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Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,963
+90 vs. Q1 2021
Portfolio value
$11.4B
+$969.0M (+9.2%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of Private Advisor Group, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM20,150$152.0K<0.1%−500−2.4%ReducedHistory
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM11,428$153.0K<0.1%−612−5.1%ReducedHistory
AMCRAmcor plcORD13,311$153.0K<0.1%+13,311NewHistory
ORMPOramed Pharmaceuticals Inc.COM NEW11,511$154.0K<0.1%+11,511NewHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME14,366$157.0K<0.1%+24+0.2%AddedHistory
FATFat Brands, IncCOM10,928$159.0K<0.1%−72−0.7%ReducedHistory
MCNXAI Madison Equity Premium Income FundCOM19,700$159.0K<0.1%+7,500+61.5%AddedHistory
KOPNKopin CorpCOM19,608$160.0K<0.1%−2,267−10.4%ReducedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT12,330$161.0K<0.1%−2,000−14.0%ReducedHistory
BCSBarclays PLCADR16,724$161.0K<0.1%−124−0.7%ReducedHistory
Nuveen CR Opportunities 202267075U102COM19,375$161.0K<0.1%+2,000+11.5%Added–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS16,363$162.0K<0.1%+585+3.7%AddedHistory
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT11,670$163.0K<0.1%00.0%UnchangedHistory
FNBFNB CorpCOM13,405$165.0K<0.1%+652+5.1%AddedHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM10,009$167.0K<0.1%−2,823−22.0%ReducedHistory
CNHCNH Industrial N.V.SHS10,086$169.0K<0.1%+86+0.9%AddedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM11,450$169.0K<0.1%00.0%UnchangedHistory
NMRNomura Holdings IncSPONSORED ADR33,241$170.0K<0.1%−283−0.8%ReducedHistory
APPHAppHarvest, Inc.COM10,810$173.0K<0.1%+10,810NewHistory
INSGInseego Corp.COM17,289$174.0K<0.1%−3,640−17.4%ReducedHistory
SVMSilvercorp Metals IncCOM31,804$175.0K<0.1%00.0%UnchangedHistory
CRFCornerstone Total Return Fund IncCOM15,394$175.0K<0.1%+229+1.5%AddedHistory
EGIOEdgio, Inc.COM55,401$175.0K<0.1%−931−1.7%ReducedHistory
PFLTPennantPark Floating Rate Capital Ltd.COM13,784$176.0K<0.1%−2,290−14.2%ReducedHistory
CLNEClean Energy Fuels Corp.COM17,330$176.0K<0.1%−10,098−36.8%ReducedHistory
NBWNeuberger Berman California Municipal Fund Inc.COM12,275$178.0K<0.1%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM19,950$180.0K<0.1%+3,270+19.6%AddedHistory
Lux Health Tech Acquisition55068A100COM CL A18,250$180.0K<0.1%−300−1.6%Reduced–
GANGAN LtdORD SHS10,958$180.0K<0.1%+10,958NewHistory
RIGTransocean Ltd.REGISTERED SHS40,967$185.0K<0.1%+4,275+11.7%AddedHistory
GHIGreystone Housing Impact Investors LPBEN UNIT CTF27,459$185.0K<0.1%+1,651+6.4%AddedHistory
SANBanco Santander, S.A.ADR49,221$193.0K<0.1%+29,181+145.6%AddedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD30,594$195.0K<0.1%−4,414−12.6%ReducedHistory
PKBKParke Bancorp, Inc.COM10,012$196.0K<0.1%+10,012NewHistory
PRFTPerficient IncCOM2,490$200.0K<0.1%+2,490NewHistory
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG7,347$201.0K<0.1%+7,347New–
iShares Tr464288562RESIDENTIAL MULT2,417$201.0K<0.1%+2,417New–
QSIQuantum-Si IncCOM CL A16,375$201.0K<0.1%+16,375NewHistory
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM13,060$201.0K<0.1%+13,060NewHistory
RITMRithm Capital Corp.REIT19,077$202.0K<0.1%+670+3.6%AddedHistory
UMCUnited Microelectronics CorpSPON ADR NEW21,412$202.0K<0.1%−464−2.1%ReducedHistory
AVKAdvent Convertible & Income FundCOM10,460$202.0K<0.1%−947−8.3%ReducedHistory
Invesco Actively Managed ETF46090C305EMGRING MKTS503,478$202.0K<0.1%+3,478New–
SFStifel Financial CorpCOM3,129$203.0K<0.1%−387−11.0%ReducedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A4,460$203.0K<0.1%+4,460NewHistory
First Tr Exch Traded FD III33739P202EME MRK BD ETF5,841$203.0K<0.1%−1,000−14.6%Reduced–
ENVEnvestnet, Inc.COM2,670$203.0K<0.1%+2,670NewHistory
Nuveen Diversified Divid & I6706EP105COM19,667$205.0K<0.1%+19,667New–
Invesco Exchange Traded FD T46137V407INVESCO MSCI2,979$206.0K<0.1%−2,681−47.4%Reduced–
NINisource Inc.COM8,423$206.0K<0.1%+8,423NewHistory
GBIOGeneration Bio Co.COM7,661$206.0K<0.1%+15+0.2%AddedHistory
PRVBProvention Bio, Inc.COM24,400$206.0K<0.1%+24,400NewHistory
PAYCPaycom Software, Inc.Stock571$208.0K<0.1%+571NewHistory
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG6,839$208.0K<0.1%+6,839New–
PDMPiedmont Realty Trust, Inc.COM CL A11,254$208.0K<0.1%−3,000−21.0%ReducedHistory
SPDR Series Trust78464A490ST STR FTSE ETF3,695$209.0K<0.1%+20+0.5%Added–
NUVNuveen Municipal Value Fund IncCOM18,194$210.0K<0.1%+56+0.3%AddedHistory
VABKVirginia National Bankshares CorpCOM5,411$210.0K<0.1%+5,411NewHistory
Cornerstone Building Brands, Inc.21925D109COM11,564$210.0K<0.1%+1,281+12.5%Added–
AIOTPowerfleet, Inc.COM29,375$212.0K<0.1%+2,664+10.0%AddedHistory
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR5,653$212.0K<0.1%+5,653New–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST9,636$213.0K<0.1%+9,636New–
iShares Tr46435G334MSCI UK ETF NEW6,501$213.0K<0.1%+6,501New–
Alps ETF Tr00162Q205EQUAL SEC ETF2,126$213.0K<0.1%+2,126New–
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR946$214.0K<0.1%−219−18.8%Reduced–
MSONMisonix IncCOM9,650$214.0K<0.1%+9,650NewHistory
Ssga Active ETF Tr78467V707ST STR UL BD ETF5,313$215.0K<0.1%00.0%Unchanged–
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS52,732$215.0K<0.1%+616+1.2%AddedHistory
FSRFisker Inc.CL A COM STK11,147$215.0K<0.1%+95+0.9%AddedHistory
SAFESafehold Inc.COM2,733$215.0K<0.1%−716−20.8%ReducedHistory
NXSTNexstar Media Group, Inc.COMMON STOCK1,467$217.0K<0.1%+1,467NewHistory
MAAMid America Apartment Communities Inc.COM1,288$217.0K<0.1%+1,288NewHistory
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,327$218.0K<0.1%−98−6.9%Reduced–
CBOECboe Global Markets, Inc.COM1,827$218.0K<0.1%+1,827NewHistory
BXPBXP, Inc.COM1,903$218.0K<0.1%+1,903NewHistory
ALKAlaska Air Group, Inc.COM3,615$218.0K<0.1%−288−7.4%ReducedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR31,749$219.0K<0.1%+188+0.6%AddedHistory
Dimensional ETF Trust25434V104US CORE EQT MKT7,241$219.0K<0.1%00.0%Unchanged–
CoreSite Realty Corp21870Q105COM1,625$219.0K<0.1%+1,625New–
SBRASabra Health Care REIT, Inc.REIT12,095$220.0K<0.1%−599−4.7%ReducedHistory
MKSIMKS IncCOM1,236$220.0K<0.1%−24−1.9%ReducedHistory
CCMPCMC Materials, Inc.COM1,462$220.0K<0.1%+1,462NewHistory
SPESpecial Opportunities Fund, Inc.COM14,528$220.0K<0.1%+14,528NewHistory
WisdomTree Tr97717W208US HIGH DIVIDEND2,826$221.0K<0.1%+5+0.2%Added–
MEDPMedpace Holdings, Inc.COM1,254$221.0K<0.1%+1,254NewHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT8,471$221.0K<0.1%+8,471NewHistory
TUTelus CorpCOM9,837$221.0K<0.1%+9,837NewHistory
Invesco Exch Traded FD Tr II46138E214S&P INTL QULTY7,181$222.0K<0.1%+7,181New–
XECCimarex Energy CoCOM3,059$222.0K<0.1%+3,059NewHistory
iShares Tr464288356CALIF MUN BD ETF3,546$223.0K<0.1%00.0%Unchanged–
COKECoca-Cola Consolidated, Inc.COM558$224.0K<0.1%+558NewHistory
RHRHCOM331$225.0K<0.1%−14−4.1%ReducedHistory
BKSCBank of South Carolina CorpCOM10,957$225.0K<0.1%00.0%UnchangedHistory
SGMOQSangamo Therapeutics, IncCOM18,798$225.0K<0.1%−123−0.7%ReducedHistory
SSRMSSR Mining Inc.Stock14,472$226.0K<0.1%+2,812+24.1%AddedHistory
AEOAmerican Eagle Outfitters IncCOM6,023$226.0K<0.1%+6,023NewHistory
GATXGatx CorpCOM2,556$226.0K<0.1%+2,556NewHistory
ALSumisho Air Lease CorpCL A5,425$226.0K<0.1%+654+13.7%AddedHistory
PEverpure, Inc.CL A11,621$227.0K<0.1%−13,895−54.5%ReducedHistory
TTECTTEC Holdings, Inc.COM2,206$227.0K<0.1%00.0%UnchangedHistory

Options (18)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q2 2021
SecurityClassPutsCalls
SLViShares Silver TrustETF–$2.80M
State Street Energy Select Sector SPDR ETF81369Y506ETF–$471.0K
WFCWells Fargo & CompanyStock–$134.0K
PYPLPayPal Holdings, Inc.Stock–$77.0K
DALDelta Air Lines, Inc.COM NEW–$10.0K
ARK Innovation ETF00214Q104ETF$9.00K–
BFXBowflex Inc.COM–$8.00K
UALUnited Airlines Holdings, Inc.COM–$7.00K
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF$6.00K–
PENNPENN Entertainment, Inc.COM–$5.00K
SSRMSSR Mining Inc.Stock–$4.00K
iShares Russell 2000 ETF464287655ETF$3.00K–
VanEck Semiconductor ETF92189F676ETF$2.00K–
WYWeyerhaeuser CoCOM NEW$2.00K–
BXBlackstone Inc.COM–$2.00K
PCTPureCycle Technologies, Inc.COM–$2.00K
CARRCarrier Global CorpStock–$1.00K
VanEck ETF Trust92189F106GOLD MINERS ETF–$1.00K

Sold out since Q1 2021 (89)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Private Advisor Group, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM195,563$3.82M<0.1%–
TFXTeleflex IncCOM8,111$3.37M<0.1%History
First Tr Exchange Traded FD33733A102CHINDIA ETF51,503$3.16M<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A58,578$2.55M<0.1%History
SPDR Series Trust78464A151SST SPDR BLOOMBE67,309$2.41M<0.1%–
DNMRDanimer Scientific, Inc.COM CL A55,618$2.10M<0.1%History
iShares Tr46429B291A RATE CP BD ETF31,294$1.73M<0.1%–
Colony CR Real Estate Inc19625T101COM CL A185,009$1.58M<0.1%–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB72,072$1.54M<0.1%–
RGENRepligen CorpCOM7,503$1.46M<0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,964$1.11M<0.1%–
IDEVoya Infrastructure, Industrials & Materials FundCOM74,100$917.0K<0.1%History
iShares Tr464288117INTL TREA BD ETF15,767$818.0K<0.1%–
Fintech Acquisition Corp IV31810N302UNIT 12/31/202566,950$747.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF7,814$709.0K<0.1%–
CABOCable One, Inc.COM366$669.0K<0.1%History
FLCFlaherty & Crumrine Total Return Fund IncCOM27,300$666.0K<0.1%History
GW Pharmaceuticals PLC36197T103ADS2,753$597.0K<0.1%–
Fidelity MSCI Materials Index ETF316092881ETF13,269$587.0K<0.1%–
CNOBConnectOne Bancorp, Inc.COM22,547$572.0K<0.1%History
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF4,149$545.0K<0.1%–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN7,030$512.0K<0.1%History
RBB FD Inc74933W601MOTLEY FOL ETF13,661$486.0K<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF17,806$476.0K<0.1%–
IAC Interactivecorp New44891N109COM2,193$474.0K<0.1%–
Curevac N VN2451R105COM5,150$471.0K<0.1%–
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS136,349$458.0K<0.1%–
Aphria Inc03765K104COM24,587$452.0K<0.1%–
iShares Tr46435G193ESG AWRE USD ETF16,680$449.0K<0.1%–
WIXWix.com Ltd.SHS1,567$438.0K<0.1%History
Franklin ETF Tr353506108SHRT DUR US GOVT4,436$422.0K<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,644$415.0K<0.1%–
CTXSCitrix Systems IncCOM2,948$414.0K<0.1%History
Alps Clean Energy ETF00162Q460ETF4,576$357.0K<0.1%–
WCNWaste Connections, Inc.COM3,209$347.0K<0.1%History
SMPLSimply Good Foods CoCOM11,355$345.0K<0.1%History
TALTAL Education GroupSPONSORED ADS6,327$341.0K<0.1%History
Direxion Shs ETF Tr25460G732MOONSHOT INNOVAT8,319$341.0K<0.1%–
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF10,837$337.0K<0.1%–
JPMorgan Chase & Co46625H365ALERIAN ML ETN19,885$330.0K<0.1%–
WUWestern Union COStock12,162$300.0K<0.1%History
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,921$299.0K<0.1%–
RKTRocket Companies, Inc.Stock12,548$290.0K<0.1%History
ARMKAramarkCOM7,452$282.0K<0.1%History
ETF Ser Solutions26922A172NATIONWIDE RSK10,308$277.0K<0.1%–
Townebank Portsmouth Va89214P109COM9,000$274.0K<0.1%–
Nushares ETF Tr67092P888NUVEEN ESG EMRGN7,790$274.0K<0.1%–
FAFFirst American Financial CorpStock4,787$271.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM22,888$271.0K<0.1%–
CPTCamden Property TrustREIT2,435$268.0K<0.1%History
PRLBProto Labs IncCOM2,138$260.0K<0.1%History
BCBrunswick CorpCOM2,690$257.0K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS1,909$256.0K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR16,700$245.0K<0.1%History
Varian Med Sys Inc92220P105COM1,383$245.0K<0.1%–
PDPagerDuty, Inc.COM5,903$237.0K<0.1%History
CHWCalamos Global Dynamic Income FundCOM22,874$233.0K<0.1%History
iShares Inc46434G822MSCI JAPAN ETF3,394$233.0K<0.1%–
FFIVF5, Inc.Stock1,064$222.0K<0.1%History
iShares Inc464286517JP MORGAN EM ETF5,171$221.0K<0.1%–
RGLDRoyal Gold IncStock2,011$216.0K<0.1%History
Global X FDS37954Y426CANNABIS ETF13,231$212.0K<0.1%–
HEHawaiian Electric Industries IncCOM4,741$211.0K<0.1%History
AMRSAmyris, Inc.COM NEW10,966$209.0K<0.1%History
MNDTMandiant, Inc.COM10,635$208.0K<0.1%History
EQHEquitable Holdings, Inc.COM6,257$204.0K<0.1%History
PBCTPeople's United Financial, Inc.COM11,341$203.0K<0.1%History
FELEFranklin Electric Co IncCOM2,538$200.0K<0.1%History
Credit Suisse Group225401108SPONSORED ADR18,047$191.0K<0.1%–
WIMIWiMi Hologram Cloud Inc.SPON ADS CL B22,000$145.0K<0.1%History
PGPPIMCO Global StocksPLUS & Income FundCOM11,429$122.0K<0.1%History
KPTIKaryopharm Therapeutics Inc.COM11,070$116.0K<0.1%History
INOInovio Pharmaceuticals, Inc.COM NEW11,555$107.0K<0.1%History
Entercom Communications Corp293639100CL A20,062$105.0K<0.1%–
KODKEastman Kodak CoCOM NEW10,734$84.0K<0.1%History
PHKPIMCO High Income FundCOM SHS12,213$82.0K<0.1%History
SUNESUNation Energy, Inc.COM13,550$81.0K<0.1%History
UVXYProShares Trust IIULTRA VIX SHORT12,500$71.0K<0.1%History
ATHXAthersys, IncCOM28,740$52.0K<0.1%History
NPKINPK International Inc.COM SHS13,976$44.0K<0.1%History
LITSLite Strategy, Inc.COM NEW10,441$36.0K<0.1%History
Akers Biosciences Inc00973E409COM10,600$34.0K<0.1%–
BKEPBlueknight Energy Partners, L.P.COM UNIT10,000$32.0K<0.1%History
VISLVislink Technologies, Inc.COM10,000$29.0K<0.1%History
GERNGeron CorpCOM15,300$24.0K<0.1%History
KUSTKustom Entertainment, Inc.COM NEW13,250$22.0K<0.1%History
TMQTrilogy Metals Inc.COM10,020$21.0K<0.1%History
RGLSRegulus Therapeutics Inc.COM NEW10,000$16.0K<0.1%History
GTEGran Tierra Energy Inc.COM20,000$14.0K<0.1%History