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Livermore
Livermore
ZHEN

Lumbard & Kellner, LLC

SEC CIK
0001602476
Latest filing
Aug 6, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 13, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
90
−8 vs. Q4 2021
Portfolio value
$256.1M
−$9.09M (−3.4%) vs. Q4 2021
Filed
May 13, 2022
SEC
Holdings of Lumbard & Kellner, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
GLDSPDR Gold TrustETF85,987$15.5M6.1%+2,490+3.0%AddedHistory
GLNGGolar LNG LtdSHS504,519$12.5M4.9%+280+0.1%AddedHistory
iShares Tr46434V878ULTRA SHORT DUR215,206$10.8M4.2%−3,271−1.5%Reduced–
METMetlife IncStock144,527$10.2M4.0%+294+0.2%AddedHistory
FCXFreeport-McMoran IncStock203,958$10.1M4.0%+321+0.2%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF38,756$8.82M3.4%+375+1.0%Added–
PRUPrudential Financial IncStock74,388$8.79M3.4%+281+0.4%AddedHistory
GOOGAlphabet Inc.Stock2,750$7.68M3.0%−843−23.5%ReducedHistory
KMIKinder Morgan, Inc.Stock383,578$7.25M2.8%+1,067+0.3%AddedHistory
METAMeta Platforms, Inc.Stock31,039$6.90M2.7%+11,976+62.8%AddedHistory
TSNTyson Foods, Inc.Stock76,628$6.87M2.7%00.0%UnchangedHistory
LMTLockheed Martin CorpStock15,033$6.63M2.6%+149+1.0%AddedHistory
Franklin Templeton ETF Tr35473P835FTSE BRAZIL279,271$6.57M2.6%+37,806+15.7%Added–
TAT&T Inc.Stock269,211$6.36M2.5%+2,423+0.9%AddedHistory
GSGoldman Sachs Group IncStock18,328$6.05M2.4%00.0%UnchangedHistory
VTRSViatris IncStock554,679$6.04M2.4%+19,261+3.6%AddedHistory
FDXFedEx CorpStock24,395$5.64M2.2%+47+0.2%AddedHistory
iShares Tr46429B309MSCI INDONIA ETF222,869$5.52M2.2%+365+0.2%Added–
HBMHudbay Minerals Inc.COM697,725$5.48M2.1%+7,050+1.0%AddedHistory
GMSGMS Inc.COM107,065$5.33M2.1%+6,383+6.3%AddedHistory
STNGScorpio Tankers Inc.SHS247,645$5.29M2.1%−56,369−18.5%ReducedHistory
BHFBrighthouse Financial, Inc.COM98,293$5.08M2.0%+130+0.1%AddedHistory
MDCSekisui House U.S., Inc.COM106,585$4.03M1.6%+529+0.5%AddedHistory
CYXTCyxtera Technologies, Inc.COMMON STOCK327,917$4.01M1.6%+5,811+1.8%AddedHistory
Franklin Templeton ETF Tr35473P710FTSE SOUTH KOREA156,256$3.96M1.5%+310+0.2%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT22,703$3.58M1.4%+437+2.0%Added–
Matthews India Fund Institutional577130768MUTUAL FUNDS - EQUITY130,820$3.56M1.4%00.0%Unchanged–
First Citizens 5.800 6/15/7031959XAA1CORPORATE BONDS AND NOTES3,443,000$3.47M1.4%00.0%Unchanged–
CVETCovetrus, Inc.COM198,160$3.33M1.3%+1,753+0.9%AddedHistory
MSFTMicrosoft CorpStock9,906$3.06M1.2%−83−0.8%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF51,258$2.95M1.2%+1,147+2.3%Added–
GLWCorning IncCOM78,526$2.90M1.1%−2,309−2.9%ReducedHistory
AAPLApple Inc.Stock16,537$2.89M1.1%−863−5.0%ReducedHistory
NOCNorthrop Grumman CorpStock6,414$2.87M1.1%+112+1.8%AddedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR181,654$2.69M1.0%+181,654NewHistory
Suntrust Capital 0.891 5/15/2786787XAA3CORPORATE BONDS AND NOTES2,434,000$2.32M0.9%00.0%Unchanged–
Suntrust Capital 0.8665 3/15/2886788LAA8CORPORATE BONDS AND NOTES2,315,000$2.19M0.9%00.0%Unchanged–
BRK.ABerkshire Hathaway IncCL A4$2.12M0.8%00.0%UnchangedHistory
Vanguard Total World Stock ETF922042742ETF20,616$2.09M0.8%+845+4.3%Added–
Mellon Capital IV 4.04444 12/20/6758551TAA5CORPORATE BONDS AND NOTES2,271,000$1.98M0.8%00.0%Unchanged–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF57,015$1.95M0.8%+1,441+2.6%Added–
United Financial 5.750 10/01/24910304AA2CORPORATE BONDS AND NOTES1,859,000$1.94M0.8%00.0%Unchanged–
TAKTakeda Pharmaceutical Co LtdADR132,516$1.90M0.7%00.0%UnchangedHistory
Citigroup Inc 0.7565 8/25/36172967DS7CORPORATE BONDS AND NOTES1,989,000$1.69M0.7%00.0%Unchanged–
LLYEli Lilly & CoStock5,519$1.58M0.6%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF3,054$1.38M0.5%+177+6.2%AddedHistory
iShares Russell 2000 ETF464287655ETF6,710$1.38M0.5%00.0%Unchanged–
BRK.BBerkshire Hathaway IncStock3,418$1.21M0.5%+44+1.3%AddedHistory
US Bank Capital IX 3.57778 4/15/4991731KAA8CORPORATE BONDS AND NOTES1,323,000$1.10M0.4%00.0%Unchanged–
CMCSAComcast CorpStock20,300$950.0K0.4%+48+0.2%AddedHistory
WELLWelltower Inc.REIT9,851$947.0K0.4%+11+0.1%AddedHistory
JP Morgan Chase MTN 2.000 4/30/2448126N6A0CORPORATE BONDS AND NOTES881,000$871.0K0.3%00.0%Unchanged–
Invesco QQQ Trust Series I46090E103ETF2,386$865.0K0.3%−17,785−88.2%Reduced–
VanEck ETF Trust92189F106GOLD MINERS ETF22,249$853.0K0.3%+103+0.5%Added–
Bank of Amer MTN 0.87538 12/01/265901886X1CORPORATE BONDS AND NOTES866,000$838.0K0.3%00.0%Unchanged–
AMATApplied Materials IncStock5,900$778.0K0.3%−56,095−90.5%ReducedHistory
iShares Core S&P 500 ETF464287200ETF1,704$773.0K0.3%−716−29.6%Reduced–
Allfirst PFD Cap 1.65983 7/15/2901852FAC7CORPORATE BONDS AND NOTES750,000$732.0K0.3%+750,000New–
XOMExxonMobil Holdings CorpCOM8,794$726.0K0.3%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock12,773$712.0K0.3%−972−7.1%ReducedHistory
TREELendingTree, Inc.COM5,362$642.0K0.3%−24−0.4%ReducedHistory
HONHoneywell International IncCOM3,261$635.0K0.2%00.0%UnchangedHistory
Vanguard Morningstar Value ETF922908744ETF4,105$607.0K0.2%00.0%Unchanged–
JOEST JOE CoCOM10,163$602.0K0.2%+12+0.1%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF5,961$597.0K0.2%+97+1.7%Added–
MRKMerck & Co., Inc.Stock6,426$526.0K0.2%00.0%UnchangedHistory
PEPPepsiCo IncStock2,640$442.0K0.2%00.0%UnchangedHistory
DVDoubleVerify Holdings, Inc.COM15,943$400.0K0.2%+1,138+7.7%AddedHistory
RTXRTX CorpStock4,034$399.0K0.2%00.0%UnchangedHistory
CDLXCardlytics, Inc.COM6,547$359.0K0.1%−1,266−16.2%ReducedHistory
CAGConagra Brands Inc.Stock10,362$347.0K0.1%00.0%UnchangedHistory
PMPhilip Morris International Inc.Stock3,500$329.0K0.1%00.0%UnchangedHistory
Vanguard Index FDS922908710COM772$323.0K0.1%00.0%Unchanged–
CWHCamping World Holdings, Inc.CL A11,207$313.0K0.1%+47+0.4%AddedHistory
KEYKeycorpCOM13,760$308.0K0.1%00.0%UnchangedHistory
PCGPG&E CorpStock25,213$301.0K0.1%+536+2.2%AddedHistory
JNJJohnson & JohnsonStock1,490$264.0K0.1%00.0%UnchangedHistory
NINisource Inc.COM8,000$254.0K0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF3,238$242.0K0.1%00.0%UnchangedConverted for a 2-for-1 split–
SPDR Series Trust78464A805ST STR PR SP15004,286$238.0K0.1%+673+18.6%Added–
iShares Select U.S. REIT ETF464287564ETF3,080$219.0K0.1%00.0%Unchanged–
LTHMLivent Corp.COM8,349$218.0K0.1%+8,349NewHistory
WisdomTree Tr97717W851JAPN HEDGE EQT3,206$205.0K0.1%00.0%Unchanged–
GEGeneral Electric CoStock2,210$202.0K0.1%00.0%UnchangedHistory
JPMorgan Chase Co 0.67563 2/01/27161480AB4CORPORATE BONDS AND NOTES200,000$191.0K0.1%00.0%Unchanged–
KOCoca Cola CoStock2,040$126.0K<0.1%+2,040NewHistory
American Century Eq Inc I025076209EF10,140$100.0K<0.1%+38+0.4%Added–
PFEPfizer IncStock1,738$90.0K<0.1%−2,000−53.5%ReducedHistory
Kohls Corporation 4.250 7/17/25500255AU8CORPORATE BONDS AND NOTES50,000$51.0K<0.1%00.0%Unchanged–
State Street Corp 1.2165 6/15/37857477AY9CORPORATE BONDS AND NOTES30,000$26.0K<0.1%00.0%Unchanged–

Sold out since Q4 2021 (12)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Lumbard & Kellner, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
KRAKraton CorpCOM111,575$5.17M2.0%History
WFCWells Fargo & CompanyStock8,154$391.0K0.1%History
CHKPCheck Point Software Technologies LtdORD2,966$359.0K0.1%History
LYBLyondellBasell Industries N.V.SHS - A -2,955$286.0K0.1%History
Hingham Instn SVGS Mass433323102COM570$221.0K0.1%–
KMBKimberly Clark CorpStock1,500$206.0K0.1%History
GMGeneral Motors CoCOM2,550$134.0K0.1%History
Wells Fargo MTN 3.500 3/08/2294974BFC9CORPORATE BONDS AND NOTES50,000$50.0K<0.1%–
SPDR Series Trust78468R101ST SHO TREAS ETF1,405$42.0K<0.1%–
STXSeagate Technology Holdings plcORD SHS210$23.0K<0.1%History
Bunge Limited Conv Pfd PerpG16962204CONV PREF150$19.0K<0.1%–
Desarrolladora Hom 0.00001 9/28/1525030WAB6OTHER FOREIGN CORPORATE BONDS63,000$2.00K<0.1%–