVisa Inc.Stock76,405$17.6M1.2%−135−0.2%ReducedHistory
CVXChevron CorpStock97,367$16.4M1.1%+643+0.7%AddedHistory
GOOGLAlphabet Inc.Stock123,514$16.2M1.1%−1,044−0.8%ReducedHistory
AVGOBroadcom Inc.Stock18,662$15.5M1.1%+232+1.3%AddedHistory
MRKMerck & Co., Inc.Stock143,268$14.7M1.0%−2,871−2.0%ReducedHistory
CVSCVS Health CorpStock196,329$13.7M0.9%+17,558+9.8%AddedHistory
HDHome Depot, Inc.Stock44,780$13.5M0.9%−766−1.7%ReducedHistory
TJXTJX Companies IncStock150,868$13.4M0.9%+1,833+1.2%AddedHistory
WMTWalmart Inc.Stock81,613$13.1M0.9%−2,642−3.1%ReducedHistory
TSLATesla, Inc.Stock46,880$11.7M0.8%+13,026+38.5%AddedHistory
IBMInternational Business Machines CorpStock79,952$11.2M0.8%+6,590+9.0%AddedHistory
LLYEli Lilly & CoStock20,404$11.0M0.7%−1,471−6.7%ReducedHistory
ABBVAbbVie Inc.Stock71,896$10.7M0.7%+2,534+3.7%AddedHistory
ETNEaton Corp plcStock49,075$10.5M0.7%−927−1.9%ReducedHistory
EPDEnterprise Products Partners L.P.Stock380,669$10.4M0.7%+2,685+0.7%AddedHistory
BRK.BBerkshire Hathaway IncStock29,509$10.3M0.7%−670−2.2%ReducedHistory
GOOGAlphabet Inc.Stock76,791$10.1M0.7%+7,029+10.1%AddedHistory
GEOSGeospace Technologies CorpCOM738,475$9.56M0.6%+2,700+0.4%AddedHistory
METAMeta Platforms, Inc.Stock31,694$9.51M0.6%+736+2.4%AddedHistory
WMWaste Management IncStock59,071$9.00M0.6%−620−1.0%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF20,231$8.65M0.6%+652+3.3%AddedHistory
ACNAccenture plcStock27,292$8.38M0.6%−327−1.2%ReducedHistory
PFEPfizer IncStock252,540$8.38M0.6%−84,147−25.0%ReducedHistory
RTXRTX CorpStock113,083$8.14M0.6%−197−0.2%ReducedHistory
STZConstellation Brands, Inc.Stock31,327$7.87M0.5%+158+0.5%AddedHistory
WMBWilliams Companies, Inc.COM230,205$7.76M0.5%−1,118−0.5%ReducedHistory
LMTLockheed Martin CorpStock18,957$7.75M0.5%−58−0.3%ReducedHistory
NEENextera Energy IncStock129,993$7.45M0.5%−2,062−1.6%ReducedHistory
CRMSalesforce, Inc.Stock35,864$7.27M0.5%−688−1.9%ReducedHistory
BXBlackstone Inc.COM64,892$6.95M0.5%−431−0.7%ReducedHistory
MDTMedtronic plcStock85,901$6.73M0.5%+1,217+1.4%AddedHistory
CSCOCisco Systems, Inc.Stock124,292$6.68M0.5%−543−0.4%ReducedHistory
OKEONEOK IncCOM104,401$6.62M0.4%+58,257+126.3%AddedHistory
URIUnited Rentals, Inc.COM14,546$6.47M0.4%+30.0%AddedHistory
KOCoca Cola CoStock113,597$6.36M0.4%−7,012−5.8%ReducedHistory
VZVerizon Communications IncStock194,184$6.29M0.4%−27,922−12.6%ReducedHistory
BMYBristol Myers Squibb CoStock106,394$6.18M0.4%−1,418−1.3%ReducedHistory
NSCNorfolk Southern CorpStock31,275$6.16M0.4%−423−1.3%ReducedHistory
FNVFranco Nevada CorpStock45,442$6.07M0.4%+167+0.4%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN427,410$6.00M0.4%−3,521−0.8%ReducedHistory
DEDeere & CoStock15,783$5.96M0.4%+7,950+101.5%AddedHistory
SBUXStarbucks CorpStock64,049$5.85M0.4%−3,379−5.0%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF37,325$5.80M0.4%−32−0.1%Reduced–
BLKBlackRock, Inc.COM8,964$5.80M0.4%+135+1.5%AddedHistory
CMECME Group Inc.COM28,217$5.65M0.4%+258+0.9%AddedHistory
Invesco QQQ Trust Series I46090E103ETF15,687$5.62M0.4%+649+4.3%Added–
CATCaterpillar IncStock20,402$5.57M0.4%−1,057−4.9%ReducedHistory
AMGNAmgen IncStock20,703$5.56M0.4%+943+4.8%AddedHistory
ABTAbbott LaboratoriesStock57,394$5.56M0.4%−445−0.8%ReducedHistory
COPConocoPhillipsStock46,003$5.51M0.4%+141+0.3%AddedHistory
LOWLowes Companies IncStock25,382$5.28M0.4%−199−0.8%ReducedHistory
SOFISoFi Technologies, Inc.Stock644,700$5.15M0.3%+93,741+17.0%AddedHistory
DISWalt Disney CoStock62,818$5.09M0.3%−1,258−2.0%ReducedHistory
COSTCostco Wholesale CorpStock8,985$5.08M0.3%−313−3.4%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM94,476$5.06M0.3%+10,092+12.0%Added–
Listed FDS Tr53656F623HORI KI INFL ETF165,879$5.05M0.3%−5,566−3.2%Reduced–
ESEversource EnergyStock85,543$4.97M0.3%+7,826+10.1%AddedHistory
DUKDuke Energy CORPStock55,485$4.90M0.3%−2,124−3.7%ReducedHistory
UNPUnion Pacific CorpStock23,817$4.85M0.3%+1,403+6.3%AddedHistory
iShares U.S. Medical Devices ETF464288810ETF99,756$4.84M0.3%−4,834−4.6%Reduced–
EMREmerson Electric CoStock49,570$4.79M0.3%−101−0.2%ReducedHistory
HONHoneywell International IncCOM25,452$4.70M0.3%−207−0.8%ReducedHistory
PBTPermian Basin Royalty TrustUNIT BEN INT217,741$4.63M0.3%+19,267+9.7%AddedHistory
ORCLOracle CorpStock41,988$4.45M0.3%+4,444+11.8%AddedHistory
BACBank of America CorpStock157,600$4.32M0.3%−23,320−12.9%ReducedHistory
SOSouthern CoStock66,499$4.30M0.3%−205−0.3%ReducedHistory
UNHUnitedHealth Group IncStock8,494$4.28M0.3%+260+3.2%AddedHistory
SLBSLB LimitedStock73,362$4.28M0.3%−1,858−2.5%ReducedHistory
IRMIron Mountain IncCOM71,878$4.27M0.3%−300.0%ReducedHistory
MSBMesabi TrustCTF BEN INT211,238$4.24M0.3%+49,330+30.5%AddedHistory
GLWCorning IncCOM137,748$4.20M0.3%−5,187−3.6%ReducedHistory
MARMarriott International IncStock21,225$4.17M0.3%−58−0.3%ReducedHistory
MCDMcDonalds CorpStock15,819$4.17M0.3%+680+4.5%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A254,818$4.11M0.3%−13,910−5.2%ReducedHistory
ENBEnbridge IncStock123,123$4.09M0.3%+3,930+3.3%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock23,446$4.08M0.3%+698+3.1%AddedHistory
INTCIntel CorpStock113,876$4.05M0.3%+1,871+1.7%AddedHistory
BABoeing CoStock20,919$4.01M0.3%−1,321−5.9%ReducedHistory
CTRACoterra Energy Inc.Stock143,952$3.89M0.3%+13,473+10.3%AddedHistory
BPBP PLCADR99,929$3.87M0.3%−10,835−9.8%ReducedHistory
RIORio Tinto PLCADR60,504$3.85M0.3%+5,717+10.4%AddedHistory
FCXFreeport-McMoran IncStock102,046$3.81M0.3%+11,681+12.9%AddedHistory
QGENQiagen N.V.SHS NEW88,630$3.59M0.2%00.0%UnchangedHistory
CNCCentene CorpStock52,013$3.58M0.2%−1,966−3.6%ReducedHistory
QCOMQualcomm IncStock31,875$3.54M0.2%−1,271−3.8%ReducedHistory
NKENIKE, Inc.Stock36,542$3.49M0.2%−47,120−56.3%ReducedHistory
iShares Tr464287556ISHARES BIOTECH28,101$3.44M0.2%−606−2.1%Reduced–
MAMastercard IncStock8,673$3.43M0.2%−237−2.7%ReducedHistory
UBERUber Technologies, IncStock74,598$3.43M0.2%−18,525−19.9%ReducedHistory
EWEdwards Lifesciences CorpStock48,915$3.39M0.2%−705−1.4%ReducedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Moors & Cabot, Inc. in Q3 2023
SecurityClassPutsCalls
SYYSysco CorpStock$36.8K–
NVDANVIDIA CorpStock–$9.22K
GOOGLAlphabet Inc.Stock–$9.09K
ETNEaton Corp plcStock–$6.48K
AMZNAmazon Com IncStock–$3.99K
TSLATesla, Inc.Stock–$3.42K
WMTWalmart Inc.Stock–$1.41K
WELLWelltower Inc.REIT–$1.35K

Sold out since Q2 2023 (49)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Moors & Cabot, Inc. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP92,041$5.74M0.4%History
FMCFMC CorpCOM NEW4,631$483.2K<0.1%History
AFBAlliancebernstein National Municipal Income FundCOM40,000$429.2K<0.1%History
EXEExpand Energy CorpCOM4,181$349.9K<0.1%History
Vanguard World FD921910709EXTENDED DUR3,788$329.8K<0.1%–
INGRIngredion IncCOM3,087$327.1K<0.1%History
DKDelek US Holdings, Inc.COM12,591$301.6K<0.1%History
AAAUGoldman Sachs Physical Gold ETFUNIT15,100$287.4K<0.1%History
GENGen Digital Inc.Stock15,120$280.5K<0.1%History
CCICrown Castle Inc.REIT2,419$275.6K<0.1%History
WYNNWynn Resorts LtdCOM2,593$273.8K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,550$266.8K<0.1%History
LTHMLivent Corp.COM9,561$262.3K<0.1%History
MKCMcCormick & Co IncStock2,881$251.3K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S2,991$248.7K<0.1%–
NNNNNN REIT, Inc.REIT5,549$237.4K<0.1%History
ONOn Semiconductor CorpStock2,507$237.1K<0.1%History
SUMSummit Materials, Inc.CL A6,126$231.9K<0.1%History
FBINFortune Brands Innovations, Inc.COM3,196$230.0K<0.1%History
CPTCamden Property TrustREIT2,100$228.6K<0.1%History
TPRTapestry, Inc.COM5,286$226.2K<0.1%History
VSHVishay Intertechnology IncCOM7,500$220.5K<0.1%History
JBHTHunt J B Transport Services IncCOM1,200$217.3K<0.1%History
MGMMGM Resorts InternationalStock4,919$216.1K<0.1%History
SPDR Index Shs FDS78463X772ST S&P INTL ETF6,200$213.2K<0.1%–
iShares Core High Dividend ETF46429B663ETF2,090$210.7K<0.1%–
FLOFlowers Foods IncCOM8,436$209.9K<0.1%History
AMBAAmbarella IncSHS2,500$209.2K<0.1%History
iShares Tr464287721U.S. TECH ETF1,914$208.4K<0.1%–
RPDRapid7, Inc.COM4,544$205.8K<0.1%History
BOXBox IncCL A6,890$202.4K<0.1%History
SIISprott Inc.COM NEW6,222$201.6K<0.1%History
Vanguard Real Estate ETF922908553ETF2,404$200.9K<0.1%–
First Trust Rising Dividend Achievers ETF33738R506ETF4,255$200.4K<0.1%–
OSCROscar Health, Inc.CL A24,000$193.4K<0.1%History
FROFrontline plcCOM13,000$188.9K<0.1%History
NCVVirtus Convertible & Income FundCOM49,600$172.6K<0.1%History
BDJBlackRock Enhanced Equity Dividend TrustCOM20,500$171.0K<0.1%History
ORANYOrangeSPONSORED ADR11,630$135.4K<0.1%History
MPTMedical Properties Trust IncCOM14,490$134.2K<0.1%History
MXCTMaxcyte, Inc.COM26,969$123.8K<0.1%History
AMRSAmyris, Inc.COM NEW104,250$107.4K<0.1%History
LAZRQLuminar Technologies, Inc.COM CL A10,000$68.8K<0.1%History
DMSDigital Media Solutions, Inc.COM CL A39,821$13.1K<0.1%History
BTCYBiotricity Inc.Com10,000$6.38K<0.1%History
TOPSTop Ships Inc.SHS NEW10,000$5.72K<0.1%History
VRAYViewRay, Inc.COM12,500$4.40K<0.1%History
XXII22nd Century Group, Inc.COM10,000$3.83K<0.1%History
VCNXVaccinex, Inc.COM10,000$3.56K<0.1%History