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Livermore
Livermore
ZHEN

Lumbard & Kellner, LLC

SEC CIK
0001602476
Latest filing
Aug 6, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 18, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
98
−2 vs. Q3 2021
Portfolio value
$265.2M
+$10.3M (+4.0%) vs. Q3 2021
Filed
Feb 18, 2022
SEC
Holdings of Lumbard & Kellner, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
GLDSPDR Gold TrustETF83,497$14.0M5.3%+43,592+109.2%AddedHistory
iShares Tr46434V878ULTRA SHORT DUR218,477$11.0M4.1%−21,401−8.9%Reduced–
GOOGAlphabet Inc.Stock3,593$9.75M3.7%−93−2.5%ReducedHistory
METMetlife IncStock144,233$9.64M3.6%−2,873−2.0%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF38,381$8.71M3.3%−840−2.1%Reduced–
AMATApplied Materials IncStock61,995$8.57M3.2%−1,745−2.7%ReducedHistory
PRUPrudential Financial IncStock74,107$8.25M3.1%−1,776−2.3%ReducedHistory
VTRSViatris IncStock535,418$7.95M3.0%+151,177+39.3%AddedHistory
FCXFreeport-McMoran IncStock203,637$7.66M2.9%−4,241−2.0%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF20,171$7.32M2.8%−897−4.3%Reduced–
GLNGGolar LNG LtdSHS504,239$7.17M2.7%−10,008−1.9%ReducedHistory
TSNTyson Foods, Inc.Stock76,628$6.96M2.6%−1,910−2.4%ReducedHistory
TAT&T Inc.Stock266,788$6.79M2.6%+95,834+56.1%AddedHistory
KMIKinder Morgan, Inc.Stock382,511$6.56M2.5%−7,989−2.0%ReducedHistory
GSGoldman Sachs Group IncStock18,328$6.50M2.5%−1,215−6.2%ReducedHistory
FDXFedEx CorpStock24,348$6.01M2.3%−3,721−13.3%ReducedHistory
METAMeta Platforms, Inc.Stock19,063$6.01M2.3%−369−1.9%ReducedHistory
LMTLockheed Martin CorpStock14,884$5.74M2.2%+1,268+9.3%AddedHistory
MDCSekisui House U.S., Inc.COM106,056$5.41M2.0%−2,816−2.6%ReducedHistory
BHFBrighthouse Financial, Inc.COM98,163$5.34M2.0%−2,647−2.6%ReducedHistory
KRAKraton CorpCOM111,575$5.17M2.0%−5,160−4.4%ReducedHistory
iShares Tr46429B309MSCI INDONIA ETF222,504$5.16M1.9%−5,541−2.4%Reduced–
GMSGMS Inc.COM100,682$5.15M1.9%−5,520−5.2%ReducedHistory
HBMHudbay Minerals Inc.COM690,675$4.98M1.9%−25,169−3.5%ReducedHistory
Franklin Templeton ETF Tr35473P835FTSE BRAZIL241,465$4.78M1.8%+241,465New–
STNGScorpio Tankers Inc.SHS304,014$4.12M1.6%−7,090−2.3%ReducedHistory
Franklin Templeton ETF Tr35473P710FTSE SOUTH KOREA155,946$3.99M1.5%−6,416−4.0%Reduced–
CYXTCyxtera Technologies, Inc.COMMON STOCK322,106$3.88M1.5%−1,035−0.3%ReducedHistory
Matthews India Fund Institutional577130768MUTUAL FUNDS - EQUITY130,820$3.72M1.4%−3,612−2.7%Reduced–
CVETCovetrus, Inc.COM196,407$3.58M1.3%−16,281−7.7%ReducedHistory
First Citizens 5.800 6/15/7031959XAA1CORPORATE BONDS AND NOTES3,443,000$3.57M1.3%+3,443,000New–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT22,266$3.53M1.3%−496−2.2%Reduced–
GLWCorning IncCOM80,835$3.40M1.3%−3,438−4.1%ReducedHistory
MSFTMicrosoft CorpStock9,989$3.31M1.2%00.0%UnchangedHistory
AAPLApple Inc.Stock17,400$3.08M1.2%−605−3.4%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF50,111$3.07M1.2%+1,962+4.1%Added–
Suntrust Capital 0.891 5/15/2786787XAA3CORPORATE BONDS AND NOTES2,434,000$2.37M0.9%+2,434,000New–
NOCNorthrop Grumman CorpStock6,302$2.33M0.9%−245−3.7%ReducedHistory
Suntrust Capital 0.8665 3/15/2886788LAA8CORPORATE BONDS AND NOTES2,315,000$2.25M0.8%−2,572,000−52.6%Reduced–
Mellon Capital IV 4.04444 12/20/6758551TAA5CORPORATE BONDS AND NOTES2,271,000$2.25M0.8%−43,000−1.9%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF55,574$2.03M0.8%+1,548+2.9%Added–
Vanguard Total World Stock ETF922042742ETF19,771$2.03M0.8%−250−1.2%Reduced–
United Financial 5.750 10/01/24910304AA2CORPORATE BONDS AND NOTES1,859,000$2.01M0.8%−48,000−2.5%Reduced–
TAKTakeda Pharmaceutical Co LtdADR132,516$1.92M0.7%−4,177−3.1%ReducedHistory
BRK.ABerkshire Hathaway IncCL A4$1.80M0.7%00.0%UnchangedHistory
Citigroup Inc 0.7565 8/25/36172967DS7CORPORATE BONDS AND NOTES1,989,000$1.75M0.7%−26,000−1.3%Reduced–
LLYEli Lilly & CoStock5,519$1.35M0.5%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF6,710$1.35M0.5%00.0%Unchanged–
SPYSPDR S&P 500 ETF TrustETF2,877$1.34M0.5%00.0%UnchangedHistory
US Bank Capital IX 3.57778 4/15/4991731KAA8CORPORATE BONDS AND NOTES1,323,000$1.25M0.5%−48,000−3.5%Reduced–
iShares Core S&P 500 ETF464287200ETF2,420$1.15M0.4%−799−24.8%Reduced–
CMCSAComcast CorpStock20,252$1.01M0.4%+96+0.5%AddedHistory
BRK.BBerkshire Hathaway IncStock3,374$1.01M0.4%−44−1.3%ReducedHistory
JP Morgan Chase MTN 2.000 4/30/2448126N6A0CORPORATE BONDS AND NOTES881,000$882.0K0.3%00.0%Unchanged–
CSCOCisco Systems, Inc.Stock13,745$861.0K0.3%+95+0.7%AddedHistory
Bank of Amer MTN 0.87538 12/01/265901886X1CORPORATE BONDS AND NOTES866,000$858.0K0.3%−35,000−3.9%Reduced–
WELLWelltower Inc.REIT9,840$843.0K0.3%+60+0.6%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF22,146$709.0K0.3%−396−1.8%Reduced–
XOMExxonMobil Holdings CorpCOM8,794$668.0K0.3%00.0%UnchangedHistory
HONHoneywell International IncCOM3,261$667.0K0.3%00.0%UnchangedHistory
TREELendingTree, Inc.COM5,386$660.0K0.2%+3,391+170.0%AddedHistory
Vanguard Morningstar Value ETF922908744ETF4,105$597.0K0.2%−260−6.0%Reduced–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF5,864$595.0K0.2%−1,129−16.1%Reduced–
JOEST JOE CoCOM10,151$528.0K0.2%+52+0.5%AddedHistory
MRKMerck & Co., Inc.Stock6,426$520.0K0.2%00.0%UnchangedHistory
CDLXCardlytics, Inc.COM7,813$516.0K0.2%+61+0.8%AddedHistory
PEPPepsiCo IncStock2,640$458.0K0.2%00.0%UnchangedHistory
CWHCamping World Holdings, Inc.CL A11,160$450.0K0.2%+153+1.4%AddedHistory
DVDoubleVerify Holdings, Inc.COM14,805$433.0K0.2%−11,216−43.1%ReducedHistory
WFCWells Fargo & CompanyStock8,154$391.0K0.1%−3,987−32.8%ReducedHistory
PMPhilip Morris International Inc.Stock3,500$360.0K0.1%00.0%UnchangedHistory
CHKPCheck Point Software Technologies LtdORD2,966$359.0K0.1%00.0%UnchangedHistory
RTXRTX CorpStock4,034$353.0K0.1%00.0%UnchangedHistory
CAGConagra Brands Inc.Stock10,362$353.0K0.1%−423−3.9%ReducedHistory
KEYKeycorpCOM13,760$345.0K0.1%−65,243−82.6%ReducedHistory
Vanguard Index FDS922908710COM772$322.0K0.1%00.0%Unchanged–
PCGPG&E CorpStock24,677$299.0K0.1%−1,306−5.0%ReducedHistory
LYBLyondellBasell Industries N.V.SHS - A -2,955$286.0K0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock1,490$257.0K0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF1,619$241.0K0.1%00.0%Unchanged–
iShares Select U.S. REIT ETF464287564ETF3,080$234.0K0.1%00.0%Unchanged–
NINisource Inc.COM8,000$233.0K0.1%00.0%UnchangedHistory
Hingham Instn SVGS Mass433323102COM570$221.0K0.1%+570New–
GEGeneral Electric CoStock2,210$209.0K0.1%00.0%UnchangedHistory
SPDR Series Trust78464A805ST STR PR SP15003,613$207.0K0.1%+3,613New–
KMBKimberly Clark CorpStock1,500$206.0K0.1%00.0%UnchangedHistory
PFEPfizer IncStock3,738$200.0K0.1%+3,738NewHistory
WisdomTree Tr97717W851JAPN HEDGE EQT3,206$200.0K0.1%00.0%Unchanged–
JPMorgan Chase Co 0.67563 2/01/27161480AB4CORPORATE BONDS AND NOTES200,000$197.0K0.1%00.0%Unchanged–
GMGeneral Motors CoCOM2,550$134.0K0.1%−74,774−96.7%ReducedHistory
American Century Eq Inc I025076209EF10,102$98.0K<0.1%+10,102New–
Kohls Corporation 4.250 7/17/25500255AU8CORPORATE BONDS AND NOTES50,000$50.0K<0.1%00.0%Unchanged–
Wells Fargo MTN 3.500 3/08/2294974BFC9CORPORATE BONDS AND NOTES50,000$50.0K<0.1%00.0%Unchanged–
SPDR Series Trust78468R101ST SHO TREAS ETF1,405$42.0K<0.1%+1,405New–
State Street Corp 1.2165 6/15/37857477AY9CORPORATE BONDS AND NOTES30,000$27.0K<0.1%00.0%Unchanged–
STXSeagate Technology Holdings plcORD SHS210$23.0K<0.1%+210NewHistory
Bunge Limited Conv Pfd PerpG16962204CONV PREF150$19.0K<0.1%+150New–
Desarrolladora Hom 0.00001 9/28/1525030WAB6OTHER FOREIGN CORPORATE BONDS63,000$2.00K<0.1%+63,000New–

Sold out since Q3 2021 (13)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Lumbard & Kellner, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Ford MTR Co del Sr 8.500 4/21/23345370CV0CORPORATE BONDS AND NOTES2,412,000$2.65M1.0%–
Bank of Ny Mellon 3.69928 12/20/67064058AD2CORPORATE BONDS AND NOTES1,975,000$1.99M0.8%–
NTC Capital II 0.82957 4/15/27629398AA6CORPORATE BONDS AND NOTES719,000$719.0K0.3%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF8,833$564.0K0.2%–
HSICHenry Schein IncCOM5,927$451.0K0.2%History
DHIHorton D R IncCOM4,869$409.0K0.2%History
LTHMLivent Corp.COM17,174$397.0K0.2%History
Cyxtera Technolo23284C110EQUITY WRT164,467$338.0K0.1%–
NEENextera Energy IncStock3,618$284.0K0.1%History
DOVDOVER CorpCOM1,300$202.0K0.1%History
IBMInternational Business Machines CorpStock1,450$201.0K0.1%History
ASPSAltisource Portfolio Solutions S.A.REG SHS20,042$198.0K0.1%History
WMWaste Management IncStock1,000$149.0K0.1%History