Arete Wealth Advisors, LLC
- SEC CIK
- 0001600151
- Latest filing
- Aug 12, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 411
- +27 vs. Q2 2021
- Portfolio value
- $905.0M
- +$193.8M (+27.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 401,002 | $60.1M | 6.6% | +10,301+2.6% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 113,675 | $44.9M | 5.0% | +2,699+2.4% | Added | – |
| DISWalt Disney Co | Stock | 142,058 | $24.0M | 2.7% | +125,196+742.5% | Added | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 140,872 | $23.9M | 2.6% | +4,198+3.1% | Added | – |
| AAPLApple Inc. | Stock | 141,835 | $20.1M | 2.2% | +220.0% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 45,805 | $19.7M | 2.2% | +5,604+13.9% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 56,474 | $16.4M | 1.8% | +6,514+13.0% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 72,458 | $16.1M | 1.8% | +684+1.0% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 333,742 | $16.0M | 1.8% | +2,136+0.6% | Added | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 289,655 | $15.3M | 1.7% | +25,371+9.6% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 98,694 | $15.2M | 1.7% | +4,720+5.0% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 41,575 | $14.9M | 1.6% | −2,168−5.0% | Reduced | – |
| PIMCO ETF Tr72201R643 | ENHANCD SHORT | 141,057 | $14.2M | 1.6% | −9,311−6.2% | Reduced | – |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 102,475 | $13.7M | 1.5% | +4,997+5.1% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 214,138 | $13.5M | 1.5% | +12,668+6.3% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 97,389 | $13.2M | 1.5% | +4,050+4.3% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 254,158 | $12.9M | 1.4% | +66,873+35.7% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 134,394 | $12.7M | 1.4% | +16,694+14.2% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 212,512 | $10.7M | 1.2% | +12,723+6.4% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 88,469 | $10.2M | 1.1% | +15,068+20.5% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 175,437 | $8.78M | 1.0% | +7,940+4.7% | Added | – |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 588,586 | $8.73M | 1.0% | +16,994+3.0% | Added | History |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 420,095 | $8.63M | 1.0% | +19,567+4.9% | Added | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 39,073 | $8.55M | 0.9% | +1,325+3.5% | Added | – |
| AMZNAmazon Com Inc | Stock | 2,537 | $8.33M | 0.9% | +23+0.9% | Added | History |
| MSFTMicrosoft Corp | Stock | 27,195 | $7.67M | 0.8% | +220+0.8% | Added | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 94,023 | $7.44M | 0.8% | +212+0.2% | Added | – |
| TCBKTrico Bancshares | COM | 170,714 | $7.41M | 0.8% | −448−0.3% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 74,382 | $7.28M | 0.8% | −1,307−1.7% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 44,919 | $6.53M | 0.7% | +40,395+892.9% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 19,264 | $6.52M | 0.7% | +218+1.1% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 178,633 | $6.47M | 0.7% | +14,356+8.7% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 23,284 | $6.36M | 0.7% | −725−3.0% | Reduced | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 60,189 | $6.22M | 0.7% | −2,724−4.3% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 13,921 | $6.00M | 0.7% | +967+7.5% | Added | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 138,678 | $5.91M | 0.7% | +46,566+50.6% | Added | – |
| BRK.ABerkshire Hathaway Inc | CL A | 14 | $5.76M | 0.6% | 00.0% | Unchanged | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 48,027 | $5.58M | 0.6% | +2,853+6.3% | Added | – |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 188,768 | $5.46M | 0.6% | +188,768 | New | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 45,903 | $5.07M | 0.6% | −5,085−10.0% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 98,508 | $4.98M | 0.6% | +1,953+2.0% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 90,787 | $4.97M | 0.5% | +4,712+5.5% | Added | – |
| TYGTortoise Energy Infrastructure Corp | COM | 178,126 | $4.83M | 0.5% | +5,759+3.3% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 17,192 | $4.71M | 0.5% | +592+3.6% | Added | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 89,334 | $4.56M | 0.5% | −6,743−7.0% | Reduced | – |
| Vanguard World FD921910873 | MEGA CAP INDEX | 27,699 | $4.22M | 0.5% | +127+0.5% | Added | – |
| TSLATesla, Inc. | Stock | 5,406 | $4.19M | 0.5% | +33+0.6% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 37,038 | $4.04M | 0.4% | −3,467−8.6% | Reduced | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 38,868 | $3.83M | 0.4% | +3,725+10.6% | Added | – |
| FSKFS KKR Capital Corp | COM | 172,089 | $3.79M | 0.4% | −2,790−1.6% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 23,047 | $3.79M | 0.4% | −42,104−64.6% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 14,322 | $3.77M | 0.4% | −2,196−13.3% | Reduced | – |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 91,190 | $3.77M | 0.4% | −1,428−1.5% | Reduced | – |
| AVKAdvent Convertible & Income Fund | COM | 208,624 | $3.75M | 0.4% | +5,197+2.6% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 40,894 | $3.74M | 0.4% | +845+2.1% | Added | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 70,397 | $3.54M | 0.4% | +1,043+1.5% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 22,273 | $3.49M | 0.4% | +1,482+7.1% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 115,777 | $3.46M | 0.4% | +19,963+20.8% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 22,784 | $3.40M | 0.4% | +8,507+59.6% | Added | – |
| GNLGlobal Net Lease, Inc. | COM NEW | 191,664 | $3.33M | 0.4% | +12,287+6.8% | Added | History |
| HDHome Depot, Inc. | Stock | 10,064 | $3.30M | 0.4% | +191+1.9% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 19,170 | $3.14M | 0.3% | +779+4.2% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 22,747 | $3.03M | 0.3% | +2,683+13.4% | Added | – |
| iShares Tr464288612 | INTRM GOV CR ETF | 25,573 | $2.94M | 0.3% | +193+0.8% | Added | – |
| GOOGLAlphabet Inc. | Stock | 1,095 | $2.93M | 0.3% | +7+0.6% | Added | History |
| GOOGAlphabet Inc. | Stock | 1,090 | $2.90M | 0.3% | −29−2.6% | Reduced | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 26,962 | $2.87M | 0.3% | +2,206+8.9% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 33,372 | $2.75M | 0.3% | +649+2.0% | Added | – |
| VVisa Inc. | Stock | 12,307 | $2.74M | 0.3% | −1,175−8.7% | Reduced | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 89,606 | $2.73M | 0.3% | +6,056+7.2% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 58,918 | $2.71M | 0.3% | +4,263+7.8% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 34,543 | $2.70M | 0.3% | +818+2.4% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 11,385 | $2.70M | 0.3% | +132+1.2% | Added | – |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 57,389 | $2.69M | 0.3% | +1,774+3.2% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 39,739 | $2.69M | 0.3% | +9,605+31.9% | Added | – |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 40,637 | $2.60M | 0.3% | +926+2.3% | Added | – |
| MRKMerck & Co., Inc. | Stock | 32,730 | $2.56M | 0.3% | +442+1.4% | Added | History |
| iShares Tr464287291 | GLOBAL TECH ETF | 44,789 | $2.54M | 0.3% | +44,789 | New | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 410,984 | $2.53M | 0.3% | +12,304+3.1% | Added | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 99,369 | $2.52M | 0.3% | +2,339+2.4% | Added | – |
| WMTWalmart Inc. | Stock | 18,013 | $2.51M | 0.3% | +734+4.2% | Added | History |
| iShares Tr464287333 | GLOBAL FINLS ETF | 30,696 | $2.41M | 0.3% | +627+2.1% | Added | – |
| PFEPfizer Inc | Stock | 55,028 | $2.37M | 0.3% | −799−1.4% | Reduced | History |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 64,728 | $2.36M | 0.3% | −163−0.3% | Reduced | – |
| NVDANVIDIA Corp | Stock | 11,229 | $2.33M | 0.3% | +1,373+13.9% | AddedConverted for a 4-for-1 split | History |
| JNJJohnson & Johnson | Stock | 14,190 | $2.29M | 0.3% | −625−4.2% | Reduced | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 12,121 | $2.21M | 0.2% | +304+2.6% | Added | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 21,726 | $2.18M | 0.2% | −267−1.2% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 35,674 | $2.13M | 0.2% | +5,357+17.7% | Added | – |
| BACBank of America Corp | Stock | 49,908 | $2.12M | 0.2% | +1,683+3.5% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 20,608 | $2.12M | 0.2% | +2,748+15.4% | Added | – |
| Invesco Exchange Traded FD T46137V167 | S&P SML600 VAL | 22,553 | $2.10M | 0.2% | +5,957+35.9% | Added | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 45,315 | $2.09M | 0.2% | −355−0.8% | Reduced | – |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 24,081 | $2.02M | 0.2% | +649+2.8% | Added | – |
| METAMeta Platforms, Inc. | Stock | 5,802 | $1.97M | 0.2% | −19−0.3% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 50,402 | $1.97M | 0.2% | +5,658+12.6% | Added | – |
| VZVerizon Communications Inc | Stock | 35,999 | $1.95M | 0.2% | +550+1.6% | Added | History |
| Fidelity Merrimack STR Tr316188408 | LOW DURTIN ETF | 38,048 | $1.94M | 0.2% | +1,136+3.1% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 22,567 | $1.93M | 0.2% | −23,502−51.0% | Reduced | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 36,672 | $1.92M | 0.2% | +4,559+14.2% | Added | – |
Sold out since Q2 2021 (44)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 505,197 | $16.0M | 2.2% | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 37,654 | $2.85M | 0.4% | – |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 53,493 | $2.50M | 0.4% | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 13,619 | $2.29M | 0.3% | – |
| ABTAbbott Laboratories | Stock | 17,697 | $1.89M | 0.3% | History |
| iShares Tr46432F859 | CORE 1 5 YR USD | 35,244 | $1.58M | 0.2% | – |
| Schwab Fundamental International Equity ETF808524755 | ETF | 41,100 | $1.25M | 0.2% | – |
| CCICrown Castle Inc. | REIT | 6,251 | $1.22M | 0.2% | History |
| AEMAgnico Eagle Mines Ltd | Stock | 19,159 | $1.16M | 0.2% | History |
| Paramount Global92556H206 | CL B | 11,361 | $513.0K | 0.1% | – |
| BMEBlackRock Health Sciences Trust | COM | 10,393 | $504.0K | 0.1% | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 4,834 | $491.0K | 0.1% | – |
| BEPBrookfield Renewable Partners L.P. | PARTNERSHIP UNIT | 12,732 | $491.0K | 0.1% | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 1,952 | $473.0K | 0.1% | – |
| PSXPhillips 66 | Stock | 5,540 | $449.0K | 0.1% | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 4,163 | $364.0K | 0.1% | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 13,986 | $362.0K | 0.1% | History |
| JOEST JOE Co | COM | 8,168 | $353.0K | <0.1% | History |
| MGPMGM Growth Properties LLC | CL A COM | 8,659 | $317.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 26,436 | $296.0K | <0.1% | – |
| TMPTompkins Financial Corp | COM | 3,697 | $291.0K | <0.1% | History |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 16,752 | $284.0K | <0.1% | – |
| GISGeneral Mills Inc | Stock | 5,598 | $273.0K | <0.1% | History |
| AMCRAmcor plc | ORD | 24,258 | $270.0K | <0.1% | History |
| LRCXLam Research Corp | COM | 407 | $238.0K | <0.1% | History |
| NTGTortoise Midstream Energy Fund, Inc. | COM | 7,967 | $238.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 2,663 | $233.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 4,306 | $230.0K | <0.1% | – |
| First Trust Financials Alphadex Fund33734X135 | ETF | 5,189 | $221.0K | <0.1% | – |
| WisdomTree Tr97717W703 | INTL EQUITY FD | 4,011 | $219.0K | <0.1% | – |
| GSKGSK plc | SPONSORED ADR | 5,556 | $215.0K | <0.1% | History |
| FDXFedEx Corp | Stock | 1,248 | $210.0K | <0.1% | History |
| ENREnergizer Holdings, Inc. | COM | 4,784 | $208.0K | <0.1% | History |
| IDXXIDEXX Laboratories Inc | COM | 412 | $206.0K | <0.1% | History |
| EPCEdgewell Personal Care Co | COM | 4,684 | $204.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,714 | $201.0K | <0.1% | – |
| AGRAvangrid, Inc. | COM | 3,907 | $201.0K | <0.1% | History |
| QVCGAOld QVC Group, Inc. | COM SER A | 13,553 | $177.0K | <0.1% | History |
| TWNKHostess Brands, Inc. | CL A | 10,028 | $162.0K | <0.1% | History |
| SLViShares Silver Trust | ETF | 24,509 | $135.0K | <0.1% | History |
| SURFSurface Oncology, Inc. | COM | 15,735 | $103.0K | <0.1% | History |
| IAUiShares Gold Trust | ETF | 33,605 | $76.0K | <0.1% | History |
| Del Taco Restaurants, Inc.245496104 | COM | 10,547 | $33.0K | <0.1% | – |
| BCSFBain Capital Specialty Finance, Inc. | COM STK | 16,800 | $0 | 0.0% | History |