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Livermore
Livermore
ZHEN

Lumbard & Kellner, LLC

SEC CIK
0001602476
Latest filing
Aug 6, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 15, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
99
−1 vs. Q4 2025
Portfolio value
$288.6M
+$3.03M (+1.1%) vs. Q4 2025
Filed
May 15, 2026
SEC
Holdings of Lumbard & Kellner, LLC in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR707,340$14.7M5.1%−250.0%ReducedHistory
GOOGAlphabet Inc.Stock48,805$14.0M4.9%+529+1.1%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF132,326$12.1M4.2%−21,544−14.0%Reduced–
HBMHudbay Minerals Inc.COM519,392$10.9M3.8%−440.0%ReducedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF172,588$10.2M3.5%+2,326+1.4%Added–
GSGoldman Sachs Group IncStock11,923$10.1M3.5%+13+0.1%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT51,581$9.90M3.4%+832+1.6%Added–
Ea Series Trust02072L607FREEDOM 100 EM153,507$8.39M2.9%+525+0.3%Added–
KMIKinder Morgan, Inc.Stock245,511$8.23M2.9%+213+0.1%AddedHistory
CSCOCisco Systems, Inc.Stock105,952$8.22M2.8%+82+0.1%AddedHistory
ENSEnerSysCOM44,177$7.67M2.7%+45+0.1%AddedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF80,254$7.56M2.6%+1,170+1.5%Added–
METMetlife IncStock106,923$7.56M2.6%+263+0.2%AddedHistory
MTRNMATERION CorpCOM51,581$7.46M2.6%+46+0.1%AddedHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW105,348$7.43M2.6%+835+0.8%AddedHistory
FSLRFirst Solar, Inc.Stock36,260$7.15M2.5%+24+0.1%AddedHistory
AMZNAmazon Com IncStock32,627$6.80M2.4%+4,420+15.7%AddedHistory
LMTLockheed Martin CorpStock10,815$6.54M2.3%+23+0.2%AddedHistory
Franklin Templeton ETF Tr35473P835FTSE BRAZIL270,598$6.46M2.2%+11,828+4.6%Added–
NOCNorthrop Grumman CorpStock8,860$6.04M2.1%+47+0.5%AddedHistory
PRIMPrimoris Services CorpStock41,500$5.94M2.1%+178+0.4%AddedHistory
JBLJabil IncStock19,339$5.14M1.8%+111+0.6%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF98,684$4.87M1.7%+98,684New–
ETONEton Pharmaceuticals, Inc.COM175,911$4.34M1.5%+967+0.6%AddedHistory
MSFTMicrosoft CorpStock10,451$3.87M1.3%00.0%UnchangedHistory
Franklin Templeton ETF Tr35473P710FTSE SOUTH KOREA96,714$3.86M1.3%+166+0.2%Added–
BRK.ABerkshire Hathaway IncCL A5$3.59M1.2%00.0%UnchangedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF54,714$3.56M1.2%+42,817+359.9%Added–
ASIXAdvanSix Inc.COM145,694$3.55M1.2%+566+0.4%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF11,020$3.54M1.2%00.0%Unchanged–
Franklin Templeton ETF Tr35473P769FRANKLIN INDIA101,634$3.38M1.2%+665+0.7%Added–
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF57,613$3.36M1.2%+370+0.6%Added–
iShares Tr46429B309MSCI INDONIA ETF205,975$3.25M1.1%+5,324+2.7%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF42,302$3.18M1.1%+643+1.5%Added–
HROWHarrow, Inc.COM88,559$3.12M1.1%+247+0.3%AddedHistory
AAPLApple Inc.Stock11,409$2.90M1.0%00.0%UnchangedHistory
AMSCAmerican Superconductor CorpStock73,669$2.49M0.9%+2,508+3.5%AddedHistory
LLYEli Lilly & CoStock2,520$2.32M0.8%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock4,295$2.06M0.7%+144+3.5%AddedHistory
Global X FDS37960A4381 3 MO T BI ET20,138$2.02M0.7%−2,922−12.7%Reduced–
SPYSPDR S&P 500 ETF TrustETF2,932$1.91M0.7%00.0%UnchangedHistory
ALKSAlkermes plc.SHS52,593$1.86M0.6%+52,593NewHistory
AMATApplied Materials IncStock5,350$1.83M0.6%00.0%UnchangedHistory
DNLIDenali Therapeutics Inc.COM94,782$1.82M0.6%+94,782NewHistory
BEBloom Energy CorpCOM CL A12,379$1.68M0.6%−5,300−30.0%ReducedHistory
STNGScorpio Tankers Inc.SHS19,020$1.42M0.5%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM7,826$1.33M0.5%00.0%UnchangedHistory
GLDSPDR Gold TrustETF2,953$1.27M0.4%+64+2.2%AddedHistory
JPMJPMorgan Chase & CoStock4,234$1.25M0.4%00.0%UnchangedHistory
JOEST JOE CoCOM18,187$1.14M0.4%+96+0.5%AddedHistory
SPDR Series Trust78464A805ST STR PR SP150014,330$1.13M0.4%00.0%Unchanged–
WELLWelltower Inc.REIT5,496$1.09M0.4%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF1,865$1.08M0.4%00.0%Unchanged–
VanEck ETF Trust92189F106GOLD MINERS ETF10,684$980.5K0.3%00.0%Unchanged–
Vanguard Morningstar Value ETF922908744ETF4,893$960.0K0.3%00.0%Unchanged–
UTIUniversal Technical Institute IncCOM25,381$916.3K0.3%+1,160+4.8%AddedHistory
iShares Inc464286822MSCI MEXICO ETF11,740$883.2K0.3%+311+2.7%Added–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR23,860$845.6K0.3%+29+0.1%AddedHistory
Vanguard Total World Stock ETF922042742ETF5,914$818.0K0.3%00.0%Unchanged–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF17,381$793.4K0.3%00.0%Unchanged–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW8,409$791.0K0.3%+84+1.0%Added–
HONHoneywell International IncCOM3,368$761.3K0.3%00.0%UnchangedHistory
RTXRTX CorpStock3,734$720.3K0.2%00.0%UnchangedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF5,140$683.1K0.2%00.0%Unchanged–
State Street Energy Select Sector SPDR ETF81369Y506ETF11,110$680.6K0.2%+252+2.3%Added–
iShares Core S&P 500 ETF464287200ETF1,020$666.3K0.2%00.0%Unchanged–
State Street Utilities Select Sector SPDR ETF81369Y886ETF13,108$601.5K0.2%+74+0.6%Added–
UNHUnitedHealth Group IncStock2,108$570.4K0.2%00.0%UnchangedHistory
GEGeneral Electric CoStock1,983$562.7K0.2%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock4,671$561.9K0.2%00.0%UnchangedHistory
ORCLOracle CorpStock3,775$555.3K0.2%−53−1.4%ReducedHistory
CIENCiena CorpCOM NEW1,245$483.3K0.2%00.0%UnchangedHistory
FEFirstenergy CorpCOM9,485$480.5K0.2%00.0%UnchangedHistory
INTCIntel CorpStock10,615$468.4K0.2%00.0%UnchangedHistory
GEVGE Vernova Inc.Stock517$451.3K0.2%00.0%UnchangedHistory
Schwab Strategic Tr808524862SHT TM US TRES18,530$449.7K0.2%−16,434−47.0%Reduced–
GPREGreen Plains Inc.COM26,412$434.5K0.2%−432,518−94.2%ReducedHistory
PEPPepsiCo IncStock2,640$410.0K0.1%00.0%UnchangedHistory
ADBEAdobe Inc.Stock1,645$399.9K0.1%+18+1.1%AddedHistory
NINisource Inc.COM8,000$373.3K0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock1,440$352.0K0.1%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR941$318.0K0.1%00.0%UnchangedHistory
PMPhilip Morris International Inc.Stock1,900$314.1K0.1%00.0%UnchangedHistory
CMCSAComcast CorpStock10,913$313.3K0.1%00.0%UnchangedHistory
NEENextera Energy IncStock3,052$283.5K0.1%00.0%UnchangedHistory
HDHome Depot, Inc.Stock838$275.6K0.1%00.0%UnchangedHistory
GILDGilead Sciences, Inc.Stock1,960$273.2K0.1%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock468$267.8K0.1%00.0%UnchangedHistory
AXPAmerican Express CoStock870$263.2K0.1%00.0%UnchangedHistory
Vanguard Morningstar Growth ETF922908736ETF600$262.1K0.1%00.0%Unchanged–
APHAmphenol CorpCL A2,000$252.7K0.1%+2,000NewHistory
KEYKeycorpCOM11,500$230.6K0.1%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock950$230.3K0.1%00.0%UnchangedHistory
DOVDOVER CorpCOM1,085$226.2K0.1%00.0%UnchangedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF360$222.0K0.1%00.0%UnchangedHistory
WMWaste Management IncStock950$218.3K0.1%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock5,500$208.1K0.1%+5,500NewHistory
PYPDPolyPid Ltd.COM38,200$167.3K0.1%00.0%UnchangedHistory
SBCSBC Medical Group Holdings IncCOM17,273$72.2K<0.1%+17,273NewHistory

Sold out since Q4 2025 (7)

Positions held at the end of Q4 2025 that are gone from this filing.

Positions of Lumbard & Kellner, LLC sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
AMDAdvanced Micro Devices IncStock22,578$4.84M1.7%History
SNOWSnowflake Inc.Stock17,288$3.79M1.3%History
PATHUiPath, Inc.Stock224,337$3.68M1.3%History
PRUPrudential Financial IncStock25,674$2.90M1.0%History
iShares Tr46436E7180-3 MTH TREASURY8,420$845.2K0.3%–
SPDR Series Trust78468R101ST SHO TREAS ETF9,900$289.9K0.1%–
GMGeneral Motors CoCOM2,650$215.5K0.1%History