DLD Asset Management, LP
- SEC CIK
- 0001578299
- Latest filing
- Aug 12, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 63
- +12 vs. Q2 2023
- Portfolio value
- $704.7M
- −$39.0M (−5.2%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Transocean Ltd.893830BW8 | DEB 4.625% 9/3 | – | $65.7M | 9.3% | – | – | – |
| Royal Caribbean Group780153BQ4 | NOTE 6.000% 8/1 | – | $65.2M | 9.3% | – | New | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $61.4M | 8.7% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $57.2M | 8.1% | – | – | – |
| Chart Inds Inc16115QAE0 | NOTE 1.000%11/1 | – | $55.2M | 7.8% | – | – | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $29.0M | 4.1% | – | – | – |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $22.9M | 3.3% | – | – | – |
| Geo Corrections Holdings Inc36166WAB9 | NOTE 6.500% 2/2 | – | $22.3M | 3.2% | – | New | – |
| Varex Imaging Corp92214XAB2 | NOTE 4.000% 6/0 | – | $21.1M | 3.0% | – | – | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $19.6M | 2.8% | – | – | – |
| Progress Software Corp743312AB6 | NOTE 1.000% 4/1 | – | $19.4M | 2.7% | – | – | – |
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | – | $18.4M | 2.6% | – | – | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $18.4M | 2.6% | – | – | – |
| Starwood Ppty Tr Inc85571BBA2 | NOTE 6.750% 7/1 | – | $18.3M | 2.6% | – | – | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $16.7M | 2.4% | – | – | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $14.9M | 2.1% | – | – | – |
| Post Hldgs Inc737446AT1 | NOTE 2.500% 8/1 | – | $14.3M | 2.0% | – | New | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $14.0M | 2.0% | – | – | – |
| MicroStrategy Inc594972AC5 | NOTE 0.750%12/1 | – | $13.0M | 1.8% | – | New | – |
| Patk703343AG8 | 12/01/2028 | – | $12.7M | 1.8% | – | – | – |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | – | $11.9M | 1.7% | – | New | – |
| Ziff Davis, Inc.48123VAE2 | NOTE 1.750%11/0 | – | $11.1M | 1.6% | – | New | – |
| National Vision Hldgs Inc63845RAB3 | NOTE 2.500% 5/1 | – | $10.7M | 1.5% | – | – | – |
| Marriott Vacations Worldwide Corp57164YAD9 | NOTE 1/1 | – | $10.7M | 1.5% | – | New | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $7.47M | 1.1% | – | – | – |
| NTRANatera, Inc. | CONV BD US | – | $7.24M | 1.0% | – | – | History |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $6.44M | 0.9% | – | New | – |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | – | $5.47M | 0.8% | – | – | – |
| BHACFocus Impact BH3 Acquisition Co | CLASS A COM | 500,000 | $5.26M | 0.7% | 00.0% | Unchanged | History |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $4.85M | 0.7% | – | New | – |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | – | $4.35M | 0.6% | – | New | – |
| TYLTyler Technologies Inc | COM | 11,230 | $4.34M | 0.6% | +955+9.3% | Added | History |
| LUVSouthwest Airlines Co | COM | 157,871 | $4.27M | 0.6% | −1,935−1.2% | Reduced | History |
| MCHPMicrochip Technology Inc | Stock | 53,900 | $4.21M | 0.6% | −13,350−19.9% | Reduced | History |
| Envestnet, Inc.29404KAE6 | NOTE 0.750% 8/1 | – | $3.87M | 0.5% | – | – | – |
| RIVNRivian Automotive, Inc. | Stock | 131,100 | $3.18M | 0.5% | +131,100 | New | History |
| ATVIActivision Blizzard, Inc. | COM | 17,000 | $1.59M | 0.2% | +17,000 | New | History |
| Nabors Energy Transition Cor629567108 | CL A COM | 125,000 | $1.27M | 0.2% | +125,000 | New | – |
| FORLFour Leaf Acquisition Corp | COM CL A | 116,000 | $1.22M | 0.2% | 00.0% | Unchanged | History |
| C5 Acquisition Corporation12530D105 | CL A COM | 110,000 | $1.21M | 0.2% | 00.0% | Unchanged | – |
| Ef Hutton Acquisition Corp I28201D109 | COM | 110,000 | $1.17M | 0.2% | 00.0% | Unchanged | – |
| Accretion Acquisition Corp00438Y107 | COM | 110,000 | $1.15M | 0.2% | 00.0% | Unchanged | – |
| DENDenbury Inc | COM | 11,340 | $1.11M | 0.2% | +11,340 | New | History |
| MTNVail Resorts Inc | COM | 4,810 | $1.07M | 0.2% | −2,126−30.7% | Reduced | History |
| Forest Road Acquisition Cor34619V103 | CL A | 101,000 | $1.05M | 0.1% | 00.0% | Unchanged | – |
| SABASaba Capital Income & Opportunities Fund II | COM | 250,000 | $965.0K | 0.1% | +250,000 | New | History |
| NEWRNew Relic, Inc. | COM | 11,000 | $941.8K | 0.1% | +11,000 | New | History |
| OAKUOak Woods Acquisition Corp | CL A | 78,000 | $814.7K | 0.1% | 00.0% | Unchanged | History |
| ASPNAspen Aerogels Inc | COM | 88,147 | $758.1K | 0.1% | +88,147 | New | History |
| Abcam PLC000380204 | ADS | 33,000 | $746.8K | 0.1% | +33,000 | New | – |
| Bellevue Life SCNCS Aqstn Co079174108 | COM | 70,421 | $732.4K | 0.1% | 00.0% | Unchanged | – |
| CCFChase Corp | COM | 5,000 | $636.1K | 0.1% | +5,000 | New | History |
| XUnited States Steel Corp | COM | 16,500 | $535.9K | 0.1% | +16,500 | New | History |
| KVACFKeen Vision Acquisition Corp. | SHS | 50,000 | $513.5K | 0.1% | +50,000 | New | History |
| CIRCircor International Inc | COM | 7,566 | $421.8K | 0.1% | +7,566 | New | History |
| GHLGreenhill & Co Inc | COM | 22,700 | $336.0K | <0.1% | +22,700 | New | History |
| AVIDAvid Technology, Inc. | COM | 11,000 | $295.6K | <0.1% | +11,000 | New | History |
| SCPLSciPlay Corp | CL A | 11,281 | $256.9K | <0.1% | +11,281 | New | History |
| EBIXEbix Inc | COM NEW | 25,000 | $247.0K | <0.1% | +25,000 | New | History |
| Taro Pharmaceutical Inds LtdM8737E108 | SHS | 5,708 | $215.2K | <0.1% | +5,708 | New | – |
| AAICArlington Asset Investment Corp. | CL A NEW | 28,500 | $122.0K | <0.1% | +28,500 | New | History |
| GNWGenworth Financial Inc | COM SHS | 10,000 | $58.6K | <0.1% | 00.0% | Unchanged | History |
| Oak Woods Acquisition Corp67190B120 | RIGHT 03/23/2028 | 78,000 | $19.5K | <0.1% | 00.0% | Unchanged | – |
Options (32)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| RCLRoyal Caribbean Cruises Ltd | COM | $53.5M | – |
| ASPNAspen Aerogels Inc | COM | $41.3M | – |
| RIGTransocean Ltd. | REGISTERED SHS | $26.7M | – |
| WWayfair Inc. | CL A | $24.2M | – |
| MCHPMicrochip Technology Inc | Stock | $12.6M | $780.5K |
| LUVSouthwest Airlines Co | COM | $12.9M | – |
| VFSVinFast Auto Ltd. | SHS | $9.28M | – |
| ECPGEncore Capital Group Inc | COM | $6.62M | – |
| XUnited States Steel Corp | COM | $5.11M | – |
| NTRANatera, Inc. | COM | $4.54M | – |
| GESGuess Inc | COM | $4.33M | – |
| SIMOSilicon Motion Technology CORP | SPONSORED ADR | – | $3.97M |
| AVXLAnavex Life Sciences Corp. | COM NEW | $3.34M | – |
| TWNKHostess Brands, Inc. | CL A | – | $3.28M |
| EBIXEbix Inc | COM NEW | $2.01M | $539.2K |
| HASIHA Sustainable Infrastructure Capital, Inc. | COM | $2.44M | – |
| IARTIntegra Lifesciences Holdings Corp | COM NEW | $2.29M | – |
| IRBTiRobot Corp | COM | $1.74M | – |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | $1.19M | – |
| MDRXVeradigm Inc. | COM | $985.1K | – |
| ENVEnvestnet, Inc. | COM | $845.6K | – |
| Eve Holding, Inc.29970N112 | EQUITY WRT | – | $291.2K |
| Abcam PLC000380204 | ADS | – | $237.6K |
| ALURWAllurion Technologies, Inc. | *W EXP 07/31/202 | – | $195.6K |
| LiveWire Group, Inc.53838J113 | *W EXP 09/26/202 | – | $131.6K |
| Amprius Technologies, Inc.03214Q116 | *W EXP 09/14/202 | – | $80.0K |
| Crixus BH3 Acquisition Co22677T110 | *W EXP 10/04/202 | – | $49.6K |
| TLSIWTriSalus Life Sciences, Inc. | EQUITY WRT | – | $24.2K |
| Marti Technologi573134111 | EQUITY WRT | – | $11.2K |
| Four Leaf Acquisition Corp35088F115 | *W EXP 03/15/202 | – | $4.97K |
| Oak Woods Acquisition Corp67190B112 | *W EXP 03/23/202 | – | $4.20K |
| Presto Automation Inc.74113T113 | *W EXP 09/21/202 | – | $3.03K |
Sold out since Q2 2023 (16)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $70.4M | 9.5% | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $40.5M | 5.5% | – |
| Carnival Corp143658BT8 | NOTE 5.750%10/0 | – | $15.9M | 2.1% | – |
| USFDUS Foods Holding Corp. | COM | 250,000 | $11.0M | 1.5% | History |
| GEHCGE HealthCare Technologies Inc. | Stock | 125,000 | $10.2M | 1.4% | History |
| MIDDLEBY Corp596278AB7 | NOTE 1.000% 9/0 | – | $8.44M | 1.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $7.54M | 1.0% | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $5.36M | 0.7% | – |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $4.47M | 0.6% | – |
| Amyris, Inc.03236MAJ0 | NOTE 1.500%11/1 | – | $4.46M | 0.6% | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $3.74M | 0.5% | – |
| MBACM3-Brigade Acquisition II Corp. | COM CL A | 100,000 | $1.02M | 0.1% | History |
| Murphy Canyon Acquisition Co626642102 | CLASS A COM | 55,726 | $595.7K | 0.1% | – |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $270.0K | <0.1% | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $270.0K | <0.1% | – |
| TDSTelephone & Data Systems Inc | COM NEW | 10,000 | $82.3K | <0.1% | History |