Lumbard & Kellner, LLC
- SEC CIK
- 0001602476
- 最新申報
- 2026/8/6
2021 年第 4 季持倉
持倉截至 2021/12/31，2022/2/18 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。
- 持股檔數
- 98
- 較 2021 年第 3 季 −2
- 總值
- $2.65 億
- 較 2021 年第 3 季 +$1,031 萬 (+4.0%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| GLDSPDR Gold Trust | ETF | 83,497 | $1,404 萬 | 5.3% | +43,592+109.2% | 加碼 | 歷史 |
| iShares Tr46434V878 | ULTRA SHORT DUR | 218,477 | $1,100 萬 | 4.1% | −21,401−8.9% | 減碼 | – |
| GOOGAlphabet Inc. | Stock | 3,593 | $975.1 萬 | 3.7% | −93−2.5% | 減碼 | 歷史 |
| METMetlife Inc | Stock | 144,233 | $963.6 萬 | 3.6% | −2,873−2.0% | 減碼 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 38,381 | $870.5 萬 | 3.3% | −840−2.1% | 減碼 | – |
| AMATApplied Materials Inc | Stock | 61,995 | $856.6 萬 | 3.2% | −1,745−2.7% | 減碼 | 歷史 |
| PRUPrudential Financial Inc | Stock | 74,107 | $825.0 萬 | 3.1% | −1,776−2.3% | 減碼 | 歷史 |
| VTRSViatris Inc | Stock | 535,418 | $794.9 萬 | 3.0% | +151,177+39.3% | 加碼 | 歷史 |
| FCXFreeport-McMoran Inc | Stock | 203,637 | $766.4 萬 | 2.9% | −4,241−2.0% | 減碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 20,171 | $732.3 萬 | 2.8% | −897−4.3% | 減碼 | – |
| GLNGGolar LNG Ltd | SHS | 504,239 | $716.5 萬 | 2.7% | −10,008−1.9% | 減碼 | 歷史 |
| TSNTyson Foods, Inc. | Stock | 76,628 | $696.5 萬 | 2.6% | −1,910−2.4% | 減碼 | 歷史 |
| TAT&T Inc. | Stock | 266,788 | $678.7 萬 | 2.6% | +95,834+56.1% | 加碼 | 歷史 |
| KMIKinder Morgan, Inc. | Stock | 382,511 | $656.3 萬 | 2.5% | −7,989−2.0% | 減碼 | 歷史 |
| GSGoldman Sachs Group Inc | Stock | 18,328 | $650.1 萬 | 2.5% | −1,215−6.2% | 減碼 | 歷史 |
| FDXFedEx Corp | Stock | 24,348 | $601.0 萬 | 2.3% | −3,721−13.3% | 減碼 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 19,063 | $601.0 萬 | 2.3% | −369−1.9% | 減碼 | 歷史 |
| LMTLockheed Martin Corp | Stock | 14,884 | $573.7 萬 | 2.2% | +1,268+9.3% | 加碼 | 歷史 |
| MDCSekisui House U.S., Inc. | COM | 106,056 | $540.8 萬 | 2.0% | −2,816−2.6% | 減碼 | 歷史 |
| BHFBrighthouse Financial, Inc. | COM | 98,163 | $534.5 萬 | 2.0% | −2,647−2.6% | 減碼 | 歷史 |
| KRAKraton Corp | COM | 111,575 | $517.5 萬 | 2.0% | −5,160−4.4% | 減碼 | 歷史 |
| iShares Tr46429B309 | MSCI INDONIA ETF | 222,504 | $515.8 萬 | 1.9% | −5,541−2.4% | 減碼 | – |
| GMSGMS Inc. | COM | 100,682 | $515.3 萬 | 1.9% | −5,520−5.2% | 減碼 | 歷史 |
| HBMHudbay Minerals Inc. | COM | 690,675 | $497.6 萬 | 1.9% | −25,169−3.5% | 減碼 | 歷史 |
| Franklin Templeton ETF Tr35473P835 | FTSE BRAZIL | 241,465 | $478.1 萬 | 1.8% | +241,465 | 新進 | – |
| STNGScorpio Tankers Inc. | SHS | 304,014 | $412.0 萬 | 1.6% | −7,090−2.3% | 減碼 | 歷史 |
| Franklin Templeton ETF Tr35473P710 | FTSE SOUTH KOREA | 155,946 | $398.8 萬 | 1.5% | −6,416−4.0% | 減碼 | – |
| CYXTCyxtera Technologies, Inc. | COMMON STOCK | 322,106 | $388.3 萬 | 1.5% | −1,035−0.3% | 減碼 | 歷史 |
| Matthews India Fund Institutional577130768 | MUTUAL FUNDS - EQUITY | 130,820 | $372.3 萬 | 1.4% | −3,612−2.7% | 減碼 | – |
| CVETCovetrus, Inc. | COM | 196,407 | $357.6 萬 | 1.3% | −16,281−7.7% | 減碼 | 歷史 |
| First Citizens 5.800 6/15/7031959XAA1 | CORPORATE BONDS AND NOTES | 3,443,000 | $357.2 萬 | 1.3% | +3,443,000 | 新進 | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 22,266 | $353.2 萬 | 1.3% | −496−2.2% | 減碼 | – |
| GLWCorning Inc | COM | 80,835 | $339.8 萬 | 1.3% | −3,438−4.1% | 減碼 | 歷史 |
| MSFTMicrosoft Corp | Stock | 9,989 | $331.4 萬 | 1.2% | 00.0% | 不變 | 歷史 |
| AAPLApple Inc. | Stock | 17,400 | $307.7 萬 | 1.2% | −605−3.4% | 減碼 | 歷史 |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 50,111 | $307.0 萬 | 1.2% | +1,962+4.1% | 加碼 | – |
| Suntrust Capital 0.891 5/15/2786787XAA3 | CORPORATE BONDS AND NOTES | 2,434,000 | $236.7 萬 | 0.9% | +2,434,000 | 新進 | – |
| NOCNorthrop Grumman Corp | Stock | 6,302 | $233.1 萬 | 0.9% | −245−3.7% | 減碼 | 歷史 |
| Suntrust Capital 0.8665 3/15/2886788LAA8 | CORPORATE BONDS AND NOTES | 2,315,000 | $224.7 萬 | 0.8% | −2,572,000−52.6% | 減碼 | – |
| Mellon Capital IV 4.04444 12/20/6758551TAA5 | CORPORATE BONDS AND NOTES | 2,271,000 | $224.6 萬 | 0.8% | −43,000−1.9% | 減碼 | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 55,574 | $202.7 萬 | 0.8% | +1,548+2.9% | 加碼 | – |
| Vanguard Total World Stock ETF922042742 | ETF | 19,771 | $202.7 萬 | 0.8% | −250−1.2% | 減碼 | – |
| United Financial 5.750 10/01/24910304AA2 | CORPORATE BONDS AND NOTES | 1,859,000 | $201.3 萬 | 0.8% | −48,000−2.5% | 減碼 | – |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 132,516 | $191.6 萬 | 0.7% | −4,177−3.1% | 減碼 | 歷史 |
| BRK.ABerkshire Hathaway Inc | CL A | 4 | $180.2 萬 | 0.7% | 00.0% | 不變 | 歷史 |
| Citigroup Inc 0.7565 8/25/36172967DS7 | CORPORATE BONDS AND NOTES | 1,989,000 | $174.5 萬 | 0.7% | −26,000−1.3% | 減碼 | – |
| LLYEli Lilly & Co | Stock | 5,519 | $135.4 萬 | 0.5% | 00.0% | 不變 | 歷史 |
| iShares Russell 2000 ETF464287655 | ETF | 6,710 | $135.0 萬 | 0.5% | 00.0% | 不變 | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,877 | $134.0 萬 | 0.5% | 00.0% | 不變 | 歷史 |
| US Bank Capital IX 3.57778 4/15/4991731KAA8 | CORPORATE BONDS AND NOTES | 1,323,000 | $125.0 萬 | 0.5% | −48,000−3.5% | 減碼 | – |
| iShares Core S&P 500 ETF464287200 | ETF | 2,420 | $115.4 萬 | 0.4% | −799−24.8% | 減碼 | – |
| CMCSAComcast Corp | Stock | 20,252 | $101.5 萬 | 0.4% | +96+0.5% | 加碼 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 3,374 | $100.8 萬 | 0.4% | −44−1.3% | 減碼 | 歷史 |
| JP Morgan Chase MTN 2.000 4/30/2448126N6A0 | CORPORATE BONDS AND NOTES | 881,000 | $88.2 萬 | 0.3% | 00.0% | 不變 | – |
| CSCOCisco Systems, Inc. | Stock | 13,745 | $86.1 萬 | 0.3% | +95+0.7% | 加碼 | 歷史 |
| Bank of Amer MTN 0.87538 12/01/265901886X1 | CORPORATE BONDS AND NOTES | 866,000 | $85.8 萬 | 0.3% | −35,000−3.9% | 減碼 | – |
| WELLWelltower Inc. | REIT | 9,840 | $84.3 萬 | 0.3% | +60+0.6% | 加碼 | 歷史 |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 22,146 | $70.9 萬 | 0.3% | −396−1.8% | 減碼 | – |
| XOMExxonMobil Holdings Corp | COM | 8,794 | $66.8 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| HONHoneywell International Inc | COM | 3,261 | $66.7 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| TREELendingTree, Inc. | COM | 5,386 | $66.0 萬 | 0.2% | +3,391+170.0% | 加碼 | 歷史 |
| Vanguard Morningstar Value ETF922908744 | ETF | 4,105 | $59.7 萬 | 0.2% | −260−6.0% | 減碼 | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 5,864 | $59.5 萬 | 0.2% | −1,129−16.1% | 減碼 | – |
| JOEST JOE Co | COM | 10,151 | $52.8 萬 | 0.2% | +52+0.5% | 加碼 | 歷史 |
| MRKMerck & Co., Inc. | Stock | 6,426 | $52.0 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| CDLXCardlytics, Inc. | COM | 7,813 | $51.6 萬 | 0.2% | +61+0.8% | 加碼 | 歷史 |
| PEPPepsiCo Inc | Stock | 2,640 | $45.8 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| CWHCamping World Holdings, Inc. | CL A | 11,160 | $45.0 萬 | 0.2% | +153+1.4% | 加碼 | 歷史 |
| DVDoubleVerify Holdings, Inc. | COM | 14,805 | $43.3 萬 | 0.2% | −11,216−43.1% | 減碼 | 歷史 |
| WFCWells Fargo & Company | Stock | 8,154 | $39.1 萬 | 0.1% | −3,987−32.8% | 減碼 | 歷史 |
| PMPhilip Morris International Inc. | Stock | 3,500 | $36.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| CHKPCheck Point Software Technologies Ltd | ORD | 2,966 | $35.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| RTXRTX Corp | Stock | 4,034 | $35.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| CAGConagra Brands Inc. | Stock | 10,362 | $35.3 萬 | 0.1% | −423−3.9% | 減碼 | 歷史 |
| KEYKeycorp | COM | 13,760 | $34.5 萬 | 0.1% | −65,243−82.6% | 減碼 | 歷史 |
| Vanguard Index FDS922908710 | COM | 772 | $32.2 萬 | 0.1% | 00.0% | 不變 | – |
| PCGPG&E Corp | Stock | 24,677 | $29.9 萬 | 0.1% | −1,306−5.0% | 減碼 | 歷史 |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,955 | $28.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| JNJJohnson & Johnson | Stock | 1,490 | $25.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 1,619 | $24.1 萬 | 0.1% | 00.0% | 不變 | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 3,080 | $23.4 萬 | 0.1% | 00.0% | 不變 | – |
| NINisource Inc. | COM | 8,000 | $23.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Hingham Instn SVGS Mass433323102 | COM | 570 | $22.1 萬 | 0.1% | +570 | 新進 | – |
| GEGeneral Electric Co | Stock | 2,210 | $20.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 3,613 | $20.7 萬 | 0.1% | +3,613 | 新進 | – |
| KMBKimberly Clark Corp | Stock | 1,500 | $20.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| PFEPfizer Inc | Stock | 3,738 | $20.0 萬 | 0.1% | +3,738 | 新進 | 歷史 |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,206 | $20.0 萬 | 0.1% | 00.0% | 不變 | – |
| JPMorgan Chase Co 0.67563 2/01/27161480AB4 | CORPORATE BONDS AND NOTES | 200,000 | $19.7 萬 | 0.1% | 00.0% | 不變 | – |
| GMGeneral Motors Co | COM | 2,550 | $13.4 萬 | 0.1% | −74,774−96.7% | 減碼 | 歷史 |
| American Century Eq Inc I025076209 | EF | 10,102 | $9.80 萬 | <0.1% | +10,102 | 新進 | – |
| Kohls Corporation 4.250 7/17/25500255AU8 | CORPORATE BONDS AND NOTES | 50,000 | $5.00 萬 | <0.1% | 00.0% | 不變 | – |
| Wells Fargo MTN 3.500 3/08/2294974BFC9 | CORPORATE BONDS AND NOTES | 50,000 | $5.00 萬 | <0.1% | 00.0% | 不變 | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 1,405 | $4.20 萬 | <0.1% | +1,405 | 新進 | – |
| State Street Corp 1.2165 6/15/37857477AY9 | CORPORATE BONDS AND NOTES | 30,000 | $2.70 萬 | <0.1% | 00.0% | 不變 | – |
| STXSeagate Technology Holdings plc | ORD SHS | 210 | $2.30 萬 | <0.1% | +210 | 新進 | 歷史 |
| Bunge Limited Conv Pfd PerpG16962204 | CONV PREF | 150 | $1.90 萬 | <0.1% | +150 | 新進 | – |
| Desarrolladora Hom 0.00001 9/28/1525030WAB6 | OTHER FOREIGN CORPORATE BONDS | 63,000 | $2,000 | <0.1% | +63,000 | 新進 | – |
2021 年第 3 季之後清倉（13 檔）
2021 年第 3 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 3 季股數 | 2021 年第 3 季市值 | 2021 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Ford MTR Co del Sr 8.500 4/21/23345370CV0 | CORPORATE BONDS AND NOTES | 2,412,000 | $265.3 萬 | 1.0% | – |
| Bank of Ny Mellon 3.69928 12/20/67064058AD2 | CORPORATE BONDS AND NOTES | 1,975,000 | $198.5 萬 | 0.8% | – |
| NTC Capital II 0.82957 4/15/27629398AA6 | CORPORATE BONDS AND NOTES | 719,000 | $71.9 萬 | 0.3% | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 8,833 | $56.4 萬 | 0.2% | – |
| HSICHenry Schein Inc | COM | 5,927 | $45.1 萬 | 0.2% | 歷史 |
| DHIHorton D R Inc | COM | 4,869 | $40.9 萬 | 0.2% | 歷史 |
| LTHMLivent Corp. | COM | 17,174 | $39.7 萬 | 0.2% | 歷史 |
| Cyxtera Technolo23284C110 | EQUITY WRT | 164,467 | $33.8 萬 | 0.1% | – |
| NEENextera Energy Inc | Stock | 3,618 | $28.4 萬 | 0.1% | 歷史 |
| DOVDOVER Corp | COM | 1,300 | $20.2 萬 | 0.1% | 歷史 |
| IBMInternational Business Machines Corp | Stock | 1,450 | $20.1 萬 | 0.1% | 歷史 |
| ASPSAltisource Portfolio Solutions S.A. | REG SHS | 20,042 | $19.8 萬 | 0.1% | 歷史 |
| WMWaste Management Inc | Stock | 1,000 | $14.9 萬 | 0.1% | 歷史 |