Skip to main content
Livermore
Livermore
ZHEN

Lumbard & Kellner, LLC

SEC CIK
0001602476
Latest filing
Aug 6, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
88
+4 vs. Q3 2022
Portfolio value
$204.2M
+$12.1M (+6.3%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Lumbard & Kellner, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
GLDSPDR Gold TrustETF83,388$14.1M6.9%−2,358−2.7%ReducedHistory
iShares Tr46434V878ULTRA SHORT DUR212,664$10.6M5.2%−1,349−0.6%Reduced–
METMetlife IncStock120,234$8.70M4.3%−248−0.2%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF92,229$8.44M4.1%+24,100+35.4%Added–
LMTLockheed Martin CorpStock14,959$7.28M3.6%−60−0.4%ReducedHistory
KMIKinder Morgan, Inc.Stock384,707$6.96M3.4%−662−0.2%ReducedHistory
PRUPrudential Financial IncStock67,419$6.71M3.3%−218−0.3%ReducedHistory
TAT&T Inc.Stock319,952$5.89M2.9%+49,824+18.4%AddedHistory
FCXFreeport-McMoran IncStock132,205$5.02M2.5%+291+0.2%AddedHistory
iShares Tr46429B309MSCI INDONIA ETF221,728$4.96M2.4%−882−0.4%Reduced–
GOOGAlphabet Inc.Stock54,665$4.85M2.4%−275−0.5%ReducedHistory
Franklin Templeton ETF Tr35473P835FTSE BRAZIL278,237$4.79M2.3%−743−0.3%Reduced–
STNGScorpio Tankers Inc.SHS88,549$4.76M2.3%−14,131−13.8%ReducedHistory
GSGoldman Sachs Group IncStock13,687$4.70M2.3%−1,644−10.7%ReducedHistory
GLNGGolar LNG LtdSHS202,404$4.61M2.3%−751−0.4%ReducedHistory
TSNTyson Foods, Inc.Stock73,918$4.60M2.3%−400−0.5%ReducedHistory
Bank of Amer MTN 0.87538 12/01/265901886X1CORPORATE BONDS AND NOTES4,706,000$4.49M2.2%+3,842,000+444.7%Added–
GMSGMS Inc.COM86,402$4.30M2.1%−291−0.3%ReducedHistory
FDXFedEx CorpStock20,465$3.54M1.7%−114−0.6%ReducedHistory
ARAntero Resources CorpCOM114,324$3.54M1.7%−143−0.1%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF18,393$3.52M1.7%+18,393New–
BHFBrighthouse Financial, Inc.COM68,126$3.49M1.7%−29,499−30.2%ReducedHistory
NOCNorthrop Grumman CorpStock6,374$3.48M1.7%−40−0.6%ReducedHistory
Citigroup Inc 0.7565 8/25/36172967DS7CORPORATE BONDS AND NOTES4,404,000$3.46M1.7%−31,000−0.7%Reduced–
First Citizens 5.800 6/15/7031959XAA1CORPORATE BONDS AND NOTES3,431,000$3.43M1.7%−9,000−0.3%Reduced–
MDCSekisui House U.S., Inc.COM104,331$3.30M1.6%−303−0.3%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR289,844$3.09M1.5%+107,861+59.3%AddedHistory
Matthews India Fund Institutional577130768MUTUAL FUNDS - EQUITY129,674$2.92M1.4%−960−0.7%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF50,309$2.52M1.2%+2,424+5.1%Added–
MSFTMicrosoft CorpStock9,906$2.38M1.2%00.0%UnchangedHistory
Suntrust Capital 0.891 5/15/2786787XAA3CORPORATE BONDS AND NOTES2,424,000$2.25M1.1%−8,000−0.3%Reduced–
Valley Natl Bancorp 3.000 6/15/31919794AE7CORPORATE BONDS AND NOTES2,484,000$2.18M1.1%−13,000−0.5%Reduced–
OIO-I Glass, Inc.COM125,748$2.08M1.0%+428+0.3%AddedHistory
Suntrust Capital 0.8665 3/15/2886788LAA8CORPORATE BONDS AND NOTES2,299,000$2.08M1.0%−12,000−0.5%Reduced–
LLYEli Lilly & CoStock5,519$2.02M1.0%00.0%UnchangedHistory
AAPLApple Inc.Stock15,466$2.01M1.0%−805−4.9%ReducedHistory
TAKTakeda Pharmaceutical Co LtdADR125,744$1.96M1.0%−1,202−0.9%ReducedHistory
METAMeta Platforms, Inc.Stock15,811$1.90M0.9%−27,383−63.4%ReducedHistory
BRK.ABerkshire Hathaway IncCL A4$1.87M0.9%00.0%UnchangedHistory
Mellon Capital IV 4.04444 12/20/6758551TAA5CORPORATE BONDS AND NOTES2,256,000$1.82M0.9%−13,000−0.6%Reduced–
United Financial 5.750 10/01/24910304AA2CORPORATE BONDS AND NOTES1,842,000$1.81M0.9%−14,000−0.8%Reduced–
Ameris Bancorp LW 3.875 10/01/3003076KAC2CORPORATE BONDS AND NOTES1,984,000$1.80M0.9%−13,000−0.7%Reduced–
GLWCorning IncCOM51,858$1.66M0.8%−188−0.4%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF50,579$1.50M0.7%−4,191−7.7%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT9,646$1.36M0.7%−1,742−15.3%Reduced–
HBMHudbay Minerals Inc.COM237,571$1.20M0.6%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF3,054$1.17M0.6%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock3,533$1.09M0.5%+76+2.2%AddedHistory
US Bank Capital IX 3.57778 4/15/4991731KAA8CORPORATE BONDS AND NOTES1,310,000$1.03M0.5%−13,000−1.0%Reduced–
XOMExxonMobil Holdings CorpCOM8,794$970.0K0.5%00.0%UnchangedHistory
JP Morgan Chase MTN 2.000 4/30/2448126N6A0CORPORATE BONDS AND NOTES881,000$846.5K0.4%00.0%Unchanged–
Prudential Financial 5.625 6/15/43744320AM4CORPORATE BONDS AND NOTES750,000$736.9K0.4%00.0%Unchanged–
CMCSAComcast CorpStock21,029$736.5K0.4%+729+3.6%AddedHistory
Allfirst PFD Cap 1.65983 7/15/2901852FAC7CORPORATE BONDS AND NOTES750,000$703.2K0.3%00.0%Unchanged–
HONHoneywell International IncCOM3,261$698.8K0.3%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock2,477$689.7K0.3%−10,776−81.3%ReducedHistory
Keycorp Capital 1 4.48286 7/01/2849326MAA3CORPORATE BONDS AND NOTES722,000$650.4K0.3%+722,000New–
Invesco QQQ Trust Series I46090E103ETF2,386$635.3K0.3%00.0%Unchanged–
JPMorgan Chase Co 1.81957 2/01/2731945HAB1CORPORATE BONDS AND NOTES650,000$602.8K0.3%00.0%Unchanged–
First MD Cap II 2.136 2/01/2732082CAC1CORPORATE BONDS AND NOTES652,000$602.7K0.3%00.0%Unchanged–
Vanguard Total World Stock ETF922042742ETF6,945$598.6K0.3%−50−0.7%Reduced–
WBDWarner Bros. Discovery, Inc.Stock62,642$593.8K0.3%−2,095−3.2%ReducedHistory
MRKMerck & Co., Inc.Stock5,323$590.6K0.3%−863−14.0%ReducedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF5,961$588.1K0.3%00.0%Unchanged–
Vanguard Morningstar Value ETF922908744ETF4,105$576.2K0.3%00.0%Unchanged–
AMATApplied Materials IncStock5,900$574.5K0.3%00.0%UnchangedHistory
PEPPepsiCo IncStock2,640$476.9K0.2%00.0%UnchangedHistory
iShares Core S&P 500 ETF464287200ETF1,132$434.9K0.2%+174+18.2%Added–
JOEST JOE CoCOM11,068$427.8K0.2%+477+4.5%AddedHistory
PCGPG&E CorpStock26,003$422.8K0.2%+790+3.1%AddedHistory
RTXRTX CorpStock3,611$364.4K0.2%00.0%UnchangedHistory
WELLWelltower Inc.REIT5,496$360.3K0.2%+5,496NewHistory
PMPhilip Morris International Inc.Stock3,500$354.2K0.2%00.0%UnchangedHistory
DVDoubleVerify Holdings, Inc.COM16,086$353.2K0.2%+110+0.7%AddedHistory
Vanguard Index FDS922908710COM772$273.4K0.1%+772New–
JNJJohnson & JohnsonStock1,440$254.4K0.1%00.0%UnchangedHistory
CWHCamping World Holdings, Inc.CL A11,207$250.1K0.1%00.0%UnchangedHistory
KEYKeycorpCOM13,760$239.7K0.1%00.0%UnchangedHistory
NINisource Inc.COM8,000$219.4K0.1%00.0%UnchangedHistory
WisdomTree Tr97717W851JAPN HEDGE EQT3,206$206.1K0.1%+3,206New–
KMBKimberly Clark CorpStock1,500$203.6K0.1%+1,500NewHistory
JPMorgan Chase Co 0.67563 2/01/27161480AB4CORPORATE BONDS AND NOTES200,000$186.2K0.1%00.0%Unchanged–
SPDR Series Trust78464A805ST STR PR SP15003,692$174.6K0.1%+3,692New–
Barnesville Ga WTR 3.175 9/01/46067869GX9MUNI BDS-FIXED TAXABLE250,000$172.7K0.1%00.0%Unchanged–
Kohls Corporation 4.250 7/17/25500255AU8CORPORATE BONDS AND NOTES50,000$46.9K<0.1%00.0%Unchanged–
ABTAbbott LaboratoriesStock400$43.9K<0.1%+400NewHistory
State Street Corp 1.2165 6/15/37857477AY9CORPORATE BONDS AND NOTES30,000$23.0K<0.1%00.0%Unchanged–
Vanguard Ftse Emerging Markets ETF922042858ETF261$10.2K<0.1%+261New–

Sold out since Q3 2022 (5)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Lumbard & Kellner, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
CVETCovetrus, Inc.COM181,806$3.80M2.0%History
CYXTCyxtera Technologies, Inc.COMMON STOCK231,546$945.0K0.5%History
LTHMLivent Corp.COM8,349$256.0K0.1%History
APHAmphenol CorpCL A1,000$67.0K<0.1%History
ORCLOracle CorpStock126$8.00K<0.1%History