Lumbard & Kellner, LLC
- SEC CIK
- 0001602476
- Latest filing
- Aug 6, 2026
Holdings in Q2 2023
Holdings as of Jun 30, 2023, filed Aug 4, 2023. Long positions only; changes compare share counts with Q1 2023.
- Positions
- 73
- −16 vs. Q1 2023
- Portfolio value
- $179.3M
- −$19.5M (−9.8%) vs. Q1 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GLDSPDR Gold Trust | ETF | 84,325 | $15.3M | 8.6% | +1,720+2.1% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 126,632 | $11.6M | 6.5% | +24,388+23.9% | Added | – |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 116,816 | $7.68M | 4.3% | +2,062+1.8% | Added | – |
| METMetlife Inc | Stock | 119,633 | $7.47M | 4.2% | −1,085−0.9% | Reduced | History |
| KMIKinder Morgan, Inc. | Stock | 389,244 | $6.87M | 3.8% | +3,397+0.9% | Added | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 443,041 | $6.45M | 3.6% | +154,367+53.5% | Added | History |
| LMTLockheed Martin Corp | Stock | 14,333 | $6.42M | 3.6% | −521−3.5% | Reduced | History |
| PRUPrudential Financial Inc | Stock | 66,184 | $6.33M | 3.5% | −960−1.4% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 46,300 | $6.16M | 3.4% | −8,575−15.6% | Reduced | History |
| VALValaris Ltd | CL A | 77,149 | $5.77M | 3.2% | 00.0% | Unchanged | History |
| Franklin Templeton ETF Tr35473P835 | FTSE BRAZIL | 276,547 | $5.56M | 3.1% | 00.0% | Unchanged | – |
| FDXFedEx Corp | Stock | 19,942 | $5.35M | 3.0% | −505−2.5% | Reduced | History |
| iShares Tr46429B309 | MSCI INDONIA ETF | 220,883 | $5.18M | 2.9% | −746−0.3% | Reduced | – |
| TAT&T Inc. | Stock | 313,307 | $4.96M | 2.8% | −7,510−2.3% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 13,462 | $4.79M | 2.7% | −220−1.6% | Reduced | History |
| GLNGGolar LNG Ltd | SHS | 201,999 | $4.78M | 2.7% | 00.0% | Unchanged | History |
| TSNTyson Foods, Inc. | Stock | 69,493 | $3.87M | 2.2% | −2,895−4.0% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 16,488 | $3.76M | 2.1% | −1,580−8.7% | Reduced | – |
| Citigroup Inc 0.7565 8/25/36172967DS7 | CORPORATE BONDS AND NOTES | 4,377,000 | $3.65M | 2.0% | 00.0% | Unchanged | – |
| HBMHudbay Minerals Inc. | COM | 619,942 | $3.59M | 2.0% | −10,949−1.7% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 9,844 | $3.34M | 1.9% | −122−1.2% | Reduced | History |
| Matthews India Fund Institutional577130768 | MUTUAL FUNDS - EQUITY | 129,330 | $3.31M | 1.8% | −211−0.2% | Reduced | – |
| FCXFreeport-McMoran Inc | Stock | 68,244 | $2.99M | 1.7% | −8,995−11.6% | Reduced | History |
| BHFBrighthouse Financial, Inc. | COM | 56,108 | $2.92M | 1.6% | −12,368−18.1% | Reduced | History |
| OIO-I Glass, Inc. | COM | 125,748 | $2.84M | 1.6% | 00.0% | Unchanged | History |
| NOCNorthrop Grumman Corp | Stock | 6,292 | $2.80M | 1.6% | −24−0.4% | Reduced | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 51,280 | $2.79M | 1.6% | −293−0.6% | Reduced | – |
| AAPLApple Inc. | Stock | 13,920 | $2.71M | 1.5% | −1,666−10.7% | Reduced | History |
| LLYEli Lilly & Co | Stock | 5,519 | $2.51M | 1.4% | 00.0% | Unchanged | History |
| BRK.ABerkshire Hathaway Inc | CL A | 4 | $2.07M | 1.2% | +4 | New | History |
| GLWCorning Inc | COM | 49,159 | $1.67M | 0.9% | −2,636−5.1% | Reduced | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 51,010 | $1.66M | 0.9% | −166−0.3% | Reduced | – |
| STNGScorpio Tankers Inc. | SHS | 29,080 | $1.37M | 0.8% | −400−1.4% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 8,910 | $1.36M | 0.8% | +150+1.7% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,912 | $1.31M | 0.7% | −142−4.6% | Reduced | History |
| First Horizon Natl 4.000 5/26/25320517AD7 | CORPORATE BONDS AND NOTES | 1,320,000 | $1.24M | 0.7% | +1,320,000 | New | – |
| BRK.BBerkshire Hathaway Inc | Stock | 3,533 | $1.20M | 0.7% | 00.0% | Unchanged | History |
| US Bank Capital IX 3.57778 4/15/4991731KAA8 | CORPORATE BONDS AND NOTES | 1,298,000 | $1.00M | 0.6% | 00.0% | Unchanged | – |
| XOMExxonMobil Holdings Corp | COM | 8,794 | $943.0K | 0.5% | 00.0% | Unchanged | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 2,386 | $915.0K | 0.5% | +2,386 | New | – |
| CMCSAComcast Corp | Stock | 21,062 | $909.1K | 0.5% | −90−0.4% | Reduced | History |
| AMATApplied Materials Inc | Stock | 5,900 | $894.0K | 0.5% | 00.0% | Unchanged | History |
| JP Morgan Chase MTN 2.000 4/30/2448126N6A0 | CORPORATE BONDS AND NOTES | 881,000 | $851.0K | 0.5% | 00.0% | Unchanged | – |
| CSCOCisco Systems, Inc. | Stock | 14,555 | $753.2K | 0.4% | +39+0.3% | Added | History |
| Allfirst PFD Cap 1.65983 7/15/2901852FAC7 | CORPORATE BONDS AND NOTES | 750,000 | $653.0K | 0.4% | 00.0% | Unchanged | – |
| Vanguard Total World Stock ETF922042742 | ETF | 6,345 | $638.0K | 0.4% | −555−8.0% | Reduced | – |
| HONHoneywell International Inc | COM | 3,261 | $633.0K | 0.4% | 00.0% | Unchanged | History |
| Keycorp Capital 1 4.48286 7/01/2849326MAA3 | CORPORATE BONDS AND NOTES | 722,000 | $617.0K | 0.3% | 00.0% | Unchanged | – |
| JPMorgan Chase Co 1.81957 2/01/2731945HAB1 | CORPORATE BONDS AND NOTES | 650,000 | $606.0K | 0.3% | 00.0% | Unchanged | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 4,105 | $603.0K | 0.3% | 00.0% | Unchanged | – |
| MRKMerck & Co., Inc. | Stock | 5,402 | $582.4K | 0.3% | 00.0% | Unchanged | History |
| JOEST JOE Co | COM | 11,068 | $535.0K | 0.3% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 2,640 | $495.0K | 0.3% | −46−1.7% | Reduced | History |
| WELLWelltower Inc. | REIT | 5,496 | $444.6K | 0.2% | 00.0% | Unchanged | History |
| RTXRTX Corp | Stock | 3,645 | $345.6K | 0.2% | +3,645 | New | History |
| CWHCamping World Holdings, Inc. | CL A | 11,207 | $337.3K | 0.2% | 00.0% | Unchanged | History |
| Vanguard Index FDS922908710 | COM | 772 | $327.0K | 0.2% | 00.0% | Unchanged | – |
| PMPhilip Morris International Inc. | Stock | 3,200 | $319.0K | 0.2% | −300−8.6% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 690 | $307.5K | 0.2% | −431−38.4% | Reduced | – |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,206 | $266.9K | 0.1% | 00.0% | Unchanged | – |
| JNJJohnson & Johnson | Stock | 1,440 | $241.0K | 0.1% | 00.0% | Unchanged | History |
| GEGeneral Electric Co | Stock | 2,085 | $238.0K | 0.1% | −125−5.7% | Reduced | History |
| NINisource Inc. | COM | 8,000 | $223.0K | 0.1% | 00.0% | Unchanged | History |
| LTHMLivent Corp. | COM | 8,349 | $206.0K | 0.1% | +8,349 | New | History |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 3,692 | $203.4K | 0.1% | +3,692 | New | – |
| JPMorgan Chase Co 0.67563 2/01/27161480AB4 | CORPORATE BONDS AND NOTES | 200,000 | $187.0K | 0.1% | 00.0% | Unchanged | – |
| Barnesville Ga WTR 3.175 9/01/46067869GX9 | MUNI BDS-FIXED TAXABLE | 250,000 | $178.0K | 0.1% | 00.0% | Unchanged | – |
| Kohls Corporation 4.250 7/17/25500255AU8 | CORPORATE BONDS AND NOTES | 50,000 | $47.0K | <0.1% | 00.0% | Unchanged | – |
| State Street Corp 1.2165 6/15/37857477AY9 | CORPORATE BONDS AND NOTES | 30,000 | $25.0K | <0.1% | 00.0% | Unchanged | – |
| Garden City KS 3.375 11/01/32365028XG9 | MUNI BDS-FIXED NON TAXABLE | 15,000 | $15.0K | <0.1% | 00.0% | Unchanged | – |
| Donnelley R R Sons 6.625 4/15/29257867AG6 | CORPORATE BONDS AND NOTES | 12,337 | $12.0K | <0.1% | 00.0% | Unchanged | – |
| Pike Cnty Ky 3.150 6/01/27721174F39 | MUNI BDS-FIXED NON TAXABLE | 10,000 | $10.0K | <0.1% | 00.0% | Unchanged | – |
| Wyoming St Cmnty Dev 2.800 12/01/3198322QLQ8 | MUNI BDS-FIXED NON TAXABLE | 10,000 | $9.00K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q1 2023 (22)
Positions held at the end of Q1 2023 that are gone from this filing.
| Security | Class | Shares in Q1 2023 | Value in Q1 2023 | % of portfolio in Q1 2023 | History |
|---|---|---|---|---|---|
| Bank of Amer MTN 0.87538 12/01/265901886X1 | CORPORATE BONDS AND NOTES | 4,706,000 | $4.53M | 2.3% | – |
| METAMeta Platforms, Inc. | Stock | 15,811 | $3.74M | 1.9% | History |
| First Citizens 5.800 6/15/7031959XAA1 | CORPORATE BONDS AND NOTES | 3,431,000 | $3.18M | 1.6% | – |
| ARAntero Resources Corp | COM | 114,919 | $2.64M | 1.3% | History |
| NSCNorfolk Southern Corp | Stock | 11,133 | $2.27M | 1.1% | History |
| Suntrust Capital 0.891 5/15/2786787XAA3 | CORPORATE BONDS AND NOTES | 2,424,000 | $2.23M | 1.1% | – |
| Suntrust Capital 0.8665 3/15/2886788LAA8 | CORPORATE BONDS AND NOTES | 2,299,000 | $2.08M | 1.0% | – |
| Valley Natl Bancorp 3.000 6/15/31919794AE7 | CORPORATE BONDS AND NOTES | 2,473,000 | $2.07M | 1.0% | – |
| SDRLSEADRILL Ltd | COM | 54,755 | $1.99M | 1.0% | History |
| United Financial 5.750 10/01/24910304AA2 | CORPORATE BONDS AND NOTES | 1,844,000 | $1.81M | 0.9% | – |
| Ameris Bancorp LW 3.875 10/01/3003076KAC2 | CORPORATE BONDS AND NOTES | 1,984,000 | $1.79M | 0.9% | – |
| Mellon Capital IV 4.04444 12/20/6758551TAA5 | CORPORATE BONDS AND NOTES | 2,245,000 | $1.75M | 0.9% | – |
| Invesco QQQ Tr46090E107 | UNIT SER 1 | 2,386 | $770.0K | 0.4% | – |
| Prudential Financial 5.625 6/15/43744320AM4 | CORPORATE BONDS AND NOTES | 750,000 | $748.0K | 0.4% | – |
| First MD Cap II 2.136 2/01/2732082CAC1 | CORPORATE BONDS AND NOTES | 652,000 | $596.0K | 0.3% | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 5,787 | $574.4K | 0.3% | – |
| PCGPG&E Corp | Stock | 26,003 | $420.5K | 0.2% | History |
| Raytheon Technologies Corp75513E105 | COM | 3,645 | $359.5K | 0.2% | – |
| GMSGMS Inc. | COM | 5,655 | $327.3K | 0.2% | History |
| KMBKimberly Clark Corp | Stock | 1,500 | $217.0K | 0.1% | History |
| BMYBristol Myers Squibb Co | Stock | 917 | $61.4K | <0.1% | History |
| California St Ref 4.000 9/01/3613063CE30 | MUNI BDS-FIXED NON TAXABLE | 5,000 | $5.00K | <0.1% | – |