Arete Wealth Advisors, LLC
- SEC CIK
- 0001600151
- Latest filing
- Aug 12, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 7, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 502
- +91 vs. Q3 2021
- Portfolio value
- $1.17B
- +$267.4M (+29.5%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 405,231 | $66.0M | 5.6% | +4,229+1.1% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 115,545 | $50.7M | 4.3% | +1,870+1.6% | Added | – |
| ABBVAbbVie Inc. | Stock | 294,041 | $39.8M | 3.4% | +279,589+1,934.6% | Added | History |
| ABTAbbott Laboratories | Stock | 225,207 | $31.7M | 2.7% | +225,207 | New | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 143,402 | $25.9M | 2.2% | +2,530+1.8% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 54,195 | $25.7M | 2.2% | +8,390+18.3% | Added | History |
| AAPLApple Inc. | Stock | 142,421 | $25.7M | 2.2% | +586+0.4% | Added | History |
| DISWalt Disney Co | Stock | 143,470 | $22.5M | 1.9% | +1,412+1.0% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 63,693 | $20.5M | 1.7% | +7,219+12.8% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 79,789 | $19.4M | 1.7% | +7,331+10.1% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 46,848 | $18.6M | 1.6% | +5,273+12.7% | Added | – |
| FSKFS KKR Capital Corp | COM | 887,109 | $18.6M | 1.6% | +715,020+415.5% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 104,222 | $17.9M | 1.5% | +5,528+5.6% | Added | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 296,419 | $17.4M | 1.5% | +6,764+2.3% | Added | – |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 496,009 | $16.5M | 1.4% | +496,009 | New | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 340,146 | $16.3M | 1.4% | +6,404+1.9% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 107,997 | $16.0M | 1.4% | +10,608+10.9% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 238,171 | $15.2M | 1.3% | +24,033+11.2% | Added | – |
| PIMCO ETF Tr72201R643 | ENHANCD SHORT | 142,637 | $14.3M | 1.2% | +1,580+1.1% | Added | – |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 105,510 | $14.2M | 1.2% | +3,035+3.0% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 260,131 | $13.2M | 1.1% | +5,973+2.4% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 139,316 | $12.9M | 1.1% | +4,922+3.7% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 221,452 | $12.4M | 1.1% | +8,940+4.2% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 98,011 | $11.2M | 1.0% | +9,542+10.8% | Added | – |
| MSFTMicrosoft Corp | Stock | 32,346 | $10.8M | 0.9% | +5,151+18.9% | Added | History |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 488,619 | $10.2M | 0.9% | +68,524+16.3% | Added | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 623,513 | $10.1M | 0.9% | +34,927+5.9% | Added | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 188,206 | $9.36M | 0.8% | +12,769+7.3% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 40,234 | $9.15M | 0.8% | +1,161+3.0% | Added | – |
| AMZNAmazon Com Inc | Stock | 2,675 | $9.01M | 0.8% | +138+5.4% | Added | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 94,914 | $8.50M | 0.7% | +891+0.9% | Added | – |
| MCDMcDonalds Corp | Stock | 30,930 | $8.30M | 0.7% | +24,344+369.6% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 72,192 | $8.13M | 0.7% | +12,003+19.9% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 75,176 | $7.89M | 0.7% | +794+1.1% | Added | – |
| ACNAccenture plc | Stock | 18,576 | $7.69M | 0.7% | +14,835+396.6% | Added | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 147,022 | $7.50M | 0.6% | +57,688+64.6% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 24,830 | $7.46M | 0.6% | +1,546+6.6% | Added | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 162,389 | $7.34M | 0.6% | +23,711+17.1% | Added | – |
| TCBKTrico Bancshares | COM | 170,767 | $7.34M | 0.6% | +530.0% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 14,957 | $7.16M | 0.6% | +1,036+7.4% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 19,547 | $7.11M | 0.6% | +283+1.5% | Added | History |
| BCSFBain Capital Specialty Finance, Inc. | COM STK | 449,140 | $6.83M | 0.6% | +449,140 | New | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 58,726 | $6.82M | 0.6% | +10,699+22.3% | Added | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 70,754 | $6.47M | 0.6% | +29,860+73.0% | Added | – |
| TSLATesla, Inc. | Stock | 5,556 | $6.33M | 0.5% | +150+2.8% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 169,377 | $6.20M | 0.5% | −9,256−5.2% | Reduced | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 107,535 | $5.90M | 0.5% | +16,748+18.4% | Added | – |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 195,679 | $5.81M | 0.5% | +6,911+3.7% | Added | – |
| TYGTortoise Energy Infrastructure Corp | COM | 184,607 | $5.35M | 0.5% | +6,481+3.6% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 17,262 | $5.27M | 0.4% | +70+0.4% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 102,054 | $5.24M | 0.4% | +3,546+3.6% | Added | – |
| GLDSPDR Gold Trust | ETF | 29,485 | $5.04M | 0.4% | +6,438+27.9% | Added | History |
| Vanguard World FD921910873 | MEGA CAP INDEX | 28,215 | $4.78M | 0.4% | +516+1.9% | Added | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 42,713 | $4.72M | 0.4% | −3,190−6.9% | Reduced | – |
| HDHome Depot, Inc. | Stock | 11,172 | $4.58M | 0.4% | +1,108+11.0% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 39,394 | $4.52M | 0.4% | +2,356+6.4% | Added | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 39,177 | $4.25M | 0.4% | +309+0.8% | Added | – |
| PFEPfizer Inc | Stock | 70,987 | $4.05M | 0.3% | +15,959+29.0% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 72,762 | $4.04M | 0.3% | +2,365+3.4% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 14,177 | $4.01M | 0.3% | −145−1.0% | Reduced | – |
| AVKAdvent Convertible & Income Fund | COM | 215,941 | $3.96M | 0.3% | +7,317+3.5% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 23,251 | $3.90M | 0.3% | +978+4.4% | Added | – |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 93,274 | $3.84M | 0.3% | +2,084+2.3% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 128,229 | $3.78M | 0.3% | +12,452+10.8% | Added | – |
| GOOGLAlphabet Inc. | Stock | 1,287 | $3.73M | 0.3% | +192+17.5% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 21,002 | $3.66M | 0.3% | −1,782−7.8% | Reduced | – |
| NVDANVIDIA Corp | Stock | 12,143 | $3.63M | 0.3% | +914+8.1% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 45,574 | $3.61M | 0.3% | +11,031+31.9% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 26,240 | $3.44M | 0.3% | +3,493+15.4% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 21,176 | $3.42M | 0.3% | +2,006+10.5% | Added | History |
| MFICMidCap Financial Investment Corp | COM NEW | 265,035 | $3.39M | 0.3% | +265,035 | New | History |
| GOOGAlphabet Inc. | Stock | 1,167 | $3.38M | 0.3% | +77+7.1% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 52,505 | $3.30M | 0.3% | +16,831+47.2% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 40,469 | $3.29M | 0.3% | +7,097+21.3% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 48,311 | $3.19M | 0.3% | +8,572+21.6% | Added | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 28,306 | $3.13M | 0.3% | +1,344+5.0% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 12,112 | $3.07M | 0.3% | +727+6.4% | Added | – |
| iShares Tr464287291 | GLOBAL TECH ETF | 46,827 | $3.02M | 0.3% | +2,038+4.6% | Added | – |
| GNLGlobal Net Lease, Inc. | COM NEW | 175,079 | $2.96M | 0.3% | −16,585−8.7% | Reduced | History |
| JNJJohnson & Johnson | Stock | 16,760 | $2.87M | 0.2% | +2,570+18.1% | Added | History |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 59,593 | $2.85M | 0.2% | +2,204+3.8% | Added | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 432,364 | $2.75M | 0.2% | +21,380+5.2% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 60,176 | $2.75M | 0.2% | +1,258+2.1% | Added | – |
| VVisa Inc. | Stock | 12,213 | $2.69M | 0.2% | −94−0.8% | Reduced | History |
| WMTWalmart Inc. | Stock | 18,516 | $2.67M | 0.2% | +503+2.8% | Added | History |
| ACREAres Commercial Real Estate Corp | COM | 181,227 | $2.64M | 0.2% | +158,500+697.4% | Added | History |
| MRKMerck & Co., Inc. | Stock | 34,004 | $2.61M | 0.2% | +1,274+3.9% | Added | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 82,862 | $2.60M | 0.2% | −6,744−7.5% | Reduced | – |
| iShares Tr464287333 | GLOBAL FINLS ETF | 31,657 | $2.54M | 0.2% | +961+3.1% | Added | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 78,108 | $2.50M | 0.2% | +23,484+43.0% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 59,186 | $2.50M | 0.2% | +8,784+17.4% | Added | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 13,499 | $2.47M | 0.2% | +1,378+11.4% | Added | – |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 42,569 | $2.45M | 0.2% | +1,932+4.8% | Added | – |
| Invesco Exchange Traded FD T46137V167 | S&P SML600 VAL | 24,259 | $2.38M | 0.2% | +1,706+7.6% | Added | – |
| BACBank of America Corp | Stock | 51,589 | $2.38M | 0.2% | +1,681+3.4% | Added | History |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 47,310 | $2.36M | 0.2% | +1,995+4.4% | Added | – |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 56,083 | $2.35M | 0.2% | +56,083 | New | – |
| MQYBlackRock Muniyield Quality Fund, Inc. | COM | 144,341 | $2.33M | 0.2% | +144,341 | New | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 92,180 | $2.33M | 0.2% | −7,189−7.2% | Reduced | – |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 25,050 | $2.26M | 0.2% | +969+4.0% | Added | – |
Sold out since Q3 2021 (34)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| BRK.ABerkshire Hathaway Inc | CL A | 14 | $5.76M | 0.6% | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 22,567 | $1.93M | 0.2% | – |
| PIMCO ETF Tr72201R874 | SHTRM MUN BD ACT | 30,702 | $1.57M | 0.2% | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 15,537 | $1.56M | 0.2% | – |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 295,540 | $1.54M | 0.2% | – |
| LCIDLucid Group, Inc. | COM | 28,255 | $722.0K | 0.1% | History |
| AMGNAmgen Inc | Stock | 2,891 | $615.0K | 0.1% | History |
| ENBEnbridge Inc | Stock | 13,991 | $557.0K | 0.1% | History |
| FOXAFox Corp | CL A COM | 13,296 | $536.0K | 0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 3,586 | $497.0K | 0.1% | – |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 6,408 | $452.0K | <0.1% | – |
| First Tr Exchange-Traded FD336917109 | SHS | 13,099 | $429.0K | <0.1% | – |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 15,407 | $399.0K | <0.1% | – |
| INSGInseego Corp. | COM | 57,111 | $380.0K | <0.1% | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 12,472 | $348.0K | <0.1% | History |
| RPAIRetail Properties of America, Inc. | CL A | 22,248 | $287.0K | <0.1% | History |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,506 | $277.0K | <0.1% | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 552 | $266.0K | <0.1% | History |
| MELIMercadolibre Inc | COM | 155 | $260.0K | <0.1% | History |
| COFCapital One Financial Corp | Stock | 5,116 | $254.0K | <0.1% | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 2,231 | $250.0K | <0.1% | – |
| EQIXEquinix Inc | COM | 302 | $239.0K | <0.1% | History |
| TRUTransUnion | COM | 2,095 | $235.0K | <0.1% | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 2,873 | $225.0K | <0.1% | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 4,862 | $223.0K | <0.1% | – |
| PAYXPaychex Inc | Stock | 1,947 | $219.0K | <0.1% | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 1,914 | $217.0K | <0.1% | – |
| TEAMAtlassian Corp | CL A | 532 | $208.0K | <0.1% | History |
| LULUlululemon athletica inc. | Stock | 512 | $207.0K | <0.1% | History |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 1,631 | $201.0K | <0.1% | – |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 19,885 | $173.0K | <0.1% | History |
| GMBLEsports Entertainment Group, Inc. | COM | 14,315 | $96.0K | <0.1% | History |
| DFTXDefinium Therapeutics, Inc. | COM | 32,052 | $75.0K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 32,654 | – | – | – |