Skip to main content
Livermore
Livermore
ZHEN

Private Advisor Group, LLC

SEC CIK
0001567755
Latest filing
Jul 27, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,963
+90 vs. Q1 2021
Portfolio value
$11.4B
+$969.0M (+9.2%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of Private Advisor Group, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Hancock Jaffe Laboratories I41015N114*W EXP 05/30/20210,000$2.00K<0.1%00.0%Unchanged–
Bristol Myers Squibb Co110122140RIGHT 12/30/203015,000$4.00K<0.1%−15,000−50.0%Reduced–
Gabelli Equity Tr Inc362397218RIGHT 07/14/202149,040$6.00K<0.1%+49,040New–
Advaxis Inc007624307COM NEW14,316$7.00K<0.1%+14,316New–
PTNPalatin Technologies IncCOM PAR $ .0115,727$10.0K<0.1%00.0%UnchangedHistory
NMTR9 Meters Biopharma, Inc.COM10,000$11.0K<0.1%+10,000NewHistory
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1–$11.0K<0.1%–––
DYNTDynatronics CorpCOM NEW12,000$14.0K<0.1%+12,000NewHistory
Acasti Pharma Inc00430K402CL A NEW30,001$17.0K<0.1%+10.0%Added–
AMPEAmpio Pharmaceuticals, Inc.COM10,500$18.0K<0.1%−750−6.7%ReducedHistory
Naked Brand Group LimitedQ6519T117SHS NEW28,108$18.0K<0.1%+10,226+57.2%Added–
ZOMDFZomedica Corp.COM23,927$20.0K<0.1%−773−3.1%ReducedHistory
MUXMcEwen Inc.COM16,200$22.0K<0.1%+16,200NewHistory
IBIOiBio, Inc.COM NEW17,375$26.0K<0.1%+2,500+16.8%AddedHistory
TOONKartoon Studios, Inc.COM14,601$27.0K<0.1%−47,075−76.3%ReducedHistory
Software Acquisitn Grup Inc83407F119*W EXP 09/17/20217,000$28.0K<0.1%+2,000+13.3%Added–
ONCSOncosec Medical IncCOM10,500$30.0K<0.1%00.0%UnchangedHistory
SNDLSNDL Inc.COM33,275$32.0K<0.1%+6,692+25.2%AddedHistory
DRRXDurect CorpCOM21,817$35.0K<0.1%+62+0.3%AddedHistory
Predictive Oncology Inc74039M200COM NEW26,805$35.0K<0.1%+12,240+84.0%Added–
INFIInfinity Pharmaceuticals, Inc.COM12,500$37.0K<0.1%00.0%UnchangedHistory
XWELXWELL, Inc.COM23,921$37.0K<0.1%+23,921NewHistory
BFXBowflex Inc.COM2,368$40.0K<0.1%+2,038+617.6%AddedHistory
RIGLRigel Pharmaceuticals IncCOM NEW10,000$43.0K<0.1%−2,500−20.0%ReducedHistory
KOSKosmos Energy Ltd.COM12,734$44.0K<0.1%+12,734NewHistory
BKCCBlackRock Capital Investment CorpCOM11,305$44.0K<0.1%00.0%UnchangedHistory
New Gold Inc Cda644535106COM24,700$44.0K<0.1%−21,781−46.9%Reduced–
IVRInvesco Mortgage Capital Inc.COM11,514$45.0K<0.1%+11,514NewHistory
Transglobe Energy Corp893662106COM24,004$46.0K<0.1%−800−3.2%Reduced–
EVGNEvogene Ltd.SHS13,513$46.0K<0.1%+1,500+12.5%AddedHistory
STEXStreamex Corp.COM NEW12,320$48.0K<0.1%00.0%UnchangedHistory
NYMXFNymox Pharmaceutical CorpCOM31,100$49.0K<0.1%00.0%UnchangedHistory
CARMCarisma Therapeutics Inc.COM11,020$51.0K<0.1%−2,480−18.4%ReducedHistory
SEACSeachange International IncCOM41,942$54.0K<0.1%+6,780+19.3%AddedHistory
BTGB2GOLD CorpCOM13,069$55.0K<0.1%−1,000−7.1%ReducedHistory
SCORComscore, Inc.COM11,176$56.0K<0.1%+13+0.1%AddedHistory
NWGNatWest Group plcSPONS ADR 2 ORD10,740$60.0K<0.1%+10,740NewHistory
MCFContango Oil & Gas CoCOM NEW14,012$61.0K<0.1%+14,012NewHistory
Perella Weinberg Partners71367G110*W EXP 12/31/20222,316$62.0K<0.1%+22,316New–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR10,117$63.0K<0.1%+10,117NewHistory
AGFSAgroFresh Solutions, Inc.COM31,864$66.0K<0.1%00.0%UnchangedHistory
PRETQPennsylvania Real Estate Investment TrustSH BEN INT26,533$66.0K<0.1%+750+2.9%AddedHistory
KGCKinross Gold CorpCOM10,603$67.0K<0.1%+24+0.2%AddedHistory
THTarget Hospitality Corp.COM19,277$72.0K<0.1%+1,500+8.4%AddedHistory
AEGAegon Ltd.NY REGISTRY SHS17,341$72.0K<0.1%+5,991+52.8%AddedHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW20,714$72.0K<0.1%+20,714NewHistory
OXLCOxford Lane Capital Corp.COM10,154$75.0K<0.1%+10,154NewHistory
RESRPC IncCOM16,478$82.0K<0.1%−398−2.4%ReducedHistory
PPTFranklin Premier Income TrustSH BEN INT17,502$82.0K<0.1%+724+4.3%AddedHistory
AUDAudacy, Inc.COM20,062$86.0K<0.1%+20,062NewHistory
Maverix Metals Inc57776F405COM NEW16,000$86.0K<0.1%−2,680−14.3%Reduced–
PALIPalisade Bio, Inc.COM21,051$86.0K<0.1%+21,051NewHistory
Adamas Trust, Inc.649604501COM PAR $.0219,338$87.0K<0.1%+332+1.7%Added–
AppHarvest, Inc.03783T111*W EXP 01/30/20214,687$88.0K<0.1%00.0%Unchanged–
Crescent PT Energy Corp22576C101COM19,432$88.0K<0.1%−429−2.2%Reduced–
CMUMFS High Yield Municipal TrustSH BEN INT18,785$89.0K<0.1%00.0%UnchangedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT14,384$90.0K<0.1%00.0%UnchangedHistory
MTNBMatinas BioPharma Holdings, Inc.COM118,666$92.0K<0.1%−17,574−12.9%ReducedHistory
ADILAdial Pharmaceuticals, Inc.COM36,650$93.0K<0.1%00.0%UnchangedHistory
PMMFranklin Managed Municipal Income TrustCOM10,752$94.0K<0.1%00.0%UnchangedHistory
FTFFranklin Ltd Duration Income TrustCOM10,400$96.0K<0.1%+10,400NewHistory
LYGLloyds Banking Group plcSPONSORED ADR40,270$103.0K<0.1%+9,440+30.6%AddedHistory
HumanCo Acquisition Corp.44487N208UNIT 12/08/202310,000$104.0K<0.1%00.0%Unchanged–
HROWHarrow, Inc.COM11,443$106.0K<0.1%+1,376+13.7%AddedHistory
DHTDHT Holdings, Inc.SHS NEW16,272$106.0K<0.1%+2,704+19.9%AddedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM11,918$106.0K<0.1%−475−3.8%ReducedHistory
CECOCeco Environmental CorpCOM15,180$109.0K<0.1%00.0%UnchangedHistory
FSMFortuna Mining Corp.COM19,621$109.0K<0.1%+19,621NewHistory
FRBKRepublic First Bancorp IncCOM28,240$113.0K<0.1%−240−0.8%ReducedHistory
TELFYTelefonica S ASPONSORED ADR23,992$113.0K<0.1%+23,992NewHistory
CLSDClearside Biomedical, Inc.COM23,500$114.0K<0.1%−1,500−6.0%ReducedHistory
VBIVVBI Vaccines Inc/BCCOM NEW34,065$114.0K<0.1%−5,785−14.5%ReducedHistory
MLSSMilestone Scientific Inc.COM NEW47,100$115.0K<0.1%+2,750+6.2%AddedHistory
Guggenheim Enhanced Equity I40167B100COM13,434$116.0K<0.1%−47,801−78.1%Reduced–
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM23,601$118.0K<0.1%+35+0.1%AddedHistory
JFRNuveen Floating Rate Income FundCOM11,918$119.0K<0.1%+11,918NewHistory
BNGOBionano Genomics, Inc.COM16,250$119.0K<0.1%−5,700−26.0%ReducedHistory
QIPTQuipt Home Medical Corp.COM19,435$122.0K<0.1%+19,435NewHistory
RPAIRetail Properties of America, Inc.CL A11,189$128.0K<0.1%−800−6.7%ReducedHistory
SURFSurface Oncology, Inc.COM17,135$128.0K<0.1%00.0%UnchangedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM19,700$130.0K<0.1%+8,700+79.1%AddedHistory
Health Assurn Acquisition Co42226W109COM CL A13,200$132.0K<0.1%+500+3.9%Added–
AGIAlamos Gold IncStock17,552$134.0K<0.1%+5,664+47.6%AddedHistory
PAVMPAVmed Inc.COM20,905$134.0K<0.1%+7,017+50.5%AddedHistory
PTENPatterson Uti Energy IncCOM13,598$135.0K<0.1%+1,132+9.1%AddedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS16,810$136.0K<0.1%+3,395+25.3%AddedHistory
PFNPIMCO Income Strategy Fund IICOM12,422$136.0K<0.1%−2,741−18.1%ReducedHistory
TELLTellurian Inc.COM29,323$136.0K<0.1%+8,008+37.6%AddedHistory
TEITempleton Emerging Markets Income FundCOM17,200$137.0K<0.1%+2,900+20.3%AddedHistory
MFGMizuho Financial Group IncSPONSORED ADR48,370$138.0K<0.1%−4,236−8.1%ReducedHistory
SWNSouthwestern Energy CoCOM24,450$138.0K<0.1%00.0%UnchangedHistory
OISOil States International, IncCOM17,805$140.0K<0.1%+5,907+49.6%AddedHistory
DFTXDefinium Therapeutics, Inc.COM41,183$141.0K<0.1%+41,183NewHistory
PCGPG&E CorpStock13,981$142.0K<0.1%+13,981NewHistory
CRMDCorMedix Inc.COM20,879$143.0K<0.1%00.0%UnchangedHistory
AIVApartment Investment & Management CoCL A21,486$144.0K<0.1%−133−0.6%ReducedHistory
SCYXScynexis IncCOM NEW20,000$147.0K<0.1%00.0%UnchangedHistory
PGENPrecigen, Inc.COM22,855$149.0K<0.1%−4,900−17.7%ReducedHistory
IGRCbre Global Real Estate Income FundCOM17,305$152.0K<0.1%+4,825+38.7%AddedHistory
BRMKBroadmark Realty Capital Inc.COM14,365$152.0K<0.1%00.0%UnchangedHistory

Options (18)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Private Advisor Group, LLC in Q2 2021
SecurityClassPutsCalls
SLViShares Silver TrustETF–$2.80M
State Street Energy Select Sector SPDR ETF81369Y506ETF–$471.0K
WFCWells Fargo & CompanyStock–$134.0K
PYPLPayPal Holdings, Inc.Stock–$77.0K
DALDelta Air Lines, Inc.COM NEW–$10.0K
ARK Innovation ETF00214Q104ETF$9.00K–
BFXBowflex Inc.COM–$8.00K
UALUnited Airlines Holdings, Inc.COM–$7.00K
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF$6.00K–
PENNPENN Entertainment, Inc.COM–$5.00K
SSRMSSR Mining Inc.Stock–$4.00K
iShares Russell 2000 ETF464287655ETF$3.00K–
VanEck Semiconductor ETF92189F676ETF$2.00K–
WYWeyerhaeuser CoCOM NEW$2.00K–
BXBlackstone Inc.COM–$2.00K
PCTPureCycle Technologies, Inc.COM–$2.00K
CARRCarrier Global CorpStock–$1.00K
VanEck ETF Trust92189F106GOLD MINERS ETF–$1.00K

Sold out since Q1 2021 (89)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Private Advisor Group, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM195,563$3.82M<0.1%–
TFXTeleflex IncCOM8,111$3.37M<0.1%History
First Tr Exchange Traded FD33733A102CHINDIA ETF51,503$3.16M<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A58,578$2.55M<0.1%History
SPDR Series Trust78464A151SST SPDR BLOOMBE67,309$2.41M<0.1%–
DNMRDanimer Scientific, Inc.COM CL A55,618$2.10M<0.1%History
iShares Tr46429B291A RATE CP BD ETF31,294$1.73M<0.1%–
Colony CR Real Estate Inc19625T101COM CL A185,009$1.58M<0.1%–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB72,072$1.54M<0.1%–
RGENRepligen CorpCOM7,503$1.46M<0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,964$1.11M<0.1%–
IDEVoya Infrastructure, Industrials & Materials FundCOM74,100$917.0K<0.1%History
iShares Tr464288117INTL TREA BD ETF15,767$818.0K<0.1%–
Fintech Acquisition Corp IV31810N302UNIT 12/31/202566,950$747.0K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF7,814$709.0K<0.1%–
CABOCable One, Inc.COM366$669.0K<0.1%History
FLCFlaherty & Crumrine Total Return Fund IncCOM27,300$666.0K<0.1%History
GW Pharmaceuticals PLC36197T103ADS2,753$597.0K<0.1%–
Fidelity MSCI Materials Index ETF316092881ETF13,269$587.0K<0.1%–
CNOBConnectOne Bancorp, Inc.COM22,547$572.0K<0.1%History
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF4,149$545.0K<0.1%–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN7,030$512.0K<0.1%History
RBB FD Inc74933W601MOTLEY FOL ETF13,661$486.0K<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF17,806$476.0K<0.1%–
IAC Interactivecorp New44891N109COM2,193$474.0K<0.1%–
Curevac N VN2451R105COM5,150$471.0K<0.1%–
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS136,349$458.0K<0.1%–
Aphria Inc03765K104COM24,587$452.0K<0.1%–
iShares Tr46435G193ESG AWRE USD ETF16,680$449.0K<0.1%–
WIXWix.com Ltd.SHS1,567$438.0K<0.1%History
Franklin ETF Tr353506108SHRT DUR US GOVT4,436$422.0K<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,644$415.0K<0.1%–
CTXSCitrix Systems IncCOM2,948$414.0K<0.1%History
Alps Clean Energy ETF00162Q460ETF4,576$357.0K<0.1%–
WCNWaste Connections, Inc.COM3,209$347.0K<0.1%History
SMPLSimply Good Foods CoCOM11,355$345.0K<0.1%History
TALTAL Education GroupSPONSORED ADS6,327$341.0K<0.1%History
Direxion Shs ETF Tr25460G732MOONSHOT INNOVAT8,319$341.0K<0.1%–
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF10,837$337.0K<0.1%–
JPMorgan Chase & Co46625H365ALERIAN ML ETN19,885$330.0K<0.1%–
WUWestern Union COStock12,162$300.0K<0.1%History
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN1,921$299.0K<0.1%–
RKTRocket Companies, Inc.Stock12,548$290.0K<0.1%History
ARMKAramarkCOM7,452$282.0K<0.1%History
ETF Ser Solutions26922A172NATIONWIDE RSK10,308$277.0K<0.1%–
Townebank Portsmouth Va89214P109COM9,000$274.0K<0.1%–
Nushares ETF Tr67092P888NUVEEN ESG EMRGN7,790$274.0K<0.1%–
FAFFirst American Financial CorpStock4,787$271.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM22,888$271.0K<0.1%–
CPTCamden Property TrustREIT2,435$268.0K<0.1%History
PRLBProto Labs IncCOM2,138$260.0K<0.1%History
BCBrunswick CorpCOM2,690$257.0K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS1,909$256.0K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR16,700$245.0K<0.1%History
Varian Med Sys Inc92220P105COM1,383$245.0K<0.1%–
PDPagerDuty, Inc.COM5,903$237.0K<0.1%History
CHWCalamos Global Dynamic Income FundCOM22,874$233.0K<0.1%History
iShares Inc46434G822MSCI JAPAN ETF3,394$233.0K<0.1%–
FFIVF5, Inc.Stock1,064$222.0K<0.1%History
iShares Inc464286517JP MORGAN EM ETF5,171$221.0K<0.1%–
RGLDRoyal Gold IncStock2,011$216.0K<0.1%History
Global X FDS37954Y426CANNABIS ETF13,231$212.0K<0.1%–
HEHawaiian Electric Industries IncCOM4,741$211.0K<0.1%History
AMRSAmyris, Inc.COM NEW10,966$209.0K<0.1%History
MNDTMandiant, Inc.COM10,635$208.0K<0.1%History
EQHEquitable Holdings, Inc.COM6,257$204.0K<0.1%History
PBCTPeople's United Financial, Inc.COM11,341$203.0K<0.1%History
FELEFranklin Electric Co IncCOM2,538$200.0K<0.1%History
Credit Suisse Group225401108SPONSORED ADR18,047$191.0K<0.1%–
WIMIWiMi Hologram Cloud Inc.SPON ADS CL B22,000$145.0K<0.1%History
PGPPIMCO Global StocksPLUS & Income FundCOM11,429$122.0K<0.1%History
KPTIKaryopharm Therapeutics Inc.COM11,070$116.0K<0.1%History
INOInovio Pharmaceuticals, Inc.COM NEW11,555$107.0K<0.1%History
Entercom Communications Corp293639100CL A20,062$105.0K<0.1%–
KODKEastman Kodak CoCOM NEW10,734$84.0K<0.1%History
PHKPIMCO High Income FundCOM SHS12,213$82.0K<0.1%History
SUNESUNation Energy, Inc.COM13,550$81.0K<0.1%History
UVXYProShares Trust IIULTRA VIX SHORT12,500$71.0K<0.1%History
ATHXAthersys, IncCOM28,740$52.0K<0.1%History
NPKINPK International Inc.COM SHS13,976$44.0K<0.1%History
LITSLite Strategy, Inc.COM NEW10,441$36.0K<0.1%History
Akers Biosciences Inc00973E409COM10,600$34.0K<0.1%–
BKEPBlueknight Energy Partners, L.P.COM UNIT10,000$32.0K<0.1%History
VISLVislink Technologies, Inc.COM10,000$29.0K<0.1%History
GERNGeron CorpCOM15,300$24.0K<0.1%History
KUSTKustom Entertainment, Inc.COM NEW13,250$22.0K<0.1%History
TMQTrilogy Metals Inc.COM10,020$21.0K<0.1%History
RGLSRegulus Therapeutics Inc.COM NEW10,000$16.0K<0.1%History
GTEGran Tierra Energy Inc.COM20,000$14.0K<0.1%History