Edge Wealth Management LLC
- SEC CIK
- 0001567163
- Latest filing
- Jul 9, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 13, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 534
- +96 vs. Q2 2021
- Portfolio value
- $512.8M
- +$21.4M (+4.4%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr464288687 | PFD AND INCM SEC | 1,477,955 | $57.4M | 11.2% | +150,210+11.3% | Added | – |
| AAPLApple Inc. | Stock | 221,665 | $31.4M | 6.1% | +10,928+5.2% | Added | History |
| GOOGLAlphabet Inc. | Stock | 10,495 | $28.1M | 5.5% | +419+4.2% | Added | History |
| MSFTMicrosoft Corp | Stock | 91,773 | $25.9M | 5.0% | +3,662+4.2% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 107,901 | $23.6M | 4.6% | +10,723+11.0% | Added | – |
| PYPLPayPal Holdings, Inc. | Stock | 72,534 | $18.9M | 3.7% | +3,865+5.6% | Added | History |
| VZVerizon Communications Inc | Stock | 311,989 | $16.9M | 3.3% | +16,018+5.4% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 90,962 | $14.9M | 2.9% | +3,544+4.1% | Added | History |
| JNJJohnson & Johnson | Stock | 86,044 | $13.9M | 2.7% | +3,046+3.7% | Added | History |
| BLKBlackRock, Inc. | COM | 16,292 | $13.7M | 2.7% | +909+5.9% | Added | History |
| DISWalt Disney Co | Stock | 78,471 | $13.3M | 2.6% | +2,075+2.7% | Added | History |
| WMWaste Management Inc | Stock | 87,481 | $13.1M | 2.5% | +2,523+3.0% | Added | History |
| PSAPublic Storage | COM | 42,042 | $12.5M | 2.4% | +2,342+5.9% | Added | History |
| HONHoneywell International Inc | COM | 58,749 | $12.5M | 2.4% | +2,249+4.0% | Added | History |
| PFEPfizer Inc | Stock | 286,790 | $12.3M | 2.4% | +5,591+2.0% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 44,256 | $12.1M | 2.4% | +2,424+5.8% | Added | History |
| CRMSalesforce, Inc. | Stock | 43,158 | $11.7M | 2.3% | +3,172+7.9% | Added | History |
| WMTWalmart Inc. | Stock | 82,722 | $11.5M | 2.2% | +3,750+4.7% | Added | History |
| GDGeneral Dynamics Corp | Stock | 57,720 | $11.3M | 2.2% | +2,121+3.8% | Added | History |
| MRKMerck & Co., Inc. | Stock | 142,420 | $10.7M | 2.1% | +4,357+3.2% | Added | History |
| PGProcter & Gamble Co | Stock | 63,330 | $8.85M | 1.7% | +1,879+3.1% | Added | History |
| CERNCERNER Corp | COM | 119,762 | $8.45M | 1.6% | +6,821+6.0% | Added | History |
| KOCoca Cola Co | Stock | 150,893 | $7.92M | 1.5% | +6,013+4.2% | Added | History |
| PEGPublic Service Enterprise Group Inc | COM | 120,551 | $7.34M | 1.4% | +7,833+6.9% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 318,571 | $6.90M | 1.3% | +17,300+5.7% | Added | – |
| MCDMcDonalds Corp | Stock | 26,437 | $6.37M | 1.2% | +1,114+4.4% | Added | History |
| MDTMedtronic plc | Stock | 39,081 | $4.90M | 1.0% | −2,315−5.6% | Reduced | History |
| RTXRTX Corp | Stock | 49,020 | $4.21M | 0.8% | −271−0.5% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 1,205 | $3.96M | 0.8% | +6+0.5% | Added | History |
| METAMeta Platforms, Inc. | Stock | 11,489 | $3.90M | 0.8% | −59−0.5% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 172,445 | $3.71M | 0.7% | +230.0% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 158,432 | $3.50M | 0.7% | −100−0.1% | Reduced | – |
| NLY.PFAnnaly Capital Management Inc | PFD | 131,490 | $3.40M | 0.7% | −6,500−4.7% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 62,153 | $3.38M | 0.7% | −2,960−4.5% | Reduced | History |
| BACBank of America Corp | Stock | 73,008 | $3.10M | 0.6% | −3,958−5.1% | Reduced | History |
| ADPTAdaptive Biotechnologies Corp | COM | 90,000 | $3.06M | 0.6% | 00.0% | Unchanged | History |
| AGNCNAGNC Investment Corp. | PFD | 113,455 | $2.97M | 0.6% | −7,600−6.3% | Reduced | History |
| CVSCVS Health Corp | Stock | 33,608 | $2.85M | 0.6% | −1,770−5.0% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 122,630 | $2.65M | 0.5% | −13,293−9.8% | Reduced | History |
| BGCBGC Group, Inc. | CL A | 505,015 | $2.63M | 0.5% | +479,840+1,906.0% | Added | History |
| INTCIntel Corp | Stock | 47,570 | $2.54M | 0.5% | −2,770−5.5% | Reduced | History |
| NMRKNewmark Group, Inc. | CL A | 163,988 | $2.35M | 0.5% | +157,260+2,337.4% | Added | History |
| BPBP PLC | ADR | 84,496 | $2.31M | 0.5% | −6,722−7.4% | Reduced | History |
| NVAXNovavax Inc | COM NEW | 11,000 | $2.28M | 0.4% | +1,000+10.0% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 4,801 | $2.06M | 0.4% | +180+3.9% | Added | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 92,344 | $1.95M | 0.4% | 00.0% | Unchanged | History |
| BAC.PKBank of America Corp | PFD | 66,430 | $1.79M | 0.3% | −1,500−2.2% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 117,635 | $1.77M | 0.3% | −2,500−2.1% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 12,455 | $1.43M | 0.3% | +981+8.5% | Added | – |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 145,000 | $1.42M | 0.3% | +15,000+11.5% | Added | History |
| PEPPepsiCo Inc | Stock | 8,003 | $1.20M | 0.2% | 00.0% | Unchanged | History |
| BABoeing Co | Stock | 5,217 | $1.15M | 0.2% | 00.0% | Unchanged | History |
| TSLATesla, Inc. | Stock | 1,458 | $1.13M | 0.2% | −238−14.0% | Reduced | History |
| GBTCGrayscale Bitcoin Trust ETF | ETF | 32,404 | $1.10M | 0.2% | −21,730−40.1% | Reduced | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 29,741 | $991.0K | 0.2% | +120.0% | Added | – |
| HLFHerbalife Ltd. | COM SHS | 19,218 | $814.0K | 0.2% | 00.0% | Unchanged | History |
| RITMRithm Capital Corp. | REIT | 61,020 | $671.0K | 0.1% | +10.0% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 12,363 | $644.0K | 0.1% | 00.0% | Unchanged | – |
| ETHEGrayscale Ethereum Staking ETF | ETF | 22,280 | $633.0K | 0.1% | −3,000−11.9% | Reduced | History |
| CVXChevron Corp | Stock | 5,904 | $599.0K | 0.1% | +46+0.8% | Added | History |
| AGNCAGNC Investment Corp. | REIT | 37,890 | $598.0K | 0.1% | −15,000−28.4% | Reduced | History |
| FDXFedEx Corp | Stock | 2,687 | $589.0K | 0.1% | +642+31.4% | Added | History |
| UNPUnion Pacific Corp | Stock | 2,653 | $520.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Real Estate ETF922908553 | ETF | 5,000 | $509.0K | 0.1% | 00.0% | Unchanged | – |
| GLDSPDR Gold Trust | ETF | 3,056 | $502.0K | 0.1% | 00.0% | Unchanged | History |
| TGTXTG Therapeutics, Inc. | COM | 15,000 | $499.0K | 0.1% | 00.0% | Unchanged | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 200,000 | $490.0K | 0.1% | −30,000−13.0% | Reduced | History |
| Flagstar Bank, National Association649445103 | COM | 37,516 | $483.0K | 0.1% | 00.0% | Unchanged | – |
| WFC.PZWells Fargo & Company | PFD | 18,000 | $471.0K | 0.1% | 00.0% | Unchanged | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 22,157 | $468.0K | 0.1% | +500+2.3% | Added | History |
| BAC.PNBank of America Corp | PFD | 17,250 | $461.0K | 0.1% | 00.0% | Unchanged | History |
| JPM.PKJPMorgan Chase & Co | PFD | 16,000 | $418.0K | 0.1% | 00.0% | Unchanged | History |
| JPM.PCJPMorgan Chase & Co | PFD | 15,000 | $416.0K | 0.1% | 00.0% | Unchanged | History |
| ABRArbor Realty Trust Inc | COM | 20,000 | $371.0K | 0.1% | 00.0% | Unchanged | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 24,000 | $366.0K | 0.1% | 00.0% | Unchanged | – |
| BCRXBiocryst Pharmaceuticals Inc | COM | 25,000 | $359.0K | 0.1% | −25,000−50.0% | Reduced | History |
| RCSPIMCO Strategic Income Fund, Inc. | CEF | 50,830 | $358.0K | 0.1% | −120,475−70.3% | Reduced | History |
| iShares Tr464287846 | DOW JONES US ETF | 3,200 | $345.0K | 0.1% | 00.0% | Unchanged | – |
| BAC.PPBank of America Corp | PFD | 13,000 | $334.0K | 0.1% | 00.0% | Unchanged | History |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 20,101 | $293.0K | 0.1% | +161+0.8% | Added | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 6,100 | $289.0K | 0.1% | +6,100 | New | – |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 3,434 | $281.0K | 0.1% | 00.0% | Unchanged | – |
| SONYSony Group Corp | SPONSORED ADR | 2,400 | $265.0K | 0.1% | +350+17.1% | Added | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 8,945 | $264.0K | 0.1% | +2,600+41.0% | Added | – |
| DALDelta Air Lines, Inc. | COM NEW | 6,006 | $256.0K | <0.1% | +19+0.3% | Added | History |
| Ushg Acquisition Corp91748P209 | UNIT 99/99/9999 | 25,000 | $249.0K | <0.1% | 00.0% | Unchanged | – |
| CRLCharles River Laboratories International, Inc. | COM | 600 | $248.0K | <0.1% | 00.0% | Unchanged | History |
| Barrick Gold Corp067901108 | COM | 13,675 | $247.0K | <0.1% | −2,700−16.5% | Reduced | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 5,637 | $212.0K | <0.1% | +12+0.2% | Added | – |
| WFCWells Fargo & Company | Stock | 4,050 | $188.0K | <0.1% | 00.0% | Unchanged | History |
| PLTRPalantir Technologies Inc. | Stock | 7,786 | $187.0K | <0.1% | −6−0.1% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 3,118 | $184.0K | <0.1% | +31+1.0% | Added | History |
| ACNAccenture plc | Stock | 557 | $178.0K | <0.1% | 00.0% | Unchanged | History |
| Ito En LtdJ25027103 | COM | 2,700 | $177.0K | <0.1% | +2,700 | New | – |
| Invesco High Income 2024 Tar46136K105 | COM | 17,728 | $175.0K | <0.1% | +35+0.2% | Added | – |
| WYNNWynn Resorts Ltd | COM | 2,000 | $170.0K | <0.1% | +2,000 | New | History |
| MSMorgan Stanley | Stock | 1,685 | $164.0K | <0.1% | +85+5.3% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 432 | $163.0K | <0.1% | +1+0.2% | Added | History |
| LMPXLMP Automotive Holdings, Inc. | COM | 10,500 | $162.0K | <0.1% | 00.0% | Unchanged | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 5,500 | $147.0K | <0.1% | 00.0% | Unchanged | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Therapeuticsmd Inc88338N907 | CALL | – | $1.00K |
Sold out since Q2 2021 (22)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| DOMINION ENERGY 5.25pcntPFD DUE 07/30/76SUBJ TO XTRO REDEMPTION25746U844 | COM | 43,212 | $1.11M | 0.2% | – |
| PMTPennyMac Mortgage Investment Trust | COM | 20,000 | $421.0K | 0.1% | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 36,996 | $371.0K | 0.1% | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 17,000 | $182.0K | <0.1% | History |
| Ito En Ltd Ordf314300000 | COM | 2,700 | $164.0K | <0.1% | – |
| TYGTortoise Energy Infrastructure Corp | COM | 5,000 | $144.0K | <0.1% | History |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 7,500 | $85.0K | <0.1% | History |
| FLRFluor Corp | Stock | 4,170 | $74.0K | <0.1% | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 4,500 | $71.0K | <0.1% | History |
| Stable RD Acquisition Corp85236Q109 | COM CL A | 5,000 | $71.0K | <0.1% | – |
| Bridgestone Corp L Ordf613210004 | COM | 1,500 | $68.0K | <0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,500 | $58.0K | <0.1% | – |
| Ajax IG0190X100 | COM | 5,000 | $50.0K | <0.1% | – |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 4,000 | $35.0K | <0.1% | History |
| Hertz Global Holdings, Inc42806J106 | Common Stock | 2,500 | $23.0K | <0.1% | – |
| PRPermian Resources Corp | CL A | 1,750 | $12.0K | <0.1% | History |
| ETF Ser Solutions26922A297 | US VEGAN CLIMA | 300 | $12.0K | <0.1% | – |
| WKHSWorkhorse Group Inc. | COM NEW | 500 | $8.00K | <0.1% | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 25 | $5.00K | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 40 | $2.00K | <0.1% | History |
| Neomedia Tech Inc640505400 | COM | 41 | $1.00K | <0.1% | – |
| Terra Tech Corp88102J209 | COM | 667 | $1.00K | <0.1% | – |