Arete Wealth Advisors, LLC
- SEC CIK
- 0001600151
- Latest filing
- Aug 12, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 10, 2021. Long positions only.
- Positions
- 416
- No 13F data for Q4 2020
- Portfolio value
- $780.9M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 376,066 | $53.3M | 6.8% | – | – | – |
| Vanguard S&P 500 ETF922908363 | ETF | 105,108 | $38.3M | 4.9% | – | – | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 136,724 | $22.7M | 2.9% | – | – | – |
| AAPLApple Inc. | Stock | 145,147 | $17.7M | 2.3% | – | – | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 72,397 | $15.0M | 1.9% | – | – | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 311,859 | $14.9M | 1.9% | – | – | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 92,471 | $13.6M | 1.7% | – | – | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 42,525 | $13.6M | 1.7% | – | – | – |
| PIMCO ETF Tr72201R643 | ENHANCD SHORT | 122,646 | $12.3M | 1.6% | – | – | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 46,723 | $12.1M | 1.5% | – | – | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 91,246 | $12.0M | 1.5% | – | – | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 242,055 | $11.9M | 1.5% | – | – | – |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 89,808 | $11.5M | 1.5% | – | – | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 174,969 | $11.0M | 1.4% | – | – | – |
| GLDSPDR Gold Trust | ETF | 66,129 | $10.6M | 1.4% | – | – | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 94,910 | $8.83M | 1.1% | – | – | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 184,914 | $8.62M | 1.1% | – | – | – |
| iShares Tr464288877 | EAFE VALUE ETF | 161,276 | $8.22M | 1.1% | – | – | – |
| TCBKTrico Bancshares | COM | 171,087 | $8.10M | 1.0% | – | – | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 37,192 | $7.96M | 1.0% | – | – | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 149,233 | $7.79M | 1.0% | – | – | – |
| AMZNAmazon Com Inc | Stock | 2,513 | $7.78M | 1.0% | – | – | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 84,727 | $7.75M | 1.0% | – | – | – |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 380,098 | $7.54M | 1.0% | – | – | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 527,152 | $7.26M | 0.9% | – | – | History |
| BRK.BBerkshire Hathaway Inc | Stock | 27,888 | $7.13M | 0.9% | – | – | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 86,138 | $6.79M | 0.9% | – | – | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 67,508 | $6.65M | 0.9% | – | – | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 57,267 | $6.33M | 0.8% | – | – | – |
| MSFTMicrosoft Corp | Stock | 26,646 | $6.28M | 0.8% | – | – | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 15,408 | $6.11M | 0.8% | – | – | History |
| BRK.ABerkshire Hathaway Inc | CL A | 15 | $5.79M | 0.7% | – | – | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 17,002 | $5.61M | 0.7% | – | – | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 49,197 | $5.60M | 0.7% | – | – | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 52,499 | $5.31M | 0.7% | – | – | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 60,344 | $5.03M | 0.6% | – | – | – |
| iShares Core S&P 500 ETF464287200 | ETF | 12,440 | $4.95M | 0.6% | – | – | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 91,881 | $4.54M | 0.6% | – | – | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 81,261 | $4.34M | 0.6% | – | – | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 38,582 | $4.19M | 0.5% | – | – | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 76,599 | $4.18M | 0.5% | – | – | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 79,180 | $4.04M | 0.5% | – | – | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 15,396 | $4.01M | 0.5% | – | – | – |
| TYGTortoise Energy Infrastructure Corp | COM | 163,863 | $4.00M | 0.5% | – | – | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 112,564 | $3.98M | 0.5% | – | – | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 33,818 | $3.92M | 0.5% | – | – | – |
| Vanguard World FD921910873 | MEGA CAP INDEX | 27,776 | $3.90M | 0.5% | – | – | – |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 96,143 | $3.75M | 0.5% | – | – | – |
| TSLATesla, Inc. | Stock | 5,476 | $3.66M | 0.5% | – | – | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 85,989 | $3.63M | 0.5% | – | – | – |
| Legg Mason ETF Invt Tr52468L810 | WESTN ASET TTL | 133,913 | $3.60M | 0.5% | – | – | – |
| AVKAdvent Convertible & Income Fund | COM | 195,914 | $3.46M | 0.4% | – | – | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 52,424 | $3.23M | 0.4% | – | – | – |
| iShares Global Clean Energy ETF464288224 | ETF | 132,430 | $3.22M | 0.4% | – | – | – |
| FSKFS KKR Capital Corp | COM | 158,454 | $3.14M | 0.4% | – | – | History |
| ARK Innovation ETF00214Q104 | ETF | 25,991 | $3.12M | 0.4% | – | – | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 34,241 | $3.11M | 0.4% | – | – | – |
| DISWalt Disney Co | Stock | 16,819 | $3.10M | 0.4% | – | – | History |
| HDHome Depot, Inc. | Stock | 9,739 | $2.97M | 0.4% | – | – | History |
| VVisa Inc. | Stock | 14,032 | $2.97M | 0.4% | – | – | History |
| iShares Tr464288612 | INTRM GOV CR ETF | 24,981 | $2.82M | 0.4% | – | – | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 27,372 | $2.79M | 0.4% | – | – | – |
| JPMJPMorgan Chase & Co | Stock | 17,985 | $2.74M | 0.4% | – | – | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 10,915 | $2.66M | 0.3% | – | – | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 20,374 | $2.65M | 0.3% | – | – | – |
| GNLGlobal Net Lease, Inc. | COM NEW | 130,321 | $2.53M | 0.3% | – | – | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 85,171 | $2.52M | 0.3% | – | – | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 49,862 | $2.52M | 0.3% | – | – | – |
| MRKMerck & Co., Inc. | Stock | 32,544 | $2.51M | 0.3% | – | – | History |
| iShares MSCI Eafe ETF464287465 | ETF | 31,649 | $2.42M | 0.3% | – | – | – |
| JNJJohnson & Johnson | Stock | 14,470 | $2.38M | 0.3% | – | – | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 10,675 | $2.36M | 0.3% | – | – | – |
| iShares Tr464287291 | GLOBAL TECH ETF | 7,648 | $2.35M | 0.3% | – | – | – |
| GOOGAlphabet Inc. | Stock | 1,137 | $2.35M | 0.3% | – | – | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 74,665 | $2.35M | 0.3% | – | – | – |
| BABAAlibaba Group Holding Ltd | ADR | 46,516 | $2.35M | 0.3% | – | – | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 381,044 | $2.31M | 0.3% | – | – | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 50,664 | $2.28M | 0.3% | – | – | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 27,462 | $2.27M | 0.3% | – | – | – |
| GOOGLAlphabet Inc. | Stock | 1,089 | $2.25M | 0.3% | – | – | History |
| WMTWalmart Inc. | Stock | 16,393 | $2.23M | 0.3% | – | – | History |
| SPDR Series Trust78464A672 | ST INTER ETF | 68,698 | $2.20M | 0.3% | – | – | – |
| CASYCaseys General Stores Inc | COM | 10,190 | $2.20M | 0.3% | – | – | History |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 47,598 | $2.20M | 0.3% | – | – | – |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 238,501 | $2.19M | 0.3% | – | – | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 16,975 | $2.18M | 0.3% | – | – | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 21,125 | $2.11M | 0.3% | – | – | – |
| iShares Tr464287333 | GLOBAL FINLS ETF | 28,204 | $2.07M | 0.3% | – | – | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 42,818 | $2.07M | 0.3% | – | – | – |
| VZVerizon Communications Inc | Stock | 35,043 | $2.04M | 0.3% | – | – | History |
| PFEPfizer Inc | Stock | 56,099 | $2.03M | 0.3% | – | – | History |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 30,758 | $2.03M | 0.3% | – | – | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 43,840 | $2.01M | 0.3% | – | – | – |
| METAMeta Platforms, Inc. | Stock | 6,512 | $1.92M | 0.2% | – | – | History |
| INTCIntel Corp | Stock | 28,769 | $1.84M | 0.2% | – | – | History |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 50,697 | $1.84M | 0.2% | – | – | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 12,095 | $1.83M | 0.2% | – | – | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 17,907 | $1.80M | 0.2% | – | – | – |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 22,830 | $1.76M | 0.2% | – | – | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 19,789 | $1.73M | 0.2% | – | – | – |