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Livermore
Livermore
ZHEN

Focused Wealth Management, Inc

SEC CIK
0001586052
Latest filing
Aug 6, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 4, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
978
−38 vs. Q1 2022
Portfolio value
$548.7M
−$81.3M (−12.9%) vs. Q1 2022
Filed
Aug 4, 2022
SEC
Holdings of Focused Wealth Management, Inc in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,202,836$62.9M11.5%−43,344−3.5%Reduced–
Vanguard Morningstar Value ETF922908744ETF435,507$57.4M10.5%−24,076−5.2%Reduced–
Vanguard Total Bond Market ETF921937835ETF637,969$48.0M8.8%+620,308+3,512.3%Added–
iShares Tips Bond ETF464287176ETF253,754$28.9M5.3%+247,793+4,156.9%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF299,738$24.0M4.4%+281,052+1,504.1%Added–
VanEck ETF Trust92189H409HIGH YLD MUNIETF423,622$22.8M4.2%+142,099+50.5%Added–
Vanguard High Dividend Yield Index ETF921946406ETF193,673$19.7M3.6%−10,663−5.2%Reduced–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT427,346$18.4M3.4%+427,346New–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS248,393$15.2M2.8%+248,326+370,635.8%Added–
AAPLApple Inc.Stock98,934$13.5M2.5%+1,126+1.2%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF300,002$12.5M2.3%−14,750−4.7%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF363,483$11.4M2.1%−11,829−3.2%Reduced–
BBNBlackRock Taxable Municipal Bond TrustSHS505,986$9.70M1.8%+451,714+832.3%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF83,095$8.24M1.5%−55,215−39.9%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF62,624$8.03M1.5%+933+1.5%Added–
Vanguard World FD921910816MEGA GRWTH IND42,357$7.70M1.4%−56−0.1%Reduced–
Invesco QQQ Trust Series I46090E103ETF25,460$7.14M1.3%−39,444−60.8%Reduced–
Vanguard Information Technology ETF92204A702ETF17,969$5.87M1.1%−232−1.3%Reduced–
BXBlackstone Inc.COM59,233$5.40M1.0%−577−1.0%ReducedHistory
PFEPfizer IncStock96,548$5.06M0.9%−5,258−5.2%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF54,252$5.01M0.9%−15,578−22.3%Reduced–
Vanguard Morningstar Growth ETF922908736ETF22,030$4.91M0.9%+19,538+784.0%Added–
TSLATesla, Inc.Stock7,054$4.75M0.9%+201+2.9%AddedHistory
AMZNAmazon Com IncStock39,901$4.24M0.8%+18,941+90.4%AddedConverted for a 20-for-1 splitHistory
BACBank of America CorpStock132,705$4.13M0.8%+1,301+1.0%AddedHistory
BlackRock New York Municipal Income Trust09248L106SH BEN INT370,685$4.08M0.7%+50,983+15.9%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF56,160$4.02M0.7%−13,679−19.6%Reduced–
Vanguard World FD921910840MEGA CAP VAL ETF40,081$3.85M0.7%+40,081New–
iShares Tr464287515EXPANDED TECH13,364$3.60M0.7%−418−3.0%Reduced–
BXMXNuveen S&P 500 BuyWrite Income FundCOM283,390$3.51M0.6%+9,975+3.6%AddedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC35,678$3.43M0.6%+27,378+329.9%Added–
GOOGLAlphabet Inc.Stock1,531$3.34M0.6%+1,022+200.8%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM415,920$3.21M0.6%+22,130+5.6%AddedHistory
PIMCO ETF Tr72201R643ENHANCD SHORT31,964$3.15M0.6%+5,126+19.1%Added–
State Street SPDR S&P Biotech ETF78464A870ETF41,122$3.05M0.6%−75−0.2%Reduced–
UTGReaves Utility Income FundCOM SH BEN INT88,251$2.74M0.5%+4,759+5.7%AddedHistory
BRK.BBerkshire Hathaway IncStock9,990$2.73M0.5%+98+1.0%AddedHistory
STWDStarwood Property Trust, Inc.COM122,232$2.55M0.5%+7,315+6.4%AddedHistory
METAMeta Platforms, Inc.Stock15,452$2.49M0.5%+126+0.8%AddedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF47,743$2.35M0.4%+14,710+44.5%Added–
XOMExxonMobil Holdings CorpCOM26,721$2.29M0.4%−2,597−8.9%ReducedHistory
MSFTMicrosoft CorpStock8,675$2.23M0.4%+104+1.2%AddedHistory
JNJJohnson & JohnsonStock11,528$2.05M0.4%+259+2.3%AddedHistory
DISWalt Disney CoStock20,488$1.93M0.4%+417+2.1%AddedHistory
INTCIntel CorpStock51,280$1.92M0.3%−10,119−16.5%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF10,653$1.88M0.3%+10,046+1,655.0%Added–
CCitigroup IncStock37,251$1.71M0.3%+1,003+2.8%AddedHistory
Vanguard Health Care ETF92204A504ETF6,792$1.60M0.3%+918+15.6%Added–
GSGoldman Sachs Group IncStock5,256$1.56M0.3%+307+6.2%AddedHistory
IBMInternational Business Machines CorpStock10,182$1.44M0.3%+83+0.8%AddedHistory
KMIKinder Morgan, Inc.Stock80,896$1.36M0.2%+2,872+3.7%AddedHistory
CATCaterpillar IncStock7,393$1.32M0.2%−995−11.9%ReducedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF37,288$1.30M0.2%+28,210+310.8%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF6,855$1.29M0.2%−229−3.2%Reduced–
VZVerizon Communications IncStock22,924$1.16M0.2%+2,905+14.5%AddedHistory
HONHoneywell International IncCOM6,664$1.16M0.2%+1,171+21.3%AddedHistory
NUENucor CorpCOM10,831$1.13M0.2%−495−4.4%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF11,774$1.12M0.2%−463,867−97.5%Reduced–
JPMJPMorgan Chase & CoStock9,867$1.11M0.2%+2,658+36.9%AddedHistory
RVTRoyce Small-Cap Trust, Inc.COM77,414$1.08M0.2%+908+1.2%AddedHistory
MMM3M CoStock8,332$1.08M0.2%+85+1.0%AddedHistory
Vanguard Financials ETF92204A405ETF13,829$1.07M0.2%+8,546+161.8%Added–
ABNBAirbnb, Inc.Stock11,551$1.03M0.2%+2,377+25.9%AddedHistory
MOAltria Group, Inc.Stock23,754$992.0K0.2%+300+1.3%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF17,065$990.0K0.2%+794+4.9%Added–
WMTWalmart Inc.Stock8,138$989.0K0.2%+1,179+16.9%AddedHistory
Schwab US Tips ETF808524870ETF16,768$936.0K0.2%−650,622−97.5%Reduced–
Schwab US Dividend Equity ETF808524797ETF11,784$844.0K0.2%+11,755+40,534.5%Added–
iShares Core S&P 500 ETF464287200ETF2,218$841.0K0.2%−41−1.8%Reduced–
NEENextera Energy IncStock10,545$817.0K0.1%+949+9.9%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF5,898$804.0K0.1%−178−2.9%Reduced–
GOOGAlphabet Inc.Stock363$794.0K0.1%+6+1.7%AddedHistory
TAT&T Inc.Stock36,308$761.0K0.1%+2,014+5.9%AddedHistory
GEGeneral Electric CoStock11,399$726.0K0.1%−10,811−48.7%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF11,654$703.0K0.1%+10.0%Added–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF16,990$678.0K0.1%−462−2.6%Reduced–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF20,547$670.0K0.1%−1,190,204−98.3%Reduced–
Vanguard S&P 500 ETF922908363ETF1,917$665.0K0.1%−16,847−89.8%Reduced–
MRKMerck & Co., Inc.Stock6,846$624.0K0.1%−53−0.8%ReducedHistory
KMBKimberly Clark CorpStock4,620$624.0K0.1%+20.0%AddedHistory
AMATApplied Materials IncStock6,213$565.0K0.1%−28−0.4%ReducedHistory
CSCOCisco Systems, Inc.Stock12,422$530.0K0.1%−5,008−28.7%ReducedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD9,988$490.0K0.1%00.0%Unchanged–
Schwab Strategic Tr808524862SHT TM US TRES9,910$487.0K0.1%00.0%Unchanged–
ABBVAbbVie Inc.Stock3,063$469.0K0.1%−187−5.8%ReducedHistory
BMYBristol Myers Squibb CoStock5,842$450.0K0.1%+9+0.2%AddedHistory
ADMArcher-Daniels-Midland CoStock5,790$449.0K0.1%+2,808+94.2%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF6,853$442.0K0.1%−255−3.6%Reduced–
PLTRPalantir Technologies Inc.Stock48,729$442.0K0.1%+15,384+46.1%AddedHistory
PGProcter & Gamble CoStock3,057$440.0K0.1%+15+0.5%AddedHistory
IIPRInnovative Industrial Properties IncCOM3,960$435.0K0.1%−191−4.6%ReducedHistory
ROKURoku, IncCOM CL A5,206$428.0K0.1%+184+3.7%AddedHistory
PINSPinterest, Inc.CL A23,240$422.0K0.1%−500−2.1%ReducedHistory
CRISCuris IncCOM NEW415,979$410.0K0.1%+289,216+228.2%AddedHistory
NVDANVIDIA CorpStock2,626$398.0K0.1%−17−0.6%ReducedHistory
DOCNDigitalOcean Holdings, Inc.COM9,523$394.0K0.1%+1,195+14.3%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF2,726$391.0K0.1%00.0%Unchanged–
ORealty Income CorpREIT5,726$391.0K0.1%−537−8.6%ReducedHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD14,086$390.0K0.1%+105+0.8%Added–
CLColgate Palmolive CoStock4,747$380.0K0.1%00.0%UnchangedHistory

Options (44)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Focused Wealth Management, Inc in Q2 2022
SecurityClassPutsCalls
Roku Inc77543R952PUT$306.0K–
Expedia Group Inc30212P953PUT$137.0K–
iShares Tr464287952PUT$96.0K–
Farfetch Ltd30744W957PUT$55.0K–
ARK ETF Tr00214Q954PUT$31.0K–
Occidental Pete Corp674599905CALL–$31.0K
EOG Res Inc26875P951PUT$20.0K–
iShares Tr464287902CALL–$19.0K
Pinduoduo Inc722304902CALL–$18.0K
Diamondback Energy Inc25278X959PUT$16.0K–
Baidu Inc056752908CALL–$15.0K
Discover Finl Svcs254709958PUT$15.0K–
Spirit Airls Inc848577902CALL–$15.0K
Texas Roadhouse Inc882681959PUT$12.0K–
Ally Finl Inc02005N950PUT$11.0K–
Fluor Corp New343412952PUT$11.0K–
Elastic N VN14506954PUT$10.0K–
Mosaic Co New61945C953PUT$9.00K–
SPDR S&P 500 ETF Tr78462F903CALL–$9.00K
Steel Dynamics Inc858119950PUT$9.00K–
Biogen Inc09062X903CALL–$8.00K
Monster Beverage Corp New61174X909CALL–$8.00K
Mosaic Co New61945C903CALL–$8.00K
Nautilus Inc63910B952PUT$8.00K–
Sunrun Inc86771W905COM–$8.00K
Purecycle Technologies Inc74623V903CALL–$8.00K
Nov Inc62955J953PUT$7.00K–
Bumble Inc12047B955COM CL A$6.00K–
Plby Group Inc72814P909CALL–$5.00K
Steel Dynamics Inc858119900CALL–$5.00K
AT&T Inc00206R952PUT$4.00K–
Pinterest Inc72352L906CALL–$4.00K
Chargepoint Holdings Inc15961R905CALL–$3.00K
Oracle Corp68389X905CALL–$3.00K
BP PLC055622954PUT$2.00K–
CF Inds Hldgs Inc125269900CALL–$2.00K
Sysco Corp871829957PUT$2.00K–
Veru Inc92536C903CALL–$2.00K
Elastic N VN14506904CALL–$2.00K
Arista Networks Inc040413906CALL–$1.00K
Morgan Stanley617446908CALL–$1.00K
Shopify Inc82509L907CALL–$1.00K
Sorrento Therapeutics Inc83587F902CALL–$1.00K
Digitalocean Hldgs Inc25402D902CALL–$1.00K

Sold out since Q1 2022 (75)

Positions held at the end of Q1 2022 that are gone from this filing.

Positions of Focused Wealth Management, Inc sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
iShares Tr464288588MBS ETF9,640$982.0K0.2%–
iShares Tr46428743220 YR TR BD ETF1,300$172.0K<0.1%–
iShares Tr4642874571 3 YR TREAS BD2,000$167.0K<0.1%–
CARAvis Budget Group, Inc.COM600$158.0K<0.1%History
RRGBRed Robin Gourmet Burgers IncCOM5,200$88.0K<0.1%History
UBSUBS Group AGStock4,400$86.0K<0.1%History
ROLRollins IncCOM2,400$84.0K<0.1%History
iShares MSCI India ETF46429B598ETF1,800$80.0K<0.1%–
AMPAmeriprise Financial IncCOM260$78.0K<0.1%History
FITBFifth Third BancorpCOM1,800$77.0K<0.1%History
BOOTBoot Barn Holdings, Inc.COM800$76.0K<0.1%History
VYGRVoyager Therapeutics, Inc.COM10,000$76.0K<0.1%History
COLDAmericold Realty TrustCOM2,600$72.0K<0.1%History
DRHDiamondRock Hospitality CoCOM7,000$71.0K<0.1%History
CROXCrocs, Inc.COM920$70.0K<0.1%History
RVLVRevolve Group, Inc.CL A1,300$70.0K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM3,600$70.0K<0.1%History
MMacy's, Inc.COM2,800$68.0K<0.1%History
SGENSeagen Inc.COM450$65.0K<0.1%History
OXMOxford Industries IncCOM700$63.0K<0.1%History
APDAir Products & Chemicals, Inc.Stock159$40.0K<0.1%History
PAYAPaya Holdings Inc.COM CL A6,000$35.0K<0.1%History
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF566$31.0K<0.1%–
OTLYOatly Group ABSPONSORED ADS6,000$30.0K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF1,170$29.0K<0.1%–
iShares Core MSCI Total International Stock ETF46432F834ETF214$14.0K<0.1%–
Vanguard Morningstar Small-Cap Value ETF922908611ETF60$11.0K<0.1%–
USNAUsana Health Sciences IncCOM112$9.00K<0.1%History
ENOVEnovis CORPCOM175$7.00K<0.1%History
DOCSDoximity, Inc.CL A100$5.00K<0.1%History
SYFSynchrony FinancialCOM76$3.00K<0.1%History
CTLTCatalent, Inc.COM25$3.00K<0.1%History
Schwab U.S. Mid-Cap ETF808524508ETF23$2.00K<0.1%–
WENWendy's CoStock86$2.00K<0.1%History
WisdomTree Tr97717X701EUROPE HEDGED EQ30$2.00K<0.1%–
iShares Tr464287341GLOBAL ENERG ETF43$2.00K<0.1%–
MHDBlackRock Muniholdings Fund, Inc.COM118$2.00K<0.1%History
WDCWestern Digital CorpCOM41$2.00K<0.1%History
LILi Auto Inc.SPONSORED ADS72$2.00K<0.1%History
DXLGDestination XL Group, Inc.COM500$2.00K<0.1%History
ZNGAZynga IncCL A200$2.00K<0.1%History
Global X FDS37954Y160GBL X BLOCKCHAIN103$2.00K<0.1%–
PAYXPaychex IncStock6$1.00K<0.1%History
FISFidelity National Information Services, Inc.Stock7$1.00K<0.1%History
VanEck Semiconductor ETF92189F676ETF5$1.00K<0.1%–
iShares Tr464288281JPMORGAN USD EMG13$1.00K<0.1%–
SPRSpirit AeroSystems Holdings, Inc.COM CL A17$1.00K<0.1%History
MTCHMatch Group, Inc.COM5$1.00K<0.1%History
HEHawaiian Electric Industries IncCOM20$1.00K<0.1%History
Vanguard BD Index FDS921937793LONG TERM BOND16$1.00K<0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES18$1.00K<0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG35$1.00K<0.1%–
OTTROtter Tail CorpCOM21$1.00K<0.1%History
REYNReynolds Consumer Products Inc.COM34$1.00K<0.1%History
iShares Tr464288877EAFE VALUE ETF25$1.00K<0.1%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN13$1.00K<0.1%–
QSRRestaurant Brands International Inc.COM20$1.00K<0.1%History
BLMNBloomin' Brands, Inc.COM35$1.00K<0.1%History
GTGoodyear Tire & Rubber CoCOM50$1.00K<0.1%History
CODXCo-Diagnostics, Inc.COM100$1.00K<0.1%History
CRCrane CoCOM12$1.00K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW24$1.00K<0.1%History
SPLKSplunk IncCOM10$1.00K<0.1%History
TEAMAtlassian CorpCL A4$1.00K<0.1%History
DNOWDNOW Inc.COM5$00.0%History
LYFTLyft, Inc.CL A COM8$00.0%History
MLCOMelco Resorts & Entertainment LTDADR25$00.0%History
ADTXAditxt, Inc.COM1,000$00.0%History
ARDSAridis Pharmaceuticals, Inc.COM100$00.0%History
COCPCocrystal Pharma, Inc.COM250$00.0%History
Starz Entertainment Corp535919500CL B NON VTG13$00.0%–
QVCGAOld QVC Group, Inc.COM SER A23$00.0%History
TNXPTonix Pharmaceuticals Holding Corp.COM700$00.0%History
THSTreeHouse Foods, Inc.COM15$00.0%History
ZSANZosano Pharma CorpCOM NEW800$00.0%History