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Lumbard & Kellner, LLC

SEC CIK
0001602476
Latest filing
Aug 6, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 15, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
80
−10 vs. Q1 2022
Portfolio value
$195.9M
−$60.2M (−23.5%) vs. Q1 2022
Filed
Aug 15, 2022
SEC
Holdings of Lumbard & Kellner, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
GLDSPDR Gold TrustETF85,987$14.5M7.4%00.0%UnchangedHistory
iShares Tr46434V878ULTRA SHORT DUR215,206$10.8M5.5%00.0%Unchanged–
METMetlife IncStock120,499$7.57M3.9%−24,028−16.6%ReducedHistory
PRUPrudential Financial IncStock67,841$6.49M3.3%−6,547−8.8%ReducedHistory
LMTLockheed Martin CorpStock15,033$6.46M3.3%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock383,578$6.43M3.3%00.0%UnchangedHistory
TSNTyson Foods, Inc.Stock74,403$6.40M3.3%−2,225−2.9%ReducedHistory
GOOGAlphabet Inc.Stock2,750$6.01M3.1%00.0%UnchangedHistory
TAT&T Inc.Stock269,211$5.64M2.9%00.0%UnchangedHistory
FDXFedEx CorpStock24,395$5.53M2.8%00.0%UnchangedHistory
GSGoldman Sachs Group IncStock18,198$5.41M2.8%−130−0.7%ReducedHistory
METAMeta Platforms, Inc.Stock31,039$5.00M2.6%00.0%UnchangedHistory
iShares Tr46429B309MSCI INDONIA ETF222,869$4.99M2.5%00.0%Unchanged–
GMSGMS Inc.COM107,101$4.76M2.4%+360.0%AddedHistory
Franklin Templeton ETF Tr35473P835FTSE BRAZIL279,271$4.66M2.4%00.0%Unchanged–
GLNGGolar LNG LtdSHS203,746$4.63M2.4%−300,773−59.6%ReducedHistory
BHFBrighthouse Financial, Inc.COM97,768$4.01M2.0%−525−0.5%ReducedHistory
FCXFreeport-McMoran IncStock131,971$3.86M2.0%−71,987−35.3%ReducedHistory
CVETCovetrus, Inc.COM182,011$3.78M1.9%−16,149−8.1%ReducedHistory
STNGScorpio Tankers Inc.SHS103,365$3.57M1.8%−144,280−58.3%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF18,618$3.51M1.8%−20,138−52.0%Reduced–
MDCSekisui House U.S., Inc.COM104,796$3.39M1.7%−1,789−1.7%ReducedHistory
Citigroup Inc 0.7565 8/25/36172967DS7CORPORATE BONDS AND NOTES3,989,000$3.21M1.6%+2,000,000+100.6%Added–
First Citizens 5.800 6/15/7031959XAA1CORPORATE BONDS AND NOTES3,443,000$3.20M1.6%00.0%Unchanged–
Matthews India Fund Institutional577130768MUTUAL FUNDS - EQUITY130,820$3.19M1.6%00.0%Unchanged–
NOCNorthrop Grumman CorpStock6,414$3.07M1.6%00.0%UnchangedHistory
HBMHudbay Minerals Inc.COM698,134$2.85M1.5%+409+0.1%AddedHistory
CYXTCyxtera Technologies, Inc.COMMON STOCK231,834$2.63M1.3%−96,083−29.3%ReducedHistory
MSFTMicrosoft CorpStock9,906$2.54M1.3%00.0%UnchangedHistory
GLWCorning IncCOM78,526$2.47M1.3%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT18,366$2.46M1.3%−4,337−19.1%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF46,643$2.33M1.2%−4,615−9.0%Reduced–
Valley Natl Bancorp 3.000 6/15/31919794AE7CORPORATE BONDS AND NOTES2,500,000$2.29M1.2%+2,500,000New–
Suntrust Capital 0.891 5/15/2786787XAA3CORPORATE BONDS AND NOTES2,434,000$2.24M1.1%00.0%Unchanged–
AAPLApple Inc.Stock16,304$2.23M1.1%−233−1.4%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR181,654$2.12M1.1%00.0%UnchangedHistory
Suntrust Capital 0.8665 3/15/2886788LAA8CORPORATE BONDS AND NOTES2,315,000$2.10M1.1%00.0%Unchanged–
Ameris Bancorp LW 3.875 10/01/3003076KAC2CORPORATE BONDS AND NOTES2,000,000$1.93M1.0%+2,000,000New–
United Financial 5.750 10/01/24910304AA2CORPORATE BONDS AND NOTES1,859,000$1.87M1.0%00.0%Unchanged–
SPYSPDR S&P 500 ETF TrustETF4,889$1.84M0.9%+1,835+60.1%AddedHistory
TAKTakeda Pharmaceutical Co LtdADR129,597$1.82M0.9%−2,919−2.2%ReducedHistory
LLYEli Lilly & CoStock5,519$1.79M0.9%00.0%UnchangedHistory
BRK.ABerkshire Hathaway IncCL A4$1.64M0.8%00.0%UnchangedHistory
Mellon Capital IV 4.04444 12/20/6758551TAA5CORPORATE BONDS AND NOTES2,271,000$1.60M0.8%00.0%Unchanged–
iShares Russell 2000 ETF464287655ETF6,120$1.04M0.5%−590−8.8%Reduced–
BRK.BBerkshire Hathaway IncStock3,418$933.0K0.5%00.0%UnchangedHistory
US Bank Capital IX 3.57778 4/15/4991731KAA8CORPORATE BONDS AND NOTES1,323,000$927.0K0.5%00.0%Unchanged–
WBDWarner Bros. Discovery, Inc.Stock65,010$872.0K0.4%+65,010NewHistory
JP Morgan Chase MTN 2.000 4/30/2448126N6A0CORPORATE BONDS AND NOTES881,000$844.0K0.4%00.0%Unchanged–
Bank of Amer MTN 0.87538 12/01/265901886X1CORPORATE BONDS AND NOTES866,000$815.0K0.4%00.0%Unchanged–
CMCSAComcast CorpStock20,300$796.0K0.4%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM8,794$753.0K0.4%00.0%UnchangedHistory
Allfirst PFD Cap 1.65983 7/15/2901852FAC7CORPORATE BONDS AND NOTES750,000$711.0K0.4%00.0%Unchanged–
Invesco QQQ Trust Series I46090E103ETF2,386$669.0K0.3%00.0%Unchanged–
CSCOCisco Systems, Inc.Stock14,008$597.0K0.3%+1,235+9.7%AddedHistory
Vanguard Total World Stock ETF922042742ETF6,995$597.0K0.3%−13,621−66.1%Reduced–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF5,961$590.0K0.3%00.0%Unchanged–
HONHoneywell International IncCOM3,261$567.0K0.3%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock6,186$563.0K0.3%−240−3.7%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF4,105$541.0K0.3%00.0%Unchanged–
AMATApplied Materials IncStock5,900$537.0K0.3%00.0%UnchangedHistory
WELLWelltower Inc.REIT5,496$453.0K0.2%−4,355−44.2%ReducedHistory
PEPPepsiCo IncStock2,640$440.0K0.2%00.0%UnchangedHistory
JOEST JOE CoCOM10,215$404.0K0.2%+52+0.5%AddedHistory
iShares Core S&P 500 ETF464287200ETF958$363.0K0.2%−746−43.8%Reduced–
DVDoubleVerify Holdings, Inc.COM15,943$361.0K0.2%00.0%UnchangedHistory
RTXRTX CorpStock3,611$346.0K0.2%−423−10.5%ReducedHistory
PMPhilip Morris International Inc.Stock3,500$346.0K0.2%00.0%UnchangedHistory
JNJJohnson & JohnsonStock1,440$256.0K0.1%−50−3.4%ReducedHistory
PCGPG&E CorpStock25,213$252.0K0.1%00.0%UnchangedHistory
CWHCamping World Holdings, Inc.CL A11,207$242.0K0.1%00.0%UnchangedHistory
KEYKeycorpCOM13,760$237.0K0.1%00.0%UnchangedHistory
NINisource Inc.COM8,000$236.0K0.1%00.0%UnchangedHistory
KMBKimberly Clark CorpStock1,500$203.0K0.1%+1,500NewHistory
WisdomTree Tr97717W851JAPN HEDGE EQT3,206$200.0K0.1%00.0%Unchanged–
JPMorgan Chase Co 0.67563 2/01/27161480AB4CORPORATE BONDS AND NOTES200,000$187.0K0.1%00.0%Unchanged–
Barnesville Ga WTR 3.175 9/01/46067869GX9MUNI BDS-FIXED TAXABLE250,000$184.0K0.1%+250,000New–
Kohls Corporation 4.250 7/17/25500255AU8CORPORATE BONDS AND NOTES50,000$48.0K<0.1%00.0%Unchanged–
State Street Corp 1.2165 6/15/37857477AY9CORPORATE BONDS AND NOTES30,000$24.0K<0.1%00.0%Unchanged–
ORCLOracle CorpStock126$9.00K<0.1%+126NewHistory

Sold out since Q1 2022 (16)

Positions held at the end of Q1 2022 that are gone from this filing.

Positions of Lumbard & Kellner, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
VTRSViatris IncStock554,679$6.04M2.4%History
Franklin Templeton ETF Tr35473P710FTSE SOUTH KOREA156,256$3.96M1.5%–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF57,015$1.95M0.8%–
VanEck ETF Trust92189F106GOLD MINERS ETF22,249$853.0K0.3%–
TREELendingTree, Inc.COM5,362$642.0K0.3%History
CDLXCardlytics, Inc.COM6,547$359.0K0.1%History
CAGConagra Brands Inc.Stock10,362$347.0K0.1%History
Vanguard Index FDS922908710COM772$323.0K0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF3,238$242.0K0.1%–
SPDR Series Trust78464A805ST STR PR SP15004,286$238.0K0.1%–
iShares Select U.S. REIT ETF464287564ETF3,080$219.0K0.1%–
LTHMLivent Corp.COM8,349$218.0K0.1%History
GEGeneral Electric CoStock2,210$202.0K0.1%History
KOCoca Cola CoStock2,040$126.0K<0.1%History
American Century Eq Inc I025076209EF10,140$100.0K<0.1%–
PFEPfizer IncStock1,738$90.0K<0.1%History