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Livermore
Livermore
ZHEN

Edge Wealth Management LLC

SEC CIK
0001567163
Latest filing
Jul 9, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 23, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
438
+3 vs. Q1 2021
Portfolio value
$491.4M
+$20.9M (+4.4%) vs. Q1 2021
Filed
Jul 23, 2021
SEC
Holdings of Edge Wealth Management LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464288687PFD AND INCM SEC1,327,745$52.1M10.6%+29,251+2.3%Added–
AAPLApple Inc.Stock210,737$28.9M5.9%−832−0.4%ReducedHistory
GOOGLAlphabet Inc.Stock10,076$24.6M5.0%−7−0.1%ReducedHistory
MSFTMicrosoft CorpStock88,111$23.8M4.8%+280+0.3%AddedHistory
iShares Russell 2000 ETF464287655ETF97,178$22.3M4.5%+363+0.4%Added–
PYPLPayPal Holdings, Inc.Stock68,669$20.1M4.1%+56+0.1%AddedHistory
VZVerizon Communications IncStock295,971$16.6M3.4%+83,097+39.0%AddedHistory
JNJJohnson & JohnsonStock82,998$13.6M2.8%+603+0.7%AddedHistory
JPMJPMorgan Chase & CoStock87,418$13.6M2.8%+95+0.1%AddedHistory
BLKBlackRock, Inc.COM15,383$13.5M2.7%−30.0%ReducedHistory
DISWalt Disney CoStock76,396$13.4M2.7%+1,449+1.9%AddedHistory
HONHoneywell International IncCOM56,500$12.4M2.5%+139+0.2%AddedHistory
PSAPublic StorageCOM39,700$11.9M2.4%+50+0.1%AddedHistory
WMWaste Management IncStock84,958$11.9M2.4%−946−1.1%ReducedHistory
BRK.BBerkshire Hathaway IncStock41,832$11.6M2.4%+49+0.1%AddedHistory
WMTWalmart Inc.Stock78,972$11.1M2.3%+1,810+2.3%AddedHistory
PFEPfizer IncStock281,199$11.0M2.2%+559+0.2%AddedHistory
MRKMerck & Co., Inc.Stock138,063$10.8M2.2%+3,134+2.3%AddedHistory
GDGeneral Dynamics CorpStock55,599$10.5M2.1%+366+0.7%AddedHistory
CRMSalesforce, Inc.Stock39,986$9.79M2.0%+606+1.5%AddedHistory
CERNCERNER CorpCOM112,941$8.81M1.8%+441+0.4%AddedHistory
PGProcter & Gamble CoStock61,451$8.28M1.7%−379−0.6%ReducedHistory
KOCoca Cola CoStock144,880$7.81M1.6%+1,528+1.1%AddedHistory
PEGPublic Service Enterprise Group IncCOM112,718$6.72M1.4%+604+0.5%AddedHistory
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB301,271$6.54M1.3%−13,658−4.3%Reduced–
MCDMcDonalds CorpStock25,323$5.86M1.2%+413+1.7%AddedHistory
MDTMedtronic plcStock41,396$5.13M1.0%−1,743−4.0%ReducedHistory
RTXRTX CorpStock49,291$4.21M0.9%−399−0.8%ReducedHistory
AMZNAmazon Com IncStock1,199$4.14M0.8%+55+4.8%AddedHistory
METAMeta Platforms, Inc.Stock11,548$4.03M0.8%−250−2.1%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB172,422$3.72M0.8%−12,813−6.9%Reduced–
ADPTAdaptive Biotechnologies CorpCOM90,000$3.68M0.7%00.0%UnchangedHistory
NLY.PFAnnaly Capital Management IncPFD137,990$3.58M0.7%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB158,532$3.52M0.7%+1,915+1.2%Added–
CSCOCisco Systems, Inc.Stock65,113$3.45M0.7%−16,950−20.7%ReducedHistory
EPDEnterprise Products Partners L.P.Stock135,923$3.30M0.7%+14,000+11.5%AddedHistory
AGNCNAGNC Investment Corp.PFD121,055$3.19M0.7%00.0%UnchangedHistory
BACBank of America CorpStock76,966$3.17M0.6%+16,701+27.7%AddedHistory
CVSCVS Health CorpStock35,378$2.94M0.6%−1,150−3.1%ReducedHistory
INTCIntel CorpStock50,340$2.81M0.6%+5,005+11.0%AddedHistory
BPBP PLCADR91,218$2.41M0.5%+376+0.4%AddedHistory
NVAXNovavax IncCOM NEW10,000$2.12M0.4%+7,000+233.3%AddedHistory
SPYSPDR S&P 500 ETF TrustETF4,621$1.98M0.4%−952−17.1%ReducedHistory
BSCLBILI Social International, Inc.BULSHS 2021 CB92,344$1.95M0.4%00.0%UnchangedHistory
BAC.PKBank of America CorpPFD67,930$1.87M0.4%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF120,135$1.84M0.4%+4,800+4.2%Added–
GBTCGrayscale Bitcoin Trust ETFETF54,134$1.61M0.3%+16,529+44.0%AddedHistory
iShares Select Dividend ETF464287168ETF11,474$1.34M0.3%+1,527+15.4%Added–
RCSPIMCO Strategic Income Fund, Inc.CEF171,305$1.31M0.3%−4,670−2.7%ReducedHistory
BABoeing CoStock5,217$1.25M0.3%00.0%UnchangedHistory
PEPPepsiCo IncStock8,003$1.18M0.2%−115−1.4%ReducedHistory
TSLATesla, Inc.Stock1,696$1.16M0.2%−435−20.4%ReducedHistory
DOMINION ENERGY 5.25pcntPFD DUE 07/30/76SUBJ TO XTRO REDEMPTION25746U844COM43,212$1.11M0.2%00.0%Unchanged–
Alps ETF Tr00162Q452ALERIAN MLP29,729$1.09M0.2%−7,990−21.2%Reduced–
HLFHerbalife Ltd.COM SHS19,218$1.01M0.2%00.0%UnchangedHistory
AGNCAGNC Investment Corp.REIT52,890$894.0K0.2%−20,500−27.9%ReducedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR130,000$881.0K0.2%00.0%UnchangedHistory
BCRXBiocryst Pharmaceuticals IncCOM50,000$794.0K0.2%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF12,363$666.0K0.1%+177+1.5%Added–
RITMRithm Capital Corp.REIT61,019$647.0K0.1%+60,000+5,888.1%AddedHistory
CVXChevron CorpStock5,858$613.0K0.1%+25+0.4%AddedHistory
FDXFedEx CorpStock2,045$609.0K0.1%00.0%UnchangedHistory
TGTXTG Therapeutics, Inc.COM15,000$586.0K0.1%+5,000+50.0%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR230,000$583.0K0.1%00.0%UnchangedHistory
UNPUnion Pacific CorpStock2,653$582.0K0.1%00.0%UnchangedHistory
ETHEGrayscale Ethereum Staking ETFETF25,280$552.0K0.1%+7,980+46.1%AddedHistory
Vanguard Real Estate ETF922908553ETF5,000$510.0K0.1%00.0%Unchanged–
GLDSPDR Gold TrustETF3,056$506.0K0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncCOM55,552$494.0K0.1%−28,135−33.6%ReducedHistory
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS21,657$483.0K0.1%+15,440+248.4%AddedHistory
BAC.PNBank of America CorpPFD17,250$472.0K0.1%00.0%UnchangedHistory
WFC.PZWells Fargo & CompanyPFD18,000$470.0K0.1%00.0%UnchangedHistory
JPM.PCJPMorgan Chase & CoPFD15,000$431.0K0.1%00.0%UnchangedHistory
JPM.PKJPMorgan Chase & CoPFD16,000$423.0K0.1%+6,000+60.0%AddedHistory
PMTPennyMac Mortgage Investment TrustCOM20,000$421.0K0.1%00.0%UnchangedHistory
Flagstar Bank, National Association649445103COM37,516$414.0K0.1%00.0%Unchanged–
JPCNuveen Preferred & Income Opportunities FundCOM36,996$371.0K0.1%+308+0.8%AddedHistory
ProShares Tr74347B425SHORT S&P 500 NE24,000$370.0K0.1%00.0%Unchanged–
ABRArbor Realty Trust IncCOM20,000$358.0K0.1%00.0%UnchangedHistory
iShares Tr464287846DOW JONES US ETF3,200$345.0K0.1%00.0%Unchanged–
Barrick Gold Corp067901108COM16,375$338.0K0.1%+40.0%Added–
BAC.PPBank of America CorpPFD13,000$338.0K0.1%+7,000+116.7%AddedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM19,940$311.0K0.1%+160+0.8%AddedHistory
DALDelta Air Lines, Inc.COM NEW5,987$259.0K0.1%−10.0%ReducedHistory
Ushg Acquisition Corp91748P209UNIT 99/99/999925,000$251.0K0.1%00.0%Unchanged–
Global X Lithium & Battery Tech ETF37954Y855ETF3,434$248.0K0.1%00.0%Unchanged–
TAT&T Inc.Stock8,020$223.0K<0.1%+4,329+117.3%AddedHistory
CRLCharles River Laboratories International, Inc.COM600$222.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF6,345$216.0K<0.1%−3,000−32.1%Reduced–
BMYBristol Myers Squibb CoStock3,087$207.0K<0.1%−238−7.2%ReducedHistory
PLTRPalantir Technologies Inc.Stock7,792$207.0K<0.1%+306+4.1%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF5,625$206.0K<0.1%−251−4.3%Reduced–
SONYSony Group CorpSPONSORED ADR2,050$199.0K<0.1%00.0%UnchangedHistory
WFCWells Fargo & CompanyStock4,050$183.0K<0.1%−2,752−40.5%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN17,000$182.0K<0.1%00.0%UnchangedHistory
LMPXLMP Automotive Holdings, Inc.COM10,500$177.0K<0.1%+3,500+50.0%AddedHistory
Invesco High Income 2024 Tar46136K105COM17,693$173.0K<0.1%+38+0.2%Added–
TDOCTeladoc Health, Inc.COM1,000$167.0K<0.1%+500+100.0%AddedHistory
GSGoldman Sachs Group IncStock431$164.0K<0.1%00.0%UnchangedHistory
ACNAccenture plcStock557$164.0K<0.1%00.0%UnchangedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Edge Wealth Management LLC in Q2 2021
SecurityClassPutsCalls
PayPal Hldgs Inc70450Y903CALL–$5.00K
Therapeuticsmd Inc88338N907CALL–$1.00K

Sold out since Q1 2021 (27)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Edge Wealth Management LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
PPGPPG Industries IncStock51,596$7.75M1.6%History
CATCaterpillar IncStock31,204$7.24M1.5%History
Vesper Healthcare Acqstn Cor92538T203UNIT 99/99/999930,000$347.0K0.1%–
LYVLive Nation Entertainment, Inc.COM4,000$339.0K0.1%History
LXULSB Industries, Inc.COM50,000$257.0K0.1%History
UPWKUpwork, IncCOM5,000$224.0K<0.1%History
T.PAAT&T Inc.PFD4,290$113.0K<0.1%History
Social Capital Hedosopha HLDG8252P105SHS CL A5,470$94.0K<0.1%–
Paysafe Limited Ord344328109Stock3,000$45.0K<0.1%–
MMacy's, Inc.COM2,050$33.0K<0.1%History
ARMKAramarkCOM850$32.0K<0.1%History
Vanguard S&P 500 ETF922908363ETF72$26.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF366$25.0K<0.1%–
TLRYTilray Brands, Inc.COM CL 21,000$23.0K<0.1%History
FBIOFortress Biotech, Inc.COM6,000$21.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM180$10.0K<0.1%History
ABNBAirbnb, Inc.Stock45$8.00K<0.1%History
PENNPENN Entertainment, Inc.COM20$2.00K<0.1%History
High Tide Inc Com42981E104COM76$1.00K<0.1%–
Supreme Cannabis Co 00 F86860J106COM2,500$1.00K<0.1%–
Jaws Acquisition CorpG50744104SHS95$1.00K<0.1%–
RBLXRoblox CorpStock1––History
ARK Innovation ETF00214Q104ETF1–––
OCGNOcugen, Inc.COM30––History
AMCAMC Entertainment Holdings, Inc.CL A COM11––History
GTBIFGreen Thumb Industries Inc.COM5––History
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT7–––