Lumbard & Kellner, LLC
- SEC CIK
- 0001602476
- Latest filing
- Aug 6, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 56
- −17 vs. Q2 2023
- Portfolio value
- $150.7M
- −$28.6M (−15.9%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 220,672 | $13.7M | 9.1% | +103,856+88.9% | Added | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 100,952 | $9.27M | 6.1% | −25,680−20.3% | Reduced | – |
| METMetlife Inc | Stock | 117,454 | $7.39M | 4.9% | −2,179−1.8% | Reduced | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 434,245 | $6.51M | 4.3% | −8,796−2.0% | Reduced | History |
| KMIKinder Morgan, Inc. | Stock | 384,117 | $6.37M | 4.2% | −5,127−1.3% | Reduced | History |
| PRUPrudential Financial Inc | Stock | 64,992 | $6.17M | 4.1% | −1,192−1.8% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 46,340 | $6.11M | 4.1% | +40+0.1% | Added | History |
| LMTLockheed Martin Corp | Stock | 14,098 | $5.77M | 3.8% | −235−1.6% | Reduced | History |
| VALValaris Ltd | CL A | 76,033 | $5.70M | 3.8% | −1,116−1.4% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 12,539 | $5.52M | 3.7% | +6,247+99.3% | Added | History |
| Franklin Templeton ETF Tr35473P835 | FTSE BRAZIL | 270,878 | $4.98M | 3.3% | −5,669−2.0% | Reduced | – |
| iShares Tr46429B309 | MSCI INDONIA ETF | 219,083 | $4.88M | 3.2% | −1,800−0.8% | Reduced | – |
| GLNGGolar LNG Ltd | SHS | 198,713 | $4.82M | 3.2% | −3,286−1.6% | Reduced | History |
| TAT&T Inc. | Stock | 307,626 | $4.62M | 3.1% | −5,681−1.8% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 13,322 | $4.31M | 2.9% | −140−1.0% | Reduced | History |
| TSNTyson Foods, Inc. | Stock | 68,948 | $3.48M | 2.3% | −545−0.8% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 16,381 | $3.48M | 2.3% | −107−0.6% | Reduced | – |
| NFENew Fortress Energy Inc. | COM CL A | 103,744 | $3.40M | 2.3% | +103,744 | New | History |
| MSFTMicrosoft Corp | Stock | 9,805 | $3.10M | 2.1% | −39−0.4% | Reduced | History |
| HBMHudbay Minerals Inc. | COM | 609,124 | $2.97M | 2.0% | −10,818−1.7% | Reduced | History |
| LLYEli Lilly & Co | Stock | 5,519 | $2.96M | 2.0% | 00.0% | Unchanged | History |
| SDRLSEADRILL Ltd | COM | 62,818 | $2.81M | 1.9% | +62,818 | New | History |
| BHFBrighthouse Financial, Inc. | COM | 55,348 | $2.71M | 1.8% | −760−1.4% | Reduced | History |
| FCXFreeport-McMoran Inc | Stock | 66,803 | $2.49M | 1.7% | −1,441−2.1% | Reduced | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 46,309 | $2.40M | 1.6% | −4,971−9.7% | Reduced | – |
| AAPLApple Inc. | Stock | 13,669 | $2.34M | 1.6% | −251−1.8% | Reduced | History |
| BRK.ABerkshire Hathaway Inc | CL A | 4 | $2.13M | 1.4% | 00.0% | Unchanged | History |
| OIO-I Glass, Inc. | COM | 123,915 | $2.07M | 1.4% | −1,833−1.5% | Reduced | History |
| STNGScorpio Tankers Inc. | SHS | 29,080 | $1.57M | 1.0% | 00.0% | Unchanged | History |
| GLWCorning Inc | COM | 49,159 | $1.50M | 1.0% | 00.0% | Unchanged | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 47,554 | $1.47M | 1.0% | −3,456−6.8% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,932 | $1.25M | 0.8% | +20+0.7% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 8,771 | $1.24M | 0.8% | −139−1.6% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 3,120 | $1.09M | 0.7% | −413−11.7% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 8,794 | $1.03M | 0.7% | 00.0% | Unchanged | History |
| CMCSAComcast Corp | Stock | 20,273 | $898.9K | 0.6% | −789−3.7% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 2,386 | $854.8K | 0.6% | 00.0% | Unchanged | – |
| AMATApplied Materials Inc | Stock | 5,900 | $816.9K | 0.5% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 12,974 | $697.5K | 0.5% | −1,581−10.9% | Reduced | History |
| HONHoneywell International Inc | COM | 3,305 | $610.6K | 0.4% | +44+1.3% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 4,105 | $566.2K | 0.4% | 00.0% | Unchanged | – |
| JOEST JOE Co | COM | 9,961 | $541.2K | 0.4% | −1,107−10.0% | Reduced | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 5,270 | $527.7K | 0.4% | +5,270 | New | – |
| MRKMerck & Co., Inc. | Stock | 4,671 | $480.9K | 0.3% | −731−13.5% | Reduced | History |
| WELLWelltower Inc. | REIT | 5,496 | $450.2K | 0.3% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 2,640 | $447.3K | 0.3% | 00.0% | Unchanged | History |
| FDXFedEx Corp | Stock | 1,533 | $406.1K | 0.3% | −18,409−92.3% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 872 | $374.5K | 0.2% | +182+26.4% | Added | – |
| PMPhilip Morris International Inc. | Stock | 3,200 | $296.3K | 0.2% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,206 | $282.9K | 0.2% | 00.0% | Unchanged | – |
| RTXRTX Corp | Stock | 3,680 | $264.9K | 0.2% | +35+1.0% | Added | History |
| GEGeneral Electric Co | Stock | 2,085 | $230.5K | 0.2% | 00.0% | Unchanged | History |
| CWHCamping World Holdings, Inc. | CL A | 11,207 | $228.7K | 0.2% | 00.0% | Unchanged | History |
| KEYKeycorp | COM | 13,760 | $148.1K | 0.1% | +13,760 | New | History |
| METAMeta Platforms, Inc. | Stock | 35 | $10.5K | <0.1% | +35 | New | History |
| GISGeneral Mills Inc | Stock | 138 | $8.83K | <0.1% | +138 | New | History |
Sold out since Q2 2023 (23)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| GLDSPDR Gold Trust | ETF | 84,325 | $15.3M | 8.6% | History |
| Citigroup Inc 0.7565 8/25/36172967DS7 | CORPORATE BONDS AND NOTES | 4,377,000 | $3.65M | 2.0% | – |
| Matthews India Fund Institutional577130768 | MUTUAL FUNDS - EQUITY | 129,330 | $3.31M | 1.8% | – |
| First Horizon Natl 4.000 5/26/25320517AD7 | CORPORATE BONDS AND NOTES | 1,320,000 | $1.24M | 0.7% | – |
| US Bank Capital IX 3.57778 4/15/4991731KAA8 | CORPORATE BONDS AND NOTES | 1,298,000 | $1.00M | 0.6% | – |
| JP Morgan Chase MTN 2.000 4/30/2448126N6A0 | CORPORATE BONDS AND NOTES | 881,000 | $851.0K | 0.5% | – |
| Allfirst PFD Cap 1.65983 7/15/2901852FAC7 | CORPORATE BONDS AND NOTES | 750,000 | $653.0K | 0.4% | – |
| Vanguard Total World Stock ETF922042742 | ETF | 6,345 | $638.0K | 0.4% | – |
| Keycorp Capital 1 4.48286 7/01/2849326MAA3 | CORPORATE BONDS AND NOTES | 722,000 | $617.0K | 0.3% | – |
| JPMorgan Chase Co 1.81957 2/01/2731945HAB1 | CORPORATE BONDS AND NOTES | 650,000 | $606.0K | 0.3% | – |
| Vanguard Index FDS922908710 | COM | 772 | $327.0K | 0.2% | – |
| JNJJohnson & Johnson | Stock | 1,440 | $241.0K | 0.1% | History |
| NINisource Inc. | COM | 8,000 | $223.0K | 0.1% | History |
| LTHMLivent Corp. | COM | 8,349 | $206.0K | 0.1% | History |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 3,692 | $203.4K | 0.1% | – |
| JPMorgan Chase Co 0.67563 2/01/27161480AB4 | CORPORATE BONDS AND NOTES | 200,000 | $187.0K | 0.1% | – |
| Barnesville Ga WTR 3.175 9/01/46067869GX9 | MUNI BDS-FIXED TAXABLE | 250,000 | $178.0K | 0.1% | – |
| Kohls Corporation 4.250 7/17/25500255AU8 | CORPORATE BONDS AND NOTES | 50,000 | $47.0K | <0.1% | – |
| State Street Corp 1.2165 6/15/37857477AY9 | CORPORATE BONDS AND NOTES | 30,000 | $25.0K | <0.1% | – |
| Garden City KS 3.375 11/01/32365028XG9 | MUNI BDS-FIXED NON TAXABLE | 15,000 | $15.0K | <0.1% | – |
| Donnelley R R Sons 6.625 4/15/29257867AG6 | CORPORATE BONDS AND NOTES | 12,337 | $12.0K | <0.1% | – |
| Pike Cnty Ky 3.150 6/01/27721174F39 | MUNI BDS-FIXED NON TAXABLE | 10,000 | $10.0K | <0.1% | – |
| Wyoming St Cmnty Dev 2.800 12/01/3198322QLQ8 | MUNI BDS-FIXED NON TAXABLE | 10,000 | $9.00K | <0.1% | – |