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Livermore
Livermore
ZHEN

Moors & Cabot, Inc.

SEC CIK
0001607239
Latest filing
Aug 10, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
852
+22 vs. Q3 2021
Portfolio value
$1.63B
+$33.9M (+2.1%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Moors & Cabot, Inc. in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock494,016$87.7M5.4%+4,217+0.9%AddedHistory
MSFTMicrosoft CorpStock228,012$76.7M4.7%+3,140+1.4%AddedHistory
TPLTexas Pacific Land CorpStock27,386$34.2M2.1%−463−1.7%ReducedHistory
AMZNAmazon Com IncStock9,606$32.0M2.0%+506+5.6%AddedHistory
NVDANVIDIA CorpStock97,962$28.8M1.8%−114,498−53.9%ReducedHistory
CVSCVS Health CorpStock222,393$22.9M1.4%+4,392+2.0%AddedHistory
PGProcter & Gamble CoStock138,347$22.6M1.4%−141,503−50.6%ReducedHistory
PFEPfizer IncStock365,264$21.6M1.3%−365,932−50.0%ReducedHistory
JNJJohnson & JohnsonStock123,521$21.1M1.3%−583−0.5%ReducedHistory
HDHome Depot, Inc.Stock50,610$21.0M1.3%+250+0.5%AddedHistory
JPMJPMorgan Chase & CoStock127,424$20.2M1.2%+2,844+2.3%AddedHistory
PEPPepsiCo IncStock109,361$19.0M1.2%−1,599−1.4%ReducedHistory
GOOGLAlphabet Inc.Stock6,364$18.4M1.1%−510−7.4%ReducedHistory
VZVerizon Communications IncStock348,918$18.1M1.1%+10,504+3.1%AddedHistory
VVisa Inc.Stock73,892$16.0M1.0%−3,596−4.6%ReducedHistory
METAMeta Platforms, Inc.Stock40,042$13.5M0.8%−982−2.4%ReducedHistory
NEENextera Energy IncStock142,427$13.3M0.8%−1,200−0.8%ReducedHistory
WMTWalmart Inc.Stock91,158$13.2M0.8%+5,208+6.1%AddedHistory
BXBlackstone Inc.COM94,026$12.2M0.7%−8,428−8.2%ReducedHistory
CVXChevron CorpStock100,880$11.8M0.7%+9,409+10.3%AddedHistory
DISWalt Disney CoStock74,209$11.5M0.7%+4,131+5.9%AddedHistory
AVGOBroadcom Inc.Stock16,976$11.3M0.7%+127+0.8%AddedHistory
ACNAccenture plcStock26,956$11.2M0.7%+766+2.9%AddedHistory
CRMSalesforce, Inc.Stock42,652$10.8M0.7%+1,321+3.2%AddedHistory
XOMExxonMobil Holdings CorpCOM175,668$10.7M0.7%+2,205+1.3%AddedHistory
ABBVAbbVie Inc.Stock78,029$10.6M0.7%+2,816+3.7%AddedHistory
GOOGAlphabet Inc.Stock3,640$10.5M0.6%−19−0.5%ReducedHistory
TJXTJX Companies IncStock137,823$10.5M0.6%−5,720−4.0%ReducedHistory
MRKMerck & Co., Inc.Stock131,883$10.1M0.6%+2,307+1.8%AddedHistory
STZConstellation Brands, Inc.Stock39,167$9.83M0.6%+616+1.6%AddedHistory
WMWaste Management IncStock58,645$9.79M0.6%−60−0.1%ReducedHistory
NSCNorfolk Southern CorpStock32,807$9.77M0.6%−31,553−49.0%ReducedHistory
MRNAModerna, Inc.Stock38,023$9.66M0.6%−1,070−2.7%ReducedHistory
RTXRTX CorpStock108,747$9.36M0.6%+1,204+1.1%AddedHistory
ETNEaton Corp plcStock52,526$9.08M0.6%−1,099−2.0%ReducedHistory
IBMInternational Business Machines CorpStock63,019$8.42M0.5%−2,320−3.6%ReducedHistory
ABTAbbott LaboratoriesStock59,696$8.40M0.5%−620−1.0%ReducedHistory
BRK.BBerkshire Hathaway IncStock28,027$8.38M0.5%−1,182−4.0%ReducedHistory
TSLATesla, Inc.Stock7,801$8.24M0.5%+88+1.1%AddedHistory
BACBank of America CorpStock183,123$8.15M0.5%+8,614+4.9%AddedHistory
BLKBlackRock, Inc.COM8,824$8.08M0.5%+84+1.0%AddedHistory
CSCOCisco Systems, Inc.Stock127,255$8.06M0.5%+14,186+12.5%AddedHistory
EPDEnterprise Products Partners L.P.Stock361,620$7.94M0.5%+13,875+4.0%AddedHistory
KOCoca Cola CoStock130,435$7.72M0.5%+2,698+2.1%AddedHistory
ESEversource EnergyStock81,855$7.45M0.5%+1,026+1.3%AddedHistory
NKENIKE, Inc.Stock42,523$7.09M0.4%−151,683−78.1%ReducedHistory
GPCGenuine Parts CoStock50,548$7.09M0.4%00.0%UnchangedHistory
SBUXStarbucks CorpStock60,409$7.07M0.4%−539−0.9%ReducedHistory
TAT&T Inc.Stock285,925$7.03M0.4%−15,678−5.2%ReducedHistory
PYPLPayPal Holdings, Inc.Stock36,739$6.93M0.4%+13,938+61.1%AddedHistory
UNPUnion Pacific CorpStock27,299$6.88M0.4%−540−1.9%ReducedHistory
EWEdwards Lifesciences CorpStock51,339$6.65M0.4%−1,863−3.5%ReducedHistory
iShares U.S. Medical Devices ETF464288810ETF100,881$6.64M0.4%+1,250+1.3%Added–
UPSUnited Parcel Service IncStock30,750$6.59M0.4%−585−1.9%ReducedHistory
LLYEli Lilly & CoStock23,855$6.59M0.4%+3,306+16.1%AddedHistory
MDTMedtronic plcStock61,663$6.38M0.4%+3,961+6.9%AddedHistory
INTCIntel CorpStock123,683$6.37M0.4%+6,241+5.3%AddedHistory
LMTLockheed Martin CorpStock17,920$6.37M0.4%+45+0.3%AddedHistory
WMBWilliams Companies, Inc.COM244,230$6.36M0.4%−7,732−3.1%ReducedHistory
BMYBristol Myers Squibb CoStock101,905$6.35M0.4%−3,337−3.2%ReducedHistory
HONHoneywell International IncCOM28,411$5.92M0.4%+390+1.4%AddedHistory
SPYSPDR S&P 500 ETF TrustETF12,398$5.89M0.4%+504+4.2%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF33,263$5.71M0.4%+2,659+8.7%Added–
ALLAllstate CorpStock47,601$5.60M0.3%−572−1.2%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF14,023$5.58M0.3%+1,467+11.7%Added–
URIUnited Rentals, Inc.COM16,483$5.48M0.3%−1,419−7.9%ReducedHistory
DUKDuke Energy CORPStock51,516$5.40M0.3%+3,854+8.1%AddedHistory
UNHUnitedHealth Group IncStock10,508$5.28M0.3%+389+3.8%AddedHistory
GLWCorning IncCOM141,638$5.27M0.3%+9,601+7.3%AddedHistory
LOWLowes Companies IncStock20,141$5.21M0.3%−820−3.9%ReducedHistory
CMECME Group Inc.COM22,373$5.11M0.3%+654+3.0%AddedHistory
IRMIron Mountain IncCOM95,751$5.01M0.3%+4,910+5.4%AddedHistory
MMM3M CoStock28,158$5.00M0.3%−307−1.1%ReducedHistory
COSTCostco Wholesale CorpStock8,792$4.99M0.3%+1,296+17.3%AddedHistory
QGENQiagen N.V.SHS NEW88,601$4.92M0.3%00.0%UnchangedHistory
SOSouthern CoStock71,515$4.90M0.3%+827+1.2%AddedHistory
ABBNYABB LtdSPONSORED ADR126,660$4.83M0.3%−4,571−3.5%ReducedHistory
CNCCentene CorpStock58,275$4.80M0.3%+1,225+2.1%AddedHistory
FNVFranco Nevada CorpStock34,710$4.80M0.3%+896+2.6%AddedHistory
CATCaterpillar IncStock22,924$4.74M0.3%+2,816+14.0%AddedHistory
EMREmerson Electric CoStock50,384$4.68M0.3%−419−0.8%ReducedHistory
ENBEnbridge IncStock118,126$4.62M0.3%−1,337−1.1%ReducedHistory
ZTSZoetis Inc.Stock18,349$4.48M0.3%−199−1.1%ReducedHistory
iShares Global Clean Energy ETF464288224ETF210,780$4.46M0.3%+438+0.2%Added–
iShares Tr464287556ISHARES BIOTECH29,003$4.43M0.3%+1,029+3.7%Added–
BABoeing CoStock21,482$4.33M0.3%+2,046+10.5%AddedHistory
NTRNutrien Ltd.COM55,014$4.14M0.3%−58,058−51.3%ReducedHistory
QCOMQualcomm IncStock22,436$4.10M0.3%+4,993+28.6%AddedHistory
INDBIndependent Bank CorpCOM49,518$4.04M0.2%−1,157−2.3%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock5,972$3.98M0.2%+329+5.8%AddedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP83,251$3.87M0.2%+2,100+2.6%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock17,955$3.83M0.2%00.0%UnchangedHistory
CLColgate Palmolive CoStock44,478$3.80M0.2%−2,881−6.1%ReducedHistory
STAGSTAG Industrial, Inc.COM78,611$3.77M0.2%−3,314−4.0%ReducedHistory
MARMarriott International IncStock22,537$3.72M0.2%+5,443+31.8%AddedHistory
MCDMcDonalds CorpStock13,667$3.66M0.2%+1,098+8.7%AddedHistory
SOFISoFi Technologies, Inc.Stock229,891$3.63M0.2%+34,896+17.9%AddedHistory
CFGCitizens Financial Group IncCOM76,900$3.63M0.2%+4,021+5.5%AddedHistory
SYKStryker CorpStock13,286$3.55M0.2%−55−0.4%ReducedHistory
DGXQuest Diagnostics IncCOM20,363$3.52M0.2%+124+0.6%AddedHistory

Options (47)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Moors & Cabot, Inc. in Q4 2021
SecurityClassPutsCalls
AVGOBroadcom Inc.Stock–$96.0K
UNHUnitedHealth Group IncStock–$75.0K
EXPEExpedia Group, Inc.Stock–$49.0K
AMDAdvanced Micro Devices IncStock–$45.0K
SPGSimon Property Group Inc.REIT–$23.0K
TTETotalEnergies SESPONSORED ADS–$16.0K
SYNASYNAPTICS IncStock–$10.0K
VACMarriott Vacations Worldwide CorpCOM–$10.0K
JCIJohnson Controls International plcStock–$8.00K
DISWalt Disney CoStock–$8.00K
BOXBox IncCL A–$8.00K
UALUnited Airlines Holdings, Inc.COM–$8.00K
MRVLMarvell Technology, Inc.COM–$8.00K
DOCUDocuSign, Inc.Stock–$7.00K
NUENucor CorpCOM–$7.00K
DALDelta Air Lines, Inc.COM NEW–$7.00K
NCLHNorwegian Cruise Line Holdings Ltd.SHS–$7.00K
PAYXPaychex IncStock–$6.00K
ZTSZoetis Inc.Stock–$6.00K
WSTWest Pharmaceutical Services IncCOM–$6.00K
UPSUnited Parcel Service IncStock–$5.00K
SMGScotts Miracle-Gro CoStock–$4.00K
INTCIntel CorpStock$4.00K–
MSFTMicrosoft CorpStock–$4.00K
VVisa Inc.Stock–$4.00K
PYPLPayPal Holdings, Inc.Stock–$4.00K
ADBEAdobe Inc.Stock–$3.00K
LLYEli Lilly & CoStock–$3.00K
AMATApplied Materials IncStock–$3.00K
SCHWSchwab Charles CorpStock–$3.00K
GPNGlobal Payments IncStock–$3.00K
IRMIron Mountain IncCOM–$3.00K
CRLCharles River Laboratories International, Inc.COM–$3.00K
RVTYRevvity, Inc.COM–$3.00K
TWTRTwitter, Inc.COM–$3.00K
GSGoldman Sachs Group IncStock–$2.00K
VRTXVertex Pharmaceuticals IncStock–$2.00K
BABoeing CoStock–$2.00K
FISFidelity National Information Services, Inc.Stock–$2.00K
QCOMQualcomm IncStock–$2.00K
CRMSalesforce, Inc.Stock–$2.00K
ABTAbbott LaboratoriesStock–$2.00K
PENNPENN Entertainment, Inc.COM–$2.00K
BXBlackstone Inc.COM–$2.00K
VMCVulcan Materials COCOM–$2.00K
CFGCitizens Financial Group IncCOM–$2.00K
WDCWestern Digital CorpCOM–$2.00K

Sold out since Q3 2021 (61)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Moors & Cabot, Inc. sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Royal Dutch Shell PLC780259206SPONS ADR A33,069$1.47M0.1%–
EMNEastman Chemical CoStock6,804$684.0K<0.1%History
OHIOmega Healthcare Investors IncCOM22,436$668.0K<0.1%History
PINSPinterest, Inc.CL A9,738$494.0K<0.1%History
APOApollo Global Management, Inc.COM CL A7,650$469.0K<0.1%History
GENGen Digital Inc.Stock17,164$436.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999916,008$405.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B9,147$404.0K<0.1%–
CARAvis Budget Group, Inc.COM3,450$402.0K<0.1%History
TROWPrice T Rowe Group IncStock1,994$394.0K<0.1%History
OIO-I Glass, Inc.COM26,100$374.0K<0.1%History
OTTROtter Tail CorpCOM6,275$351.0K<0.1%History
ROKURoku, IncCOM CL A1,078$341.0K<0.1%History
DCOMDime Commercial Bancshares, Inc.COM10,146$332.0K<0.1%History
DELLDell Technologies Inc.Stock2,839$297.0K<0.1%History
SNAPSnap IncStock4,008$296.0K<0.1%History
HOLXHologic IncCOM3,943$291.0K<0.1%History
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,675$284.0K<0.1%–
KSUKansas City SouthernCOM NEW1,040$281.0K<0.1%History
EVBGEverbridge, Inc.COM1,838$275.0K<0.1%History
NVCRNovoCure LtdORD SHS2,360$274.0K<0.1%History
PCARPaccar IncCOM3,390$268.0K<0.1%History
AKAMAkamai Technologies IncCOM2,550$266.0K<0.1%History
Listed FD Tr53656F789ROUNDHILL SPORTS8,700$266.0K<0.1%–
LANDGladstone Land CorpCOM11,443$260.0K<0.1%History
CTXSCitrix Systems IncCOM2,326$250.0K<0.1%History
First Tr Exchange-Traded FD33741L207DORSY WRGH VLU10,500$247.0K<0.1%–
DISHDISH Network CORPCL A5,668$244.0K<0.1%History
ATVIActivision Blizzard, Inc.COM3,049$238.0K<0.1%History
BRSLBrightstar Lottery PLCSHS USD8,960$237.0K<0.1%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID6,600$236.0K<0.1%–
Global X FDS37954Y624AUTONMOUS EV ETF8,600$235.0K<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT2,035$228.0K<0.1%History
JNPRJuniper Networks IncCOM8,312$228.0K<0.1%History
HRLHormel Foods CorpCOM5,475$222.0K<0.1%History
NVAXNovavax IncCOM NEW1,060$218.0K<0.1%History
iShares Tr46432F388MSCI USA VALUE2,154$217.0K<0.1%–
AOSSmith A O CorpCOM3,571$217.0K<0.1%History
FXEInvesco CurrencyShares Euro TrustEURO SHS2,000$216.0K<0.1%History
EDITEditas Medicine, Inc.COM5,201$214.0K<0.1%History
ProShares Tr74347B607INVT INT RT HG2,800$212.0K<0.1%–
HQHabrdn Healthcare InvestorsSH BEN INT8,262$210.0K<0.1%History
NWNNorthwest Natural Holding CoCOM4,450$206.0K<0.1%History
Kraneshares Tr500767736QUADRTC INT RT7,300$204.0K<0.1%–
MTTRMatterport, Inc.COM CL A10,750$202.0K<0.1%History
Global X FDS37954Y467E COMMERCE ETF6,550$201.0K<0.1%–
DWSNDawson Geophysical CoCOM74,267$188.0K<0.1%History
BBDCBarings BDC, Inc.COM14,650$161.0K<0.1%History
Pioneer High Income Tr72369H106COM16,000$156.0K<0.1%–
VTAInvesco Dynamic Credit Opportunities FundCOM11,755$139.0K<0.1%History
INDIindie Semiconductor, Inc.CLASS A COM10,800$133.0K<0.1%History
JQCNuveen Credit Strategies Income FundCOM SHS16,000$106.0K<0.1%History
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS10,630$104.0K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN10,100$102.0K<0.1%History
First Tr Sr Floating Rate 2033740K101COM SHS10,000$96.0K<0.1%–
ORGNOrigin Materials, Inc.COM10,200$70.0K<0.1%History
MNKDMannkind CorpCOM NEW11,000$49.0K<0.1%History
CLIRClearSign Technologies CorpCOM21,000$42.0K<0.1%History
PBIPitney Bowes IncCOM5,000$36.0K<0.1%History
Cheniere Energy, Inc.16411RAG4NOTE 4.250% 3/1–$30.0K<0.1%–
RESNResonant IncCOM10,500$25.0K<0.1%History