Lumbard & Kellner, LLC
- SEC CIK
- 0001602476
- Latest filing
- Aug 6, 2026
Holdings in Q4 2025
Holdings as of Dec 31, 2025, filed Feb 3, 2026. Long positions only; changes compare share counts with Q3 2025.
- Positions
- 100
- +3 vs. Q3 2025
- Portfolio value
- $285.5M
- +$13.7M (+5.0%) vs. Q3 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GOOGAlphabet Inc. | Stock | 48,276 | $15.1M | 5.3% | −318−0.7% | Reduced | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 153,870 | $14.1M | 4.9% | −20,016−11.5% | Reduced | – |
| GSGoldman Sachs Group Inc | Stock | 11,910 | $10.5M | 3.7% | −281−2.3% | Reduced | History |
| HBMHudbay Minerals Inc. | COM | 519,436 | $10.3M | 3.6% | −14,196−2.7% | Reduced | History |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 170,262 | $9.86M | 3.5% | −9,891−5.5% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 50,749 | $9.72M | 3.4% | +22,718+81.0% | Added | – |
| FSLRFirst Solar, Inc. | Stock | 36,236 | $9.47M | 3.3% | −6,317−14.8% | Reduced | History |
| METMetlife Inc | Stock | 106,660 | $8.42M | 2.9% | −720−0.7% | Reduced | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 707,365 | $8.38M | 2.9% | +199,527+39.3% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 105,870 | $8.16M | 2.9% | −1,747−1.6% | Reduced | History |
| KTOSKratos Defense & Security Solutions, Inc. | COM NEW | 104,513 | $7.93M | 2.8% | −1,315−1.2% | Reduced | History |
| Ea Series Trust02072L607 | FREEDOM 100 EM | 152,982 | $7.84M | 2.7% | −1,460−0.9% | Reduced | – |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 79,084 | $7.12M | 2.5% | −1,062−1.3% | Reduced | – |
| KMIKinder Morgan, Inc. | Stock | 245,298 | $6.74M | 2.4% | −3,091−1.2% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 28,207 | $6.51M | 2.3% | −208−0.7% | Reduced | History |
| ENSEnerSys | COM | 44,132 | $6.48M | 2.3% | −394−0.9% | Reduced | History |
| MTRNMATERION Corp | COM | 51,535 | $6.41M | 2.2% | −755−1.4% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 10,792 | $5.22M | 1.8% | −45−0.4% | Reduced | History |
| PRIMPrimoris Services Corp | Stock | 41,322 | $5.13M | 1.8% | +174+0.4% | Added | History |
| MSFTMicrosoft Corp | Stock | 10,451 | $5.05M | 1.8% | 00.0% | Unchanged | History |
| NOCNorthrop Grumman Corp | Stock | 8,813 | $5.03M | 1.8% | −57−0.6% | Reduced | History |
| Franklin Templeton ETF Tr35473P835 | FTSE BRAZIL | 258,770 | $4.93M | 1.7% | −3,178−1.2% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 22,578 | $4.84M | 1.7% | −9,728−30.1% | Reduced | History |
| GPREGreen Plains Inc. | COM | 458,930 | $4.50M | 1.6% | −11,238−2.4% | Reduced | History |
| JBLJabil Inc | Stock | 19,228 | $4.38M | 1.5% | −198−1.0% | Reduced | History |
| HROWHarrow, Inc. | COM | 88,312 | $4.33M | 1.5% | −543−0.6% | Reduced | History |
| Franklin Templeton ETF Tr35473P769 | FRANKLIN INDIA | 100,969 | $3.90M | 1.4% | +949+0.9% | Added | – |
| SNOWSnowflake Inc. | Stock | 17,288 | $3.79M | 1.3% | −152−0.9% | Reduced | History |
| BRK.ABerkshire Hathaway Inc | CL A | 5 | $3.77M | 1.3% | 00.0% | Unchanged | History |
| iShares Tr46429B309 | MSCI INDONIA ETF | 200,651 | $3.75M | 1.3% | +1,499+0.8% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 11,020 | $3.69M | 1.3% | 00.0% | Unchanged | – |
| PATHUiPath, Inc. | Stock | 224,337 | $3.68M | 1.3% | +224,337 | New | History |
| First Tr Exchange-Traded FD33736Q104 | UT COM SHS ETF | 57,243 | $3.24M | 1.1% | −512−0.9% | Reduced | – |
| AAPLApple Inc. | Stock | 11,409 | $3.10M | 1.1% | −992−8.0% | Reduced | History |
| Franklin Templeton ETF Tr35473P710 | FTSE SOUTH KOREA | 96,548 | $3.09M | 1.1% | −2,040−2.1% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 41,659 | $3.06M | 1.1% | +49+0.1% | Added | – |
| ETONEton Pharmaceuticals, Inc. | COM | 174,944 | $2.96M | 1.0% | −1,356−0.8% | Reduced | History |
| PRUPrudential Financial Inc | Stock | 25,674 | $2.90M | 1.0% | −322−1.2% | Reduced | History |
| LLYEli Lilly & Co | Stock | 2,520 | $2.71M | 0.9% | 00.0% | Unchanged | History |
| ASIXAdvanSix Inc. | COM | 145,128 | $2.51M | 0.9% | +145,128 | New | History |
| Global X FDS37960A438 | 1 3 MO T BI ET | 23,060 | $2.31M | 0.8% | −877−3.7% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 4,151 | $2.09M | 0.7% | +89+2.2% | Added | History |
| AMSCAmerican Superconductor Corp | Stock | 71,161 | $2.05M | 0.7% | −1,278−1.8% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,932 | $2.00M | 0.7% | 00.0% | Unchanged | History |
| BEBloom Energy Corp | COM CL A | 17,679 | $1.54M | 0.5% | −15,788−47.2% | Reduced | History |
| AMATApplied Materials Inc | Stock | 5,350 | $1.37M | 0.5% | −50−0.9% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 4,234 | $1.36M | 0.5% | +50+1.2% | Added | History |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 14,330 | $1.18M | 0.4% | 00.0% | Unchanged | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 1,865 | $1.15M | 0.4% | 00.0% | Unchanged | – |
| GLDSPDR Gold Trust | ETF | 2,889 | $1.14M | 0.4% | +9+0.3% | Added | History |
| JOEST JOE Co | COM | 18,091 | $1.07M | 0.4% | +1,105+6.5% | Added | History |
| WELLWelltower Inc. | REIT | 5,496 | $1.02M | 0.4% | 00.0% | Unchanged | History |
| STNGScorpio Tankers Inc. | SHS | 19,020 | $966.8K | 0.3% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 7,826 | $941.8K | 0.3% | −722−8.4% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 4,893 | $934.5K | 0.3% | 00.0% | Unchanged | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 10,684 | $916.4K | 0.3% | 00.0% | Unchanged | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 34,964 | $852.1K | 0.3% | −8,023−18.7% | Reduced | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 8,420 | $845.2K | 0.3% | −1,996−19.2% | Reduced | – |
| Vanguard Total World Stock ETF922042742 | ETF | 5,914 | $834.2K | 0.3% | 00.0% | Unchanged | – |
| iShares Inc464286822 | MSCI MEXICO ETF | 11,429 | $792.4K | 0.3% | +2,103+22.5% | Added | – |
| PHYSSprott Physical Gold Trust | PHYSICAL GOLD TR | 23,831 | $786.9K | 0.3% | 00.0% | Unchanged | History |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 8,325 | $774.2K | 0.3% | +1,234+17.4% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 17,381 | $771.9K | 0.3% | 00.0% | Unchanged | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 11,897 | $771.0K | 0.3% | +57+0.5% | Added | – |
| ORCLOracle Corp | Stock | 3,828 | $746.1K | 0.3% | −12−0.3% | Reduced | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 5,140 | $740.0K | 0.3% | −58−1.1% | ReducedConverted for a 2-for-1 split | – |
| iShares Core S&P 500 ETF464287200 | ETF | 1,020 | $698.6K | 0.2% | +50+5.2% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 2,108 | $695.9K | 0.2% | +10+0.5% | Added | History |
| RTXRTX Corp | Stock | 3,734 | $684.8K | 0.2% | 00.0% | Unchanged | History |
| HONHoneywell International Inc | COM | 3,368 | $657.1K | 0.2% | 00.0% | Unchanged | History |
| UTIUniversal Technical Institute Inc | COM | 24,221 | $632.9K | 0.2% | −604−2.4% | Reduced | History |
| GEGeneral Electric Co | Stock | 1,983 | $610.8K | 0.2% | 00.0% | Unchanged | History |
| ADBEAdobe Inc. | Stock | 1,627 | $569.4K | 0.2% | +1,627 | New | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 13,034 | $556.4K | 0.2% | +278+2.2% | AddedConverted for a 2-for-1 split | – |
| MRKMerck & Co., Inc. | Stock | 4,671 | $491.7K | 0.2% | 00.0% | Unchanged | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 10,858 | $485.5K | 0.2% | +308+2.9% | AddedConverted for a 2-for-1 split | – |
| FEFirstenergy Corp | COM | 9,485 | $424.6K | 0.1% | 00.0% | Unchanged | History |
| INTCIntel Corp | Stock | 10,615 | $391.7K | 0.1% | +15+0.1% | Added | History |
| PEPPepsiCo Inc | Stock | 2,640 | $378.9K | 0.1% | 00.0% | Unchanged | History |
| GEVGE Vernova Inc. | Stock | 517 | $337.9K | 0.1% | 00.0% | Unchanged | History |
| NINisource Inc. | COM | 8,000 | $334.1K | 0.1% | 00.0% | Unchanged | History |
| CMCSAComcast Corp | Stock | 10,913 | $326.2K | 0.1% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 870 | $321.9K | 0.1% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 468 | $308.9K | 0.1% | 00.0% | Unchanged | History |
| PMPhilip Morris International Inc. | Stock | 1,900 | $304.8K | 0.1% | 00.0% | Unchanged | History |
| JNJJohnson & Johnson | Stock | 1,440 | $298.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 600 | $292.7K | 0.1% | 00.0% | Unchanged | – |
| CIENCiena Corp | COM NEW | 1,245 | $291.2K | 0.1% | −486−28.1% | Reduced | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 9,900 | $289.9K | 0.1% | 00.0% | Unchanged | – |
| HDHome Depot, Inc. | Stock | 838 | $288.4K | 0.1% | 00.0% | Unchanged | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 941 | $286.0K | 0.1% | 00.0% | Unchanged | History |
| IBMInternational Business Machines Corp | Stock | 950 | $281.4K | 0.1% | 00.0% | Unchanged | History |
| NEENextera Energy Inc | Stock | 3,052 | $245.0K | 0.1% | 00.0% | Unchanged | History |
| GILDGilead Sciences, Inc. | Stock | 1,960 | $240.6K | 0.1% | 00.0% | Unchanged | History |
| KEYKeycorp | COM | 11,500 | $237.4K | 0.1% | 00.0% | Unchanged | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 360 | $217.2K | 0.1% | 00.0% | Unchanged | History |
| GMGeneral Motors Co | COM | 2,650 | $215.5K | 0.1% | +2,650 | New | History |
| DOVDOVER Corp | COM | 1,085 | $211.8K | 0.1% | +1,085 | New | History |
| WMWaste Management Inc | Stock | 950 | $208.7K | 0.1% | 00.0% | Unchanged | History |
| PYPDPolyPid Ltd. | COM | 38,200 | $165.8K | 0.1% | 00.0% | Unchanged | History |
Sold out since Q3 2025 (2)
Positions held at the end of Q3 2025 that are gone from this filing.