Lumbard & Kellner, LLC
- SEC CIK
- 0001602476
- Latest filing
- Aug 6, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 84
- +4 vs. Q2 2022
- Portfolio value
- $192.2M
- −$3.78M (−1.9%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GLDSPDR Gold Trust | ETF | 85,746 | $13.3M | 6.9% | −241−0.3% | Reduced | History |
| iShares Tr46434V878 | ULTRA SHORT DUR | 214,013 | $10.7M | 5.6% | −1,193−0.6% | Reduced | – |
| METMetlife Inc | Stock | 120,482 | $7.32M | 3.8% | −170.0% | Reduced | History |
| ARAntero Resources Corp | COM | 114,467 | $6.47M | 3.4% | +114,467 | New | History |
| KMIKinder Morgan, Inc. | Stock | 385,369 | $6.41M | 3.3% | +1,791+0.5% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 68,129 | $6.24M | 3.2% | +68,129 | New | – |
| METAMeta Platforms, Inc. | Stock | 43,194 | $5.86M | 3.1% | +12,155+39.2% | Added | History |
| PRUPrudential Financial Inc | Stock | 67,637 | $5.80M | 3.0% | −204−0.3% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 15,019 | $5.80M | 3.0% | −14−0.1% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 54,940 | $5.28M | 2.7% | 00.0% | UnchangedConverted for a 20-for-1 split | History |
| iShares Tr46429B309 | MSCI INDONIA ETF | 222,610 | $5.19M | 2.7% | −259−0.1% | Reduced | – |
| GLNGGolar LNG Ltd | SHS | 203,155 | $5.06M | 2.6% | −591−0.3% | Reduced | History |
| Franklin Templeton ETF Tr35473P835 | FTSE BRAZIL | 278,980 | $5.06M | 2.6% | −291−0.1% | Reduced | – |
| TSNTyson Foods, Inc. | Stock | 74,318 | $4.90M | 2.5% | −85−0.1% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 15,331 | $4.49M | 2.3% | −2,867−15.8% | Reduced | History |
| STNGScorpio Tankers Inc. | SHS | 102,680 | $4.32M | 2.2% | −685−0.7% | Reduced | History |
| BHFBrighthouse Financial, Inc. | COM | 97,625 | $4.24M | 2.2% | −143−0.1% | Reduced | History |
| TAT&T Inc. | Stock | 270,128 | $4.14M | 2.2% | +917+0.3% | Added | History |
| CVETCovetrus, Inc. | COM | 181,806 | $3.80M | 2.0% | −205−0.1% | Reduced | History |
| Citigroup Inc 0.7565 8/25/36172967DS7 | CORPORATE BONDS AND NOTES | 4,435,000 | $3.63M | 1.9% | +446,000+11.2% | Added | – |
| FCXFreeport-McMoran Inc | Stock | 131,914 | $3.60M | 1.9% | −570.0% | Reduced | History |
| GMSGMS Inc. | COM | 86,693 | $3.47M | 1.8% | −20,408−19.1% | Reduced | History |
| First Citizens 5.800 6/15/7031959XAA1 | CORPORATE BONDS AND NOTES | 3,440,000 | $3.38M | 1.8% | −3,000−0.1% | Reduced | – |
| Matthews India Fund Institutional577130768 | MUTUAL FUNDS - EQUITY | 130,634 | $3.35M | 1.7% | −186−0.1% | Reduced | – |
| FDXFedEx Corp | Stock | 20,579 | $3.06M | 1.6% | −3,816−15.6% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 6,414 | $3.02M | 1.6% | 00.0% | Unchanged | History |
| MDCSekisui House U.S., Inc. | COM | 104,634 | $2.87M | 1.5% | −162−0.2% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 9,906 | $2.31M | 1.2% | 00.0% | Unchanged | History |
| Suntrust Capital 0.891 5/15/2786787XAA3 | CORPORATE BONDS AND NOTES | 2,432,000 | $2.26M | 1.2% | −2,000−0.1% | Reduced | – |
| AAPLApple Inc. | Stock | 16,271 | $2.25M | 1.2% | −33−0.2% | Reduced | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 181,983 | $2.25M | 1.2% | +329+0.2% | Added | History |
| Valley Natl Bancorp 3.000 6/15/31919794AE7 | CORPORATE BONDS AND NOTES | 2,497,000 | $2.21M | 1.1% | −3,000−0.1% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 47,885 | $2.12M | 1.1% | +1,242+2.7% | Added | – |
| Suntrust Capital 0.8665 3/15/2886788LAA8 | CORPORATE BONDS AND NOTES | 2,311,000 | $2.12M | 1.1% | −4,000−0.2% | Reduced | – |
| Ameris Bancorp LW 3.875 10/01/3003076KAC2 | CORPORATE BONDS AND NOTES | 1,997,000 | $1.87M | 1.0% | −3,000−0.2% | Reduced | – |
| United Financial 5.750 10/01/24910304AA2 | CORPORATE BONDS AND NOTES | 1,856,000 | $1.83M | 1.0% | −3,000−0.2% | Reduced | – |
| LLYEli Lilly & Co | Stock | 5,519 | $1.78M | 0.9% | 00.0% | Unchanged | History |
| Mellon Capital IV 4.04444 12/20/6758551TAA5 | CORPORATE BONDS AND NOTES | 2,269,000 | $1.69M | 0.9% | −2,000−0.1% | Reduced | – |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 126,946 | $1.65M | 0.9% | −2,651−2.0% | Reduced | History |
| BRK.ABerkshire Hathaway Inc | CL A | 4 | $1.63M | 0.8% | 00.0% | Unchanged | History |
| OIO-I Glass, Inc. | COM | 125,320 | $1.62M | 0.8% | +125,320 | New | History |
| GLWCorning Inc | COM | 52,046 | $1.51M | 0.8% | −26,480−33.7% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 11,388 | $1.45M | 0.8% | −6,978−38.0% | Reduced | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 54,770 | $1.41M | 0.7% | +54,770 | New | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 3,054 | $1.09M | 0.6% | −1,835−37.5% | Reduced | History |
| US Bank Capital IX 3.57778 4/15/4991731KAA8 | CORPORATE BONDS AND NOTES | 1,323,000 | $1.00M | 0.5% | 00.0% | Unchanged | – |
| HBMHudbay Minerals Inc. | COM | 237,571 | $957.0K | 0.5% | −460,563−66.0% | Reduced | History |
| CYXTCyxtera Technologies, Inc. | COMMON STOCK | 231,546 | $945.0K | 0.5% | −288−0.1% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 3,457 | $923.0K | 0.5% | +39+1.1% | Added | History |
| JP Morgan Chase MTN 2.000 4/30/2448126N6A0 | CORPORATE BONDS AND NOTES | 881,000 | $847.0K | 0.4% | 00.0% | Unchanged | – |
| Bank of Amer MTN 0.87538 12/01/265901886X1 | CORPORATE BONDS AND NOTES | 864,000 | $814.0K | 0.4% | −2,000−0.2% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 8,794 | $768.0K | 0.4% | 00.0% | Unchanged | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 64,737 | $744.0K | 0.4% | −273−0.4% | Reduced | History |
| Prudential Financial 5.625 6/15/43744320AM4 | CORPORATE BONDS AND NOTES | 750,000 | $739.0K | 0.4% | +750,000 | New | – |
| Allfirst PFD Cap 1.65983 7/15/2901852FAC7 | CORPORATE BONDS AND NOTES | 750,000 | $700.0K | 0.4% | 00.0% | Unchanged | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 2,386 | $638.0K | 0.3% | 00.0% | Unchanged | – |
| First MD Cap II 2.136 2/01/2732082CAC1 | CORPORATE BONDS AND NOTES | 652,000 | $607.0K | 0.3% | +652,000 | New | – |
| JPMorgan Chase Co 1.81957 2/01/2731945HAB1 | CORPORATE BONDS AND NOTES | 650,000 | $605.0K | 0.3% | +650,000 | New | – |
| CMCSAComcast Corp | Stock | 20,300 | $595.0K | 0.3% | 00.0% | Unchanged | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 5,961 | $589.0K | 0.3% | 00.0% | Unchanged | – |
| CSCOCisco Systems, Inc. | Stock | 13,253 | $574.0K | 0.3% | −755−5.4% | Reduced | History |
| Vanguard Total World Stock ETF922042742 | ETF | 6,995 | $552.0K | 0.3% | 00.0% | Unchanged | – |
| HONHoneywell International Inc | COM | 3,261 | $544.0K | 0.3% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 6,186 | $533.0K | 0.3% | 00.0% | Unchanged | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 4,105 | $507.0K | 0.3% | 00.0% | Unchanged | – |
| AMATApplied Materials Inc | Stock | 5,900 | $483.0K | 0.3% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 2,640 | $431.0K | 0.2% | 00.0% | Unchanged | History |
| iShares Core S&P 500 ETF464287200 | ETF | 958 | $344.0K | 0.2% | 00.0% | Unchanged | – |
| JOEST JOE Co | COM | 10,591 | $339.0K | 0.2% | +376+3.7% | Added | History |
| PCGPG&E Corp | Stock | 25,213 | $315.0K | 0.2% | 00.0% | Unchanged | History |
| RTXRTX Corp | Stock | 3,611 | $296.0K | 0.2% | 00.0% | Unchanged | History |
| PMPhilip Morris International Inc. | Stock | 3,500 | $291.0K | 0.2% | 00.0% | Unchanged | History |
| CWHCamping World Holdings, Inc. | CL A | 11,207 | $284.0K | 0.1% | 00.0% | Unchanged | History |
| LTHMLivent Corp. | COM | 8,349 | $256.0K | 0.1% | +8,349 | New | History |
| JNJJohnson & Johnson | Stock | 1,440 | $235.0K | 0.1% | 00.0% | Unchanged | History |
| KEYKeycorp | COM | 13,760 | $220.0K | 0.1% | 00.0% | Unchanged | History |
| NINisource Inc. | COM | 8,000 | $202.0K | 0.1% | 00.0% | Unchanged | History |
| JPMorgan Chase Co 0.67563 2/01/27161480AB4 | CORPORATE BONDS AND NOTES | 200,000 | $188.0K | 0.1% | 00.0% | Unchanged | – |
| Barnesville Ga WTR 3.175 9/01/46067869GX9 | MUNI BDS-FIXED TAXABLE | 250,000 | $175.0K | 0.1% | 00.0% | Unchanged | – |
| APHAmphenol Corp | CL A | 1,000 | $67.0K | <0.1% | +1,000 | New | History |
| Kohls Corporation 4.250 7/17/25500255AU8 | CORPORATE BONDS AND NOTES | 50,000 | $45.0K | <0.1% | 00.0% | Unchanged | – |
| State Street Corp 1.2165 6/15/37857477AY9 | CORPORATE BONDS AND NOTES | 30,000 | $23.0K | <0.1% | 00.0% | Unchanged | – |
| ORCLOracle Corp | Stock | 126 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| DVDoubleVerify Holdings, Inc. | COM | 15,976 | – | – | +33+0.2% | Added | History |
Sold out since Q2 2022 (5)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 18,618 | $3.51M | 1.8% | – |
| iShares Russell 2000 ETF464287655 | ETF | 6,120 | $1.04M | 0.5% | – |
| WELLWelltower Inc. | REIT | 5,496 | $453.0K | 0.2% | History |
| KMBKimberly Clark Corp | Stock | 1,500 | $203.0K | 0.1% | History |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,206 | $200.0K | 0.1% | – |