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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 10, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,961
+292 vs. Q4 2022
Portfolio value
$10.5B
+$8.48B (+427.3%) vs. Q4 2022
Filed
May 10, 2023
SEC
Holdings of Private Advisor Group, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PMMFranklin Managed Municipal Income TrustCOM17,164$105.2K<0.1%+963+5.9%AddedHistory
SEVNSeven Hills Realty TrustCOM10,527$105.7K<0.1%00.0%UnchangedHistory
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM13,850$106.4K<0.1%+13,850NewHistory
GRXGabelli Healthcare & WellnessRx TrustSHS10,638$107.3K<0.1%+10,638NewHistory
PMXPIMCO Municipal Income Fund IIICOM13,097$108.8K<0.1%+82+0.6%AddedHistory
CTMXCytomX Therapeutics, Inc.COM73,179$110.5K<0.1%−10,000−12.0%ReducedHistory
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY12,072$111.9K<0.1%−3,695−23.4%Reduced–
Freyr BatteryL4135L100COM12,816$113.9K<0.1%+12,816New–
NRONeuberger Real Estate Securities Income Fund IncCOM37,185$114.5K<0.1%+238+0.6%AddedHistory
PFLTPennantPark Floating Rate Capital Ltd.COM10,909$115.7K<0.1%+10,909NewHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS13,180$116.6K<0.1%00.0%UnchangedHistory
GAPGap IncCOM11,741$117.9K<0.1%−557−4.5%ReducedHistory
GUTGabelli Utility TrustCOM16,611$118.8K<0.1%+10+0.1%AddedHistory
TELLTellurian Inc.COM98,133$120.7K<0.1%+46,600+90.4%AddedHistory
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS10,462$121.3K<0.1%+10,462NewHistory
MNKDMannkind CorpCOM NEW29,721$121.9K<0.1%+3,514+13.4%AddedHistory
INDIindie Semiconductor, Inc.CLASS A COM11,716$123.6K<0.1%−209−1.8%ReducedHistory
TRINTrinity Capital Inc.COM10,000$127.3K<0.1%00.0%UnchangedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM28,900$128.3K<0.1%−1,500−4.9%ReducedHistory
ESTEEarthstone Energy IncCL A10,000$130.1K<0.1%00.0%UnchangedHistory
BLNKBlink Charging Co.COM15,062$130.3K<0.1%−645−4.1%ReducedHistory
Chiron Real Estate Inc.37954A204COM NEW14,341$130.6K<0.1%+24+0.2%Added–
SBSWSibanye Stillwater LtdSPONSORED ADR15,804$131.5K<0.1%+1,272+8.8%AddedHistory
BGRBlackRock Energy & Resources TrustCOM10,845$131.9K<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C15,537$132.5K<0.1%+138+0.9%AddedHistory
PFNPIMCO Income Strategy Fund IICOM18,566$133.1K<0.1%+39+0.2%AddedHistory
EGYVaalco Energy IncCOM NEW29,521$133.7K<0.1%+462+1.6%AddedHistory
NBWNeuberger Berman California Municipal Fund Inc.COM12,275$136.5K<0.1%00.0%UnchangedHistory
GAINGladstone Investment CorporationdeCEF10,514$139.3K<0.1%+449+4.5%AddedHistory
FSRFisker Inc.CL A COM STK22,874$140.4K<0.1%+11,995+110.3%AddedHistory
PCNPIMCO Corporate & Income Strategy FundCOM11,477$143.9K<0.1%00.0%UnchangedHistory
NUVNuveen Municipal Value Fund IncCOM16,370$144.2K<0.1%+27+0.2%AddedHistory
JBLUJetBlue Airways CorpCOM20,096$146.3K<0.1%−1,445−6.7%ReducedHistory
ETF Ser Solutions26922A826LONCAR CANCER12,255$146.9K<0.1%−500−3.9%Reduced–
VKQInvesco Municipal TrustCOM14,813$146.9K<0.1%−1,055−6.6%ReducedHistory
FLWS1 800 Flowers Com IncCL A13,000$149.5K<0.1%+3,000+30.0%AddedHistory
TDFTempleton Dragon Fund IncCOM14,438$152.9K<0.1%+14,438NewHistory
PACBPacific Biosciences of California, Inc.COM13,311$154.1K<0.1%+500+3.9%AddedHistory
EVGOEVgo Inc.CL A COM19,818$154.4K<0.1%−3,091−13.5%ReducedHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM18,180$155.3K<0.1%00.0%UnchangedHistory
CRMDCorMedix Inc.COM37,910$156.9K<0.1%00.0%UnchangedHistory
SPESpecial Opportunities Fund, Inc.COM14,462$158.2K<0.1%00.0%UnchangedHistory
PCTTWPureCycle Technologies, Inc.*W EXP 01/28/20251,062$160.8K<0.1%+5,800+12.8%AddedHistory
AWFAlliancebernstein Global High Income Fund IncCOM16,605$161.4K<0.1%+44+0.3%AddedHistory
DUOTDuos Technologies Group, Inc.COM57,876$162.1K<0.1%+8,050+16.2%AddedHistory
Crescent PT Energy Corp22576C101COM22,985$162.3K<0.1%−2,185−8.7%Reduced–
GDLGDL FundCOM SH BEN IT20,737$162.7K<0.1%00.0%UnchangedHistory
BLEBlackRock Municipal Income Trust IICOM15,201$163.1K<0.1%+24+0.2%AddedHistory
GLADGladstone Capital CorpCOM17,483$164.3K<0.1%00.0%UnchangedHistory
EVVEaton Vance Ltd Duration Income FundCOM16,787$165.4K<0.1%+920+5.8%AddedHistory
RFICohen & Steers Total Return Realty Fund IncCOM13,846$167.8K<0.1%−79−0.6%ReducedHistory
CXCemex SAB de CVSPON ADR NEW30,743$170.0K<0.1%+890+3.0%AddedHistory
FNBFNB CorpCOM14,811$171.8K<0.1%−713−4.6%ReducedHistory
BKSCBank of South Carolina CorpCOM10,957$173.3K<0.1%00.0%UnchangedHistory
ECFEllsworth Growth & Income Fund LtdCOM21,473$174.1K<0.1%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 268,856$174.2K<0.1%+6,534+10.5%AddedHistory
RITMRithm Capital Corp.REIT21,822$174.6K<0.1%−549−2.5%ReducedHistory
RIGTransocean Ltd.REGISTERED SHS27,571$175.4K<0.1%−2,800−9.2%ReducedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT17,580$179.5K<0.1%00.0%UnchangedHistory
DLYDoubleLine Yield Opportunities FundCOM12,997$181.8K<0.1%+497+4.0%AddedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM19,697$183.4K<0.1%+4,798+32.2%AddedHistory
PKBKParke Bancorp, Inc.COM10,325$183.6K<0.1%+78+0.8%AddedHistory
GHIGreystone Housing Impact Investors LPBEN UNIT CTF10,623$183.7K<0.1%+154+1.5%AddedHistory
RIOTRiot Platforms, Inc.COM18,395$183.8K<0.1%−507−2.7%ReducedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM15,753$185.3K<0.1%+15,753NewHistory
BTGB2GOLD CorpCOM47,296$186.3K<0.1%+4,700+11.0%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST53,371$187.9K<0.1%−509−0.9%Reduced–
PINEAlpine Income Property Trust, Inc.COM11,165$187.9K<0.1%+11,165NewHistory
SSRMSSR Mining Inc.Stock12,540$189.6K<0.1%−2,839−18.5%ReducedHistory
STEWSRH Total Return Fund, Inc.COM15,681$192.6K<0.1%+3,594+29.7%AddedHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME22,055$193.9K<0.1%+33+0.1%AddedHistory
CGCCanopy Growth CorpCOM112,895$197.6K<0.1%−5,084−4.3%ReducedHistory
ACREAres Commercial Real Estate CorpCOM21,786$198.0K<0.1%+5,044+30.1%AddedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,108$200.1K<0.1%+2,108New–
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR25,085$200.7K<0.1%+2,156+9.4%AddedHistory
CNPCenterpoint Energy IncCOM6,827$201.1K<0.1%+6,827NewHistory
SWNSouthwestern Energy CoCOM40,259$201.3K<0.1%+9,374+30.4%AddedHistory
EXRExtra Space Storage Inc.COM1,245$202.8K<0.1%+1,245NewHistory
NSSCNapco Security Technologies, IncStock5,402$203.0K<0.1%+5,402NewHistory
Columbia ETF Tr II19762B202EM CORE EX ETF7,530$203.7K<0.1%+7,530New–
CALXCalix, IncCOM3,809$204.1K<0.1%+3,809NewHistory
SKTTanger Inc.COM10,512$206.4K<0.1%−350−3.2%ReducedHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT14,443$206.7K<0.1%+13+0.1%AddedHistory
iShares Tr46436E536US SML CP VALUE7,767$206.7K<0.1%+7,767New–
FTVFortive CorpStock3,047$207.7K<0.1%+3,047NewHistory
DBX ETF Tr233051853XTRACK MSCI EURP5,712$209.2K<0.1%+5,712New–
JPINuveen Preferred Securities & Income Opportunities FundCOM11,917$210.1K<0.1%−182−1.5%ReducedHistory
BBYBest Buy Co IncStock2,689$210.5K<0.1%+2,689NewHistory
First BK Williamstown New Je31931U102COM20,856$210.6K<0.1%00.0%Unchanged–
Franklin Templeton ETF Tr35473P819FTSE CHINA10,760$211.4K<0.1%+10,760New–
CECOCeco Environmental CorpCOM15,180$212.4K<0.1%00.0%UnchangedHistory
WTSWatts Water Technologies IncCL A1,263$212.7K<0.1%+1,263NewHistory
WSOWatsco IncCOM668$212.7K<0.1%+668NewHistory
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN8,899$212.9K<0.1%+8,899New–
CHICalamos Convertible Opportunities & Income FundSH BEN INT20,271$213.2K<0.1%+478+2.4%AddedHistory
ELSEquity Lifestyle Properties IncCOM3,190$214.1K<0.1%+3,190NewHistory
AQNAlgonquin Power & Utilities Corp.COM25,501$214.2K<0.1%+25,501NewHistory
HEHawaiian Electric Industries IncCOM5,591$214.7K<0.1%+5,591NewHistory
Global X FDS37950E291GLOBX SUPDV US12,304$214.7K<0.1%−4,897−28.5%Reduced–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF6,838$214.9K<0.1%+6,838New–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q1 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$221.7K$294.1K

Sold out since Q4 2022 (97)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Private Advisor Group, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
ProShares Tr74347B235PSHS SHORT DOW30187,955$3.31M0.2%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.70,099$2.15M0.1%–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF67,870$1.33M0.1%–
Macquarie Global Infrastruct55608D101COM51,900$1.18M0.1%–
GEFGreif, IncCL A15,000$981.2K<0.1%History
RYRoyal Bank of CanadaStock11,844$948.3K<0.1%History
BKHBlack Hills CorpCOM13,022$915.7K<0.1%History
Direxion Shs ETF Tr25460G260DLY TSLA BEAR 1X13,946$684.6K<0.1%–
Flexshares Tr33939L860QUALT DIVD IDX9,036$475.3K<0.1%–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF19,960$443.3K<0.1%–
iShares Tr46435G474FALN ANGLS USD25,274$438.8K<0.1%–
TECKTeck Resources LtdCL B14,777$432.8K<0.1%History
First Tr Exchng Traded FD VI33740F839FT VEST US EQT13,289$409.9K<0.1%–
Invesco Exchange Traded FD T46137V860DWA FINL MUMT66,983$355.9K<0.1%–
WESWestern Midstream Partners, LPCOM UNIT LP INT14,451$348.2K<0.1%History
WALWestern Alliance BancorporationCOM7,251$337.0K<0.1%History
AIZAssurant, Inc.Stock2,693$328.3K<0.1%History
JLLJones Lang Lasalle IncCOM2,147$326.2K<0.1%History
VanEck Vectors ETF Tr92189F817VIETNAM ETF27,177$320.6K<0.1%–
SYFSynchrony FinancialCOM10,819$309.3K<0.1%History
ALLYAlly Financial Inc.Stock15,022$307.3K<0.1%History
DEXDelaware Enhanced Global Dividend & Income FundCOM39,400$307.3K<0.1%History
DOCHealthpeak Properties, Inc.COM21,068$293.2K<0.1%History
BNOUnited States Brent Oil Fund, LPETF10,284$290.8K<0.1%History
FNFFidelity National Financial, Inc.COM SHS9,822$286.7K<0.1%History
MURMurphy Oil CorpCOM9,668$279.5K<0.1%History
CECelanese CorpStock3,297$276.1K<0.1%History
EWBCEast West Bancorp IncCOM5,207$264.2K<0.1%History
CGCarlyle Group Inc.COM14,833$261.2K<0.1%History
SNVSynovus Financial CorpCOM NEW6,852$256.6K<0.1%History
AMRAlpha Metallurgical Resources, Inc.COM4,571$256.2K<0.1%History
First Rep BK San Francisco C33616C100COM3,027$247.2K<0.1%–
DINOHF Sinclair CorpCOM5,286$242.3K<0.1%History
ACIAlbertsons Companies, Inc.COMMON STOCK14,028$240.6K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM18,639$225.0K<0.1%History
CHRDChord Energy CorpCOM NEW1,570$214.8K<0.1%History
Signature BK New York N Y82669G104COM1,870$213.8K<0.1%–
EQNREquinor ASASPONSORED ADR7,154$213.6K<0.1%History
WDFCWD 40 CoCOM1,570$211.2K<0.1%History
RJFRaymond James Financial IncCOM2,918$203.1K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF9,287$200.2K<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW17,065$184.5K<0.1%History
FUNDSprott Focus Trust Inc.COM21,400$170.6K<0.1%History
INGING Groep NVSPONSORED ADR14,339$158.8K<0.1%History
OCSLOaktree Specialty Lending CorpCOM21,470$81.3K<0.1%History
PTNPalatin Technologies IncCOM NEW12,000$30.7K<0.1%History
New Gold Inc Cda644535106COM14,000$13.7K<0.1%–
HUTHut 8 Corp.Common Stock22,045$8.81K<0.1%History
Victory Portfolios II92647N774VCSHS US DISCVRY41,172$2.25K<0.1%–
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF30,838$1.62K<0.1%–
Global X FDS37960A669SUPERDIVIDEND67,200$1.61K<0.1%–
Invesco Exch Traded FD Tr II46138G847GBL CLEAN ENRG65,215$1.20K<0.1%–
Global X FDS37954Y848GLOBAL X SILVER39,748$1.12K<0.1%–
STORStore Capital LLCCOM28,888$926<0.1%History
First Tr Exch TRD Alphdx FD33737J505EURO ALPHADEX17,705$633<0.1%–
Invesco Exch Traded FD Tr II46138E248S&P INTL DEV25,077$580<0.1%–
First Tr Exchange-Traded FD33734X838INDXX NAT RE ETF36,804$505<0.1%–
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW11,373$379<0.1%History
AMKRAmkor Technology, Inc.COM12,924$310<0.1%History
MQTBlackRock Muniyield Quality Fund II, Inc.COM27,752$284<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER10,613$278<0.1%History
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED12,182$257<0.1%–
AMCRAmcor plcORD21,467$256<0.1%History
Grindrod Shipping Holdings LY28895103SHS12,087$226<0.1%–
CAPLCrossAmerica Partners LPUT LTD PTN INT10,128$201<0.1%History
CSWCCapital Southwest CorpCOM11,634$199<0.1%History
NVAXNovavax IncCOM NEW17,484$180<0.1%History
MV Oil Tr553859109TR UNITS10,900$178<0.1%–
TAKTakeda Pharmaceutical Co LtdADR10,629$166<0.1%History
Amplify Blockchain Technology ETF032108607ETF10,337$156<0.1%–
VLYValley National BancorpCOM12,973$147<0.1%History
ORMPOramed Pharmaceuticals Inc.COM NEW11,794$142<0.1%History
BCATBlackRock Capital Allocation Term TrustCOM10,192$141<0.1%History
CFFNCapitol Federal Financial, Inc.COM14,538$126<0.1%History
VERUVeru Inc.COM21,705$115<0.1%History
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM10,414$107<0.1%History
VFLabrdn National Municipal Income FundCEF10,085$105<0.1%History
AFRMAffirm Holdings, Inc.COM CL A10,901$105<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM11,074$95<0.1%History
CLGNCollPlant Biotechnologies LtdSHS NEW10,490$88<0.1%History
FTCIFTC Solar, Inc.COM32,243$86<0.1%History
SVMSilvercorp Metals IncCOM27,007$80<0.1%History
CHMICherry Hill Mortgage Investment CorpCOM13,063$76<0.1%History
MFMAberdeen Municipal Income FundSH BEN INT12,939$67<0.1%History
DNMRDanimer Scientific, Inc.COM CL A33,685$60<0.1%History
Theravance Inc88338TAB0NOTE 2.125% 1/1–$40<0.1%–
KCKingsoft Cloud Holdings LtdADS10,000$38<0.1%History
NVVENuvve Holding Corp.COM51,595$35<0.1%History
Adamas Trust, Inc.649604501COM PAR $.0212,148$31<0.1%–
FIPFTAI Infrastructure Inc.COMMON STOCK10,130$30<0.1%History
DAVEDave Inc.COMMON STOCK100,725$29<0.1%History
HYZNHyzon Motors Inc.COMMON STOCK16,288$25<0.1%History
Sunpower Corp867652AL3DBCV 4.000% 1/1–$17<0.1%–
LOGCContextLogic Inc.COM CL A20,558$10<0.1%History
Predictive Oncology Inc74039M200COM NEW29,805$9<0.1%–
CARMCarisma Therapeutics Inc.COM10,000$6<0.1%History
TOONKartoon Studios, Inc.COM11,545$5<0.1%History