Arete Wealth Advisors, LLC
- SEC CIK
- 0001600151
- Latest filing
- Aug 12, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 6, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 506
- +4 vs. Q4 2021
- Portfolio value
- $1.19B
- +$21.2M (+1.8%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 404,893 | $63.9M | 5.3% | −338−0.1% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 296,709 | $48.1M | 4.0% | +2,668+0.9% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 102,326 | $42.5M | 3.6% | −13,219−11.4% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 221,124 | $35.9M | 3.0% | +116,902+112.2% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 153,956 | $27.1M | 2.3% | +10,554+7.4% | Added | – |
| AAPLApple Inc. | Stock | 144,723 | $25.3M | 2.1% | +2,302+1.6% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 54,591 | $24.7M | 2.1% | +396+0.7% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 493,375 | $23.2M | 1.9% | +153,229+45.0% | Added | – |
| PIMCO ETF Tr72201R643 | ENHANCD SHORT | 221,869 | $22.0M | 1.8% | +79,232+55.5% | Added | – |
| FSKFS KKR Capital Corp | COM | 918,777 | $21.0M | 1.8% | +31,668+3.6% | Added | History |
| DISWalt Disney Co | Stock | 144,789 | $19.9M | 1.7% | +1,319+0.9% | Added | History |
| Invesco Exchange Traded FD T46137V167 | S&P SML600 VAL | 203,945 | $19.7M | 1.7% | +179,686+740.7% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 121,826 | $18.0M | 1.5% | +13,829+12.8% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 61,442 | $17.7M | 1.5% | −2,251−3.5% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 72,131 | $16.4M | 1.4% | −7,658−9.6% | Reduced | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 288,146 | $16.0M | 1.3% | −8,273−2.8% | Reduced | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 261,683 | $15.6M | 1.3% | +23,512+9.9% | Added | – |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 117,214 | $14.5M | 1.2% | +11,704+11.1% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 39,989 | $14.5M | 1.2% | −6,859−14.6% | Reduced | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 158,714 | $13.7M | 1.1% | +19,398+13.9% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 270,201 | $13.6M | 1.1% | +10,070+3.9% | Added | – |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 563,875 | $10.9M | 0.9% | +75,256+15.4% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 30,531 | $10.8M | 0.9% | +5,701+23.0% | Added | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 200,725 | $10.7M | 0.9% | +200,725 | New | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 199,060 | $10.6M | 0.9% | −22,392−10.1% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 96,249 | $10.3M | 0.9% | −1,762−1.8% | Reduced | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 201,882 | $10.2M | 0.9% | +201,882 | New | – |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 689,080 | $9.92M | 0.8% | +65,567+10.5% | Added | History |
| MSFTMicrosoft Corp | Stock | 31,738 | $9.79M | 0.8% | −608−1.9% | Reduced | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 206,845 | $9.54M | 0.8% | +18,639+9.9% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 43,622 | $9.27M | 0.8% | +3,388+8.4% | Added | – |
| VanEck ETF Trust92189F700 | AGRIBUSINESS ETF | 86,089 | $9.00M | 0.8% | +86,089 | New | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 78,150 | $8.77M | 0.7% | +5,958+8.3% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 95,665 | $8.43M | 0.7% | +751+0.8% | Added | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 158,313 | $8.02M | 0.7% | +11,291+7.7% | Added | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 190,469 | $8.01M | 0.7% | +28,080+17.3% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 76,575 | $7.89M | 0.7% | +1,399+1.9% | Added | – |
| MCDMcDonalds Corp | Stock | 30,821 | $7.62M | 0.6% | −109−0.4% | Reduced | History |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 254,717 | $7.48M | 0.6% | −241,292−48.6% | Reduced | – |
| BRK.ABerkshire Hathaway Inc | CL A | 14 | $7.41M | 0.6% | +14 | New | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 20,903 | $7.25M | 0.6% | +1,356+6.9% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 78,048 | $7.14M | 0.6% | +7,294+10.3% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 62,981 | $6.91M | 0.6% | +4,255+7.2% | Added | – |
| TCBKTrico Bancshares | COM | 169,986 | $6.80M | 0.6% | −781−0.5% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 14,837 | $6.73M | 0.6% | −120−0.8% | Reduced | – |
| ACNAccenture plc | Stock | 18,330 | $6.18M | 0.5% | −246−1.3% | Reduced | History |
| TYGTortoise Energy Infrastructure Corp | COM | 178,418 | $6.17M | 0.5% | −6,189−3.4% | Reduced | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 118,767 | $6.12M | 0.5% | +11,232+10.4% | Added | – |
| TSLATesla, Inc. | Stock | 5,616 | $6.05M | 0.5% | +60+1.1% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 176,236 | $6.04M | 0.5% | +6,859+4.0% | Added | – |
| EVVEaton Vance Ltd Duration Income Fund | COM | 503,413 | $5.89M | 0.5% | +366,812+268.5% | Added | History |
| BCSFBain Capital Specialty Finance, Inc. | COM STK | 348,060 | $5.43M | 0.5% | −101,080−22.5% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 29,499 | $5.33M | 0.4% | +140.0% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 108,429 | $5.21M | 0.4% | +6,375+6.2% | Added | – |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 366,300 | $5.10M | 0.4% | +262,376+252.5% | Added | History |
| MFICMidCap Financial Investment Corp | COM NEW | 385,662 | $5.10M | 0.4% | +120,627+45.5% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 81,586 | $5.01M | 0.4% | +29,081+55.4% | Added | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 42,687 | $4.71M | 0.4% | −26−0.1% | Reduced | – |
| GNLGlobal Net Lease, Inc. | COM NEW | 243,257 | $4.60M | 0.4% | +68,178+38.9% | Added | History |
| ACREAres Commercial Real Estate Corp | COM | 269,276 | $4.18M | 0.4% | +88,049+48.6% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 14,266 | $3.96M | 0.3% | −2,996−17.4% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 73,852 | $3.94M | 0.3% | +1,090+1.5% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 62,125 | $3.91M | 0.3% | +13,814+28.6% | Added | – |
| GOOGLAlphabet Inc. | Stock | 1,404 | $3.90M | 0.3% | +117+9.1% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 23,135 | $3.84M | 0.3% | −116−0.5% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 35,531 | $3.83M | 0.3% | −3,863−9.8% | Reduced | – |
| GPMTGranite Point Mortgage Trust Inc. | COM STK | 343,120 | $3.81M | 0.3% | +186,549+119.1% | Added | History |
| GOOGAlphabet Inc. | Stock | 1,317 | $3.72M | 0.3% | +150+12.9% | Added | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 97,798 | $3.70M | 0.3% | +4,524+4.9% | Added | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 35,831 | $3.63M | 0.3% | −3,346−8.5% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 26,372 | $3.60M | 0.3% | +5,196+24.5% | Added | History |
| PFEPfizer Inc | Stock | 68,482 | $3.54M | 0.3% | −2,505−3.5% | Reduced | History |
| AVKAdvent Convertible & Income Fund | COM | 225,750 | $3.54M | 0.3% | +9,809+4.5% | Added | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 612,527 | $3.52M | 0.3% | +180,163+41.7% | Added | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 261,623 | $3.44M | 0.3% | +122,280+87.8% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 44,004 | $3.44M | 0.3% | +3,535+8.7% | Added | – |
| HDHome Depot, Inc. | Stock | 11,402 | $3.41M | 0.3% | +230+2.1% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 12,676 | $3.40M | 0.3% | −1,501−10.6% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 50,807 | $3.36M | 0.3% | +27,827+121.1% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 27,555 | $3.33M | 0.3% | +1,315+5.0% | Added | – |
| NVDANVIDIA Corp | Stock | 11,778 | $3.21M | 0.3% | −365−3.0% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 42,093 | $3.10M | 0.3% | −3,481−7.6% | Reduced | – |
| JNJJohnson & Johnson | Stock | 17,426 | $3.09M | 0.3% | +666+4.0% | Added | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 110,970 | $3.08M | 0.3% | −17,259−13.5% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 12,624 | $3.00M | 0.3% | +512+4.2% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 65,741 | $2.96M | 0.2% | +5,565+9.2% | Added | – |
| WMTWalmart Inc. | Stock | 19,258 | $2.87M | 0.2% | +742+4.0% | Added | History |
| MRKMerck & Co., Inc. | Stock | 34,832 | $2.86M | 0.2% | +828+2.4% | Added | History |
| MQYBlackRock Muniyield Quality Fund, Inc. | COM | 203,687 | $2.81M | 0.2% | +59,346+41.1% | Added | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 54,122 | $2.77M | 0.2% | +14,198+35.6% | Added | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 55,435 | $2.76M | 0.2% | +51,227+1,217.4% | Added | – |
| RITMRithm Capital Corp. | REIT | 250,447 | $2.75M | 0.2% | +52,009+26.2% | Added | History |
| iShares Tr464287333 | GLOBAL FINLS ETF | 34,075 | $2.71M | 0.2% | +2,418+7.6% | Added | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 104,607 | $2.63M | 0.2% | +12,427+13.5% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 59,348 | $2.48M | 0.2% | +162+0.3% | Added | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 25,597 | $2.46M | 0.2% | −2,709−9.6% | Reduced | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 80,959 | $2.45M | 0.2% | +2,851+3.7% | Added | – |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 51,633 | $2.42M | 0.2% | −4,450−7.9% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 29,278 | $2.42M | 0.2% | +279+1.0% | Added | History |
| EIMEaton Vance Municipal Bond Fund | COM | 207,701 | $2.39M | 0.2% | +135,237+186.6% | Added | History |
Sold out since Q4 2021 (57)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| ABTAbbott Laboratories | Stock | 225,207 | $31.7M | 2.7% | History |
| AMZNAmazon Com Inc | Stock | 2,675 | $9.01M | 0.8% | History |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 195,679 | $5.81M | 0.5% | – |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 59,593 | $2.85M | 0.2% | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 21,686 | $1.82M | 0.2% | – |
| MAMastercard Inc | Stock | 4,498 | $1.66M | 0.1% | History |
| FFord Motor Co | Stock | 73,069 | $1.59M | 0.1% | History |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 9,289 | $1.43M | 0.1% | – |
| AXPAmerican Express Co | Stock | 7,538 | $1.26M | 0.1% | History |
| AEMAgnico Eagle Mines Ltd | Stock | 15,800 | $818.0K | 0.1% | History |
| NXHNeighborhood Intelligence, Inc. | COM | 12,065 | $721.0K | 0.1% | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 37,279 | $717.0K | 0.1% | History |
| iShares Russell Midcap ETF464287499 | ETF | 8,538 | $706.0K | 0.1% | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 5,426 | $681.0K | 0.1% | History |
| FFBCFirst Financial Bancorp | COM | 13,160 | $470.0K | <0.1% | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 8,546 | $453.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,824 | $447.0K | <0.1% | History |
| AMDAdvanced Micro Devices Inc | Stock | 3,011 | $440.0K | <0.1% | History |
| GSKGSK plc | SPONSORED ADR | 9,982 | $438.0K | <0.1% | History |
| VTRSViatris Inc | Stock | 28,627 | $405.0K | <0.1% | History |
| ROKURoku, Inc | COM CL A | 1,738 | $402.0K | <0.1% | History |
| ADSKAutodesk, Inc. | COM | 1,384 | $392.0K | <0.1% | History |
| MSCIMSCI Inc. | Stock | 643 | $383.0K | <0.1% | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 3,225 | $350.0K | <0.1% | – |
| iShares Tr46435U853 | BROAD USD HIGH | 7,106 | $292.0K | <0.1% | – |
| TDToronto Dominion Bank | Stock | 3,673 | $284.0K | <0.1% | History |
| DXCMDexcom Inc | COM | 540 | $280.0K | <0.1% | History |
| IIPRInnovative Industrial Properties Inc | COM | 1,077 | $280.0K | <0.1% | History |
| Exchange Traded Concepts Tr301505749 | VSPR US LC ETF | 9,051 | $279.0K | <0.1% | – |
| FDXFedEx Corp | Stock | 1,053 | $272.0K | <0.1% | History |
| GMGeneral Motors Co | COM | 4,513 | $271.0K | <0.1% | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,857 | $258.0K | <0.1% | – |
| MAAMid America Apartment Communities Inc. | COM | 1,120 | $253.0K | <0.1% | History |
| LNTAlliant Energy Corp | Stock | 4,051 | $247.0K | <0.1% | History |
| TJXTJX Companies Inc | Stock | 3,142 | $240.0K | <0.1% | History |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 4,644 | $238.0K | <0.1% | – |
| iShares Tr464287622 | RUS 1000 ETF | 879 | $233.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 2,350 | $227.0K | <0.1% | – |
| AEPAmerican Electric Power Co Inc | Stock | 2,549 | $226.0K | <0.1% | History |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 3,782 | $224.0K | <0.1% | – |
| ROKRockwell Automation, Inc | Stock | 637 | $221.0K | <0.1% | History |
| PNCPNC Financial Services Group, Inc. | Stock | 1,062 | $221.0K | <0.1% | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 5,102 | $221.0K | <0.1% | – |
| CNQCanadian Natural Resources Ltd | COM | 5,087 | $218.0K | <0.1% | History |
| iShares Tr46432F388 | MSCI USA VALUE | 1,935 | $213.0K | <0.1% | – |
| SCIService Corp International | COM | 3,037 | $211.0K | <0.1% | History |
| XMQualtrics International Inc. | COM CL A | 5,950 | $211.0K | <0.1% | History |
| UGIUgi Corp | Stock | 4,553 | $208.0K | <0.1% | History |
| ORealty Income Corp | REIT | 2,883 | $208.0K | <0.1% | History |
| IPInternational Paper Co | COM | 4,428 | $207.0K | <0.1% | History |
| TTTrane Technologies plc | SHS | 1,055 | $207.0K | <0.1% | History |
| ZSZscaler, Inc. | Stock | 652 | $205.0K | <0.1% | History |
| EXCExelon Corp | Stock | 3,532 | $204.0K | <0.1% | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 9,724 | $203.0K | <0.1% | – |
| YUMYum Brands Inc | Stock | 1,465 | $202.0K | <0.1% | History |
| DSUBlackRock Debt Strategies Fund, Inc. | COM NEW | 14,617 | $172.0K | <0.1% | History |
| FBIOFortress Biotech, Inc. | COM | 61,651 | $102.0K | <0.1% | History |