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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 10, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,961
+292 vs. Q4 2022
Portfolio value
$10.5B
+$8.48B (+427.3%) vs. Q4 2022
Filed
May 10, 2023
SEC
Holdings of Private Advisor Group, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/202317,855$553<0.1%+17,855New–
Bristol Myers Squibb Co110122140RIGHT 12/30/203015,000$1.80K<0.1%00.0%Unchanged–
NEUENeueHealth, Inc.COM10,300$2.27K<0.1%−9,000−46.6%ReducedHistory
Otonomo Technologies Ltd.M7571L111*W EXP 08/13/20285,650$2.63K<0.1%−1,000−1.2%Reduced–
Arrival GroupL0423Q108SHS20,000$2.68K<0.1%−800−3.8%Reduced–
AUDAudacy, Inc.COM20,062$2.70K<0.1%00.0%UnchangedHistory
BNTCBenitec Biopharma Inc.COM13,157$2.76K<0.1%+13,157NewHistory
ZEVLightning eMotors, Inc.COM10,000$2.87K<0.1%−20,000−66.7%ReducedHistory
PLXPPLx Pharma Winddown Corp.COM26,695$3.47K<0.1%+12,970+94.5%AddedHistory
REEAFREE Automotive Ltd.CLASS A ORD SHS11,000$3.58K<0.1%00.0%UnchangedHistory
INSGInseego Corp.COM10,170$5.92K<0.1%00.0%UnchangedHistory
INFIInfinity Pharmaceuticals, Inc.COM40,100$6.42K<0.1%00.0%UnchangedHistory
SLESuper League Enterprise, Inc.COM12,783$7.09K<0.1%00.0%UnchangedHistory
CGENCompugen LtdORD10,111$7.10K<0.1%+10,111NewHistory
SENSSenseonics Holdings, Inc.COM10,508$7.46K<0.1%+10,508NewHistory
IRNTIronNet, Inc.COM22,024$7.74K<0.1%00.0%UnchangedHistory
VBIVVBI Vaccines Inc/BCCOM NEW26,390$8.00K<0.1%+90+0.3%AddedHistory
EVGNEvogene Ltd.SHS14,013$8.83K<0.1%00.0%UnchangedHistory
SNFIStark Novus Financial Inc.COM CL A14,153$9.38K<0.1%00.0%UnchangedHistory
UPWheels Up Experience Inc.COMMON STOCK17,500$11.1K<0.1%00.0%UnchangedHistory
BNGOBionano Genomics, Inc.COM10,475$11.6K<0.1%−50−0.5%ReducedHistory
SURFSurface Oncology, Inc.COM17,325$12.1K<0.1%00.0%UnchangedHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0–$12.8K<0.1%–––
NCNANuCana plcSPONSORED ADR13,500$13.0K<0.1%+13,500NewHistory
STEXStreamex Corp.COM NEW11,870$13.5K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM11,680$14.1K<0.1%+11,680NewHistory
MLSSMilestone Scientific Inc.COM NEW16,300$14.7K<0.1%00.0%UnchangedHistory
XXII22nd Century Group, Inc.COM19,300$14.8K<0.1%+19,300NewHistory
PAVMPAVmed Inc.COM40,334$15.1K<0.1%00.0%UnchangedHistory
PTRAQProterra IncCOM10,038$15.3K<0.1%00.0%UnchangedHistory
NVTAInvitae CorpCOM11,682$15.8K<0.1%−400−3.3%ReducedHistory
AEVAAeva Technologies, Inc.COM14,311$17.0K<0.1%+14,311NewHistory
WKHSWorkhorse Group Inc.COM NEW13,184$17.5K<0.1%−1,840−12.2%ReducedHistory
FUBOFuboTV Inc.COM15,881$19.2K<0.1%+2,715+20.6%AddedHistory
OPKOpko Health, Inc.COM14,501$21.2K<0.1%00.0%UnchangedHistory
BKKTBakkt, Inc.COM CL A13,050$22.4K<0.1%00.0%UnchangedHistory
KOPNKopin CorpCOM22,133$24.1K<0.1%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM36,037$25.1K<0.1%+2,299+6.8%AddedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS19,205$25.5K<0.1%+4,600+31.5%AddedHistory
QVCGAOld QVC Group, Inc.COM SER A26,278$26.0K<0.1%+26,278NewHistory
BGRYBerkshire Grey, Inc.COMMON STOCK20,750$28.6K<0.1%+5,750+38.3%AddedHistory
ACHRArcher Aviation Inc.Stock10,600$30.3K<0.1%00.0%UnchangedHistory
HYLNHyliion Holdings Corp.COMMON STOCK16,000$31.7K<0.1%00.0%UnchangedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW11,349$32.8K<0.1%00.0%UnchangedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT10,837$33.3K<0.1%+10,837NewHistory
MFGMizuho Financial Group IncSPONSORED ADR12,231$34.5K<0.1%−71−0.6%ReducedHistory
INVZInnoviz Technologies Ltd.SHS10,000$35.0K<0.1%00.0%UnchangedHistory
AMWLAmerican Well CorpCL A14,946$35.3K<0.1%00.0%UnchangedHistory
BKCCBlackRock Capital Investment CorpCOM11,305$39.0K<0.1%00.0%UnchangedHistory
BFXBowflex Inc.COM29,305$39.3K<0.1%00.0%UnchangedHistory
BINIBollinger Innovations, Inc.COMMON STOCK305,541$40.1K<0.1%00.0%UnchangedHistory
GRABGrab Holdings LtdCLASS A ORD14,250$42.9K<0.1%+1,500+11.8%AddedHistory
GRWGGrowGeneration Corp.COM13,096$44.8K<0.1%+65+0.5%AddedHistory
IAGIamgold CorpCOM17,225$46.7K<0.1%00.0%UnchangedHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW40,000$46.8K<0.1%00.0%UnchangedHistory
PLBYPlayboy, Inc.COM23,714$47.0K<0.1%−106−0.4%ReducedHistory
FRBKRepublic First Bancorp IncCOM35,195$47.9K<0.1%+6,500+22.7%AddedHistory
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR15,475$48.6K<0.1%+15,475NewHistory
REKRRekor Systems, Inc.COM42,820$53.5K<0.1%+6,805+18.9%AddedHistory
PHKPIMCO High Income FundCOM SHS11,420$54.5K<0.1%+16+0.1%AddedHistory
HMYHarmony Gold Mining Co LtdADR13,902$57.0K<0.1%−137−1.0%ReducedHistory
QXO, Inc.82846H207COM NEW20,000$61.0K<0.1%00.0%Unchanged–
CMUMFS High Yield Municipal TrustSH BEN INT19,093$61.3K<0.1%−6,800−26.3%ReducedHistory
CRONCronos Group Inc.COM32,069$62.2K<0.1%−916−2.8%ReducedHistory
FCELFuelcell Energy IncCOM22,036$62.8K<0.1%−1,600−6.8%ReducedHistory
KGCKinross Gold CorpCOM13,381$63.0K<0.1%+238+1.8%AddedHistory
CIMChimera Investment CorpCOM NEW11,609$65.5K<0.1%−546−4.5%ReducedHistory
CRESYCresud IncSPONSORED ADR10,399$66.2K<0.1%−2,578−19.9%ReducedHistory
LUMOLumos Pharma, Inc.COM20,013$66.2K<0.1%00.0%UnchangedHistory
OSUROrasure Technologies IncCOM11,207$67.8K<0.1%−1,650−12.8%ReducedHistory
MVISMicrovision, Inc.COM NEW25,490$68.1K<0.1%00.0%UnchangedHistory
AEGAegon Ltd.NY REGISTRY SHS16,285$70.0K<0.1%−349−2.1%ReducedHistory
TCRTAlaunos Therapeutics, Inc.COM111,574$70.3K<0.1%−1,000−0.9%ReducedHistory
UUUUEnergy Fuels IncCOM NEW12,620$70.4K<0.1%+931+8.0%AddedHistory
BRMKBroadmark Realty Capital Inc.COM15,017$70.6K<0.1%−1,500−9.1%ReducedHistory
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A51,946$72.2K<0.1%+26,746+106.1%AddedHistory
SKYXSKYX Platforms Corp.COM21,500$74.4K<0.1%+21,500NewHistory
ERICEricsson LM Telephone CoADR B SEK 1012,789$74.8K<0.1%−7,542−37.1%ReducedHistory
IRDOpus Genetics, Inc.COM20,000$75.0K<0.1%00.0%UnchangedHistory
CRFCornerstone Total Return Fund IncCOM10,922$80.7K<0.1%+905+9.0%AddedHistory
BWBabcock & Wilcox Enterprises, Inc.COM13,473$81.6K<0.1%+13,473NewHistory
Farfetch Ltd30744W107ORD SH CL A16,700$82.0K<0.1%+16,700New–
CDECoeur Mining, Inc.COM NEW20,925$83.5K<0.1%00.0%UnchangedHistory
BBBLACKBERRY LtdCOM19,209$87.6K<0.1%−208−1.1%ReducedHistory
EZPWEzcorp IncCL A NON VTG10,196$87.7K<0.1%00.0%UnchangedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM13,635$89.6K<0.1%+40+0.3%AddedHistory
HLHecla Mining CoCOM14,328$90.7K<0.1%+1,551+12.1%AddedHistory
HUMAHumacyte, Inc.COM29,500$91.2K<0.1%00.0%UnchangedHistory
TEITempleton Emerging Markets Income FundCOM18,017$91.3K<0.1%00.0%UnchangedHistory
MTNBMatinas BioPharma Holdings, Inc.COM195,283$91.8K<0.1%+5,000+2.6%AddedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF17,298$92.0K<0.1%+74+0.4%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS18,319$93.6K<0.1%+3,400+22.8%AddedHistory
TELFYTelefonica S ASPONSORED ADR22,036$94.3K<0.1%+403+1.9%AddedHistory
SACHSachem Capital Corp.COM25,416$94.5K<0.1%+25+0.1%AddedHistory
IGRCbre Global Real Estate Income FundCOM17,844$94.8K<0.1%−3,100−14.8%ReducedHistory
Global X FDS37950E333GLBX SUPRINC ETF10,167$95.4K<0.1%+10,167New–
PGPPIMCO Global StocksPLUS & Income FundCOM12,919$95.7K<0.1%+1,088+9.2%AddedHistory
PDMPiedmont Realty Trust, Inc.COM CL A13,731$100.2K<0.1%00.0%UnchangedHistory
SABASaba Capital Income & Opportunities Fund IICOM22,892$100.7K<0.1%+2,975+14.9%AddedHistory
LYFTLyft, Inc.CL A COM10,933$101.3K<0.1%+10,933NewHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q1 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$221.7K$294.1K

Sold out since Q4 2022 (97)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Private Advisor Group, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
ProShares Tr74347B235PSHS SHORT DOW30187,955$3.31M0.2%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.70,099$2.15M0.1%–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF67,870$1.33M0.1%–
Macquarie Global Infrastruct55608D101COM51,900$1.18M0.1%–
GEFGreif, IncCL A15,000$981.2K<0.1%History
RYRoyal Bank of CanadaStock11,844$948.3K<0.1%History
BKHBlack Hills CorpCOM13,022$915.7K<0.1%History
Direxion Shs ETF Tr25460G260DLY TSLA BEAR 1X13,946$684.6K<0.1%–
Flexshares Tr33939L860QUALT DIVD IDX9,036$475.3K<0.1%–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF19,960$443.3K<0.1%–
iShares Tr46435G474FALN ANGLS USD25,274$438.8K<0.1%–
TECKTeck Resources LtdCL B14,777$432.8K<0.1%History
First Tr Exchng Traded FD VI33740F839FT VEST US EQT13,289$409.9K<0.1%–
Invesco Exchange Traded FD T46137V860DWA FINL MUMT66,983$355.9K<0.1%–
WESWestern Midstream Partners, LPCOM UNIT LP INT14,451$348.2K<0.1%History
WALWestern Alliance BancorporationCOM7,251$337.0K<0.1%History
AIZAssurant, Inc.Stock2,693$328.3K<0.1%History
JLLJones Lang Lasalle IncCOM2,147$326.2K<0.1%History
VanEck Vectors ETF Tr92189F817VIETNAM ETF27,177$320.6K<0.1%–
SYFSynchrony FinancialCOM10,819$309.3K<0.1%History
ALLYAlly Financial Inc.Stock15,022$307.3K<0.1%History
DEXDelaware Enhanced Global Dividend & Income FundCOM39,400$307.3K<0.1%History
DOCHealthpeak Properties, Inc.COM21,068$293.2K<0.1%History
BNOUnited States Brent Oil Fund, LPETF10,284$290.8K<0.1%History
FNFFidelity National Financial, Inc.COM SHS9,822$286.7K<0.1%History
MURMurphy Oil CorpCOM9,668$279.5K<0.1%History
CECelanese CorpStock3,297$276.1K<0.1%History
EWBCEast West Bancorp IncCOM5,207$264.2K<0.1%History
CGCarlyle Group Inc.COM14,833$261.2K<0.1%History
SNVSynovus Financial CorpCOM NEW6,852$256.6K<0.1%History
AMRAlpha Metallurgical Resources, Inc.COM4,571$256.2K<0.1%History
First Rep BK San Francisco C33616C100COM3,027$247.2K<0.1%–
DINOHF Sinclair CorpCOM5,286$242.3K<0.1%History
ACIAlbertsons Companies, Inc.COMMON STOCK14,028$240.6K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM18,639$225.0K<0.1%History
CHRDChord Energy CorpCOM NEW1,570$214.8K<0.1%History
Signature BK New York N Y82669G104COM1,870$213.8K<0.1%–
EQNREquinor ASASPONSORED ADR7,154$213.6K<0.1%History
WDFCWD 40 CoCOM1,570$211.2K<0.1%History
RJFRaymond James Financial IncCOM2,918$203.1K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF9,287$200.2K<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW17,065$184.5K<0.1%History
FUNDSprott Focus Trust Inc.COM21,400$170.6K<0.1%History
INGING Groep NVSPONSORED ADR14,339$158.8K<0.1%History
OCSLOaktree Specialty Lending CorpCOM21,470$81.3K<0.1%History
PTNPalatin Technologies IncCOM NEW12,000$30.7K<0.1%History
New Gold Inc Cda644535106COM14,000$13.7K<0.1%–
HUTHut 8 Corp.Common Stock22,045$8.81K<0.1%History
Victory Portfolios II92647N774VCSHS US DISCVRY41,172$2.25K<0.1%–
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF30,838$1.62K<0.1%–
Global X FDS37960A669SUPERDIVIDEND67,200$1.61K<0.1%–
Invesco Exch Traded FD Tr II46138G847GBL CLEAN ENRG65,215$1.20K<0.1%–
Global X FDS37954Y848GLOBAL X SILVER39,748$1.12K<0.1%–
STORStore Capital LLCCOM28,888$926<0.1%History
First Tr Exch TRD Alphdx FD33737J505EURO ALPHADEX17,705$633<0.1%–
Invesco Exch Traded FD Tr II46138E248S&P INTL DEV25,077$580<0.1%–
First Tr Exchange-Traded FD33734X838INDXX NAT RE ETF36,804$505<0.1%–
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW11,373$379<0.1%History
AMKRAmkor Technology, Inc.COM12,924$310<0.1%History
MQTBlackRock Muniyield Quality Fund II, Inc.COM27,752$284<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER10,613$278<0.1%History
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED12,182$257<0.1%–
AMCRAmcor plcORD21,467$256<0.1%History
Grindrod Shipping Holdings LY28895103SHS12,087$226<0.1%–
CAPLCrossAmerica Partners LPUT LTD PTN INT10,128$201<0.1%History
CSWCCapital Southwest CorpCOM11,634$199<0.1%History
NVAXNovavax IncCOM NEW17,484$180<0.1%History
MV Oil Tr553859109TR UNITS10,900$178<0.1%–
TAKTakeda Pharmaceutical Co LtdADR10,629$166<0.1%History
Amplify Blockchain Technology ETF032108607ETF10,337$156<0.1%–
VLYValley National BancorpCOM12,973$147<0.1%History
ORMPOramed Pharmaceuticals Inc.COM NEW11,794$142<0.1%History
BCATBlackRock Capital Allocation Term TrustCOM10,192$141<0.1%History
CFFNCapitol Federal Financial, Inc.COM14,538$126<0.1%History
VERUVeru Inc.COM21,705$115<0.1%History
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM10,414$107<0.1%History
VFLabrdn National Municipal Income FundCEF10,085$105<0.1%History
AFRMAffirm Holdings, Inc.COM CL A10,901$105<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM11,074$95<0.1%History
CLGNCollPlant Biotechnologies LtdSHS NEW10,490$88<0.1%History
FTCIFTC Solar, Inc.COM32,243$86<0.1%History
SVMSilvercorp Metals IncCOM27,007$80<0.1%History
CHMICherry Hill Mortgage Investment CorpCOM13,063$76<0.1%History
MFMAberdeen Municipal Income FundSH BEN INT12,939$67<0.1%History
DNMRDanimer Scientific, Inc.COM CL A33,685$60<0.1%History
Theravance Inc88338TAB0NOTE 2.125% 1/1–$40<0.1%–
KCKingsoft Cloud Holdings LtdADS10,000$38<0.1%History
NVVENuvve Holding Corp.COM51,595$35<0.1%History
Adamas Trust, Inc.649604501COM PAR $.0212,148$31<0.1%–
FIPFTAI Infrastructure Inc.COMMON STOCK10,130$30<0.1%History
DAVEDave Inc.COMMON STOCK100,725$29<0.1%History
HYZNHyzon Motors Inc.COMMON STOCK16,288$25<0.1%History
Sunpower Corp867652AL3DBCV 4.000% 1/1–$17<0.1%–
LOGCContextLogic Inc.COM CL A20,558$10<0.1%History
Predictive Oncology Inc74039M200COM NEW29,805$9<0.1%–
CARMCarisma Therapeutics Inc.COM10,000$6<0.1%History
TOONKartoon Studios, Inc.COM11,545$5<0.1%History