Lumbard & Kellner, LLC
- SEC CIK
- 0001602476
- Latest filing
- Aug 6, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Nov 12, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 97
- +9 vs. Q2 2025
- Portfolio value
- $271.9M
- +$42.5M (+18.5%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 173,886 | $16.0M | 5.9% | +53,500+44.4% | Added | – |
| GOOGAlphabet Inc. | Stock | 48,594 | $11.8M | 4.4% | +2,142+4.6% | Added | History |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 180,153 | $10.3M | 3.8% | +430+0.2% | Added | – |
| GSGoldman Sachs Group Inc | Stock | 12,191 | $9.71M | 3.6% | −95−0.8% | Reduced | History |
| KTOSKratos Defense & Security Solutions, Inc. | COM NEW | 105,828 | $9.67M | 3.6% | +40.0% | Added | History |
| FSLRFirst Solar, Inc. | Stock | 42,553 | $9.38M | 3.5% | +17,339+68.8% | Added | History |
| METMetlife Inc | Stock | 107,380 | $8.84M | 3.3% | 00.0% | Unchanged | History |
| HBMHudbay Minerals Inc. | COM | 533,632 | $8.09M | 3.0% | +450+0.1% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 107,617 | $7.36M | 2.7% | +4,969+4.8% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 248,389 | $7.03M | 2.6% | +9,518+4.0% | Added | History |
| Ea Series Trust02072L607 | FREEDOM 100 EM | 154,442 | $6.84M | 2.5% | +135+0.1% | Added | – |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 80,146 | $6.79M | 2.5% | −33,399−29.4% | Reduced | – |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 507,838 | $6.43M | 2.4% | 00.0% | Unchanged | History |
| MTRNMATERION Corp | COM | 52,290 | $6.32M | 2.3% | 00.0% | Unchanged | History |
| AMZNAmazon Com Inc | Stock | 28,415 | $6.24M | 2.3% | +44+0.2% | Added | History |
| PRIMPrimoris Services Corp | Stock | 41,148 | $5.65M | 2.1% | 00.0% | Unchanged | History |
| MSFTMicrosoft Corp | Stock | 10,451 | $5.41M | 2.0% | +356+3.5% | Added | History |
| LMTLockheed Martin Corp | Stock | 10,837 | $5.41M | 2.0% | +965+9.8% | Added | History |
| NOCNorthrop Grumman Corp | Stock | 8,870 | $5.40M | 2.0% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 28,031 | $5.32M | 2.0% | −1,057−3.6% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 32,306 | $5.23M | 1.9% | 00.0% | Unchanged | History |
| ENSEnerSys | COM | 44,526 | $5.03M | 1.8% | +145+0.3% | Added | History |
| Franklin Templeton ETF Tr35473P835 | FTSE BRAZIL | 261,948 | $4.99M | 1.8% | −741−0.3% | Reduced | – |
| AMSCAmerican Superconductor Corp | Stock | 72,439 | $4.30M | 1.6% | 00.0% | Unchanged | History |
| HROWHarrow, Inc. | COM | 88,855 | $4.28M | 1.6% | +88,855 | New | History |
| JBLJabil Inc | Stock | 19,426 | $4.22M | 1.6% | 00.0% | Unchanged | History |
| GPREGreen Plains Inc. | COM | 470,168 | $4.13M | 1.5% | 00.0% | Unchanged | History |
| SNOWSnowflake Inc. | Stock | 17,440 | $3.93M | 1.4% | 00.0% | Unchanged | History |
| ETONEton Pharmaceuticals, Inc. | COM | 176,300 | $3.83M | 1.4% | +176,300 | New | History |
| BRK.ABerkshire Hathaway Inc | CL A | 5 | $3.77M | 1.4% | 00.0% | Unchanged | History |
| Franklin Templeton ETF Tr35473P769 | FRANKLIN INDIA | 100,020 | $3.73M | 1.4% | +100,020 | New | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 11,020 | $3.62M | 1.3% | 00.0% | Unchanged | – |
| iShares Tr46429B309 | MSCI INDONIA ETF | 199,152 | $3.50M | 1.3% | 00.0% | Unchanged | – |
| First Tr Exchange-Traded FD33736Q104 | UT COM SHS ETF | 57,755 | $3.24M | 1.2% | 00.0% | Unchanged | – |
| AAPLApple Inc. | Stock | 12,401 | $3.16M | 1.2% | +1,748+16.4% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 41,610 | $2.97M | 1.1% | +3,234+8.4% | Added | – |
| BEBloom Energy Corp | COM CL A | 33,467 | $2.83M | 1.0% | −177,285−84.1% | Reduced | History |
| PRUPrudential Financial Inc | Stock | 25,996 | $2.70M | 1.0% | 00.0% | Unchanged | History |
| Franklin Templeton ETF Tr35473P710 | FTSE SOUTH KOREA | 98,588 | $2.66M | 1.0% | +98,588 | New | – |
| Global X FDS37960A438 | 1 3 MO T BI ET | 23,937 | $2.40M | 0.9% | −1,320−5.2% | Reduced | – |
| FIVNFive9, Inc. | COM | 88,046 | $2.13M | 0.8% | −4,621−5.0% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 4,062 | $2.04M | 0.8% | +1,021+33.6% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,932 | $1.95M | 0.7% | 00.0% | Unchanged | History |
| LLYEli Lilly & Co | Stock | 2,520 | $1.92M | 0.7% | 00.0% | Unchanged | History |
| JPMJPMorgan Chase & Co | Stock | 4,184 | $1.32M | 0.5% | 00.0% | Unchanged | History |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 14,330 | $1.16M | 0.4% | +11,342+379.6% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 1,865 | $1.12M | 0.4% | 00.0% | Unchanged | – |
| AMATApplied Materials Inc | Stock | 5,400 | $1.11M | 0.4% | 00.0% | Unchanged | History |
| ORCLOracle Corp | Stock | 3,840 | $1.08M | 0.4% | −27,725−87.8% | Reduced | History |
| STNGScorpio Tankers Inc. | SHS | 19,020 | $1.07M | 0.4% | 00.0% | Unchanged | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 42,987 | $1.05M | 0.4% | −3,635−7.8% | Reduced | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 10,416 | $1.05M | 0.4% | 00.0% | Unchanged | – |
| GLDSPDR Gold Trust | ETF | 2,880 | $1.02M | 0.4% | +1,643+132.8% | Added | History |
| WELLWelltower Inc. | REIT | 5,496 | $979.1K | 0.4% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 8,548 | $963.8K | 0.4% | −265−3.0% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 4,893 | $912.5K | 0.3% | 00.0% | Unchanged | – |
| JOEST JOE Co | COM | 16,986 | $840.5K | 0.3% | +1,635+10.7% | Added | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 10,684 | $816.3K | 0.3% | +10,684 | New | – |
| Vanguard Total World Stock ETF922042742 | ETF | 5,914 | $814.9K | 0.3% | 00.0% | Unchanged | – |
| UTIUniversal Technical Institute Inc | COM | 24,825 | $808.1K | 0.3% | +6,090+32.5% | Added | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 11,840 | $749.5K | 0.3% | +6,718+131.2% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 17,381 | $743.7K | 0.3% | +11,752+208.8% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 2,599 | $732.6K | 0.3% | 00.0% | Unchanged | – |
| UNHUnitedHealth Group Inc | Stock | 2,098 | $724.4K | 0.3% | +98+4.9% | Added | History |
| HONHoneywell International Inc | COM | 3,368 | $709.0K | 0.3% | 00.0% | Unchanged | History |
| PHYSSprott Physical Gold Trust | PHYSICAL GOLD TR | 23,831 | $705.9K | 0.3% | +126+0.5% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 970 | $649.2K | 0.2% | +364+60.1% | Added | – |
| iShares Inc464286822 | MSCI MEXICO ETF | 9,326 | $636.1K | 0.2% | 00.0% | Unchanged | – |
| RTXRTX Corp | Stock | 3,734 | $624.8K | 0.2% | 00.0% | Unchanged | History |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 7,091 | $618.5K | 0.2% | 00.0% | Unchanged | – |
| GEGeneral Electric Co | Stock | 1,983 | $596.5K | 0.2% | −102−4.9% | Reduced | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 6,378 | $556.2K | 0.2% | +1,585+33.1% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 5,275 | $471.3K | 0.2% | +375+7.7% | Added | – |
| FEFirstenergy Corp | COM | 9,485 | $434.6K | 0.2% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 4,671 | $392.0K | 0.1% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 2,640 | $370.8K | 0.1% | 00.0% | Unchanged | History |
| INTCIntel Corp | Stock | 10,600 | $355.6K | 0.1% | +10,600 | New | History |
| NINisource Inc. | COM | 8,000 | $346.4K | 0.1% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 468 | $343.7K | 0.1% | +468 | New | History |
| CMCSAComcast Corp | Stock | 10,913 | $342.9K | 0.1% | +1,317+13.7% | Added | History |
| HDHome Depot, Inc. | Stock | 838 | $339.5K | 0.1% | +199+31.1% | Added | History |
| GEVGE Vernova Inc. | Stock | 517 | $317.9K | 0.1% | 00.0% | Unchanged | History |
| PMPhilip Morris International Inc. | Stock | 1,900 | $308.2K | 0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 9,900 | $290.3K | 0.1% | 00.0% | Unchanged | – |
| AXPAmerican Express Co | Stock | 870 | $289.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 600 | $287.8K | 0.1% | 00.0% | Unchanged | – |
| IBMInternational Business Machines Corp | Stock | 950 | $268.1K | 0.1% | 00.0% | Unchanged | History |
| JNJJohnson & Johnson | Stock | 1,440 | $267.0K | 0.1% | 00.0% | Unchanged | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 941 | $262.8K | 0.1% | +941 | New | History |
| CIENCiena Corp | COM NEW | 1,731 | $252.2K | 0.1% | +1,731 | New | History |
| NEENextera Energy Inc | Stock | 3,052 | $230.4K | 0.1% | +3,052 | New | History |
| GILDGilead Sciences, Inc. | Stock | 1,960 | $217.6K | 0.1% | 00.0% | Unchanged | History |
| KEYKeycorp | COM | 11,500 | $214.9K | 0.1% | 00.0% | Unchanged | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 360 | $214.6K | 0.1% | 00.0% | Unchanged | History |
| WMWaste Management Inc | Stock | 950 | $209.8K | 0.1% | 00.0% | Unchanged | History |
| PYPDPolyPid Ltd. | COM | 38,200 | $127.4K | <0.1% | 00.0% | Unchanged | History |
| ADAPYAdaptimmune Therapeutics PLC | SPONDS ADR | 114,264 | $14.9K | <0.1% | +114,264 | New | History |
Sold out since Q2 2025 (2)
Positions held at the end of Q2 2025 that are gone from this filing.