Lumbard & Kellner, LLC
- SEC CIK
- 0001602476
- Latest filing
- Aug 6, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Jun 6, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 89
- +1 vs. Q4 2022
- Portfolio value
- $198.8M
- −$5.41M (−2.6%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GLDSPDR Gold Trust | ETF | 82,605 | $15.3M | 7.7% | −783−0.9% | Reduced | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 102,244 | $9.39M | 4.7% | +10,015+10.9% | Added | – |
| METMetlife Inc | Stock | 120,718 | $7.37M | 3.7% | +484+0.4% | Added | History |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 114,754 | $7.34M | 3.7% | +114,754 | New | – |
| LMTLockheed Martin Corp | Stock | 14,854 | $6.91M | 3.5% | −105−0.7% | Reduced | History |
| KMIKinder Morgan, Inc. | Stock | 385,847 | $6.64M | 3.3% | +1,140+0.3% | Added | History |
| GOOGAlphabet Inc. | Stock | 54,875 | $5.94M | 3.0% | +210+0.4% | Added | History |
| PRUPrudential Financial Inc | Stock | 67,144 | $5.82M | 2.9% | −275−0.4% | Reduced | History |
| TAT&T Inc. | Stock | 320,817 | $5.70M | 2.9% | +865+0.3% | Added | History |
| iShares Tr46429B309 | MSCI INDONIA ETF | 221,629 | $5.49M | 2.8% | −990.0% | Reduced | – |
| Franklin Templeton ETF Tr35473P835 | FTSE BRAZIL | 276,547 | $4.79M | 2.4% | −1,690−0.6% | Reduced | – |
| GSGoldman Sachs Group Inc | Stock | 13,682 | $4.70M | 2.4% | −50.0% | Reduced | History |
| VALValaris Ltd | CL A | 77,149 | $4.68M | 2.4% | +77,149 | New | History |
| FDXFedEx Corp | Stock | 20,447 | $4.66M | 2.3% | −18−0.1% | Reduced | History |
| GLNGGolar LNG Ltd | SHS | 201,999 | $4.56M | 2.3% | −405−0.2% | Reduced | History |
| Bank of Amer MTN 0.87538 12/01/265901886X1 | CORPORATE BONDS AND NOTES | 4,706,000 | $4.53M | 2.3% | 00.0% | Unchanged | – |
| TSNTyson Foods, Inc. | Stock | 72,388 | $4.52M | 2.3% | −1,530−2.1% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 15,811 | $3.74M | 1.9% | 00.0% | Unchanged | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 18,068 | $3.73M | 1.9% | −325−1.8% | Reduced | – |
| Citigroup Inc 0.7565 8/25/36172967DS7 | CORPORATE BONDS AND NOTES | 4,377,000 | $3.50M | 1.8% | −27,000−0.6% | Reduced | – |
| First Citizens 5.800 6/15/7031959XAA1 | CORPORATE BONDS AND NOTES | 3,431,000 | $3.18M | 1.6% | 00.0% | Unchanged | – |
| HBMHudbay Minerals Inc. | COM | 630,891 | $3.18M | 1.6% | +393,320+165.6% | Added | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 288,674 | $3.06M | 1.5% | −1,170−0.4% | Reduced | History |
| BHFBrighthouse Financial, Inc. | COM | 68,476 | $3.03M | 1.5% | +350+0.5% | Added | History |
| Matthews India Fund Institutional577130768 | MUTUAL FUNDS - EQUITY | 129,541 | $2.99M | 1.5% | −133−0.1% | Reduced | – |
| FCXFreeport-McMoran Inc | Stock | 77,239 | $2.98M | 1.5% | −54,966−41.6% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 6,316 | $2.91M | 1.5% | −58−0.9% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 9,966 | $2.91M | 1.5% | +60+0.6% | Added | History |
| OIO-I Glass, Inc. | COM | 125,748 | $2.83M | 1.4% | 00.0% | Unchanged | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 51,573 | $2.76M | 1.4% | +1,264+2.5% | Added | – |
| ARAntero Resources Corp | COM | 114,919 | $2.64M | 1.3% | +595+0.5% | Added | History |
| AAPLApple Inc. | Stock | 15,586 | $2.59M | 1.3% | +120+0.8% | Added | History |
| NSCNorfolk Southern Corp | Stock | 11,133 | $2.27M | 1.1% | +11,133 | New | History |
| Suntrust Capital 0.891 5/15/2786787XAA3 | CORPORATE BONDS AND NOTES | 2,424,000 | $2.23M | 1.1% | 00.0% | Unchanged | – |
| LLYEli Lilly & Co | Stock | 5,519 | $2.19M | 1.1% | 00.0% | Unchanged | History |
| Suntrust Capital 0.8665 3/15/2886788LAA8 | CORPORATE BONDS AND NOTES | 2,299,000 | $2.08M | 1.0% | 00.0% | Unchanged | – |
| Valley Natl Bancorp 3.000 6/15/31919794AE7 | CORPORATE BONDS AND NOTES | 2,473,000 | $2.07M | 1.0% | −11,000−0.4% | Reduced | – |
| SDRLSEADRILL Ltd | COM | 54,755 | $1.99M | 1.0% | +54,755 | New | History |
| United Financial 5.750 10/01/24910304AA2 | CORPORATE BONDS AND NOTES | 1,844,000 | $1.81M | 0.9% | +2,000+0.1% | Added | – |
| Ameris Bancorp LW 3.875 10/01/3003076KAC2 | CORPORATE BONDS AND NOTES | 1,984,000 | $1.79M | 0.9% | 00.0% | Unchanged | – |
| Mellon Capital IV 4.04444 12/20/6758551TAA5 | CORPORATE BONDS AND NOTES | 2,245,000 | $1.75M | 0.9% | −11,000−0.5% | Reduced | – |
| GLWCorning Inc | COM | 51,795 | $1.72M | 0.9% | −63−0.1% | Reduced | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 51,176 | $1.64M | 0.8% | +597+1.2% | Added | – |
| STNGScorpio Tankers Inc. | SHS | 29,480 | $1.54M | 0.8% | −59,069−66.7% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 8,760 | $1.27M | 0.6% | −886−9.2% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 3,054 | $1.26M | 0.6% | 00.0% | Unchanged | History |
| BRK.BBerkshire Hathaway Inc | Stock | 3,533 | $1.09M | 0.5% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 8,794 | $1.04M | 0.5% | 00.0% | Unchanged | History |
| US Bank Capital IX 3.57778 4/15/4991731KAA8 | CORPORATE BONDS AND NOTES | 1,298,000 | $1.02M | 0.5% | −12,000−0.9% | Reduced | – |
| JP Morgan Chase MTN 2.000 4/30/2448126N6A0 | CORPORATE BONDS AND NOTES | 881,000 | $855.0K | 0.4% | 00.0% | Unchanged | – |
| CMCSAComcast Corp | Stock | 21,152 | $834.2K | 0.4% | +123+0.6% | Added | History |
| Invesco QQQ Tr46090E107 | UNIT SER 1 | 2,386 | $770.0K | 0.4% | +2,386 | New | – |
| CSCOCisco Systems, Inc. | Stock | 14,516 | $752.3K | 0.4% | +12,039+486.0% | Added | History |
| Prudential Financial 5.625 6/15/43744320AM4 | CORPORATE BONDS AND NOTES | 750,000 | $748.0K | 0.4% | 00.0% | Unchanged | – |
| Allfirst PFD Cap 1.65983 7/15/2901852FAC7 | CORPORATE BONDS AND NOTES | 750,000 | $691.0K | 0.3% | 00.0% | Unchanged | – |
| AMATApplied Materials Inc | Stock | 5,900 | $667.0K | 0.3% | 00.0% | Unchanged | History |
| HONHoneywell International Inc | COM | 3,261 | $652.0K | 0.3% | 00.0% | Unchanged | History |
| Vanguard Total World Stock ETF922042742 | ETF | 6,900 | $644.0K | 0.3% | −45−0.6% | Reduced | – |
| Keycorp Capital 1 4.48286 7/01/2849326MAA3 | CORPORATE BONDS AND NOTES | 722,000 | $643.0K | 0.3% | 00.0% | Unchanged | – |
| MRKMerck & Co., Inc. | Stock | 5,402 | $616.8K | 0.3% | +79+1.5% | Added | History |
| JPMorgan Chase Co 1.81957 2/01/2731945HAB1 | CORPORATE BONDS AND NOTES | 650,000 | $599.0K | 0.3% | 00.0% | Unchanged | – |
| First MD Cap II 2.136 2/01/2732082CAC1 | CORPORATE BONDS AND NOTES | 652,000 | $596.0K | 0.3% | 00.0% | Unchanged | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 4,105 | $577.0K | 0.3% | 00.0% | Unchanged | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 5,787 | $574.4K | 0.3% | −174−2.9% | Reduced | – |
| PEPPepsiCo Inc | Stock | 2,686 | $513.0K | 0.3% | +46+1.7% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 1,121 | $462.3K | 0.2% | −11−1.0% | Reduced | – |
| JOEST JOE Co | COM | 11,068 | $460.5K | 0.2% | 00.0% | Unchanged | History |
| PCGPG&E Corp | Stock | 26,003 | $420.5K | 0.2% | 00.0% | Unchanged | History |
| WELLWelltower Inc. | REIT | 5,496 | $394.0K | 0.2% | 00.0% | Unchanged | History |
| Raytheon Technologies Corp75513E105 | COM | 3,645 | $359.5K | 0.2% | +3,645 | New | – |
| PMPhilip Morris International Inc. | Stock | 3,500 | $350.0K | 0.2% | 00.0% | Unchanged | History |
| GMSGMS Inc. | COM | 5,655 | $327.3K | 0.2% | −80,747−93.5% | Reduced | History |
| Vanguard Index FDS922908710 | COM | 772 | $297.0K | 0.1% | 00.0% | Unchanged | – |
| JNJJohnson & Johnson | Stock | 1,440 | $236.0K | 0.1% | 00.0% | Unchanged | History |
| CWHCamping World Holdings, Inc. | CL A | 11,207 | $233.9K | 0.1% | 00.0% | Unchanged | History |
| NINisource Inc. | COM | 8,000 | $228.0K | 0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,206 | $226.7K | 0.1% | 00.0% | Unchanged | – |
| GEGeneral Electric Co | Stock | 2,210 | $219.0K | 0.1% | +2,210 | New | History |
| KMBKimberly Clark Corp | Stock | 1,500 | $217.0K | 0.1% | 00.0% | Unchanged | History |
| Barnesville Ga WTR 3.175 9/01/46067869GX9 | MUNI BDS-FIXED TAXABLE | 250,000 | $186.0K | 0.1% | 00.0% | Unchanged | – |
| JPMorgan Chase Co 0.67563 2/01/27161480AB4 | CORPORATE BONDS AND NOTES | 200,000 | $184.0K | 0.1% | 00.0% | Unchanged | – |
| BMYBristol Myers Squibb Co | Stock | 917 | $61.4K | <0.1% | +917 | New | History |
| Kohls Corporation 4.250 7/17/25500255AU8 | CORPORATE BONDS AND NOTES | 50,000 | $47.0K | <0.1% | 00.0% | Unchanged | – |
| State Street Corp 1.2165 6/15/37857477AY9 | CORPORATE BONDS AND NOTES | 30,000 | $25.0K | <0.1% | 00.0% | Unchanged | – |
| Garden City KS 3.375 11/01/32365028XG9 | MUNI BDS-FIXED NON TAXABLE | 15,000 | $15.0K | <0.1% | +15,000 | New | – |
| Donnelley R R Sons 6.625 4/15/29257867AG6 | CORPORATE BONDS AND NOTES | 12,337 | $10.0K | <0.1% | +12,337 | New | – |
| Pike Cnty Ky 3.150 6/01/27721174F39 | MUNI BDS-FIXED NON TAXABLE | 10,000 | $10.0K | <0.1% | +10,000 | New | – |
| Wyoming St Cmnty Dev 2.800 12/01/3198322QLQ8 | MUNI BDS-FIXED NON TAXABLE | 10,000 | $9.00K | <0.1% | +10,000 | New | – |
| California St Ref 4.000 9/01/3613063CE30 | MUNI BDS-FIXED NON TAXABLE | 5,000 | $5.00K | <0.1% | +5,000 | New | – |
Sold out since Q4 2022 (12)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| iShares Tr46434V878 | ULTRA SHORT DUR | 212,664 | $10.6M | 5.2% | – |
| MDCSekisui House U.S., Inc. | COM | 104,331 | $3.30M | 1.6% | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 125,744 | $1.96M | 1.0% | History |
| BRK.ABerkshire Hathaway Inc | CL A | 4 | $1.87M | 0.9% | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 2,386 | $635.3K | 0.3% | – |
| WBDWarner Bros. Discovery, Inc. | Stock | 62,642 | $593.8K | 0.3% | History |
| RTXRTX Corp | Stock | 3,611 | $364.4K | 0.2% | History |
| DVDoubleVerify Holdings, Inc. | COM | 16,086 | $353.2K | 0.2% | History |
| KEYKeycorp | COM | 13,760 | $239.7K | 0.1% | History |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 3,692 | $174.6K | 0.1% | – |
| ABTAbbott Laboratories | Stock | 400 | $43.9K | <0.1% | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 261 | $10.2K | <0.1% | – |