Arete Wealth Advisors, LLC
- SEC CIK
- 0001600151
- Latest filing
- Aug 12, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 9, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 384
- −32 vs. Q1 2021
- Portfolio value
- $711.2M
- −$69.7M (−8.9%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 390,701 | $58.8M | 8.3% | +14,635+3.9% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 110,976 | $34.1M | 4.8% | +5,868+5.6% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 136,674 | $23.7M | 3.3% | −500.0% | Reduced | – |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 505,197 | $16.0M | 2.2% | +505,197 | New | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 71,774 | $15.3M | 2.2% | −623−0.9% | Reduced | – |
| PIMCO ETF Tr72201R643 | ENHANCD SHORT | 150,368 | $15.1M | 2.1% | +27,722+22.6% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 331,606 | $15.0M | 2.1% | +19,747+6.3% | Added | – |
| AAPLApple Inc. | Stock | 141,813 | $14.4M | 2.0% | −3,334−2.3% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 93,974 | $14.2M | 2.0% | +1,503+1.6% | Added | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 264,284 | $14.0M | 2.0% | +22,229+9.2% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 49,960 | $13.8M | 1.9% | +3,237+6.9% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 201,470 | $13.2M | 1.9% | +26,501+15.1% | Added | – |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 97,478 | $13.2M | 1.9% | +7,670+8.5% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 40,201 | $12.8M | 1.8% | +24,793+160.9% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 93,339 | $12.8M | 1.8% | +2,093+2.3% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 117,700 | $11.1M | 1.6% | +22,790+24.0% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 187,285 | $8.43M | 1.2% | +26,009+16.1% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 37,748 | $8.38M | 1.2% | +556+1.5% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 167,497 | $8.20M | 1.2% | +18,264+12.2% | Added | – |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 571,592 | $8.06M | 1.1% | +44,440+8.4% | Added | History |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 400,528 | $7.98M | 1.1% | +20,430+5.4% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 43,743 | $7.88M | 1.1% | +1,218+2.9% | Added | – |
| GLDSPDR Gold Trust | ETF | 65,151 | $7.50M | 1.1% | −978−1.5% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 75,689 | $7.32M | 1.0% | +8,181+12.1% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 93,811 | $7.06M | 1.0% | +7,673+8.9% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 62,913 | $6.14M | 0.9% | +10,414+19.8% | Added | – |
| BRK.ABerkshire Hathaway Inc | CL A | 14 | $5.86M | 0.8% | −1−6.7% | Reduced | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 50,988 | $5.63M | 0.8% | −6,279−11.0% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 45,174 | $5.16M | 0.7% | +11,356+33.6% | Added | – |
| MSFTMicrosoft Corp | Stock | 26,975 | $4.96M | 0.7% | +329+1.2% | Added | History |
| TYGTortoise Energy Infrastructure Corp | COM | 172,367 | $4.96M | 0.7% | +8,504+5.2% | Added | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 89,686 | $4.94M | 0.7% | +8,425+10.4% | Added | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 96,077 | $4.91M | 0.7% | +16,897+21.3% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 199,789 | $4.77M | 0.7% | +14,875+8.0% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 86,075 | $4.74M | 0.7% | +9,476+12.4% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 24,009 | $4.48M | 0.6% | −3,879−13.9% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 2,514 | $4.44M | 0.6% | +10.0% | Added | History |
| Vanguard World FD921910873 | MEGA CAP INDEX | 27,572 | $4.20M | 0.6% | −204−0.7% | Reduced | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 92,112 | $4.04M | 0.6% | +6,123+7.1% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 12,954 | $3.98M | 0.6% | +514+4.1% | Added | – |
| AVKAdvent Convertible & Income Fund | COM | 203,427 | $3.92M | 0.6% | +7,513+3.8% | Added | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 46,069 | $3.84M | 0.5% | −14,275−23.7% | Reduced | – |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 92,618 | $3.78M | 0.5% | −3,525−3.7% | Reduced | – |
| ARK Innovation ETF00214Q104 | ETF | 32,249 | $3.69M | 0.5% | +6,258+24.1% | Added | – |
| GNLGlobal Net Lease, Inc. | COM NEW | 179,377 | $3.50M | 0.5% | +49,056+37.6% | Added | History |
| FSKFS KKR Capital Corp | COM | 174,879 | $3.46M | 0.5% | +16,425+10.4% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 164,277 | $3.25M | 0.5% | +51,713+45.9% | Added | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 35,143 | $2.90M | 0.4% | +902+2.6% | Added | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 37,654 | $2.85M | 0.4% | +37,654 | New | – |
| iShares Tr464288612 | INTRM GOV CR ETF | 25,380 | $2.84M | 0.4% | +399+1.6% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 95,814 | $2.84M | 0.4% | +10,643+12.5% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 96,555 | $2.76M | 0.4% | +4,674+5.1% | Added | – |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 39,711 | $2.71M | 0.4% | +8,953+29.1% | Added | – |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 55,615 | $2.68M | 0.4% | +8,017+16.8% | Added | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 398,680 | $2.61M | 0.4% | +17,636+4.6% | Added | History |
| HDHome Depot, Inc. | Stock | 9,873 | $2.61M | 0.4% | +134+1.4% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 20,064 | $2.58M | 0.4% | −310−1.5% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 11,253 | $2.57M | 0.4% | +578+5.4% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 18,391 | $2.57M | 0.4% | +406+2.3% | Added | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 53,493 | $2.50M | 0.4% | +2,829+5.6% | Added | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 23,259 | $2.45M | 0.3% | +5,352+29.9% | Added | – |
| DISWalt Disney Co | Stock | 16,862 | $2.44M | 0.3% | +43+0.3% | Added | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 83,550 | $2.38M | 0.3% | +8,885+11.9% | Added | – |
| VVisa Inc. | Stock | 13,482 | $2.36M | 0.3% | −550−3.9% | Reduced | History |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 253,413 | $2.35M | 0.3% | +14,912+6.3% | Added | – |
| MRKMerck & Co., Inc. | Stock | 32,288 | $2.35M | 0.3% | −256−0.8% | Reduced | History |
| TSLATesla, Inc. | Stock | 5,373 | $2.30M | 0.3% | −103−1.9% | Reduced | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 13,619 | $2.29M | 0.3% | +11,404+514.9% | Added | – |
| iShares Select Dividend ETF464287168 | ETF | 19,376 | $2.26M | 0.3% | +7,532+63.6% | Added | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 45,670 | $2.15M | 0.3% | +1,830+4.2% | Added | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 21,993 | $2.15M | 0.3% | +868+4.1% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 33,725 | $2.09M | 0.3% | +2,076+6.6% | Added | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 35,623 | $2.06M | 0.3% | −16,801−32.0% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 1,088 | $2.04M | 0.3% | −1−0.1% | Reduced | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 42,011 | $2.02M | 0.3% | +34,493+458.8% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 30,134 | $2.00M | 0.3% | +26,257+677.3% | Added | – |
| CASYCaseys General Stores Inc | COM | 10,200 | $1.98M | 0.3% | +10+0.1% | Added | History |
| WMTWalmart Inc. | Stock | 17,279 | $1.97M | 0.3% | +886+5.4% | Added | History |
| ABTAbbott Laboratories | Stock | 17,697 | $1.89M | 0.3% | +17,697 | New | History |
| VZVerizon Communications Inc | Stock | 35,449 | $1.85M | 0.3% | +406+1.2% | Added | History |
| PFEPfizer Inc | Stock | 55,827 | $1.80M | 0.3% | −272−0.5% | Reduced | History |
| JNJJohnson & Johnson | Stock | 14,815 | $1.72M | 0.2% | +345+2.4% | Added | History |
| BACBank of America Corp | Stock | 48,225 | $1.71M | 0.2% | +42,801+789.1% | Added | History |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 33,583 | $1.70M | 0.2% | −16,279−32.6% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 32,723 | $1.68M | 0.2% | +5,261+19.2% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 44,744 | $1.61M | 0.2% | +4,931+12.4% | Added | – |
| iShares Tr464288307 | MRGSTR MD CP GRW | 24,801 | $1.60M | 0.2% | −1,827−6.9% | ReducedConverted for a 6-for-1 split | – |
| METAMeta Platforms, Inc. | Stock | 5,821 | $1.59M | 0.2% | −691−10.6% | Reduced | History |
| iShares Tr46432F859 | CORE 1 5 YR USD | 35,244 | $1.58M | 0.2% | +35,244 | New | – |
| PIMCO ETF Tr72201R874 | SHTRM MUN BD ACT | 30,700 | $1.58M | 0.2% | −1,838−5.6% | Reduced | – |
| Invesco Exchange Traded FD T46137V167 | S&P SML600 VAL | 16,596 | $1.58M | 0.2% | +16,596 | New | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 30,317 | $1.55M | 0.2% | +14,881+96.4% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 4,117 | $1.51M | 0.2% | −245−5.6% | Reduced | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 32,113 | $1.51M | 0.2% | +32,113 | New | – |
| AMTAmerican Tower Corp | REIT | 5,426 | $1.47M | 0.2% | −650−10.7% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 18,644 | $1.40M | 0.2% | +12,090+184.5% | Added | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 24,756 | $1.40M | 0.2% | +9,231+59.5% | Added | – |
| GOOGAlphabet Inc. | Stock | 1,119 | $1.36M | 0.2% | −18−1.6% | Reduced | History |
| NVDANVIDIA Corp | Stock | 2,464 | $1.34M | 0.2% | −31−1.2% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 24,602 | $1.34M | 0.2% | +157+0.6% | Added | History |
Sold out since Q1 2021 (73)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Legg Mason ETF Invt Tr52468L810 | WESTN ASET TTL | 133,913 | $3.60M | 0.5% | – |
| iShares Tr464287291 | GLOBAL TECH ETF | 7,648 | $2.35M | 0.3% | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 16,975 | $2.18M | 0.3% | – |
| MCOMoodys Corp | Stock | 5,554 | $1.66M | 0.2% | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 7,122 | $1.32M | 0.2% | – |
| ITGartner Inc | COM | 6,364 | $1.16M | 0.1% | History |
| VERVEREIT, Inc. | COM | 26,976 | $1.04M | 0.1% | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 8,907 | $768.0K | 0.1% | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 2,619 | $719.0K | 0.1% | – |
| Vanguard Health Care ETF92204A504 | ETF | 2,808 | $642.0K | 0.1% | – |
| State Street SPDR S&P Semiconductor ETF78464A862 | ETF | 2,985 | $546.0K | 0.1% | – |
| iShares Tips Bond ETF464287176 | ETF | 4,099 | $514.0K | 0.1% | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 8,893 | $508.0K | 0.1% | – |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 15,936 | $497.0K | 0.1% | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 3,911 | $457.0K | 0.1% | – |
| Vanguard Information Technology ETF92204A702 | ETF | 1,230 | $441.0K | 0.1% | – |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 1,761 | $440.0K | 0.1% | – |
| ESEversource Energy | Stock | 5,057 | $438.0K | 0.1% | History |
| VERIVeritone, Inc. | COM | 18,000 | $432.0K | 0.1% | History |
| BDXBecton Dickinson & Co | Stock | 1,696 | $412.0K | 0.1% | History |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 4,085 | $402.0K | 0.1% | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 6,724 | $399.0K | 0.1% | – |
| Vanguard Financials ETF92204A405 | ETF | 4,488 | $379.0K | <0.1% | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 5,074 | $370.0K | <0.1% | – |
| ETF Ser Solutions26922A826 | LONCAR CANCER | 12,246 | $367.0K | <0.1% | – |
| FS KKR Cap Corp II35952V303 | COM | 18,748 | $366.0K | <0.1% | – |
| ROPRoper Technologies Inc | Stock | 905 | $365.0K | <0.1% | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 2,030 | $324.0K | <0.1% | – |
| iShares Inc46434G772 | MSCI TAIWAN ETF | 5,224 | $313.0K | <0.1% | – |
| WPMWheaton Precious Metals Corp. | COM | 7,917 | $302.0K | <0.1% | History |
| Schwab International Equity ETF808524805 | ETF | 7,715 | $292.0K | <0.1% | – |
| DDDuPont de Nemours, Inc. | COM | 3,700 | $286.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 3,797 | $276.0K | <0.1% | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 2,134 | $268.0K | <0.1% | – |
| LLYEli Lilly & Co | Stock | 1,430 | $267.0K | <0.1% | History |
| DALDelta Air Lines, Inc. | COM NEW | 5,364 | $259.0K | <0.1% | History |
| iShares Tr464287150 | CORE S&P TTL STK | 2,805 | $257.0K | <0.1% | – |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 4,876 | $256.0K | <0.1% | – |
| CLColgate Palmolive Co | Stock | 4,124 | $255.0K | <0.1% | History |
| ECLEcolab Inc. | Stock | 1,138 | $244.0K | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 4,877 | $241.0K | <0.1% | – |
| KKRKKR & Co. Inc. | COM | 5,024 | $239.0K | <0.1% | History |
| ETNEaton Corp plc | Stock | 1,696 | $236.0K | <0.1% | History |
| SPGSimon Property Group Inc. | REIT | 2,060 | $234.0K | <0.1% | History |
| AONAon plc | CL A | 1,012 | $233.0K | <0.1% | History |
| CGCCanopy Growth Corp | COM | 7,206 | $231.0K | <0.1% | History |
| SYKStryker Corp | Stock | 943 | $230.0K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 3,757 | $229.0K | <0.1% | History |
| LUMNLumen Technologies, Inc. | COM | 17,069 | $228.0K | <0.1% | History |
| MELIMercadolibre Inc | COM | 154 | $227.0K | <0.1% | History |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 3,160 | $222.0K | <0.1% | – |
| AEPAmerican Electric Power Co Inc | Stock | 2,603 | $221.0K | <0.1% | History |
| RIORio Tinto PLC | ADR | 2,850 | $221.0K | <0.1% | History |
| iShares Tr464288752 | US HOME CONS ETF | 3,225 | $219.0K | <0.1% | – |
| iShares Tr464287622 | RUS 1000 ETF | 980 | $219.0K | <0.1% | – |
| CMICummins Inc | Stock | 826 | $214.0K | <0.1% | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 1,816 | $214.0K | <0.1% | – |
| CSXCSX Corp | Stock | 2,208 | $213.0K | <0.1% | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 6,947 | $213.0K | <0.1% | – |
| LNTAlliant Energy Corp | Stock | 3,913 | $212.0K | <0.1% | History |
| iShares Tr46432F388 | MSCI USA VALUE | 2,065 | $212.0K | <0.1% | – |
| HIGHartford Insurance Group, Inc. | Stock | 3,184 | $211.0K | <0.1% | History |
| CNICanadian National Railway Co | Stock | 1,795 | $209.0K | <0.1% | History |
| AMDAdvanced Micro Devices Inc | Stock | 2,635 | $207.0K | <0.1% | History |
| TJXTJX Companies Inc | Stock | 3,130 | $207.0K | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 17,877 | $199.0K | <0.1% | – |
| Nuveen Maryland QLT Mun Inc67061Q107 | COM | 13,928 | $197.0K | <0.1% | – |
| ACHRArcher Aviation Inc. | COM | 10,879 | $109.0K | <0.1% | History |
| Bridgetown Holdings LtdG1355U121 | *W EXP 09/30/202 | 24,487 | $69.0K | <0.1% | – |
| Apex Technology Acquisition03768F110 | *W EXP 09/18/202 | 25,222 | $66.0K | <0.1% | – |
| LPTHLightpath Technologies Inc | COM CL A | 20,000 | $62.0K | <0.1% | History |
| MTNBMatinas BioPharma Holdings, Inc. | COM | 30,000 | $32.0K | <0.1% | History |
| IBIOiBio, Inc. | COM NEW | 10,080 | $16.0K | <0.1% | History |