DLD Asset Management, LP
- SEC CIK
- 0001578299
- Latest filing
- Aug 12, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 12, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 53
- −10 vs. Q3 2023
- Portfolio value
- $623.2M
- −$81.5M (−11.6%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $108.5M | 17.4% | – | – | – |
| Royal Caribbean Group780153BQ4 | NOTE 6.000% 8/1 | – | $64.5M | 10.3% | – | – | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $45.7M | 7.3% | – | – | – |
| Chart Inds Inc16115QAE0 | NOTE 1.000%11/1 | – | $35.4M | 5.7% | – | – | – |
| Transocean Ltd.893830BW8 | DEB 4.625% 9/3 | – | $32.1M | 5.2% | – | – | – |
| Progress Software Corp743312AB6 | NOTE 1.000% 4/1 | – | $29.2M | 4.7% | – | – | – |
| Geo Corrections Holdings Inc36166WAB9 | NOTE 6.500% 2/2 | – | $25.8M | 4.1% | – | – | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $23.2M | 3.7% | – | – | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $20.8M | 3.3% | – | – | – |
| Starwood Ppty Tr Inc85571BBA2 | NOTE 6.750% 7/1 | – | $19.8M | 3.2% | – | – | – |
| Varex Imaging Corp92214XAB2 | NOTE 4.000% 6/0 | – | $18.7M | 3.0% | – | – | – |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $17.4M | 2.8% | – | – | – |
| Patk703343AG8 | 12/01/2028 | – | $15.2M | 2.4% | – | – | – |
| Northern Oil & Gas, Inc.665531AJ8 | NOTE 3.625% 4/1 | – | $13.9M | 2.2% | – | New | – |
| Ziff Davis, Inc.48123VAE2 | NOTE 1.750%11/0 | – | $13.3M | 2.1% | – | – | – |
| Marriott Vacations Worldwide Corp57164YAD9 | NOTE 1/1 | – | $13.1M | 2.1% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $11.9M | 1.9% | – | – | – |
| Tandem Diabetes Care Inc875372AB0 | NOTE 1.500% 5/0 | – | $10.9M | 1.7% | – | New | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $10.8M | 1.7% | – | – | – |
| Post Hldgs Inc737446AT1 | NOTE 2.500% 8/1 | – | $10.2M | 1.6% | – | – | – |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $9.55M | 1.5% | – | – | – |
| MicroStrategy Inc594972AC5 | NOTE 0.750%12/1 | – | $9.31M | 1.5% | – | – | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $9.01M | 1.4% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $8.69M | 1.4% | – | – | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $8.47M | 1.4% | – | – | – |
| MCHPMicrochip Technology Inc | Stock | 69,000 | $6.22M | 1.0% | +15,100+28.0% | Added | History |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $4.97M | 0.8% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $4.94M | 0.8% | – | New | – |
| TYLTyler Technologies Inc | COM | 9,992 | $4.18M | 0.7% | −1,238−11.0% | Reduced | History |
| LUVSouthwest Airlines Co | COM | 101,291 | $2.93M | 0.5% | −56,580−35.8% | Reduced | History |
| PXDPioneer Natural Resources Co | COM | 7,700 | $1.73M | 0.3% | +7,700 | New | History |
| IMGNImmunoGen, Inc. | COM | 55,000 | $1.63M | 0.3% | +55,000 | New | History |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $1.38M | 0.2% | – | New | – |
| FORLFour Leaf Acquisition Corp | COM CL A | 116,000 | $1.22M | 0.2% | 00.0% | Unchanged | History |
| NWLINational Western Life Group, Inc. | CL A | 2,200 | $1.06M | 0.2% | +2,200 | New | History |
| OAKUOak Woods Acquisition Corp | CL A | 78,000 | $821.3K | 0.1% | 00.0% | Unchanged | History |
| AYXAlteryx, Inc. | COM CL A | 16,500 | $778.1K | 0.1% | +16,500 | New | History |
| XUnited States Steel Corp | COM | 15,400 | $749.2K | 0.1% | −1,100−6.7% | Reduced | History |
| Hollysys Automation Tchngy LG45667105 | SHS | 27,500 | $724.6K | 0.1% | +27,500 | New | – |
| KRTXKaruna Therapeutics, Inc. | COM | 2,200 | $696.3K | 0.1% | +2,200 | New | History |
| PGTIPGT Innovations, Inc. | COM | 16,500 | $671.5K | 0.1% | +16,500 | New | History |
| CSTRCapStar Financial Holdings, Inc. | COM | 33,000 | $618.4K | 0.1% | +33,000 | New | History |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | – | $606.0K | 0.1% | – | – | – |
| EDREndeavor Group Holdings, Inc. | CL A COM | 22,000 | $522.1K | 0.1% | +22,000 | New | History |
| ESMTEngageSmart, Inc. | COMMON STOCK | 22,000 | $503.8K | 0.1% | +22,000 | New | History |
| HRTHireRight Holdings Corp | COM | 27,500 | $369.9K | 0.1% | +27,500 | New | History |
| ACIAlbertsons Companies, Inc. | COMMON STOCK | 11,000 | $253.0K | <0.1% | +11,000 | New | History |
| PRAXPraxis Precision Medicines, Inc. | COM NEW | 10,000 | $222.8K | <0.1% | +10,000 | New | History |
| ASPNAspen Aerogels Inc | COM | 5,000 | $78.9K | <0.1% | −83,147−94.3% | Reduced | History |
| GNWGenworth Financial Inc | COM SHS | 10,000 | $66.8K | <0.1% | 00.0% | Unchanged | History |
| SIRISirius XM Holdings Inc. | COM | 11,000 | $60.2K | <0.1% | +11,000 | New | History |
| SLGCSomaLogic, Inc. | CLASS A COM | 11,000 | $27.8K | <0.1% | +11,000 | New | History |
| Oak Woods Acquisition Corp67190B120 | RIGHT 03/23/2028 | 78,000 | $11.7K | <0.1% | 00.0% | Unchanged | – |
Options (29)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| RCLRoyal Caribbean Cruises Ltd | COM | $52.7M | – |
| ASPNAspen Aerogels Inc | COM | $32.7M | – |
| WWayfair Inc. | CL A | $23.7M | – |
| MCHPMicrochip Technology Inc | Stock | $20.8M | $1.83M |
| RIGTransocean Ltd. | REGISTERED SHS | $14.9M | – |
| LUVSouthwest Airlines Co | COM | $9.79M | – |
| AVXLAnavex Life Sciences Corp. | COM NEW | $9.37M | – |
| HASIHA Sustainable Infrastructure Capital, Inc. | COM | $8.63M | – |
| MDRXVeradigm Inc. | COM | $7.24M | – |
| NTRANatera, Inc. | COM | $4.90M | – |
| LQDALiquidia Corp | COM NEW | – | $3.75M |
| GESGuess Inc | COM | $2.86M | – |
| IMGNImmunoGen, Inc. | COM | $2.85M | – |
| ENVEnvestnet, Inc. | COM | $1.78M | – |
| XUnited States Steel Corp | COM | $1.58M | – |
| SPRSpirit AeroSystems Holdings, Inc. | COM CL A | $1.12M | – |
| SRPTSarepta Therapeutics, Inc. | COM | $964.0K | – |
| VACMarriott Vacations Worldwide Corp | COM | $602.6K | – |
| FEFirstenergy Corp | COM | $458.3K | – |
| Eve Holding, Inc.29970N112 | EQUITY WRT | – | $352.0K |
| LiveWire Group, Inc.53838J113 | *W EXP 09/26/202 | – | $160.7K |
| ALURWAllurion Technologies, Inc. | *W EXP 07/31/202 | – | $122.0K |
| Investcorp Europe AcquisitioG4923T113 | *W EXP 12/15/202 | – | $113.0K |
| Amprius Technologies, Inc.03214Q116 | *W EXP 09/14/202 | – | $112.5K |
| Crixus BH3 Acquisition Co22677T110 | *W EXP 10/04/202 | – | $59.4K |
| Nabors Energy Transition CorG6363K114 | *W EXP 09/01/202 | – | $8.13K |
| Oak Woods Acquisition Corp67190B112 | *W EXP 03/23/202 | – | $2.03K |
| KVAWFKeen Vision Acquisition Corp. | *W EXP 03/15/202 | – | $1.96K |
| Four Leaf Acquisition Corp35088F115 | *W EXP 03/15/202 | – | $1.95K |
Sold out since Q3 2023 (29)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | – | $18.4M | 2.6% | – |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | – | $11.9M | 1.7% | – |
| National Vision Hldgs Inc63845RAB3 | NOTE 2.500% 5/1 | – | $10.7M | 1.5% | – |
| NTRANatera, Inc. | CONV BD US | – | $7.24M | 1.0% | History |
| BHACFocus Impact BH3 Acquisition Co | CLASS A COM | 500,000 | $5.26M | 0.7% | History |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | – | $4.35M | 0.6% | – |
| Envestnet, Inc.29404KAE6 | NOTE 0.750% 8/1 | – | $3.87M | 0.5% | – |
| RIVNRivian Automotive, Inc. | Stock | 131,100 | $3.18M | 0.5% | History |
| ATVIActivision Blizzard, Inc. | COM | 17,000 | $1.59M | 0.2% | History |
| Nabors Energy Transition Cor629567108 | CL A COM | 125,000 | $1.27M | 0.2% | – |
| C5 Acquisition Corporation12530D105 | CL A COM | 110,000 | $1.21M | 0.2% | – |
| Ef Hutton Acquisition Corp I28201D109 | COM | 110,000 | $1.17M | 0.2% | – |
| Accretion Acquisition Corp00438Y107 | COM | 110,000 | $1.15M | 0.2% | – |
| DENDenbury Inc | COM | 11,340 | $1.11M | 0.2% | History |
| MTNVail Resorts Inc | COM | 4,810 | $1.07M | 0.2% | History |
| Forest Road Acquisition Cor34619V103 | CL A | 101,000 | $1.05M | 0.1% | – |
| SABASaba Capital Income & Opportunities Fund II | COM | 250,000 | $965.0K | 0.1% | History |
| NEWRNew Relic, Inc. | COM | 11,000 | $941.8K | 0.1% | History |
| Abcam PLC000380204 | ADS | 33,000 | $746.8K | 0.1% | – |
| Bellevue Life SCNCS Aqstn Co079174108 | COM | 70,421 | $732.4K | 0.1% | – |
| CCFChase Corp | COM | 5,000 | $636.1K | 0.1% | History |
| KVACFKeen Vision Acquisition Corp. | SHS | 50,000 | $513.5K | 0.1% | History |
| CIRCircor International Inc | COM | 7,566 | $421.8K | 0.1% | History |
| GHLGreenhill & Co Inc | COM | 22,700 | $336.0K | <0.1% | History |
| AVIDAvid Technology, Inc. | COM | 11,000 | $295.6K | <0.1% | History |
| SCPLSciPlay Corp | CL A | 11,281 | $256.9K | <0.1% | History |
| EBIXEbix Inc | COM NEW | 25,000 | $247.0K | <0.1% | History |
| Taro Pharmaceutical Inds LtdM8737E108 | SHS | 5,708 | $215.2K | <0.1% | – |
| AAICArlington Asset Investment Corp. | CL A NEW | 28,500 | $122.0K | <0.1% | History |