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Livermore
Livermore
ZHEN

Moors & Cabot, Inc.

SEC CIK
0001607239
Latest filing
Aug 10, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Dec 8, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
830
+36 vs. Q2 2021
Portfolio value
$1.59B
+$166.1M (+11.7%) vs. Q2 2021
Filed
Dec 8, 2021
AmendedSEC
Holdings of Moors & Cabot, Inc. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock489,799$69.3M4.4%+19,689+4.2%AddedHistory
MSFTMicrosoft CorpStock224,872$63.3M4.0%+5,967+2.7%AddedHistory
NVDANVIDIA CorpStock212,460$44.0M2.8%+111,896+111.3%AddedConverted for a 4-for-1 splitHistory
PGProcter & Gamble CoStock279,850$39.1M2.5%+141,971+103.0%AddedHistory
TPLTexas Pacific Land CorpStock27,849$33.6M2.1%+1,085+4.1%AddedHistory
PFEPfizer IncStock731,196$31.5M2.0%+375,173+105.4%AddedHistory
AMZNAmazon Com IncStock9,100$29.9M1.9%+399+4.6%AddedHistory
NKENIKE, Inc.Stock194,206$28.2M1.8%+149,539+334.8%AddedHistory
JPMJPMorgan Chase & CoStock124,580$20.4M1.3%+2,516+2.1%AddedHistory
JNJJohnson & JohnsonStock124,104$20.0M1.3%−947−0.8%ReducedHistory
CVSCVS Health CorpStock218,001$18.5M1.2%−1,285−0.6%ReducedHistory
GOOGLAlphabet Inc.Stock6,874$18.4M1.2%+159+2.4%AddedHistory
VZVerizon Communications IncStock338,414$18.3M1.1%+7,226+2.2%AddedHistory
VVisa Inc.Stock77,488$17.3M1.1%+2,473+3.3%AddedHistory
PEPPepsiCo IncStock110,960$16.7M1.0%+685+0.6%AddedHistory
HDHome Depot, Inc.Stock50,360$16.5M1.0%−805−1.6%ReducedHistory
NSCNorfolk Southern CorpStock64,360$15.4M1.0%+31,990+98.8%AddedHistory
MRNAModerna, Inc.Stock39,093$15.0M0.9%−6,731−14.7%ReducedHistory
METAMeta Platforms, Inc.Stock41,024$13.9M0.9%−1,323−3.1%ReducedHistory
WMTWalmart Inc.Stock85,950$12.0M0.8%+1,248+1.5%AddedHistory
BXBlackstone Inc.COM102,454$11.9M0.7%+6,286+6.5%AddedHistory
DISWalt Disney CoStock70,078$11.9M0.7%+62+0.1%AddedHistory
NEENextera Energy IncStock143,627$11.3M0.7%+196+0.1%AddedHistory
CRMSalesforce, Inc.Stock41,331$11.2M0.7%+2,198+5.6%AddedHistory
XOMExxonMobil Holdings CorpCOM173,463$10.2M0.6%+6,084+3.6%AddedHistory
MRKMerck & Co., Inc.Stock129,576$9.77M0.6%+12,287+10.5%AddedHistory
GOOGAlphabet Inc.Stock3,659$9.76M0.6%+186+5.4%AddedHistory
TJXTJX Companies IncStock143,543$9.47M0.6%−602−0.4%ReducedHistory
CVXChevron CorpStock91,471$9.26M0.6%+1,944+2.2%AddedHistory
RTXRTX CorpStock107,543$9.23M0.6%−63−0.1%ReducedHistory
IBMInternational Business Machines CorpStock65,339$9.08M0.6%+243+0.4%AddedHistory
WMWaste Management IncStock58,705$8.77M0.6%+191+0.3%AddedHistory
ACNAccenture plcStock26,190$8.38M0.5%+495+1.9%AddedHistory
AVGOBroadcom Inc.Stock16,849$8.16M0.5%−381−2.2%ReducedHistory
TAT&T Inc.Stock301,603$8.16M0.5%−21,649−6.7%ReducedHistory
ABBVAbbVie Inc.Stock75,213$8.13M0.5%+7,351+10.8%AddedHistory
STZConstellation Brands, Inc.Stock38,551$8.13M0.5%+770+2.0%AddedHistory
ETNEaton Corp plcStock53,625$8.00M0.5%−154−0.3%ReducedHistory
BRK.BBerkshire Hathaway IncStock29,209$7.97M0.5%+152+0.5%AddedHistory
EPDEnterprise Products Partners L.P.Stock347,745$7.53M0.5%−1,751−0.5%ReducedHistory
BACBank of America CorpStock174,509$7.39M0.5%+2,249+1.3%AddedHistory
BLKBlackRock, Inc.COM8,740$7.34M0.5%+115+1.3%AddedHistory
NTRNutrien Ltd.COM113,072$7.30M0.5%+55,816+97.5%AddedHistory
MDTMedtronic plcStock57,702$7.23M0.5%+4,043+7.5%AddedHistory
ABTAbbott LaboratoriesStock60,316$7.13M0.4%+1,172+2.0%AddedHistory
SBUXStarbucks CorpStock60,948$6.74M0.4%+2,209+3.8%AddedHistory
KOCoca Cola CoStock127,737$6.67M0.4%−240.0%ReducedHistory
ESEversource EnergyStock80,829$6.61M0.4%+1,413+1.8%AddedHistory
WMBWilliams Companies, Inc.COM251,962$6.54M0.4%+7,933+3.3%AddedHistory
PNCPNC Financial Services Group, Inc.Stock32,536$6.37M0.4%+16,010+96.9%AddedHistory
URIUnited Rentals, Inc.COM17,902$6.28M0.4%−180−1.0%ReducedHistory
INTCIntel CorpStock117,442$6.26M0.4%+8,038+7.3%AddedHistory
iShares U.S. Medical Devices ETF464288810ETF99,631$6.26M0.4%+3,547+3.7%AddedConverted for a 6-for-1 split–
BMYBristol Myers Squibb CoStock105,242$6.25M0.4%+1,871+1.8%AddedHistory
LMTLockheed Martin CorpStock17,875$6.17M0.4%+352+2.0%AddedHistory
CSCOCisco Systems, Inc.Stock113,069$6.14M0.4%+2,637+2.4%AddedHistory
ALLAllstate CorpStock48,173$6.13M0.4%+734+1.5%AddedHistory
GPCGenuine Parts CoStock50,548$6.13M0.4%+210.0%AddedHistory
EWEdwards Lifesciences CorpStock53,202$6.02M0.4%−322−0.6%ReducedHistory
TSLATesla, Inc.Stock7,713$5.99M0.4%+2,310+42.8%AddedHistory
HONHoneywell International IncCOM28,021$5.94M0.4%+1,062+3.9%AddedHistory
PYPLPayPal Holdings, Inc.Stock22,801$5.93M0.4%+3,465+17.9%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A547,522$5.91M0.4%+276,608+102.1%AddedHistory
UPSUnited Parcel Service IncStock31,335$5.70M0.4%−20−0.1%ReducedHistory
UNPUnion Pacific CorpStock27,839$5.46M0.3%+2,917+11.7%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM539,634$5.36M0.3%+278,641+106.8%AddedHistory
Nuveen PFD & Incm Securties67072C105COM523,202$5.14M0.3%+272,050+108.3%Added–
SPYSPDR S&P 500 ETF TrustETF11,894$5.11M0.3%−507−4.1%ReducedHistory
NVSNovartis AGADR62,000$5.05M0.3%+31,683+104.5%AddedHistory
MMM3M CoStock28,465$5.00M0.3%+630+2.3%AddedHistory
GLWCorning IncCOM132,037$4.81M0.3%−390.0%ReducedHistory
EMREmerson Electric CoStock50,803$4.79M0.3%−289−0.6%ReducedHistory
ENBEnbridge IncStock119,463$4.77M0.3%−2,551−2.1%ReducedHistory
LLYEli Lilly & CoStock20,549$4.75M0.3%+2,336+12.8%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF30,604$4.70M0.3%+2,254+8.0%Added–
DUKDuke Energy CORPStock47,662$4.65M0.3%+1,421+3.1%AddedHistory
QGENQiagen N.V.SHS NEW88,601$4.58M0.3%+50,575+133.0%AddedHistory
iShares Global Clean Energy ETF464288224ETF210,342$4.55M0.3%+1,203+0.6%Added–
iShares Tr464287556ISHARES BIOTECH27,974$4.52M0.3%+24+0.1%Added–
Invesco QQQ Trust Series I46090E103ETF12,556$4.49M0.3%+138+1.1%Added–
SOSouthern CoStock70,688$4.38M0.3%+3,034+4.5%AddedHistory
FNVFranco Nevada CorpStock33,814$4.38M0.3%+2,209+7.0%AddedHistory
ABBNYABB LtdSPONSORED ADR131,231$4.37M0.3%−2,325−1.7%ReducedHistory
BABoeing CoStock19,436$4.26M0.3%+1,661+9.3%AddedHistory
LOWLowes Companies IncStock20,961$4.25M0.3%+3,249+18.3%AddedHistory
CMECME Group Inc.COM21,719$4.22M0.3%+3,444+18.8%AddedHistory
UNHUnitedHealth Group IncStock10,119$3.96M0.2%+21+0.2%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock17,955$3.96M0.2%+54+0.3%AddedHistory
IRMIron Mountain IncCOM90,841$3.94M0.2%+5,774+6.8%AddedHistory
CLNEClean Energy Fuels Corp.COM479,875$3.90M0.2%+11,175+2.4%AddedHistory
CATCaterpillar IncStock20,108$3.86M0.2%+358+1.8%AddedHistory
ARK Innovation ETF00214Q104ETF34,926$3.86M0.2%−2,034−5.5%Reduced–
PMPhilip Morris International Inc.Stock40,730$3.86M0.2%+20,852+104.9%AddedHistory
INDBIndependent Bank CorpCOM50,675$3.86M0.2%+2,542+5.3%AddedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP81,151$3.70M0.2%−1,500−1.8%ReducedHistory
GEOSGeospace Technologies CorpCOM384,775$3.68M0.2%+66,500+20.9%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN377,061$3.62M0.2%+36,845+10.8%AddedHistory
ZTSZoetis Inc.Stock18,548$3.60M0.2%+21+0.1%AddedHistory
CLColgate Palmolive CoStock47,359$3.58M0.2%−922−1.9%ReducedHistory
CNCCentene CorpStock57,050$3.55M0.2%+20.0%AddedHistory

Options (30)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Moors & Cabot, Inc. in Q3 2021
SecurityClassPutsCalls
AVGOBroadcom Inc.Stock–$18.0K
PENNPENN Entertainment, Inc.COM–$10.0K
NCLHNorwegian Cruise Line Holdings Ltd.SHS–$10.0K
ABTAbbott LaboratoriesStock–$9.00K
HDHome Depot, Inc.Stock–$6.00K
BOXBox IncCL A–$6.00K
OXYOccidental Petroleum CorpStock–$5.00K
MCDMcDonalds CorpStock–$5.00K
PWRQuanta Services, Inc.COM–$4.00K
GLWCorning IncCOM–$4.00K
NUENucor CorpCOM–$4.00K
ADBEAdobe Inc.Stock–$3.00K
METAMeta Platforms, Inc.Stock–$3.00K
CTRACoterra Energy Inc.Stock–$3.00K
DRIDarden Restaurants IncCOM–$3.00K
PBIPitney Bowes IncCOM–$3.00K
HONHoneywell International IncCOM–$3.00K
MRKMerck & Co., Inc.Stock–$2.00K
FFord Motor CoStock–$2.00K
CCICrown Castle Inc.REIT–$2.00K
FBINFortune Brands Innovations, Inc.COM–$2.00K
RPDRapid7, Inc.COM–$2.00K
AZNAstraZeneca PLCSPONSORED ADR–$2.00K
BSMBlack Stone Minerals, L.P.COM UNIT–$2.00K
DHRDanaher CorpStock–$1.00K
MSMorgan StanleyStock–$1.00K
ADIAnalog Devices IncStock–$1.00K
ETNEaton Corp plcStock–$1.00K
CBRECbre Group, Inc.CL A–$1.00K
MRVLMarvell Technology, Inc.COM–$1.00K

Sold out since Q2 2021 (37)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Moors & Cabot, Inc. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF3,167$284.0K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF9,200$269.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A5,985$265.0K<0.1%History
GDVGabelli Dividend & Income TrustCOM9,990$263.0K<0.1%History
UAAUnder Armour, Inc.Stock12,275$260.0K<0.1%History
LVSLas Vegas Sands CorpCOM4,841$255.0K<0.1%History
VEEVVeeva Systems IncStock807$251.0K<0.1%History
EXASExact Sciences CorpCOM2,010$250.0K<0.1%History
STEMStem, Inc.CL A6,900$248.0K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF2,434$246.0K<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,480$244.0K<0.1%History
Barnes Group Inc067806109COM4,623$237.0K<0.1%–
VXXBarclays Bank PLCETF8,000$236.0K<0.1%History
MGAMagna International IncCOM2,535$235.0K<0.1%History
DRNADicerna Pharmaceuticals IncCOM6,073$227.0K<0.1%History
DNMRDanimer Scientific, Inc.COM CL A8,950$224.0K<0.1%History
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT4,003$222.0K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM2,580$221.0K<0.1%–
BIIBBiogen Inc.COM635$220.0K<0.1%History
MTCHMatch Group, Inc.COM1,339$216.0K<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,492$215.0K<0.1%–
LENLennar CorpCL A2,099$209.0K<0.1%History
PBAPembina Pipeline CorpCOM6,500$207.0K<0.1%History
ALCOAlico, Inc.COM5,820$207.0K<0.1%History
DXCDXC Technology CoStock5,286$206.0K<0.1%History
iShares Inc464286103MSCI AUST ETF7,917$206.0K<0.1%–
ENREnergizer Holdings, Inc.COM4,764$205.0K<0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI8,325$204.0K<0.1%–
ERICEricsson LM Telephone CoADR B SEK 1014,377$181.0K<0.1%History
FTITechnipFMC plcCOM16,322$148.0K<0.1%History
VIEWView, Inc.COM CL A17,100$145.0K<0.1%History
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT11,150$113.0K<0.1%History
BGRBlackRock Energy & Resources TrustCOM10,153$100.0K<0.1%History
OIAInvesco Municipal Income Opportunities TrustCOM12,000$100.0K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD10,000$68.0K<0.1%History
MESOMesoblast LtdSPONS ADR45,131$67.0K<0.1%History
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT10,950$60.0K<0.1%History